16th Jul 2014 15:25
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 15 July 2014 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: ABBVIE INC
|
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 7,345,640 | 1.25% | 3,017,646 | 0.51% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 742,319 | 0.13% | 1,777,282 | 0.30% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,165,400 | 0.20% | 2,122,800 | 0.36% | |||||||
| (4) | TOTAL: | ||||||||||
| 9,253,359 | 1.58% | 6,917,728 | 1.17% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD (traded as ADR) | Purchase | 3 | 251.4600 USD | ||||
| ORD | Purchase | 15 | 48.7860 GBP | ||||
| ORD | Purchase | 21 | 48.7410 GBP | ||||
| ORD | Purchase | 40 | 48.7171 GBP | ||||
| ORD | Purchase | 42 | 48.5190 GBP | ||||
| ORD | Purchase | 53 | 48.3700 GBP | ||||
| ORD | Purchase | 56 | 48.8300 GBP | ||||
| ORD | Purchase | 58 | 48.5610 GBP | ||||
| ORD | Purchase | 58 | 48.7740 GBP | ||||
| ORD | Purchase | 58 | 48.7850 GBP | ||||
| ORD | Purchase | 58 | 48.7950 GBP | ||||
| ORD | Purchase | 58 | 48.8050 GBP | ||||
| ORD | Purchase | 58 | 48.8100 GBP | ||||
| ORD | Purchase | 58 | 48.8540 GBP | ||||
| ORD | Purchase | 59 | 48.7050 GBP | ||||
| ORD | Purchase | 62 | 48.5510 GBP | ||||
| ORD | Purchase | 65 | 48.5050 GBP | ||||
| ORD | Purchase | 65 | 48.9050 GBP | ||||
| ORD | Purchase | 65 | 48.9090 GBP | ||||
| ORD | Purchase | 65 | 48.9140 GBP | ||||
| ORD | Purchase | 65 | 48.9250 GBP | ||||
| ORD | Purchase | 66 | 48.5150 GBP | ||||
| ORD | Purchase | 71 | 48.5450 GBP | ||||
| ORD | Purchase | 87 | 48.6650 GBP | ||||
| ORD | Purchase | 121 | 48.5320 GBP | ||||
| ORD | Purchase | 126 | 48.6910 GBP | ||||
| ORD | Purchase | 132 | 48.8590 GBP | ||||
| ORD | Purchase | 132 | 48.8650 GBP | ||||
| ORD | Purchase | 142 | 48.5350 GBP | ||||
| ORD | Purchase | 157 | 48.6100 GBP | ||||
| ORD | Purchase | 165 | 48.7500 GBP | ||||
| ORD | Purchase | 170 | 48.5250 GBP | ||||
| ORD | Purchase | 171 | 48.7100 GBP | ||||
| ORD | Purchase | 184 | 48.7750 GBP | ||||
| ORD | Purchase | 185 | 48.5700 GBP | ||||
| ORD | Purchase | 231 | 48.4100 GBP | ||||
| ORD | Purchase | 232 | 48.7200 GBP | ||||
| ORD | Purchase | 239 | 48.9300 GBP | ||||
| ORD | Purchase | 251 | 48.8400 GBP | ||||
| ORD | Purchase | 260 | 48.9100 GBP | ||||
| ORD | Purchase | 289 | 48.7400 GBP | ||||
| ORD | Purchase | 296 | 48.4300 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 250.2800 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 251.6799 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 252.0600 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 252.1980 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 252.2799 USD | ||||
| ORD | Purchase | 306 | 49.0500 GBP | ||||
| ORD | Purchase | 334 | 48.6700 GBP | ||||
| ORD | Purchase | 345 | 48.8200 GBP | ||||
| ORD (traded as ADR) | Purchase | 345 | 252.2930 USD | ||||
| ORD | Purchase | 349 | 48.3800 GBP | ||||
| ORD | Purchase | 359 | 48.9500 GBP | ||||
| ORD | Purchase | 435 | 48.6600 GBP | ||||
| ORD | Purchase | 437 | 48.7600 GBP | ||||
| ORD | Purchase | 437 | 48.7990 GBP | ||||
| ORD | Purchase | 437 | 48.8080 GBP | ||||
| ORD | Purchase | 455 | 48.9400 GBP | ||||
| ORD | Purchase | 499 | 48.9600 GBP | ||||
| ORD | Purchase | 502 | 48.6300 GBP | ||||
| ORD | Purchase | 545 | 48.6507 GBP | ||||
| ORD | Purchase | 561 | 48.7900 GBP | ||||
