13th Nov 2018 13:45
FORM 8.3 - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 09 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,771,840 | 0.52% | 2,418,251 | 0.26% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 165,999 | 0.02% | 4,010,676 | 0.44% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 364,800 | 0.04% | 373,300 | 0.04% | |||||||
| TOTAL: | 5,302,639 | 0.58% | 6,802,227 | 0.74% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 1 | 45.7850 GBP | ||||
| 5p ordinary | Purchase | 34 | 45.9600 GBP | ||||
| 5p ordinary | Purchase | 34 | 45.9625 GBP | ||||
| 5p ordinary | Purchase | 42 | 45.8100 GBP | ||||
| 5p ordinary | Purchase | 49 | 45.7800 GBP | ||||
| 5p ordinary | Purchase | 58 | 45.7500 GBP | ||||
| 5p ordinary | Purchase | 62 | 45.8450 GBP | ||||
| 5p ordinary | Purchase | 68 | 46.2025 GBP | ||||
| 5p ordinary | Purchase | 84 | 45.7803 GBP | ||||
| 5p ordinary | Purchase | 86 | 46.1900 GBP | ||||
| 5p ordinary | Purchase | 93 | 45.8000 GBP | ||||
| 5p ordinary | Purchase | 94 | 46.0500 GBP | ||||
| 5p ordinary | Purchase | 94 | 46.0750 GBP | ||||
| 5p ordinary | Purchase | 94 | 46.0850 GBP | ||||
| 5p ordinary | Purchase | 94 | 46.1050 GBP | ||||
| 5p ordinary | Purchase | 95 | 46.1850 GBP | ||||
| 5p ordinary | Purchase | 95 | 46.0950 GBP | ||||
| 5p ordinary | Purchase | 95 | 46.1000 GBP | ||||
| 5p ordinary | Purchase | 101 | 46.1600 GBP | ||||
| 5p ordinary | Purchase | 107 | 45.6750 GBP | ||||
| 5p ordinary | Purchase | 122 | 46.0200 GBP | ||||
| 5p ordinary | Purchase | 129 | 46.0250 GBP | ||||
| 5p ordinary | Purchase | 136 | 46.0800 GBP | ||||
| 5p ordinary | Purchase | 179 | 45.8982 GBP | ||||
| 5p ordinary | Purchase | 208 | 45.8050 GBP | ||||
| 5p ordinary | Purchase | 256 | 45.7225 GBP | ||||
| 5p ordinary | Purchase | 293 | 45.8440 GBP | ||||
| 5p ordinary | Purchase | 772 | 45.8802 GBP | ||||
| 5p ordinary | Purchase | 1,470 | 45.8281 GBP | ||||
| 5p ordinary | Purchase | 1,774 | 45.8781 GBP | ||||
| 5p ordinary | Purchase | 1,921 | 45.7858 GBP | ||||
| 5p ordinary | Purchase | 2,000 | 45.8070 GBP | ||||
| 5p ordinary | Purchase | 2,367 | 45.7784 GBP | ||||
| 5p ordinary | Purchase | 4,323 | 45.8103 GBP | ||||
| 5p ordinary | Purchase | 4,638 | 45.8873 GBP | ||||
| 5p ordinary | Purchase | 4,916 | 45.8635 GBP | ||||
| 5p ordinary | Purchase | 5,041 | 45.9092 GBP | ||||
| 5p ordinary | Purchase | 10,000 | 45.7223 GBP | ||||
| 5p ordinary | Purchase | 10,000 | 45.7150 GBP | ||||
| 5p ordinary | Purchase | 12,098 | 45.8060 GBP | ||||
| 5p ordinary | Purchase | 13,264 | 46.1250 GBP | ||||
| 5p ordinary | Purchase | 15,235 | 45.8816 GBP | ||||
| 5p ordinary | Purchase | 15,430 | 45.8795 GBP | ||||
| 5p ordinary | Purchase | 18,700 | 46.1212 GBP | ||||
| 5p ordinary | Purchase | 20,000 | 46.1205 GBP | ||||
| 5p ordinary | Purchase | 21,267 | 45.8886 GBP | ||||
| 5p ordinary | Purchase | 22,488 | 45.8722 GBP | ||||
| 5p ordinary | Purchase | 22,500 | 45.6062 GBP | ||||
