29th Jun 2018 16:30
FORM 8.3 Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 27 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,384,531 | 1.03% | 4,186,732 | 0.46% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 184,268 | 0.02% | 5,114,112 | 0.56% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 245,700 | 0.03% | 251,700 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 9,812,813 | 1.07% | 9,552,544 | 1.05% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 2 | 40.9050 GBP | ||||
| 5p ordinary | Purchase | 9 | 40.7650 GBP | ||||
| ADR | Purchase | 34 | 161.3141 USD | ||||
| ADR | Purchase | 44 | 161.2100 USD | ||||
| ADR | Purchase | 100 | 161.4350 USD | ||||
| ADR | Purchase | 100 | 161.5350 USD | ||||
| ADR | Purchase | 100 | 161.5500 USD | ||||
| 5p ordinary | Purchase | 149 | 40.8062 GBP | ||||
| ADR | Purchase | 155 | 161.3277 USD | ||||
| ADR | Purchase | 200 | 161.3750 USD | ||||
| ADR | Purchase | 200 | 161.4700 USD | ||||
| ADR | Purchase | 200 | 161.3500 USD | ||||
| 5p ordinary | Purchase | 207 | 40.7478 GBP | ||||
| ADR | Purchase | 281 | 160.7571 USD | ||||
| 5p ordinary | Purchase | 307 | 40.5603 GBP | ||||
| ADR | Purchase | 373 | 161.2600 USD | ||||
| ADR | Purchase | 400 | 161.3650 USD | ||||
| ADR | Purchase | 400 | 161.2850 USD | ||||
| 5p ordinary | Purchase | 596 | 40.8852 GBP | ||||
| 5p ordinary | Purchase | 636 | 40.8936 GBP | ||||
| ADR | Purchase | 800 | 161.1700 USD | ||||
| ADR | Purchase | 1,100 | 161.2556 USD | ||||
| ADR | Purchase | 1,107 | 161.2989 USD | ||||
| 5p ordinary | Purchase | 1,236 | 40.7364 GBP | ||||
| ADR | Purchase | 1,400 | 161.2512 USD | ||||
| 5p ordinary | Purchase | 1,569 | 40.7510 GBP | ||||
| 5p ordinary | Purchase | 2,028 | 40.9176 GBP | ||||
| 5p ordinary | Purchase | 2,716 | 40.9110 GBP | ||||
| 5p ordinary | Purchase | 5,000 | 40.8963 GBP | ||||
| ADR | Purchase | 6,749 | 161.2819 USD | ||||
| ADR | Purchase | 7,540 | 161.1613 USD | ||||
| ADR | Purchase | 9,092 | 161.2838 USD | ||||
| 5p ordinary | Purchase | 13,670 | 40.9450 GBP | ||||
| 5p ordinary | Purchase | 17,267 | 40.8500 GBP | ||||
| 5p ordinary | Purchase | 17,267 | 40.7389 GBP | ||||
| 5p ordinary | Purchase | 19,567 | 40.7526 GBP | ||||
| 5p ordinary | Purchase | 25,346 | 40.9389 GBP | ||||
| 5p ordinary | Purchase | 34,534 | 40.9000 GBP | ||||
| 5p ordinary | Purchase | 60,518 | 40.7864 GBP | ||||
| 5p ordinary | Purchase | 173,232 | 40.7186 GBP | ||||
| 5p ordinary | Purchase | 427,150 | 40.2000 GBP | ||||
| 5p ordinary | Sale | 14 | 40.5050 GBP | ||||
| ADR | Sale | 44 | 161.2100 USD | ||||
| ADR | Sale | 73 | 161.1730 USD | ||||
| ADR | Sale | 100 | 161.3000 USD | ||||
| ADR | Sale | 100 | 161.4600 USD | ||||
| ADR | Sale | 100 | 160.9900 USD | ||||
| ADR | Sale | 100 | 161.0000 USD | ||||
| ADR | Sale | 130 | 161.3261 USD | ||||
| ADR | Sale | 200 | 161.3600 USD | ||||
| ADR | Sale | 200 | 161.3050 USD | ||||
| ADR | Sale | 200 | 161.3450 USD | ||||
| 5p ordinary | Sale | 211 | 40.7709 GBP | ||||
| 5p ordinary | Sale | 213 | 40.8247 GBP | ||||
| 5p ordinary | Sale | 361 | 40.4626 GBP | ||||
| ADR | Sale | 370 | 161.0627 USD | ||||
| ADR | Sale | 412 | 161.2584 USD | ||||
| ADR | Sale | 431 | 161.2600 USD | ||||
| 5p ordinary | Sale | 466 | 40.4840 GBP | ||||
| ADR | Sale | 656 | 161.4183 USD | ||||
| ADR | Sale | 700 | 161.0614 USD | ||||
| ADR | Sale | 700 | 161.2142 USD | ||||
| ADR | Sale | 700 | 161.0857 USD | ||||
| ADR | Sale | 800 | 161.3065 USD | ||||
| ADR | Sale | 900 | 161.2325 USD | ||||
| 5p ordinary | Sale | 1,033 | 40.4856 GBP | ||||
| ADR | Sale | 1,188 | 161.1342 USD | ||||
| 5p ordinary | Sale | 1,462 | 40.6180 GBP | ||||
| 5p ordinary | Sale | 1,500 | 40.9324 GBP | ||||
| ADR | Sale | 1,589 | 161.2401 USD | ||||
| ADR | Sale | 1,600 | 161.2000 USD | ||||
| 5p ordinary | Sale | 1,841 | 40.8287 GBP | ||||
| ADR | Sale | 2,200 | 161.2036 USD | ||||
| 5p ordinary | Sale | 2,201 | 40.6779 GBP | ||||