| ORD | Purchase | 578 | 48.9950 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 249.7550 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 249.8600 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 250.1000 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 250.3475 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 251.6900 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 252.1400 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 252.3701 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 252.5150 USD | ||||
| ORD | Purchase | 641 | 49.0000 GBP | ||||
| ORD | Purchase | 644 | 48.8600 GBP | ||||
| ORD | Purchase | 655 | 48.7125 GBP | ||||
| ORD | Purchase | 703 | 48.5500 GBP | ||||
| ORD | Purchase | 710 | 48.8900 GBP | ||||
| ORD | Purchase | 745 | 48.4000 GBP | ||||
| ORD | Purchase | 754 | 48.6800 GBP | ||||
| ORD | Purchase | 774 | 48.5000 GBP | ||||
| ORD | Purchase | 780 | 48.5100 GBP | ||||
| ORD (traded as ADR) | Purchase | 780 | 250.0961 USD | ||||
| ORD | Purchase | 819 | 48.7300 GBP | ||||
| ORD | Purchase | 886 | 48.5400 GBP | ||||
| ORD | Purchase | 951 | 48.9800 GBP | ||||
| ORD | Purchase | 1,013 | 48.7700 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,089 | 250.5343 USD | ||||
| ORD | Purchase | 1,151 | 48.8700 GBP | ||||
| ORD | Purchase | 1,164 | 48.6900 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 250.6400 USD | ||||
| ORD | Purchase | 1,205 | 48.6837 GBP | ||||
| ORD | Purchase | 1,221 | 48.6321 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,314 | 251.6556 USD | ||||
| ORD | Purchase | 1,383 | 48.8500 GBP | ||||
| ORD | Purchase | 1,477 | 48.5300 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 250.4920 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 251.6220 USD | ||||
| ORD | Purchase | 1,561 | 48.9200 GBP | ||||
| ORD | Purchase | 1,629 | 48.6000 GBP | ||||
| ORD | Purchase | 1,655 | 49.4000 GBP | ||||
| ORD | Purchase | 1,680 | 48.5200 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 250.6191 USD | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 251.0666 USD | ||||
| ORD | Purchase | 1,894 | 48.7000 GBP | ||||
| ORD | Purchase | 1,896 | 48.7937 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,911 | 251.4210 USD | ||||
| ORD | Purchase | 2,097 | 48.9700 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 250.9185 USD | ||||
| ORD | Purchase | 2,378 | 48.7800 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,400 | 249.7753 USD | ||||
| ORD | Purchase | 2,545 | 48.7040 GBP | ||||
| ORD | Purchase | 2,626 | 48.8579 GBP | ||||
| ORD | Purchase | 2,772 | 49.0483 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,198 | 250.0927 USD | ||||
| ORD (traded as ADR) | Purchase | 3,300 | 251.6755 USD | ||||
| ORD (traded as ADR) | Purchase | 3,600 | 250.4133 USD | ||||
| ORD (traded as ADR) | Purchase | 3,600 | 251.6183 USD | ||||
| ORD (traded as ADR) | Purchase | 3,702 | 251.4768 USD | ||||
| ORD | Purchase | 4,616 | 48.8664 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,953 | 251.6320 USD | ||||
| ORD (traded as ADR) | Purchase | 5,067 | 250.5125 USD | ||||
| ORD | Purchase | 5,079 | 48.8023 GBP | ||||
| ORD | Purchase | 5,469 | 48.9000 GBP | ||||
| ORD | Purchase | 5,977 | 48.8585 GBP | ||||
| ORD | Purchase | 6,908 | 48.6602 GBP | ||||
| ORD (traded as ADR) | Purchase | 6,999 | 250.4179 USD | ||||
| ORD (traded as ADR) | Purchase | 7,299 | 250.7707 USD | ||||
| ORD | Purchase | 7,500 | 49.0224 GBP | ||||
| ORD (traded as ADR) | Purchase | 7,512 | 251.5781 USD | ||||
| ORD (traded as ADR) | Purchase | 9,411 | 250.4083 USD | ||||
| ORD (traded as ADR) | Purchase | 9,900 | 251.6467 USD | ||||