| 5p ordinary | Purchase | 24,097 | 45.8800 GBP | ||||
| 5p ordinary | Purchase | 29,786 | 45.7978 GBP | ||||
| 5p ordinary | Purchase | 34,341 | 45.8488 GBP | ||||
| 5p ordinary | Purchase | 40,010 | 45.9905 GBP | ||||
| 5p ordinary | Purchase | 45,471 | 45.8181 GBP | ||||
| 5p ordinary | Purchase | 79,908 | TRANSFER | ||||
| 5p ordinary | Purchase | 123,710 | 45.9602 GBP | ||||
| 5p ordinary | Purchase | 450,000 | 45.4900 GBP | ||||
| 5p ordinary | Sale | 1 | 45.7850 GBP | ||||
| 5p ordinary | Sale | 2 | 45.8010 GBP | ||||
| 5p ordinary | Sale | 3 | 45.8033 GBP | ||||
| 5p ordinary | Sale | 13 | 45.7829 GBP | ||||
| 5p ordinary | Sale | 20 | 45.7815 GBP | ||||
| 5p ordinary | Sale | 34 | 45.9600 GBP | ||||
| 5p ordinary | Sale | 34 | 45.9625 GBP | ||||
| 5p ordinary | Sale | 40 | 45.8640 GBP | ||||
| 5p ordinary | Sale | 42 | 45.8100 GBP | ||||
| 5p ordinary | Sale | 57 | 45.8800 GBP | ||||
| 5p ordinary | Sale | 58 | 45.7500 GBP | ||||
| 5p ordinary | Sale | 62 | 45.8450 GBP | ||||
| 5p ordinary | Sale | 68 | 46.2025 GBP | ||||
| 5p ordinary | Sale | 83 | 45.6784 GBP | ||||
| 5p ordinary | Sale | 86 | 46.1900 GBP | ||||
| 5p ordinary | Sale | 93 | 45.8000 GBP | ||||
| 5p ordinary | Sale | 94 | 46.0500 GBP | ||||
| 5p ordinary | Sale | 94 | 46.0750 GBP | ||||
| 5p ordinary | Sale | 94 | 46.1050 GBP | ||||
| 5p ordinary | Sale | 94 | 46.0850 GBP | ||||
| 5p ordinary | Sale | 95 | 46.1000 GBP | ||||
| 5p ordinary | Sale | 95 | 46.1850 GBP | ||||
| 5p ordinary | Sale | 95 | 46.0950 GBP | ||||
| 5p ordinary | Sale | 97 | 45.7929 GBP | ||||
| 5p ordinary | Sale | 101 | 46.1600 GBP | ||||
| 5p ordinary | Sale | 116 | 45.7960 GBP | ||||
| 5p ordinary | Sale | 122 | 46.0200 GBP | ||||
| 5p ordinary | Sale | 129 | 46.0250 GBP | ||||
| 5p ordinary | Sale | 136 | 46.0800 GBP | ||||
| 5p ordinary | Sale | 184 | 45.9654 GBP | ||||
| 5p ordinary | Sale | 191 | 45.6650 GBP | ||||
| 5p ordinary | Sale | 208 | 45.8050 GBP | ||||
| 5p ordinary | Sale | 208 | 45.8096 GBP | ||||
| 5p ordinary | Sale | 245 | 45.9850 GBP | ||||
| 5p ordinary | Sale | 253 | 45.8120 GBP | ||||
| 5p ordinary | Sale | 260 | 45.8650 GBP | ||||
| 5p ordinary | Sale | 267 | 45.6768 GBP | ||||
| 5p ordinary | Sale | 268 | 45.9032 GBP | ||||
| 5p ordinary | Sale | 277 | 45.9215 GBP | ||||
| 5p ordinary | Sale | 300 | 45.8323 GBP | ||||
| 5p ordinary | Sale | 584 | 45.6748 GBP | ||||
| 5p ordinary | Sale | 644 | 46.0682 GBP | ||||
| 5p ordinary | Sale | 645 | 45.7844 GBP | ||||
| 5p ordinary | Sale | 822 | 46.1250 GBP | ||||
| 5p ordinary | Sale | 933 | 46.1252 GBP | ||||
| 5p ordinary | Sale | 1,610 | 46.1054 GBP | ||||
| 5p ordinary | Sale | 1,670 | 45.8774 GBP | ||||
| 5p ordinary | Sale | 3,449 | 45.7855 GBP | ||||
| 5p ordinary | Sale | 4,441 | 45.8725 GBP | ||||
| 5p ordinary | Sale | 4,638 | 45.8873 GBP | ||||
| 5p ordinary | Sale | 4,916 | 45.8635 GBP | ||||
| 5p ordinary | Sale | 5,041 | 45.9092 GBP | ||||
