23rd Oct 2018 15:00
FORM 8.3 Amendment to Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 19 October 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,143,778 | 0.45% | 2,815,051 | 0.31% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 302,479 | 0.03% | 3,314,658 | 0.36% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 278,000 | 0.03% | 349,300 | 0.04% | |||||||
| (4) | |||||||||||
| TOTAL: | 4,724,257 | 0.52% | 6,479,009 | 0.71% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 1 | 45.1506 GBP | ||||
| 5p ordinary | Purchase | 5 | 45.2170 GBP | ||||
| 5p ordinary | Purchase | 46 | 45.2300 GBP | ||||
| 5p ordinary | Purchase | 47 | 45.1350 GBP | ||||
| 5p ordinary | Purchase | 52 | 45.0675 GBP | ||||
| 5p ordinary | Purchase | 63 | 45.1950 GBP | ||||
| 5p ordinary | Purchase | 67 | 45.1300 GBP | ||||
| 5p ordinary | Purchase | 67 | 45.0450 GBP | ||||
| 5p ordinary | Purchase | 69 | 45.1200 GBP | ||||
| 5p ordinary | Purchase | 80 | 45.1531 GBP | ||||
| 5p ordinary | Purchase | 105 | 45.2050 GBP | ||||
| 5p ordinary | Purchase | 130 | 45.0924 GBP | ||||
| 5p ordinary | Purchase | 138 | 45.1881 GBP | ||||
| 5p ordinary | Purchase | 246 | 45.1779 GBP | ||||
| 5p ordinary | Purchase | 358 | 45.3150 GBP | ||||
| 5p ordinary | Purchase | 663 | 45.1362 GBP | ||||
| 5p ordinary | Purchase | 866 | 45.1445 GBP | ||||
| 5p ordinary | Purchase | 1,037 | 45.2022 GBP | ||||
| 5p ordinary | Purchase | 3,051 | 45.2345 GBP | ||||
| 5p ordinary | Purchase | 3,975 | 45.1750 GBP | ||||
| 5p ordinary | Purchase | 5,455 | 45.1530 GBP | ||||
| 5p ordinary | Purchase | 6,328 | 45.1500 GBP | ||||
| 5p ordinary | Purchase | 6,790 | 45.0800 GBP | ||||
| 5p ordinary | Purchase | 7,890 | 45.1559 GBP | ||||
| 5p ordinary | Purchase | 8,024 | 45.1572 GBP | ||||
| 5p ordinary | Purchase | 13,800 | 45.1589 GBP | ||||
| 5p ordinary | Purchase | 14,022 | 45.0811 GBP | ||||
| 5p ordinary | Purchase | 14,665 | 45.1326 GBP | ||||
| 5p ordinary | Purchase | 27,466 | 45.0786 GBP | ||||
| 5p ordinary | Purchase | 28,025 | 45.1561 GBP | ||||
| 5p ordinary | Purchase | 131,512 | 45.1312 GBP | ||||
| 5p ordinary | Sale | 6 | 45.1608 GBP | ||||
| 5p ordinary | Sale | 15 | 45.1156 GBP | ||||
| 5p ordinary | Sale | 25 | 45.1144 GBP | ||||
| 5p ordinary | Sale | 46 | 45.2300 GBP | ||||
| 5p ordinary | Sale | 47 | 45.1350 GBP | ||||
| 5p ordinary | Sale | 52 | 45.0675 GBP | ||||
| 5p ordinary | Sale | 63 | 45.1950 GBP | ||||
| 5p ordinary | Sale | 67 | 45.0450 GBP | ||||
| 5p ordinary | Sale | 67 | 45.1300 GBP | ||||
| 5p ordinary | Sale | 69 | 45.1200 GBP | ||||
| 5p ordinary | Sale | 105 | 45.2050 GBP | ||||
| 5p ordinary | Sale | 159 | 45.1158 GBP | ||||
| 5p ordinary | Sale | 266 | 45.2430 GBP | ||||
| 5p ordinary | Sale | 382 | 45.1018 GBP | ||||
| 5p ordinary | Sale | 441 | 45.1455 GBP | ||||
| 5p ordinary | Sale | 534 | 45.2400 GBP | ||||
| 5p ordinary | Sale | 663 | 45.1453 GBP | ||||
| 5p ordinary | Sale | 677 | 45.2959 GBP | ||||
| 5p ordinary | Sale | 686 | 45.1306 GBP | ||||
| 5p ordinary | Sale | 928 | 45.2833 GBP | ||||
| 5p ordinary | Sale | 1,202 | 45.1774 GBP | ||||
| 5p ordinary | Sale | 1,575 | 45.1607 GBP | ||||
| 5p ordinary | Sale | 1,600 | 45.0896 GBP | ||||
| 5p ordinary | Sale | 1,982 | 45.2139 GBP | ||||
| 5p ordinary | Sale | 2,433 | 45.1809 GBP | ||||
| 5p ordinary | Sale | 2,484 | 45.2540 GBP | ||||
| 5p ordinary | Sale | 6,596 | 45.1539 GBP | ||||
| 5p ordinary | Sale | 7,045 | 45.1199 GBP | ||||
