10th Dec 2018 16:21
FORM 8.3 Amendment to Purchase and Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 06 December 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,155,099 | 1.00% | 1,666,385 | 0.18% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 186,222 | 0.02% | 7,489,249 | 0.82% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,128,100 | 0.12% | 971,200 | 0.11% | |||||||
| (4) | |||||||||||
| TOTAL: | 10,469,421 | 1.14% | 10,126,834 | 1.11% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 12 | 46.0900 GBP | ||||
| 5p ordinary | Purchase | 25 | 46.1200 GBP | ||||
| 5p ordinary | Purchase | 33 | 46.1150 GBP | ||||
| 5p ordinary | Purchase | 33 | 45.8400 GBP | ||||
| 5p ordinary | Purchase | 33 | 46.3375 GBP | ||||
| 5p ordinary | Purchase | 33 | 45.8450 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.2925 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.3300 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.2800 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.2600 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.2275 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.2050 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.1950 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.1675 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.1625 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.9325 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.9300 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.9250 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.9175 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.9025 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.8850 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.8275 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.1175 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.0875 GBP | ||||
| 5p ordinary | Purchase | 66 | 46.0425 GBP | ||||
| 5p ordinary | Purchase | 67 | 46.1350 GBP | ||||
| 5p ordinary | Purchase | 69 | 46.2400 GBP | ||||
| 5p ordinary | Purchase | 71 | 45.9350 GBP | ||||
| 5p ordinary | Purchase | 73 | 46.0375 GBP | ||||
| 5p ordinary | Purchase | 73 | 46.2750 GBP | ||||
| 5p ordinary | Purchase | 75 | 46.2775 GBP | ||||
| 5p ordinary | Purchase | 81 | 45.8925 GBP | ||||
| 5p ordinary | Purchase | 81 | 45.8593 GBP | ||||
| 5p ordinary | Purchase | 84 | 46.0975 GBP | ||||
| 5p ordinary | Purchase | 85 | 45.9075 GBP | ||||
| 5p ordinary | Purchase | 90 | 46.1475 GBP | ||||
| 5p ordinary | Purchase | 95 | 46.2075 GBP | ||||
| 5p ordinary | Purchase | 96 | 45.8675 GBP | ||||
| 5p ordinary | Purchase | 100 | 46.0800 GBP | ||||
| 5p ordinary | Purchase | 103 | 45.9991 GBP | ||||
| 5p ordinary | Purchase | 104 | 46.0525 GBP | ||||
| 5p ordinary | Purchase | 107 | 46.1500 GBP | ||||
| 5p ordinary | Purchase | 108 | 46.2475 GBP | ||||
| 5p ordinary | Purchase | 110 | 46.2250 GBP | ||||
| 5p ordinary | Purchase | 113 | 46.1575 GBP | ||||
| 5p ordinary | Purchase | 122 | 46.3025 GBP | ||||
| 5p ordinary | Purchase | 132 | 45.9475 GBP | ||||
| 5p ordinary | Purchase | 132 | 46.2500 GBP | ||||
| 5p ordinary | Purchase | 132 | 46.0125 GBP | ||||
| 5p ordinary | Purchase | 132 | 46.0400 GBP | ||||
| 5p ordinary | Purchase | 134 | 46.2268 GBP | ||||
| 5p ordinary | Purchase | 136 | 46.1600 GBP | ||||
| 5p ordinary | Purchase | 138 | 46.2550 GBP | ||||
| 5p ordinary | Purchase | 139 | 45.9975 GBP | ||||
| 5p ordinary | Purchase | 143 | 46.1250 GBP | ||||
| 5p ordinary | Purchase | 147 | 45.8900 GBP | ||||
| 5p ordinary | Purchase | 148 | 46.1375 GBP | ||||
| 5p ordinary | Purchase | 148 | 45.9150 GBP | ||||
| 5p ordinary | Purchase | 149 | 45.8975 GBP | ||||
| 5p ordinary | Purchase | 152 | 46.1450 GBP | ||||
| 5p ordinary | Purchase | 153 | 45.9450 GBP | ||||
| 5p ordinary | Purchase | 155 | 46.1425 GBP | ||||
| 5p ordinary | Purchase | 156 | 46.0500 GBP | ||||
| 5p ordinary | Purchase | 157 | 46.1400 GBP | ||||
| 5p ordinary | Purchase | 161 | 46.1975 GBP | ||||
| 5p ordinary | Purchase | 161 | 46.2025 GBP | ||||
| 5p ordinary | Purchase | 162 | 46.1850 GBP | ||||
| 5p ordinary | Purchase | 162 | 46.0746 GBP | ||||