| ORD | Purchase | 10,000 | 48.5968 GBP | ||||
| ORD (traded as ADR) | Purchase | 10,200 | 250.6694 USD | ||||
| ORD (traded as ADR) | Purchase | 10,200 | 251.6769 USD | ||||
| ORD | Purchase | 11,704 | 48.6794 GBP | ||||
| ORD (traded as ADR) | Purchase | 12,900 | 250.9858 USD | ||||
| ORD (traded as ADR) | Purchase | 13,341 | 250.2752 USD | ||||
| ORD (traded as ADR) | Purchase | 13,479 | 250.6870 USD | ||||
| ORD (traded as ADR) | Purchase | 13,650 | 251.6705 USD | ||||
| ORD | Purchase | 14,844 | 48.7640 GBP | ||||
| ORD | Purchase | 14,956 | 48.6681 GBP | ||||
| ORD (traded as ADR) | Purchase | 15,000 | 250.4697 USD | ||||
| ORD (traded as ADR) | Purchase | 17,016 | 250.6692 USD | ||||
| ORD (traded as ADR) | Purchase | 19,845 | 251.1739 USD | ||||
| ORD | Purchase | 20,000 | 48.7418 GBP | ||||
| ORD | Purchase | 20,000 | 49.1049 GBP | ||||
| ORD (traded as ADR) | Purchase | 21,000 | 249.8510 USD | ||||
| ORD | Purchase | 23,412 | 48.5581 GBP | ||||
| ORD | Purchase | 26,107 | 48.7431 GBP | ||||
| ORD (traded as ADR) | Purchase | 27,831 | 251.3745 USD | ||||
| ORD | Purchase | 28,296 | 48.8000 GBP | ||||
| ORD (traded as ADR) | Purchase | 29,103 | 250.4303 USD | ||||
| ORD | Purchase | 29,889 | 48.6365 GBP | ||||
| ORD | Purchase | 32,969 | 48.6587 GBP | ||||
| ORD (traded as ADR) | Purchase | 35,400 | 250.5068 USD | ||||
| ORD | Purchase | 41,535 | 48.6500 GBP | ||||
| ORD (traded as ADR) | Purchase | 49,248 | 251.4994 USD | ||||
| ORD | Purchase | 51,542 | 48.6678 GBP | ||||
| ORD | Purchase | 68,128 | 48.7140 GBP | ||||
| ORD (traded as ADR) | Purchase | 72,324 | 251.4439 USD | ||||
| ORD (traded as ADR) | Purchase | 80,400 | 250.7808 USD | ||||
| ORD (traded as ADR) | Purchase | 87,987 | 250.5383 USD | ||||
| ORD | Purchase | 100,122 | 48.6580 GBP | ||||
| ORD (traded as ADR) | Purchase | 125,100 | 250.6018 USD | ||||
| ORD (traded as ADR) | Purchase | 125,400 | 252.0653 USD | ||||
| ORD (traded as ADR) | Purchase | 127,800 | 251.1178 USD | ||||
| ORD (traded as ADR) | Purchase | 162,900 | 251.6718 USD | ||||
| ORD (traded as ADR) | Purchase | 165,447 | 251.0470 USD | ||||
| ORD (traded as ADR) | Purchase | 179,100 | 251.7069 USD | ||||
| ORD | Purchase | 185,330 | 48.5489 GBP | ||||
| ORD | Purchase | 200,200 | 48.5750 GBP | ||||
| ORD | Purchase | 200,359 | 48.6200 GBP | ||||
| ORD | Purchase | 253,969 | 48.6304 GBP | ||||
| ORD (traded as ADR) | Purchase | 294,000 | 250.9320 USD | ||||
| ORD | Purchase | 303,577 | 48.6980 GBP | ||||
| ORD | Purchase | 493,908 | 48.8217 GBP | ||||
| ORD | Sale | 15 | 48.7860 GBP | ||||
| ORD | Sale | 21 | 48.7410 GBP | ||||
| ORD | Sale | 42 | 48.5190 GBP | ||||
| ORD | Sale | 53 | 48.3700 GBP | ||||
| ORD | Sale | 56 | 48.8300 GBP | ||||
| ORD | Sale | 58 | 48.5610 GBP | ||||
| ORD | Sale | 58 | 48.7740 GBP | ||||
| ORD | Sale | 58 | 48.7850 GBP | ||||
| ORD | Sale | 58 | 48.7950 GBP | ||||
| ORD | Sale | 58 | 48.8050 GBP | ||||
| ORD | Sale | 58 | 48.8100 GBP | ||||
| ORD | Sale | 58 | 48.8540 GBP | ||||
| ORD | Sale | 59 | 48.7050 GBP | ||||
| ORD | Sale | 62 | 48.5510 GBP | ||||
| ORD | Sale | 65 | 48.5050 GBP | ||||
| ORD | Sale | 65 | 48.5586 GBP | ||||
| ORD | Sale | 65 | 48.9050 GBP | ||||
| ORD | Sale | 65 | 48.9090 GBP | ||||
| ORD | Sale | 65 | 48.9140 GBP | ||||
| ORD | Sale | 65 | 48.9250 GBP | ||||
| ORD | Sale | 66 | 48.5150 GBP | ||||
| ORD | Sale | 71 | 48.5450 GBP | ||||
| ORD | Sale | 87 | 48.6650 GBP | ||||
| ORD | Sale | 121 | 48.5320 GBP | ||||
| ORD | Sale | 126 | 48.6910 GBP | ||||