| 5p ordinary | Sale | 7,667 | 45.1570 GBP | ||||
| 5p ordinary | Sale | 11,319 | 45.1609 GBP | ||||
| 5p ordinary | Sale | 12,443 | 45.1040 GBP | ||||
| 5p ordinary | Sale | 17,737 | 45.1490 GBP | ||||
| 5p ordinary | Sale | 45,203 | 45.1029 GBP | ||||
| 5p ordinary | Sale | 60,727 | 45.1366 GBP | ||||
| 5p ordinary | Sale | 78,849 | 45.0800 GBP | ||||
| ADR | Purchase | 17 | 177.0805 USD | ||||
| ADR | Purchase | 50 | 176.8100 USD | ||||
| ADR | Purchase | 60 | 177.4800 USD | ||||
| ADR | Purchase | 67 | 176.0900 USD | ||||
| ADR | Purchase | 100 | 160.0000 USD | ||||
| ADR | Purchase | 100 | 175.0900 USD | ||||
| ADR | Purchase | 100 | 176.8800 USD | ||||
| ADR | Purchase | 100 | 176.6300 USD | ||||
| ADR | Purchase | 158 | 176.2026 USD | ||||
| ADR | Purchase | 200 | 175.4425 USD | ||||
| ADR | Purchase | 270 | 177.0000 USD | ||||
| ADR | Purchase | 275 | 176.3072 USD | ||||
| ADR | Purchase | 358 | 175.1124 USD | ||||
| ADR | Purchase | 360 | 176.6900 USD | ||||
| ADR | Purchase | 500 | 176.2060 USD | ||||
| ADR | Purchase | 515 | 175.4418 USD | ||||
| ADR | Purchase | 600 | 176.6425 USD | ||||
| ADR | Purchase | 900 | 175.3108 USD | ||||
| ADR | Purchase | 900 | 175.1200 USD | ||||
| ADR | Purchase | 1,000 | 176.7390 USD | ||||
| ADR | Purchase | 1,200 | 165.0000 USD | ||||
| ADR | Purchase | 2,300 | 175.1167 USD | ||||
| ADR | Purchase | 2,400 | 170.0000 USD | ||||
| ADR | Purchase | 2,800 | 175.2873 USD | ||||
| ADR | Purchase | 2,806 | 175.0100 USD | ||||
| ADR | Purchase | 3,500 | 125.0000 USD | ||||
| ADR | Purchase | 3,550 | 176.1664 USD | ||||
| ADR | Purchase | 4,242 | 175.6172 USD | ||||
| ADR | Purchase | 5,900 | 176.2837 USD | ||||
| ADR | Purchase | 6,600 | 176.1765 USD | ||||
| ADR | Purchase | 16,992 | 176.9641 USD | ||||
| ADR | Sale | 11 | 176.0100 USD | ||||
| ADR | Sale | 17 | 177.0805 USD | ||||
| ADR | Sale | 20 | 177.0000 USD | ||||
| ADR | Sale | 33 | 174.9800 USD | ||||
| ADR | Sale | 60 | 177.4800 USD | ||||
| ADR | Sale | 100 | 176.8200 USD | ||||
| ADR | Sale | 100 | 176.8800 USD | ||||
| ADR | Sale | 100 | 176.8300 USD | ||||
| ADR | Sale | 100 | 145.0000 USD | ||||
| ADR | Sale | 100 | 175.1001 USD | ||||
| ADR | Sale | 163 | 175.0668 USD | ||||
| ADR | Sale | 200 | 175.1950 USD | ||||
| ADR | Sale | 200 | 174.9975 USD | ||||
| ADR | Sale | 225 | 176.1691 USD | ||||
| ADR | Sale | 300 | 176.8333 USD | ||||
| ADR | Sale | 300 | 177.1800 USD | ||||
| ADR | Sale | 300 | 175.6866 USD | ||||
| ADR | Sale | 337 | 175.0300 USD | ||||
| ADR | Sale | 400 | 177.2100 USD | ||||
| ADR | Sale | 700 | 175.1502 USD | ||||
| ADR | Sale | 767 | 175.2190 USD | ||||
| ADR | Sale | 800 | 160.0000 USD | ||||
| ADR | Sale | 1,400 | 175.0242 USD | ||||
| ADR | Sale | 1,900 | 175.0000 USD | ||||
| ADR | Sale | 2,000 | 176.1043 USD | ||||
| ADR | Sale | 2,000 | 176.7390 USD | ||||
| ADR | Sale | 2,300 | 175.1167 USD | ||||
| ADR | Sale | 2,400 | 175.4948 USD | ||||
| ADR | Sale | 2,739 | 175.9352 USD | ||||
| ADR | Sale | 2,800 | 176.6900 USD | ||||
| ADR | Sale | 2,966 | 175.0100 USD | ||||
| ADR | Sale | 3,000 | 130.0000 USD | ||||
| ADR | Sale | 4,400 | 176.5150 USD | ||||
| ADR | Sale | 4,700 | 176.2222 USD | ||||
| ADR | Sale | 6,890 | 175.5574 USD | ||||
| ADR | Sale | 8,496 | 176.9641 USD | ||||
| ADR | Sale | 8,496 | 176.5018 USD | ||||
| ADR | Sale | 10,000 | 176.9000 USD | ||||
| ADR | Sale | 21,200 | 175.9194 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 25 | 45.1452 GBP | |||||