| 5p ordinary | Purchase | 165 | 46.0350 GBP | ||||
| 5p ordinary | Purchase | 166 | 46.0200 GBP | ||||
| 5p ordinary | Purchase | 169 | 46.1725 GBP | ||||
| 5p ordinary | Purchase | 170 | 45.9775 GBP | ||||
| 5p ordinary | Purchase | 179 | 45.9200 GBP | ||||
| 5p ordinary | Purchase | 187 | 46.0850 GBP | ||||
| 5p ordinary | Purchase | 198 | 46.1925 GBP | ||||
| 5p ordinary | Purchase | 200 | 46.2100 GBP | ||||
| 5p ordinary | Purchase | 200 | 46.0275 GBP | ||||
| 5p ordinary | Purchase | 201 | 46.2225 GBP | ||||
| 5p ordinary | Purchase | 202 | 46.0747 GBP | ||||
| 5p ordinary | Purchase | 206 | 46.1650 GBP | ||||
| 5p ordinary | Purchase | 212 | 45.9675 GBP | ||||
| 5p ordinary | Purchase | 213 | 46.2900 GBP | ||||
| 5p ordinary | Purchase | 213 | 46.2350 GBP | ||||
| 5p ordinary | Purchase | 220 | 46.1100 GBP | ||||
| 5p ordinary | Purchase | 223 | 45.9550 GBP | ||||
| 5p ordinary | Purchase | 224 | 46.2325 GBP | ||||
| 5p ordinary | Purchase | 227 | 46.1445 GBP | ||||
| 5p ordinary | Purchase | 232 | 46.0600 GBP | ||||
| 5p ordinary | Purchase | 236 | 46.1550 GBP | ||||
| 5p ordinary | Purchase | 242 | 46.1775 GBP | ||||
| 5p ordinary | Purchase | 242 | 46.0250 GBP | ||||
| 5p ordinary | Purchase | 254 | 46.2150 GBP | ||||
| 5p ordinary | Purchase | 254 | 45.9375 GBP | ||||
| 5p ordinary | Purchase | 255 | 46.0550 GBP | ||||
| 5p ordinary | Purchase | 256 | 46.1900 GBP | ||||
| 5p ordinary | Purchase | 256 | 46.0925 GBP | ||||
| 5p ordinary | Purchase | 275 | 45.9525 GBP | ||||
| 5p ordinary | Purchase | 276 | 46.1800 GBP | ||||
| 5p ordinary | Purchase | 281 | 46.0150 GBP | ||||
| 5p ordinary | Purchase | 289 | 46.0650 GBP | ||||
| 5p ordinary | Purchase | 291 | 45.9625 GBP | ||||
| 5p ordinary | Purchase | 292 | 46.1075 GBP | ||||
| 5p ordinary | Purchase | 292 | 45.9100 GBP | ||||
| 5p ordinary | Purchase | 295 | 46.2300 GBP | ||||
| 5p ordinary | Purchase | 300 | 45.9500 GBP | ||||
| 5p ordinary | Purchase | 307 | 46.0775 GBP | ||||
| 5p ordinary | Purchase | 311 | 45.9400 GBP | ||||
| 5p ordinary | Purchase | 319 | 45.9725 GBP | ||||
| 5p ordinary | Purchase | 356 | 45.9825 GBP | ||||
| 5p ordinary | Purchase | 391 | 46.1025 GBP | ||||
| 5p ordinary | Purchase | 432 | 46.2000 GBP | ||||
| 5p ordinary | Purchase | 435 | 45.9875 GBP | ||||
| 5p ordinary | Purchase | 442 | 45.9750 GBP | ||||
| 5p ordinary | Purchase | 443 | 46.1750 GBP | ||||
| 5p ordinary | Purchase | 460 | 45.9125 GBP | ||||
| 5p ordinary | Purchase | 473 | 45.9925 GBP | ||||
| 5p ordinary | Purchase | 475 | 46.0300 GBP | ||||
| 5p ordinary | Purchase | 482 | 46.0100 GBP | ||||
| 5p ordinary | Purchase | 491 | 45.9700 GBP | ||||
| 5p ordinary | Purchase | 513 | 46.0939 GBP | ||||
| 5p ordinary | Purchase | 538 | 45.9600 GBP | ||||
| 5p ordinary | Purchase | 549 | 46.0025 GBP | ||||
| 5p ordinary | Purchase | 615 | 45.9950 GBP | ||||
| 5p ordinary | Purchase | 654 | 45.9800 GBP | ||||
| 5p ordinary | Purchase | 663 | 46.0175 GBP | ||||
| 5p ordinary | Purchase | 673 | 45.9789 GBP | ||||
| 5p ordinary | Purchase | 708 | 46.0325 GBP | ||||
| 5p ordinary | Purchase | 731 | 45.9699 GBP | ||||
| 5p ordinary | Purchase | 735 | 46.0812 GBP | ||||
| 5p ordinary | Purchase | 846 | 46.2200 GBP | ||||
| 5p ordinary | Purchase | 900 | 46.0075 GBP | ||||
| 5p ordinary | Purchase | 939 | 46.0000 GBP | ||||
| 5p ordinary | Purchase | 1,018 | 45.9650 GBP | ||||
| 5p ordinary | Purchase | 1,079 | 46.1700 GBP | ||||
| 5p ordinary | Purchase | 1,286 | 45.9636 GBP | ||||
| 5p ordinary | Purchase | 1,343 | 45.9850 GBP | ||||
| 5p ordinary | Purchase | 1,386 | 46.0050 GBP | ||||
| 5p ordinary | Purchase | 1,414 | 46.1000 GBP | ||||
| 5p ordinary | Purchase | 1,500 | 45.9732 GBP | ||||
| 5p ordinary | Purchase | 1,779 | 46.0211 GBP | ||||
| 5p ordinary | Purchase | 1,899 | 46.0038 GBP | ||||
| 5p ordinary | Purchase | 1,907 | 46.0733 GBP | ||||
| 5p ordinary | Purchase | 2,557 | 46.0042 GBP | ||||
| 5p ordinary | Purchase | 2,869 | 46.0417 GBP | ||||
| 5p ordinary | Purchase | 3,090 | 45.9900 GBP | ||||
| 5p ordinary | Purchase | 3,632 | 45.9901 GBP | ||||
| 5p ordinary | Purchase | 4,000 | 46.3974 GBP | ||||