| ORD | Sale | 132 | 48.8590 GBP | ||||
| ORD | Sale | 132 | 48.8650 GBP | ||||
| ORD (traded as ADR) | Sale | 141 | 250.7499 USD | ||||
| ORD | Sale | 142 | 48.5350 GBP | ||||
| ORD | Sale | 157 | 48.6100 GBP | ||||
| ORD | Sale | 165 | 48.7500 GBP | ||||
| ORD | Sale | 170 | 48.5250 GBP | ||||
| ORD | Sale | 171 | 48.7100 GBP | ||||
| ORD | Sale | 184 | 48.7750 GBP | ||||
| ORD | Sale | 185 | 48.5700 GBP | ||||
| ORD (traded as ADR) | Sale | 186 | 250.0600 USD | ||||
| ORD (traded as ADR) | Sale | 198 | 250.4000 USD | ||||
| ORD (traded as ADR) | Sale | 210 | 250.7700 USD | ||||
| ORD | Sale | 231 | 48.4100 GBP | ||||
| ORD | Sale | 232 | 48.7200 GBP | ||||
| ORD | Sale | 239 | 48.9300 GBP | ||||
| ORD (traded as ADR) | Sale | 243 | 249.9900 USD | ||||
| ORD | Sale | 251 | 48.8400 GBP | ||||
| ORD | Sale | 260 | 48.9100 GBP | ||||
| ORD | Sale | 289 | 48.7400 GBP | ||||
| ORD | Sale | 296 | 48.4300 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 249.6700 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 250.1100 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 250.3800 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 250.6300 USD | ||||
| ORD | Sale | 334 | 48.6700 GBP | ||||
| ORD | Sale | 345 | 48.8200 GBP | ||||
| ORD | Sale | 349 | 48.3800 GBP | ||||
| ORD | Sale | 359 | 48.6200 GBP | ||||
| ORD | Sale | 359 | 48.9500 GBP | ||||
| ORD | Sale | 372 | 48.6808 GBP | ||||
| ORD (traded as ADR) | Sale | 414 | 250.3803 USD | ||||
| ORD | Sale | 435 | 48.6600 GBP | ||||
| ORD | Sale | 437 | 48.7600 GBP | ||||
| ORD | Sale | 437 | 48.7990 GBP | ||||
| ORD | Sale | 437 | 48.8080 GBP | ||||
| ORD (traded as ADR) | Sale | 444 | 250.0962 USD | ||||
| ORD | Sale | 455 | 48.9400 GBP | ||||
| ORD (traded as ADR) | Sale | 456 | 250.0839 USD | ||||
| ORD | Sale | 499 | 48.9600 GBP | ||||
| ORD | Sale | 502 | 48.6300 GBP | ||||
| ORD | Sale | 561 | 48.7900 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 249.6080 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 250.0750 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 250.5900 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 250.6800 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 252.3701 USD | ||||
| ORD | Sale | 641 | 49.0000 GBP | ||||
| ORD | Sale | 644 | 48.8600 GBP | ||||
| ORD | Sale | 688 | 48.6900 GBP | ||||
| ORD | Sale | 703 | 48.5500 GBP | ||||
| ORD | Sale | 710 | 48.8900 GBP | ||||
| ORD | Sale | 741 | 48.9950 GBP | ||||
| ORD | Sale | 745 | 48.4000 GBP | ||||
| ORD | Sale | 759 | 48.5741 GBP | ||||
| ORD | Sale | 780 | 48.5100 GBP | ||||
| ORD | Sale | 819 | 48.7300 GBP | ||||
| ORD | Sale | 886 | 48.5400 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 249.6516 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 250.7103 USD | ||||
| ORD | Sale | 951 | 48.9800 GBP | ||||
| ORD | Sale | 1,013 | 48.7700 GBP | ||||
| ORD (traded as ADR) | Sale | 1,200 | 250.8075 USD | ||||
| ORD | Sale | 1,383 | 48.8500 GBP | ||||
| ORD | Sale | 1,429 | 48.6000 GBP | ||||
| ORD (traded as ADR) | Sale | 1,437 | 249.8872 USD | ||||
| ORD | Sale | 1,477 | 48.5300 GBP | ||||
| ORD | Sale | 1,480 | 48.8700 GBP | ||||
| ORD (traded as ADR) | Sale | 1,500 | 250.0992 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 251.7779 USD | ||||
| ORD | Sale | 1,561 | 48.9200 GBP | ||||
| ORD | Sale | 1,646 | 48.6885 GBP | ||||
| ORD | Sale | 1,680 | 48.5200 GBP | ||||
| ORD (traded as ADR) | Sale | 1,800 | 249.8311 USD | ||||
| ORD | Sale | 1,894 | 48.7000 GBP | ||||
| ORD | Sale | 2,097 | 48.9700 GBP | ||||