| 5p ordinary | SWAP | Long | 344 | 45.1665 GBP | |||||
| 5p ordinary | CFD | Long | 638 | 45.1453 GBP | |||||
| 5p ordinary | CFD | Long | 677 | 45.2959 GBP | |||||
| 5p ordinary | SWAP | Long | 2,721 | 45.1279 GBP | |||||
| 5p ordinary | SWAP | Long | 3,680 | 45.1670 GBP | |||||
| 5p ordinary | SWAP | Long | 7,615 | 45.1306 GBP | |||||
| ADR | CFD | Long | 10,000 | 176.9000 USD | |||||
| 5p ordinary | CFD | Long | 12,443 | 45.1040 GBP | |||||
| 5p ordinary | CFD | Long | 56,376 | 45.0800 GBP | |||||
| 5p ordinary | SWAP | Long | 56,376 | 45.0800 GBP | |||||
| 5p ordinary | SWAP | Short | 8 | 45.2087 GBP | |||||
| 5p ordinary | CFD | Short | 80 | 45.1531 GBP | |||||
| 5p ordinary | CFD | Short | 130 | 45.0924 GBP | |||||
| 5p ordinary | SWAP | Short | 265 | 45.1835 GBP | |||||
| 5p ordinary | SWAP | Short | 343 | 45.1770 GBP | |||||
| 5p ordinary | CFD | Short | 962 | 45.2238 GBP | |||||
| 5p ordinary | CFD | Short | 1,037 | 45.2022 GBP | |||||
| 5p ordinary | CFD | Short | 3,975 | 45.1750 GBP | |||||
| 5p ordinary | CFD | Short | 4,641 | 45.0836 GBP | |||||
| 5p ordinary | CFD | Short | 5,455 | 45.1530 GBP | |||||
| 5p ordinary | CFD | Short | 6,329 | 45.1500 GBP | |||||
| 5p ordinary | SWAP | Short | 16,639 | 45.1548 GBP | |||||
| 5p ordinary | SWAP | Short | 17,934 | 45.0921 GBP | |||||
| 5p ordinary | CFD | Short | 18,478 | 45.1778 GBP | |||||
| 5p ordinary | SWAP | Short | 24,070 | 45.1238 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 7,700 | 155 USD | American | 18 Apr 2019 | 27.9000 USD | ||||||||
| ADR | Call Options | Purchasing | 15,300 | 160 USD | American | 18 Jan 2019 | 21.0000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 23 Oct 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 180.0000 | American | 26 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,500 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,700 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,900 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 5,000 | 195.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 15,300 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,700 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -18,400 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -15,300 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,100 | 180.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -3,000 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -800 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -45,400 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -18,800 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -8,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -6,700 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -4,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,000 | 155.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 155.0000 | American | 26 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 168.0000 | American | 26 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 5,500 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 7,500 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 7,800 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 9,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 18,300 | 155.0000 | American | 19 Oct 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181023005772/en/
Copyright Business Wire 2018
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