| 5p ordinary | Purchase | 5,090 | 46.0318 GBP | ||||
| 5p ordinary | Purchase | 6,780 | 46.0227 GBP | ||||
| 5p ordinary | Purchase | 7,346 | 46.0315 GBP | ||||
| 5p ordinary | Purchase | 7,653 | 46.0678 GBP | ||||
| 5p ordinary | Purchase | 7,852 | 46.0598 GBP | ||||
| 5p ordinary | Purchase | 8,564 | 46.1790 GBP | ||||
| 5p ordinary | Purchase | 9,249 | 46.0616 GBP | ||||
| 5p ordinary | Purchase | 10,395 | 45.9288 GBP | ||||
| 5p ordinary | Purchase | 10,450 | 46.0326 GBP | ||||
| 5p ordinary | Purchase | 16,796 | 46.0019 GBP | ||||
| 5p ordinary | Purchase | 19,937 | 46.0216 GBP | ||||
| 5p ordinary | Purchase | 20,463 | 46.0959 GBP | ||||
| 5p ordinary | Purchase | 20,612 | 46.3802 GBP | ||||
| 5p ordinary | Purchase | 27,541 | 45.9992 GBP | ||||
| 5p ordinary | Purchase | 29,573 | 46.1059 GBP | ||||
| 5p ordinary | Purchase | 35,000 | 45.8885 GBP | ||||
| 5p ordinary | Purchase | 38,949 | 46.0642 GBP | ||||
| 5p ordinary | Purchase | 41,405 | 46.0808 GBP | ||||
| 5p ordinary | Purchase | 46,352 | 46.0819 GBP | ||||
| 5p ordinary | Purchase | 48,689 | 46.0308 GBP | ||||
| 5p ordinary | Purchase | 50,000 | 46.1697 GBP | ||||
| 5p ordinary | Purchase | 50,000 | 46.0635 GBP | ||||
| 5p ordinary | Purchase | 25,136 | 46.0111 GBP | ||||
| 5p ordinary | Purchase | 53,391 | 46.0341 GBP | ||||
| 5p ordinary | Purchase | 80,000 | 46.9025 GBP | ||||
| 5p ordinary | Purchase | 50,000 | 45.8683 GBP | ||||
| 5p ordinary | Purchase | 103,997 | 46.0884 GBP | ||||
| 5p ordinary | Purchase | 132,371 | 46.0690 GBP | ||||
| 5p ordinary | Purchase | 148,000 | 45.2746 GBP | ||||
| 5p ordinary | Purchase | 153,199 | 46.1574 GBP | ||||
| 5p ordinary | Purchase | 155,000 | 45.8087 GBP | ||||
| 5p ordinary | Purchase | 207,496 | 46.0770 GBP | ||||
| 5p ordinary | Purchase | 274,175 | 46.1289 GBP | ||||
| 5p ordinary | Sale | 12 | 46.0900 GBP | ||||
| 5p ordinary | Sale | 25 | 46.1200 GBP | ||||
| 5p ordinary | Sale | 33 | 45.8400 GBP | ||||
| 5p ordinary | Sale | 33 | 45.8450 GBP | ||||
| 5p ordinary | Sale | 33 | 46.1150 GBP | ||||
| 5p ordinary | Sale | 33 | 46.3375 GBP | ||||
| 5p ordinary | Sale | 56 | 46.1900 GBP | ||||
| 5p ordinary | Sale | 66 | 45.8850 GBP | ||||
| 5p ordinary | Sale | 66 | 46.2275 GBP | ||||
| 5p ordinary | Sale | 66 | 46.2600 GBP | ||||
| 5p ordinary | Sale | 66 | 45.9300 GBP | ||||
| 5p ordinary | Sale | 66 | 45.9250 GBP | ||||
| 5p ordinary | Sale | 66 | 46.2800 GBP | ||||
| 5p ordinary | Sale | 66 | 46.2925 GBP | ||||
| 5p ordinary | Sale | 66 | 46.3300 GBP | ||||
| 5p ordinary | Sale | 66 | 46.0425 GBP | ||||
| 5p ordinary | Sale | 66 | 46.0875 GBP | ||||
| 5p ordinary | Sale | 66 | 45.9175 GBP | ||||
| 5p ordinary | Sale | 66 | 46.1175 GBP | ||||
| 5p ordinary | Sale | 66 | 45.9025 GBP | ||||
| 5p ordinary | Sale | 66 | 46.1625 GBP | ||||
| 5p ordinary | Sale | 66 | 46.1675 GBP | ||||
| 5p ordinary | Sale | 66 | 46.2050 GBP | ||||
| 5p ordinary | Sale | 66 | 45.9325 GBP | ||||
| 5p ordinary | Sale | 66 | 46.1950 GBP | ||||
| 5p ordinary | Sale | 66 | 45.8275 GBP | ||||
| 5p ordinary | Sale | 67 | 46.1350 GBP | ||||
| 5p ordinary | Sale | 71 | 45.9350 GBP | ||||
| 5p ordinary | Sale | 73 | 46.0375 GBP | ||||
| 5p ordinary | Sale | 73 | 46.2750 GBP | ||||
| 5p ordinary | Sale | 75 | 46.2775 GBP | ||||
| 5p ordinary | Sale | 81 | 45.8925 GBP | ||||
| 5p ordinary | Sale | 84 | 46.0975 GBP | ||||
| 5p ordinary | Sale | 85 | 45.9075 GBP | ||||
| 5p ordinary | Sale | 90 | 46.1475 GBP | ||||
| 5p ordinary | Sale | 95 | 46.2075 GBP | ||||
| 5p ordinary | Sale | 96 | 45.8675 GBP | ||||
| 5p ordinary | Sale | 100 | 46.0800 GBP | ||||
| 5p ordinary | Sale | 104 | 46.0525 GBP | ||||
| 5p ordinary | Sale | 107 | 46.1500 GBP | ||||
| 5p ordinary | Sale | 108 | 46.2475 GBP | ||||
| 5p ordinary | Sale | 110 | 46.2250 GBP | ||||
| 5p ordinary | Sale | 113 | 46.1575 GBP | ||||
| 5p ordinary | Sale | 122 | 46.3025 GBP | ||||
| 5p ordinary | Sale | 132 | 46.2500 GBP | ||||
| 5p ordinary | Sale | 132 | 46.0125 GBP | ||||
| 5p ordinary | Sale | 132 | 46.0400 GBP | ||||
| 5p ordinary | Sale | 132 | 45.9475 GBP | ||||
| 5p ordinary | Sale | 136 | 46.1600 GBP | ||||
| 5p ordinary | Sale | 138 | 46.2550 GBP | ||||