| ORD (traded as ADR) | Sale | 2,100 | 249.5600 USD | ||||
| ORD (traded as ADR) | Sale | 2,100 | 249.9671 USD | ||||
| ORD (traded as ADR) | Sale | 2,100 | 250.2514 USD | ||||
| ORD (traded as ADR) | Sale | 2,100 | 250.6374 USD | ||||
| ORD (traded as ADR) | Sale | 2,100 | 250.6828 USD | ||||
| ORD | Sale | 2,378 | 48.7800 GBP | ||||
| ORD (traded as ADR) | Sale | 3,000 | 250.5000 USD | ||||
| ORD (traded as ADR) | Sale | 3,600 | 249.8100 USD | ||||
| ORD (traded as ADR) | Sale | 3,600 | 250.6575 USD | ||||
| ORD (traded as ADR) | Sale | 3,600 | 250.9588 USD | ||||
| ORD (traded as ADR) | Sale | 4,800 | 249.4875 USD | ||||
| ORD | Sale | 5,011 | 48.8000 GBP | ||||
| ORD (traded as ADR) | Sale | 5,094 | 250.0637 USD | ||||
| ORD (traded as ADR) | Sale | 5,100 | 250.6694 USD | ||||
| ORD (traded as ADR) | Sale | 5,100 | 251.2802 USD | ||||
| ORD | Sale | 5,469 | 48.9000 GBP | ||||
| ORD | Sale | 6,106 | 48.7335 GBP | ||||
| ORD (traded as ADR) | Sale | 6,267 | 250.3955 USD | ||||
| ORD (traded as ADR) | Sale | 6,300 | 250.0464 USD | ||||
| ORD | Sale | 6,493 | 48.7980 GBP | ||||
| ORD | Sale | 6,750 | 48.5980 GBP | ||||
| ORD (traded as ADR) | Sale | 8,382 | 250.2593 USD | ||||
| ORD (traded as ADR) | Sale | 10,500 | 251.7089 USD | ||||
| ORD | Sale | 10,626 | 48.7624 GBP | ||||
| ORD | Sale | 12,005 | 48.6434 GBP | ||||
| ORD | Sale | 12,073 | 48.7526 GBP | ||||
| ORD | Sale | 12,312 | 48.6760 GBP | ||||
| ORD (traded as ADR) | Sale | 12,900 | 251.3812 USD | ||||
| ORD (traded as ADR) | Sale | 13,977 | 249.8609 USD | ||||
| ORD (traded as ADR) | Sale | 14,301 | 249.5484 USD | ||||
| ORD | Sale | 14,361 | 48.7112 GBP | ||||
| ORD | Sale | 14,503 | 48.6409 GBP | ||||
| ORD (traded as ADR) | Sale | 15,000 | 250.4697 USD | ||||
| ORD | Sale | 16,867 | 48.7020 GBP | ||||
| ORD (traded as ADR) | Sale | 17,700 | 249.6450 USD | ||||
| ORD (traded as ADR) | Sale | 19,800 | 251.6467 USD | ||||
| ORD (traded as ADR) | Sale | 20,100 | 249.8615 USD | ||||
| ORD (traded as ADR) | Sale | 20,439 | 249.5684 USD | ||||
| ORD | Sale | 21,830 | 48.7554 GBP | ||||
| ORD | Sale | 21,848 | 48.7277 GBP | ||||
| ORD | Sale | 22,339 | 48.8011 GBP | ||||
| ORD (traded as ADR) | Sale | 22,740 | 250.5795 USD | ||||
| ORD | Sale | 23,427 | 48.6805 GBP | ||||
| ORD | Sale | 26,406 | 48.6800 GBP | ||||
| ORD (traded as ADR) | Sale | 26,886 | 249.9118 USD | ||||
| ORD (traded as ADR) | Sale | 27,144 | 251.0655 USD | ||||
| ORD (traded as ADR) | Sale | 33,558 | 250.7783 USD | ||||
| ORD | Sale | 33,967 | 48.6626 GBP | ||||
| ORD | Sale | 35,000 | 48.7286 GBP | ||||
| ORD (traded as ADR) | Sale | 35,700 | 250.0994 USD | ||||
| ORD | Sale | 40,335 | 48.6500 GBP | ||||
| ORD | Sale | 57,190 | 48.6758 GBP | ||||
| ORD | Sale | 65,443 | 48.6982 GBP | ||||
| ORD (traded as ADR) | Sale | 71,295 | 250.5701 USD | ||||
| ORD (traded as ADR) | Sale | 79,983 | 249.6443 USD | ||||
| ORD (traded as ADR) | Sale | 83,400 | 250.8214 USD | ||||
| ORD | Sale | 84,371 | 48.7489 GBP | ||||
| ORD | Sale | 98,584 | 48.6501 GBP | ||||
| ORD | Sale | 101,246 | 48.7419 GBP | ||||
| ORD (traded as ADR) | Sale | 107,190 | 250.9428 USD | ||||
| ORD (traded as ADR) | Sale | 112,608 | 250.1963 USD | ||||
| ORD (traded as ADR) | Sale | 120,000 | 252.1530 USD | ||||
| ORD (traded as ADR) | Sale | 146,805 | 251.3598 USD | ||||
| ORD (traded as ADR) | Sale | 180,900 | 251.7104 USD | ||||
| ORD | Sale | 191,411 | 48.6574 GBP | ||||
| ORD | Sale | 220,000 | 48.5779 GBP | ||||
| ORD | Sale | 266,241 | 48.6887 GBP | ||||