| 5p ordinary | Sale | 2,465 | 40.7270 GBP | ||||
| 5p ordinary | Sale | 2,744 | 40.6400 GBP | ||||
| 5p ordinary | Sale | 3,003 | 40.8296 GBP | ||||
| ADR | Sale | 3,770 | 161.1613 USD | ||||
| 5p ordinary | Sale | 4,947 | 40.4424 GBP | ||||
| 5p ordinary | Sale | 5,520 | 40.4786 GBP | ||||
| ADR | Sale | 6,306 | 161.3100 USD | ||||
| ADR | Sale | 6,456 | 161.3305 USD | ||||
| 5p ordinary | Sale | 7,124 | 40.8002 GBP | ||||
| 5p ordinary | Sale | 8,174 | 40.9450 GBP | ||||
| 5p ordinary | Sale | 11,322 | 40.4597 GBP | ||||
| 5p ordinary | Sale | 12,920 | 40.7569 GBP | ||||
| 5p ordinary | Sale | 13,734 | 40.8476 GBP | ||||
| 5p ordinary | Sale | 18,619 | 40.6600 GBP | ||||
| 5p ordinary | Sale | 19,907 | 40.4525 GBP | ||||
| 5p ordinary | Sale | 21,856 | 40.9416 GBP | ||||
| 5p ordinary | Sale | 30,251 | 40.5428 GBP | ||||
| 5p ordinary | Sale | 34,535 | 40.8485 GBP | ||||
| 5p ordinary | Sale | 41,273 | 40.8468 GBP | ||||
| 5p ordinary | Sale | 45,466 | 40.8529 GBP | ||||
| 5p ordinary | Sale | 51,802 | 40.8254 GBP | ||||
| 5p ordinary | Sale | 51,999 | 40.8830 GBP | ||||
| 5p ordinary | Sale | 125,310 | 40.8411 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 984 | 40.8236 GBP | |||||
| 5p ordinary | CFD | Long | 1,033 | 40.4855 GBP | |||||
| 5p ordinary | SWAP | Long | 1,232 | 40.9107 GBP | |||||
| 5p ordinary | SWAP | Long | 1,303 | 40.4568 GBP | |||||
| 5p ordinary | CFD | Long | 1,462 | 40.6180 GBP | |||||
| 5p ordinary | SWAP | Long | 1,501 | 40.8149 GBP | |||||
| 5p ordinary | SWAP | Long | 2,282 | 40.6725 GBP | |||||
| 5p ordinary | CFD | Long | 2,744 | 40.6400 GBP | |||||
| 5p ordinary | SWAP | Long | 3,453 | 40.9450 GBP | |||||
| 5p ordinary | SWAP | Long | 34,535 | 40.8411 GBP | |||||
| 5p ordinary | SWAP | Long | 34,535 | 40.8485 GBP | |||||
| 5p ordinary | SWAP | Long | 34,535 | 40.8675 GBP | |||||
| 5p ordinary | SWAP | Long | 34,535 | 40.8676 GBP | |||||
| 5p ordinary | SWAP | Long | 41,701 | 40.8085 GBP | |||||
| 5p ordinary | SWAP | Long | 51,802 | 40.8254 GBP | |||||
| 5p ordinary | CFD | Long | 51,999 | 40.8830 GBP | |||||
| 5p ordinary | SWAP | Long | 57,318 | 40.8303 GBP | |||||
| 5p ordinary | SWAP | Short | 73 | 40.5000 GBP | |||||
| 5p ordinary | SWAP | Short | 175 | 40.9004 GBP | |||||
| 5p ordinary | CFD | Short | 636 | 40.8936 GBP | |||||
| 5p ordinary | SWAP | Short | 869 | 40.8668 GBP | |||||
| 5p ordinary | SWAP | Short | 1,230 | 40.7514 GBP | |||||
| 5p ordinary | SWAP | Short | 1,572 | 40.8932 GBP | |||||
| 5p ordinary | CFD | Short | 2,028 | 40.9176 GBP | |||||
| 5p ordinary | CFD | Short | 2,716 | 40.9110 GBP | |||||
| 5p ordinary | SWAP | Short | 5,147 | 40.7646 GBP | |||||
| 5p ordinary | SWAP | Short | 15,238 | 40.8762 GBP | |||||
| 5p ordinary | CFD | Short | 19,776 | 40.8900 GBP | |||||
| 5p ordinary | SWAP | Short | 24,228 | 40.8569 GBP | |||||
| 5p ordinary | SWAP Expires 29/07/2019 | Short | 353,774 | 40.9450 GBP | |||||
| 5p ordinary | SWAP | Short | 353,774 | 40.9450 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Put Options | Purchasing | 2,800 | 135 USD | American | 17 Aug 2018 | 0.4500 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 29 Jun 2018 | ||
| Contact name: | Femi Badmos | ||
| Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,800 | 135.0000 | American | 17 Aug 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 21,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 14,900 | 168.0000 | American | 29 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 400 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,600 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,700 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -7,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 300 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 8,500 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 400 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180629005487/en/
Copyright Business Wire 2018
Related Shares:
BarclaysShire