| 5p ordinary | Sale | 139 | 45.9975 GBP | ||||
| 5p ordinary | Sale | 145 | 46.0821 GBP | ||||
| 5p ordinary | Sale | 147 | 45.8900 GBP | ||||
| 5p ordinary | Sale | 148 | 45.9150 GBP | ||||
| 5p ordinary | Sale | 148 | 46.1375 GBP | ||||
| 5p ordinary | Sale | 149 | 45.8975 GBP | ||||
| 5p ordinary | Sale | 153 | 45.9450 GBP | ||||
| 5p ordinary | Sale | 155 | 46.1425 GBP | ||||
| 5p ordinary | Sale | 156 | 46.0500 GBP | ||||
| 5p ordinary | Sale | 157 | 46.1400 GBP | ||||
| 5p ordinary | Sale | 161 | 46.1975 GBP | ||||
| 5p ordinary | Sale | 161 | 46.2025 GBP | ||||
| 5p ordinary | Sale | 162 | 46.1850 GBP | ||||
| 5p ordinary | Sale | 165 | 46.0350 GBP | ||||
| 5p ordinary | Sale | 166 | 46.0200 GBP | ||||
| 5p ordinary | Sale | 169 | 46.1725 GBP | ||||
| 5p ordinary | Sale | 170 | 45.9775 GBP | ||||
| 5p ordinary | Sale | 179 | 45.9200 GBP | ||||
| 5p ordinary | Sale | 187 | 46.0850 GBP | ||||
| 5p ordinary | Sale | 198 | 46.1925 GBP | ||||
| 5p ordinary | Sale | 200 | 46.2100 GBP | ||||
| 5p ordinary | Sale | 200 | 46.0275 GBP | ||||
| 5p ordinary | Sale | 201 | 46.2225 GBP | ||||
| 5p ordinary | Sale | 206 | 46.1650 GBP | ||||
| 5p ordinary | Sale | 212 | 45.9675 GBP | ||||
| 5p ordinary | Sale | 213 | 46.2350 GBP | ||||
| 5p ordinary | Sale | 213 | 46.2900 GBP | ||||
| 5p ordinary | Sale | 220 | 46.1100 GBP | ||||
| 5p ordinary | Sale | 223 | 45.9550 GBP | ||||
| 5p ordinary | Sale | 224 | 46.2325 GBP | ||||
| 5p ordinary | Sale | 232 | 46.0600 GBP | ||||
| 5p ordinary | Sale | 236 | 46.1550 GBP | ||||
| 5p ordinary | Sale | 242 | 46.1775 GBP | ||||
| 5p ordinary | Sale | 242 | 46.0250 GBP | ||||
| 5p ordinary | Sale | 254 | 46.2150 GBP | ||||
| 5p ordinary | Sale | 254 | 45.9375 GBP | ||||
| 5p ordinary | Sale | 255 | 46.0550 GBP | ||||
| 5p ordinary | Sale | 256 | 46.0925 GBP | ||||
| 5p ordinary | Sale | 257 | 46.6500 GBP | ||||
| 5p ordinary | Sale | 275 | 45.9525 GBP | ||||
| 5p ordinary | Sale | 276 | 46.1800 GBP | ||||
| 5p ordinary | Sale | 281 | 46.0150 GBP | ||||
| 5p ordinary | Sale | 283 | 46.2000 GBP | ||||
| 5p ordinary | Sale | 288 | 46.0963 GBP | ||||
| 5p ordinary | Sale | 289 | 46.0650 GBP | ||||
| 5p ordinary | Sale | 291 | 45.9625 GBP | ||||
| 5p ordinary | Sale | 292 | 45.9100 GBP | ||||
| 5p ordinary | Sale | 292 | 46.1075 GBP | ||||
| 5p ordinary | Sale | 295 | 46.2300 GBP | ||||
| 5p ordinary | Sale | 300 | 45.9500 GBP | ||||
| 5p ordinary | Sale | 307 | 46.0775 GBP | ||||
| 5p ordinary | Sale | 311 | 45.9400 GBP | ||||
| 5p ordinary | Sale | 319 | 45.9725 GBP | ||||
| 5p ordinary | Sale | 319 | 46.1302 GBP | ||||
| 5p ordinary | Sale | 356 | 45.9825 GBP | ||||
| 5p ordinary | Sale | 391 | 46.1025 GBP | ||||
| 5p ordinary | Sale | 411 | 46.1450 GBP | ||||
| 5p ordinary | Sale | 435 | 45.9875 GBP | ||||
| 5p ordinary | Sale | 442 | 45.9750 GBP | ||||
| 5p ordinary | Sale | 443 | 46.1750 GBP | ||||
| 5p ordinary | Sale | 460 | 45.9125 GBP | ||||
| 5p ordinary | Sale | 473 | 45.9925 GBP | ||||
| 5p ordinary | Sale | 475 | 46.0300 GBP | ||||
| 5p ordinary | Sale | 482 | 46.0100 GBP | ||||
| 5p ordinary | Sale | 491 | 45.9700 GBP | ||||
| 5p ordinary | Sale | 538 | 45.9600 GBP | ||||
| 5p ordinary | Sale | 549 | 46.0025 GBP | ||||
| 5p ordinary | Sale | 615 | 45.9950 GBP | ||||
| 5p ordinary | Sale | 663 | 45.9850 GBP | ||||
| 5p ordinary | Sale | 663 | 46.0175 GBP | ||||
| 5p ordinary | Sale | 708 | 46.0325 GBP | ||||
| 5p ordinary | Sale | 764 | 46.0308 GBP | ||||
| 5p ordinary | Sale | 846 | 46.2200 GBP | ||||
| 5p ordinary | Sale | 900 | 46.0075 GBP | ||||
| 5p ordinary | Sale | 939 | 46.0000 GBP | ||||
| 5p ordinary | Sale | 953 | 46.1887 GBP | ||||
| 5p ordinary | Sale | 992 | 46.0129 GBP | ||||
| 5p ordinary | Sale | 1,018 | 45.9650 GBP | ||||
| 5p ordinary | Sale | 1,079 | 46.1700 GBP | ||||
| 5p ordinary | Sale | 1,095 | 46.1591 GBP | ||||
| 5p ordinary | Sale | 1,231 | 45.9900 GBP | ||||
| 5p ordinary | Sale | 1,386 | 46.0050 GBP | ||||
| 5p ordinary | Sale | 2,840 | 45.9599 GBP | ||||
| 5p ordinary | Sale | 3,065 | 46.1787 GBP | ||||
| 5p ordinary | Sale | 2,611 | 46.1000 GBP | ||||
| 5p ordinary | Sale | 3,259 | 46.1947 GBP | ||||