| 5p ordinary | Sale | 5,053 | 45.6431 GBP | ||||
| 5p ordinary | Sale | 21,995 | 45.8304 GBP | ||||
| 5p ordinary | Sale | 22,068 | 45.8890 GBP | ||||
| 5p ordinary | Sale | 36,116 | 46.1114 GBP | ||||
| 5p ordinary | Sale | 37,716 | 45.8404 GBP | ||||
| 5p ordinary | Sale | 115,474 | 46.0265 GBP | ||||
| 5p ordinary | Sale | 125,000 | 45.8159 GBP | ||||
| ADR | Purchase | 100 | 180.0000 USD | ||||
| ADR | Purchase | 100 | 179.4625 USD | ||||
| ADR | Purchase | 200 | 179.5850 USD | ||||
| ADR | Purchase | 325 | 179.6215 USD | ||||
| ADR | Purchase | 359 | 179.4450 USD | ||||
| ADR | Purchase | 400 | 179.6400 USD | ||||
| ADR | Purchase | 500 | 179.4000 USD | ||||
| ADR | Purchase | 600 | 179.9700 USD | ||||
| ADR | Purchase | 959 | 179.4233 USD | ||||
| ADR | Purchase | 1,026 | 180.0470 USD | ||||
| ADR | Purchase | 1,798 | 179.6594 USD | ||||
| ADR | Purchase | 3,300 | 179.5952 USD | ||||
| ADR | Purchase | 3,700 | 179.5328 USD | ||||
| ADR | Purchase | 4,000 | 179.6947 USD | ||||
| ADR | Purchase | 6,793 | 179.5719 USD | ||||
| ADR | Purchase | 10,000 | 179.4721 USD | ||||
| ADR | Purchase | 15,053 | 179.8881 USD | ||||
| ADR | Sale | 100 | 178.8600 USD | ||||
| ADR | Sale | 100 | 179.0700 USD | ||||
| ADR | Sale | 100 | 180.3350 USD | ||||
| ADR | Sale | 100 | 180.3500 USD | ||||
| ADR | Sale | 100 | 180.4550 USD | ||||
| ADR | Sale | 100 | 179.2400 USD | ||||
| ADR | Sale | 100 | 179.1300 USD | ||||
| ADR | Sale | 200 | 179.4400 USD | ||||
| ADR | Sale | 200 | 180.4850 USD | ||||
| ADR | Sale | 209 | 179.7523 USD | ||||
| ADR | Sale | 256 | 179.2918 USD | ||||
| ADR | Sale | 271 | 180.6489 USD | ||||
| ADR | Sale | 300 | 180.4933 USD | ||||
| ADR | Sale | 300 | 180.4700 USD | ||||
| ADR | Sale | 304 | 180.4923 USD | ||||
| ADR | Sale | 457 | 179.6418 USD | ||||
| ADR | Sale | 490 | 179.3477 USD | ||||
| ADR | Sale | 500 | 180.0540 USD | ||||
| ADR | Sale | 617 | 180.2488 USD | ||||
| ADR | Sale | 1,000 | 180.0940 USD | ||||
| ADR | Sale | 1,297 | 180.4661 USD | ||||
| ADR | Sale | 1,400 | 179.9346 USD | ||||
| ADR | Sale | 1,622 | 179.5910 USD | ||||
| ADR | Sale | 1,918 | 179.4233 USD | ||||
| ADR | Sale | 2,500 | 179.4951 USD | ||||
| ADR | Sale | 3,000 | 179.5616 USD | ||||
| ADR | Sale | 3,700 | 179.5328 USD | ||||
| ADR | Sale | 4,246 | 180.3256 USD | ||||
| ADR | Sale | 5,010 | 179.4243 USD | ||||
| ADR | Sale | 9,116 | 179.5912 USD | ||||
| ADR | Sale | 10,000 | 179.4721 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 2 | 45.8010 GBP | |||||
| 5p ordinary | SWAP | Long | 3 | 45.8031 GBP | |||||
| 5p ordinary | SWAP | Long | 13 | 45.7829 GBP | |||||
| 5p ordinary | SWAP | Long | 20 | 45.7811 GBP | |||||
| 5p ordinary | SWAP | Long | 40 | 45.8640 GBP | |||||
| 5p ordinary | SWAP | Long | 76 | 45.8051 GBP | |||||
| 5p ordinary | SWAP | Long | 97 | 45.7929 GBP | |||||
| 5p ordinary | SWAP | Long | 116 | 45.7961 GBP | |||||
| 5p ordinary | SWAP | Long | 184 | 45.9654 GBP | |||||
| 5p ordinary | CFD | Long | 277 | 45.9215 GBP | |||||