| ORD (traded as ADR) | Sale | 294,000 | 250.9320 USD | ||||
| ORD | Sale | 318,887 | 48.6961 GBP | ||||
| ORD (traded as ADR) | Sale | 414,000 | 251.2859 USD | ||||
| ORD | Sale | 428,699 | 48.7916 GBP | ||||
| ORD | Sale | 1,817,680 | 48.5000 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 400 | 48.6500 GBP | |||||
| ORD | SWAP | Long | 2,380 | 48.7219 GBP | |||||
| ORD | CFD | Long | 1,646 | 48.6885 GBP | |||||
| ORD | CFD | Long | 4,800 | 48.6996 GBP | |||||
| ORD | SWAP | Long | 5,176 | 48.5614 GBP | |||||
| ORD | SWAP | Long | 6,750 | 48.5980 GBP | |||||
| ORD | CFD | Long | 9,380 | 48.8545 GBP | |||||
| ORD | CFD | Long | 5,047 | 48.6664 GBP | |||||
| ORD | SWAP | Long | 12,312 | 48.6760 GBP | |||||
| ORD | CFD | Long | 24,000 | 48.6800 GBP | |||||
| ORD | SWAP | Long | 52,718 | 48.6333 GBP | |||||
| ORD | SWAP | Long | 1,817,206 | 48.5000 GBP | |||||
| ORD | SWAP | Short | 69 | 48.6604 GBP | |||||
| ORD | SWAP | Short | 400 | 48.6500 GBP | |||||
| ORD | CFD | Short | 545 | 48.6507 GBP | |||||
| ORD | CFD | Short | 1,205 | 48.6837 GBP | |||||
| ORD | CFD | Short | 655 | 48.7125 GBP | |||||
| ORD | CFD | Short | 3,700 | 48.7144 GBP | |||||
| ORD | CFD | Short | 4,734 | 49.0575 GBP | |||||
| ORD | CFD | Short | 2,545 | 48.7040 GBP | |||||
| ORD | CFD | Short | 5,100 | 48.6543 GBP | |||||
| ORD | SWAP | Short | 5,807 | 49.0256 GBP | |||||
| ORD | CFD | Short | 7,500 | 49.0224 GBP | |||||
| ORD | CFD | Short | 20,000 | 48.7418 GBP | |||||
| ORD | CFD | Short | 10,669 | 48.7889 GBP | |||||
| ORD | CFD | Short | 19,439 | 48.7352 GBP | |||||
| ADR | CFD | Short | 8,000 | 249.4845 USD |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 2,400 | 260 USD | American | 19 Jul 2014 | 1.2600 USD | ||||||||
| ADR | Call Options | Purchasing | 2,000 | 260 USD | American | 16 Aug 2014 | 3.7000 USD | ||||||||
| ADR | Call Options | Selling | 100 | 255 USD | American | 16 Aug 2014 | 5.8000 USD | ||||||||
| ADR | Call Options | Selling | 20,000 | 260 USD | American | 19 Jul 2014 | 1.2478 USD | ||||||||
| ADR | Put Options | Purchasing | 20,000 | 235 USD | American | 19 Jul 2014 | 2.3394 USD | ||||||||
| ADR | Put Options | Selling | 21,600 | 230 USD | American | 19 Jul 2014 | 0.8500 USD | ||||||||
| ADR | Put Options | Selling | 2,400 | 235 USD | American | 19 Jul 2014 | 2.2900 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 16 Jul 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Barclays PLC. | ||
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Call Options | Purchased | 2,000 | 3700.0000 GBP | European | 18 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -900 | 195.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 205.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 210.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -400 | 220.0000 | American | 18 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -8,300 | 220.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 220.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -10,100 | 230.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -500 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -57,700 | 235.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 240.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 245.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -1,900 | 250.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -3,800 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 270.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 400 | 110.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 500 | 130.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 400 | 140.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,300 | 165.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 600 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 170.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,700 | 175.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 200 | 185.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,200 | 200.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 100 | 200.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 210.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 215.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 35,500 | 230.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 200 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 800 | 235.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 70,800 | 240.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,100 | 175.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 195.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 92,000 | 230.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 900 | 230.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 7,400 | 250.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 133,700 | 255.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 10,300 | 260.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 1,900 | 260.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,500 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 400 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,600 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 1,100 | 270.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 280.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 280.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,400 | 155.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 165.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -5,200 | 170.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -900 | 180.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,600 | 190.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 200.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,900 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -400 | 220.0000 | American | 18 Jul 2014 | |||||||
| ADR | Call Options | Written | -900 | 220.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,900 | 230.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,600 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -22,300 | 235.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -302,200 | 240.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -20,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -300 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,700 | 245.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -600 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -176,800 | 250.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -18,100 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -100 | 255.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -20,000 | 260.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -6,000 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -1,000 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,900 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 275.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -300 | 285.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
Related Shares:
BarclaysShire