| 5p ordinary | Sale | 3,953 | 46.0574 GBP | ||||
| 5p ordinary | Sale | 4,174 | 45.9988 GBP | ||||
| 5p ordinary | Sale | 4,341 | 46.1589 GBP | ||||
| 5p ordinary | Sale | 4,421 | 45.9881 GBP | ||||
| 5p ordinary | Sale | 4,620 | 46.0501 GBP | ||||
| 5p ordinary | Sale | 5,166 | 46.0640 GBP | ||||
| 5p ordinary | Sale | 6,983 | 45.9929 GBP | ||||
| 5p ordinary | Sale | 7,203 | 46.1021 GBP | ||||
| 5p ordinary | Sale | 7,852 | 46.0598 GBP | ||||
| 5p ordinary | Sale | 9,363 | 46.1135 GBP | ||||
| 5p ordinary | Sale | 9,814 | 45.8341 GBP | ||||
| 5p ordinary | Sale | 11,202 | 46.1647 GBP | ||||
| 5p ordinary | Sale | 11,716 | 46.0807 GBP | ||||
| 5p ordinary | Sale | 13,463 | 46.1191 GBP | ||||
| 5p ordinary | Sale | 19,251 | 46.2606 GBP | ||||
| 5p ordinary | Sale | 20,000 | 46.2562 GBP | ||||
| 5p ordinary | Sale | 27,129 | 46.0356 GBP | ||||
| 5p ordinary | Sale | 29,387 | 46.1054 GBP | ||||
| 5p ordinary | Sale | 30,745 | 46.1085 GBP | ||||
| 5p ordinary | Sale | 30,868 | 46.1160 GBP | ||||
| 5p ordinary | Sale | 92,000 | 46.0421 GBP | ||||
| 5p ordinary | Sale | 150,576 | 45.9800 GBP | ||||
| 5p ordinary | Sale | 153,060 | 46.1573 GBP | ||||
| 5p ordinary | Sale | 180,312 | 46.1240 GBP | ||||
| 5p ordinary | Sale | 221,072 | 46.1422 GBP | ||||
| 5p ordinary | Sale | 317,612 | 46.0616 GBP | ||||
| ADR | Purchase | 19 | 178.1600 USD | ||||
| ADR | Purchase | 22 | 176.0700 USD | ||||
| ADR | Purchase | 100 | 177.4500 USD | ||||
| ADR | Purchase | 100 | 175.9800 USD | ||||
| ADR | Purchase | 100 | 176.1500 USD | ||||
| ADR | Purchase | 100 | 177.9800 USD | ||||
| ADR | Purchase | 100 | 176.2600 USD | ||||
| ADR | Purchase | 100 | 176.2400 USD | ||||
| ADR | Purchase | 100 | 176.4900 USD | ||||
| ADR | Purchase | 108 | 178.4062 USD | ||||
| ADR | Purchase | 118 | 178.5427 USD | ||||
| ADR | Purchase | 200 | 177.9399 USD | ||||
| ADR | Purchase | 200 | 178.2750 USD | ||||
| ADR | Purchase | 200 | 176.4997 USD | ||||
| ADR | Purchase | 200 | 177.7818 USD | ||||
| ADR | Purchase | 270 | 176.4774 USD | ||||
| ADR | Purchase | 300 | 178.0700 USD | ||||
| ADR | Purchase | 300 | 177.9791 USD | ||||
| ADR | Purchase | 378 | 177.2293 USD | ||||
| ADR | Purchase | 400 | 178.1725 USD | ||||
| ADR | Purchase | 400 | 176.9900 USD | ||||
| ADR | Purchase | 400 | 177.9300 USD | ||||
| ADR | Purchase | 400 | 177.9675 USD | ||||
| ADR | Purchase | 497 | 177.4027 USD | ||||
| ADR | Purchase | 500 | 178.3460 USD | ||||
| ADR | Purchase | 623 | 177.9891 USD | ||||
| ADR | Purchase | 701 | 176.5614 USD | ||||
| ADR | Purchase | 900 | 176.5477 USD | ||||
| ADR | Purchase | 903 | 177.3769 USD | ||||
| ADR | Purchase | 1,099 | 177.1921 USD | ||||
| ADR | Purchase | 1,100 | 176.4609 USD | ||||
| ADR | Purchase | 1,103 | 177.1574 USD | ||||
| ADR | Purchase | 1,313 | 176.5083 USD | ||||
| ADR | Purchase | 1,759 | 176.4000 USD | ||||
| ADR | Purchase | 1,900 | 176.1805 USD | ||||
| ADR | Purchase | 2,000 | 176.4520 USD | ||||
| ADR | Purchase | 2,110 | 177.2290 USD | ||||
| ADR | Purchase | 2,200 | 178.2827 USD | ||||
| ADR | Purchase | 2,880 | 177.5977 USD | ||||
| ADR | Purchase | 3,000 | 177.0968 USD | ||||
| ADR | Purchase | 3,288 | 178.1300 USD | ||||
| ADR | Purchase | 4,604 | 177.6551 USD | ||||
| ADR | Purchase | 5,000 | 176.6283 USD | ||||
| ADR | Purchase | 5,091 | 177.8115 USD | ||||
| ADR | Purchase | 7,654 | 177.8071 USD | ||||
| ADR | Purchase | 7,759 | 176.3280 USD | ||||
| ADR | Purchase | 8,300 | 177.8580 USD | ||||
| ADR | Purchase | 11,819 | 176.7605 USD | ||||
| ADR | Purchase | 15,000 | 176.7184 USD | ||||
| ADR | Purchase | 20,400 | 177.2807 USD | ||||
| ADR | Purchase | 21,000 | 177.3868 USD | ||||
| ADR | Purchase | 24,081 | 177.5274 USD | ||||
| ADR | Purchase | 24,812 | 176.8643 USD | ||||
| ADR | Purchase | 36,859 | 178.0791 USD | ||||
| ADR | Sale | 19 | 178.1600 USD | ||||
| ADR | Sale | 36 | 177.7000 USD | ||||
| ADR | Sale | 100 | 176.0700 USD | ||||
| ADR | Sale | 100 | 175.9800 USD | ||||
| ADR | Sale | 100 | 175.9500 USD | ||||
| ADR | Sale | 100 | 178.2450 USD | ||||
| ADR | Sale | 100 | 176.0875 USD | ||||
| ADR | Sale | 100 | 176.6800 USD | ||||