| 5p ordinary | SWAP | Long | 303 | 45.9295 GBP | |||||
| 5p ordinary | SWAP | Long | 312 | 45.8156 GBP | |||||
| 5p ordinary | CFD | Long | 547 | 46.1733 GBP | |||||
| 5p ordinary | SWAP | Long | 645 | 45.7844 GBP | |||||
| 5p ordinary | SWAP | Long | 831 | 45.9527 GBP | |||||
| 5p ordinary | SWAP | Long | 3,449 | 45.7855 GBP | |||||
| 5p ordinary | CFD | Long | 4,441 | 45.8725 GBP | |||||
| 5p ordinary | CFD | Long | 15,543 | 46.0238 GBP | |||||
| 5p ordinary | SWAP | Long | 65,013 | 46.1181 GBP | |||||
| 5p ordinary | CFD | Short | 256 | 45.7225 GBP | |||||
| 5p ordinary | CFD | Short | 772 | 45.8802 GBP | |||||
| 5p ordinary | SWAP | Short | 1,153 | 46.0933 GBP | |||||
| 5p ordinary | CFD | Short | 3,405 | 46.1048 GBP | |||||
| 5p ordinary | CFD | Short | 4,501 | 45.8508 GBP | |||||
| 5p ordinary | SWAP | Short | 10,000 | 45.7223 GBP | |||||
| 5p ordinary | CFD | Short | 12,098 | 45.8060 GBP | |||||
| 5p ordinary | SWAP | Short | 33,299 | 45.8198 GBP | |||||
| 5p ordinary | SWAP | Short | 37,919 | 45.9760 GBP | |||||
| 5p ordinary | SWAP | Short | 40,000 | 46.1250 GBP | |||||
| 5p ordinary | SWAP | Short | 54,426 | 45.9467 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 2,900 | 160 USD | American | 18 Jan 2019 | 24.8000 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 180 USD | American | 9 Nov 2018 | 0.5500 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 168 USD | American | 14 Dec 2018 | 2.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 1,000 | 175 USD | American | 9 Nov 2018 | 0.0500 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 13 Nov 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 180.0000 | American | 9 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 16 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 183.0000 | American | 9 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 180.0000 | American | 23 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 800 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 178.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,000 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -41,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -38,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -14,700 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,500 | 165.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -4,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 155.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 175.0000 | American | 9 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 168.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 183.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 4,800 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 22,900 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 35,100 | 160.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181113005732/en/
Copyright Business Wire 2018
Related Shares:
BarclaysShire