| ADR | Sale | 100 | 177.4600 USD | ||||
| ADR | Sale | 200 | 177.4850 USD | ||||
| ADR | Sale | 200 | 175.9451 USD | ||||
| ADR | Sale | 200 | 175.9850 USD | ||||
| ADR | Sale | 200 | 176.2250 USD | ||||
| ADR | Sale | 224 | 176.8369 USD | ||||
| ADR | Sale | 237 | 177.8924 USD | ||||
| ADR | Sale | 300 | 178.2883 USD | ||||
| ADR | Sale | 300 | 176.0066 USD | ||||
| ADR | Sale | 300 | 177.0100 USD | ||||
| ADR | Sale | 300 | 177.4900 USD | ||||
| ADR | Sale | 300 | 176.4566 USD | ||||
| ADR | Sale | 343 | 177.7201 USD | ||||
| ADR | Sale | 400 | 177.9675 USD | ||||
| ADR | Sale | 400 | 176.4175 USD | ||||
| ADR | Sale | 400 | 176.4103 USD | ||||
| ADR | Sale | 400 | 177.1600 USD | ||||
| ADR | Sale | 600 | 176.0750 USD | ||||
| ADR | Sale | 700 | 176.4500 USD | ||||
| ADR | Sale | 900 | 176.9986 USD | ||||
| ADR | Sale | 1,000 | 176.4520 USD | ||||
| ADR | Sale | 1,000 | 176.8920 USD | ||||
| ADR | Sale | 1,344 | 176.8071 USD | ||||
| ADR | Sale | 1,400 | 177.9341 USD | ||||
| ADR | Sale | 1,652 | 176.9911 USD | ||||
| ADR | Sale | 1,759 | 176.4000 USD | ||||
| ADR | Sale | 1,900 | 178.2818 USD | ||||
| ADR | Sale | 2,200 | 176.5086 USD | ||||
| ADR | Sale | 2,412 | 177.9184 USD | ||||
| ADR | Sale | 3,100 | 176.7968 USD | ||||
| ADR | Sale | 3,288 | 178.1300 USD | ||||
| ADR | Sale | 3,684 | 176.5011 USD | ||||
| ADR | Sale | 4,122 | 176.1405 USD | ||||
| ADR | Sale | 5,400 | 176.3111 USD | ||||
| ADR | Sale | 7,567 | 176.6819 USD | ||||
| ADR | Sale | 9,800 | 177.0460 USD | ||||
| ADR | Sale | 11,800 | 176.2412 USD | ||||
| ADR | Sale | 12,000 | 177.4285 USD | ||||
| ADR | Sale | 12,106 | 176.9108 USD | ||||
| ADR | Sale | 15,000 | 176.7185 USD | ||||
| ADR | Sale | 17,984 | 177.3035 USD | ||||
| ADR | Sale | 19,100 | 177.2260 USD | ||||
| ADR | Sale | 110,000 | 176.6150 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 148 | 46.0500 GBP | |||||
| 5p ordinary | SWAP | Long | 840 | 46.0333 GBP | |||||
| 5p ordinary | CFD | Long | 992 | 46.0129 GBP | |||||
| 5p ordinary | CFD | Long | 1,451 | 46.1600 GBP | |||||
| 5p ordinary | SWAP | Long | 1,612 | 46.0163 GBP | |||||
| 5p ordinary | CFD | Long | 3,953 | 46.0574 GBP | |||||
| 5p ordinary | CFD | Long | 4,174 | 45.9988 GBP | |||||
| 5p ordinary | CFD | Long | 4,472 | 46.0501 GBP | |||||
| 5p ordinary | CFD | Long | 7,203 | 46.1021 GBP | |||||
| 5p ordinary | SWAP | Long | 20,011 | 46.1023 GBP | |||||
| 5p ordinary | SWAP | Long | 24,248 | 46.1000 GBP | |||||
| 5p ordinary | CFD | Long | 30,000 | 46.0963 GBP | |||||
| 5p ordinary | CFD | Long | 30,745 | 46.1085 GBP | |||||
| 5p ordinary | SWAP | Long | 51,915 | 46.0757 GBP | |||||
| 5p ordinary | CFD | Long | 58,515 | 45.9848 GBP | |||||
| 5p ordinary | SWAP | Long | 106,143 | 46.0675 GBP | |||||
| ADR | CFD | Long | 110,000 | 176.6150 USD | |||||
| 5p ordinary | CFD | Long | 117,350 | 46.0765 GBP | |||||
| 5p ordinary | SWAP | Short | 51 | 46.4550 GBP | |||||
| 5p ordinary | CFD | Short | 103 | 45.9992 GBP | |||||
| 5p ordinary | CFD | Short | 892 | 46.1910 GBP | |||||
| 5p ordinary | CFD | Short | 1,286 | 45.9636 GBP | |||||
| 5p ordinary | SWAP | Short | 1,898 | 46.0037 GBP | |||||
| 5p ordinary | CFD | Short | 1,907 | 46.0733 GBP | |||||
| 5p ordinary | SWAP | Short | 2,913 | 46.2484 GBP | |||||
| 5p ordinary | SWAP | Short | 6,296 | 46.0376 GBP | |||||
| 5p ordinary | CFD | Short | 6,780 | 46.0227 GBP | |||||
| 5p ordinary | CFD | Short | 8,564 | 46.1790 GBP | |||||
| 5p ordinary | SWAP | Short | 9,106 | 46.0589 GBP | |||||
| 5p ordinary | CFD | Short | 10,450 | 46.0326 GBP | |||||
| 5p ordinary | SWAP | Short | 44,714 | 46.0734 GBP | |||||
| 5p ordinary | SWAP Expires 06/12/2020 | Short | 45,965 | 45.8208 GBP | |||||
| 5p ordinary | CFD | Short | 49,572 | 46.0661 GBP | |||||
| 5p ordinary | CFD | Short | 50,000 | 45.8683 GBP | |||||
| 5p ordinary | CFD | Short | 50,000 | 46.0635 GBP | |||||
| 5p ordinary | CFD | Short | 50,000 | 46.1697 GBP | |||||
| 5p ordinary | SWAP | Short | 80,000 | 46.9025 GBP | |||||
| 5p ordinary | CFD | Short | 103,997 | 46.0884 GBP | |||||
| 5p ordinary | SWAP Expires 07/12/2020 | Short | 148,000 | 45.2746 GBP | |||||
| 5p ordinary | SWAP Expires 06/12/2020 | Short | 155,000 | 45.8051 GBP | |||||
| 5p ordinary | SWAP | Short | 235,420 | 46.0688 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 3,300 | 125 USD | American | 18 Jan 2019 | 52.5578 USD | ||||||||
| ADR | Call Options | Purchasing | 1,000 | 170 USD | American | 19 Jul 2019 | 11.8000 USD | ||||||||
| ADR | Call Options | Purchasing | 7,300 | 173 USD | American | 21 Dec 2018 | 5.0780 USD | ||||||||
| ADR | Call Options | Purchasing | 4,500 | 180 USD | American | 18 Jan 2019 | 2.9155 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 180 USD | American | 18 Apr 2019 | 5.7000 USD | ||||||||
| ADR | Call Options | Purchasing | 3,600 | 185 USD | American | 18 Jan 2019 | 1.4055 USD | ||||||||
| ADR | Call Options | Purchasing | 400 | 185 USD | American | 18 Apr 2019 | 3.4000 USD | ||||||||
| ADR | Call Options | Purchasing | 7,100 | 200 USD | American | 15 Jan 2021 | 4.2659 USD | ||||||||
| ADR | Call Options | Selling | 2,300 | 130 USD | American | 18 Jan 2019 | 47.7486 USD | ||||||||
| ADR | Put Options | Purchasing | 1,000 | 70 USD | American | 17 Jan 2020 | 0.1000 USD | ||||||||
| ADR | Put Options | Purchasing | 2,000 | 130 USD | American | 15 Jan 2021 | 2.0000 USD | ||||||||
| ADR | Put Options | Purchasing | 1,200 | 150 USD | American | 21 Dec 2018 | 0.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 1,200 | 155 USD | American | 21 Dec 2018 | 0.6000 USD | ||||||||
| ADR | Put Options | Purchasing | 2,000 | 155 USD | American | 18 Jan 2019 | 0.8625 USD | ||||||||
| ADR | Put Options | Purchasing | 1,000 | 155 USD | American | 15 Jan 2021 | 2.7000 USD | ||||||||
| ADR | Put Options | Purchasing | 400 | 160 USD | American | 7 Dec 2018 | 0.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 300 | 160 USD | American | 21 Dec 2018 | 0.7500 USD | ||||||||
| ADR | Put Options | Purchasing | 500 | 160 USD | American | 18 Apr 2019 | 2.0400 USD | ||||||||
| ADR | Put Options | Purchasing | 1,000 | 160 USD | American | 17 Jan 2020 | 4.0000 USD | ||||||||
| ADR | Put Options | Purchasing | 2,300 | 160 USD | American | 15 Jan 2021 | 4.9817 USD | ||||||||
| ADR | Put Options | Purchasing | 900 | 165 USD | American | 7 Dec 2018 | 0.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 157,900 | 165 USD | American | 21 Dec 2018 | 0.3600 USD | ||||||||
| ADR | Put Options | Purchasing | 600 | 165 USD | American | 21 Dec 2018 | 1.0000 USD | ||||||||
| ADR | Put Options | Purchasing | 277,200 | 165 USD | American | 18 Jan 2019 | 1.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 5,300 | 165 USD | American | 15 Jan 2021 | 8.3267 USD | ||||||||
| ADR | Put Options | Purchasing | 1,400 | 168 USD | American | 21 Dec 2018 | 1.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 400 | 170 USD | American | 7 Dec 2018 | 0.7500 USD | ||||||||
| ADR | Put Options | Purchasing | 10,000 | 170 USD | American | 21 Dec 2018 | 1.3376 USD | ||||||||
| ADR | Put Options | Purchasing | 4,300 | 170 USD | American | 18 Apr 2019 | 4.7348 USD | ||||||||
| ADR | Put Options | Purchasing | 400 | 175 USD | American | 7 Dec 2018 | 1.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 195 USD | American | 15 Jan 2021 | 21.0000 USD | ||||||||
| ADR | Put Options | Selling | 157,900 | 145 USD | American | 21 Dec 2018 | 0.0100 USD | ||||||||
| ADR | Put Options | Selling | 277,200 | 145 USD | American | 18 Jan 2019 | 0.2500 USD | ||||||||
| ADR | Put Options | Selling | 7,900 | 150 USD | American | 21 Dec 2018 | 0.3181 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 10 Dec 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 190.0000 | American | 4 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 195.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 180.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 193.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 195.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 190.0000 | American | 11 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 185.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 230.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,900 | 175.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 1,900 | 185.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,100 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,800 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 4,300 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 4,800 | 180.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 6,000 | 193.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 7,200 | 173.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 8,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 9,100 | 200.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 11,200 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 15,000 | 183.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 20,300 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 22,300 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 138,200 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -42,400 | 200.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -34,300 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -33,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -26,800 | 178.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -22,500 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -15,000 | 175.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -11,700 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -11,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -5,000 | 178.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,900 | 170.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,800 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,400 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 165.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 173.0000 | American | 14 Dec 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -277,200 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -157,900 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -20,000 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -15,200 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,300 | 165.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -4,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,300 | 160.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -2,000 | 130.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -2,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Purchased | -400 | 175.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 195.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -100 | 168.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 148.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 300 | 168.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 400 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 173.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 163.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 900 | 160.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 900 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 170.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 147.0000 | American | 28 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 140.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,200 | 173.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 1,800 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,900 | 168.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 4,400 | 170.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 5,100 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 7,800 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 15,200 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 17,800 | 165.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 24,100 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 26,600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 27,500 | 160.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 46,400 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 157,900 | 145.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 278,300 | 145.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181210005603/en/
Copyright Business Wire 2018
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