28th Nov 2018 10:53
FORM 8.3 Amendment to Purchases
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 17 October 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,371,088 | 0.48% | 2,812,580 | 0.31% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 284,792 | 0.03% | 3,407,255 | 0.37% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 255,000 | 0.03% | 349,300 | 0.04% | |||||||
| TOTAL: | 4,910,880 | 0.54% | 6,569,135 | 0.72% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 31 | 44.8000 GBP | ||||
| 5p ordinary | Purchase | 63 | 44.7650 GBP | ||||
| 5p ordinary | Purchase | 70 | 44.4850 GBP | ||||
| 5p ordinary | Purchase | 70 | 44.6300 GBP | ||||
| 5p ordinary | Purchase | 76 | 44.7605 GBP | ||||
| 5p ordinary | Purchase | 88 | 44.6672 GBP | ||||
| 5p ordinary | Purchase | 117 | 44.6275 GBP | ||||
| 5p ordinary | Purchase | 133 | 44.6242 GBP | ||||
| 5p ordinary | Purchase | 153 | 44.7950 GBP | ||||
| 5p ordinary | Purchase | 235 | 44.5309 GBP | ||||
| 5p ordinary | Purchase | 241 | 44.7050 GBP | ||||
| 5p ordinary | Purchase | 255 | 44.6135 GBP | ||||
| 5p ordinary | Purchase | 370 | 44.6696 GBP | ||||
| 5p ordinary | Purchase | 374 | 44.6282 GBP | ||||
| 5p ordinary | Purchase | 459 | 44.7812 GBP | ||||
| 5p ordinary | Purchase | 484 | 44.7627 GBP | ||||
| 5p ordinary | Purchase | 527 | 44.6365 GBP | ||||
| 5p ordinary | Purchase | 579 | 44.7612 GBP | ||||
| 5p ordinary | Purchase | 942 | 44.6462 GBP | ||||
| 5p ordinary | Purchase | 1,068 | 44.6033 GBP | ||||
| 5p ordinary | Purchase | 1,178 | 44.6350 GBP | ||||
| 5p ordinary | Purchase | 1,260 | 44.7652 GBP | ||||
| 5p ordinary | Purchase | 1,281 | 44.6479 GBP | ||||
| 5p ordinary | Purchase | 2,819 | 44.6102 GBP | ||||
| 5p ordinary | Purchase | 4,349 | 44.6198 GBP | ||||
| 5p ordinary | Purchase | 5,349 | 44.6506 GBP | ||||
| 5p ordinary | Purchase | 34,620 | 44.5927 GBP | ||||
| 5p ordinary | Purchase | 56,635 | 44.6450 GBP | ||||
| 5p ordinary | Purchase | 88,994 | 44.6448 GBP | ||||
| 5p ordinary | Sale | 3 | 44.6333 GBP | ||||
| 5p ordinary | Sale | 63 | 44.7650 GBP | ||||
| 5p ordinary | Sale | 67 | 44.6344 GBP | ||||
| 5p ordinary | Sale | 70 | 44.6300 GBP | ||||
| 5p ordinary | Sale | 100 | 44.7100 GBP | ||||
| 5p ordinary | Sale | 153 | 44.7950 GBP | ||||
| 5p ordinary | Sale | 161 | 44.7050 GBP | ||||
| 5p ordinary | Sale | 294 | 44.7818 GBP | ||||
| 5p ordinary | Sale | 308 | 44.6424 GBP | ||||
| 5p ordinary | Sale | 172 | 44.6400 GBP | ||||
| 5p ordinary | Sale | 327 | 44.8000 GBP | ||||
| 5p ordinary | Sale | 488 | 44.6259 GBP | ||||
| 5p ordinary | Sale | 370 | 44.6696 GBP | ||||
| 5p ordinary | Sale | 950 | 44.6358 GBP | ||||
| 5p ordinary | Sale | 1,048 | 44.6515 GBP | ||||
| 5p ordinary | Sale | 1,381 | 44.6450 GBP | ||||
| 5p ordinary | Sale | 1,679 | 44.6274 GBP | ||||
| 5p ordinary | Sale | 2,281 | 44.6712 GBP | ||||
| 5p ordinary | Sale | 2,933 | 44.6187 GBP | ||||
| 5p ordinary | Sale | 4,658 | 44.6349 GBP | ||||
| 5p ordinary | Sale | 2,625 | 44.7626 GBP | ||||
| 5p ordinary | Sale | 7,976 | 44.6529 GBP | ||||
| 5p ordinary | Sale | 33,914 | 44.6298 GBP | ||||
| 5p ordinary | Sale | 82,254 | 44.6495 GBP | ||||
| 5p ordinary | Sale | 47,299 | 44.6451 GBP | ||||
| ADR | Purchase | 58 | 176.2500 USD | ||||
| ADR | Purchase | 100 | 175.9900 USD | ||||
| ADR | Purchase | 100 | 176.0000 USD | ||||
| ADR | Purchase | 200 | 177.2750 USD | ||||
| ADR | Purchase | 200 | 176.4100 USD | ||||
| ADR | Purchase | 800 | 177.4525 USD | ||||
| ADR | Purchase | 800 | 177.3681 USD | ||||
| ADR | Purchase | 1,214 | 177.4351 USD | ||||
| ADR | Purchase | 1,900 | 177.2997 USD | ||||
| ADR | Purchase | 2,089 | 177.3600 USD | ||||
| ADR | Purchase | 3,184 | 176.5434 USD | ||||
| ADR | Purchase | 5,447 | 177.6009 USD | ||||
| ADR | Purchase | 12,694 | 175.5893 USD | ||||
| ADR | Purchase | 12,700 | 177.2184 USD | ||||
| ADR | Purchase | 13,300 | 177.2318 USD | ||||
| ADR | Purchase | 15,678 | 176.1430 USD | ||||
| ADR | Sale | 10 | 177.4800 USD | ||||
| ADR | Sale | 34 | 177.4100 USD | ||||
| ADR | Sale | 35 | 177.1900 USD | ||||
| ADR | Sale | 37 | 175.7100 USD | ||||
| ADR | Sale | 58 | 176.2500 USD | ||||
| ADR | Sale | 100 | 177.5400 USD | ||||
| ADR | Sale | 100 | 177.4550 USD | ||||
| ADR | Sale | 100 | 177.7200 USD | ||||
| ADR | Sale | 100 | 177.3700 USD | ||||
| ADR | Sale | 100 | 177.1300 USD | ||||
| ADR | Sale | 100 | 176.2600 USD | ||||
| ADR | Sale | 146 | 177.5310 USD | ||||
| ADR | Sale | 200 | 175.8100 USD | ||||
| ADR | Sale | 200 | 177.4050 USD | ||||
| ADR | Sale | 200 | 177.3100 USD | ||||
| ADR | Sale | 282 | 175.8974 USD | ||||
| ADR | Sale | 370 | 177.2224 USD | ||||
| ADR | Sale | 398 | 176.0870 USD | ||||
| ADR | Sale | 400 | 177.2225 USD | ||||
| ADR | Sale | 500 | 177.4570 USD | ||||
| ADR | Sale | 600 | 177.2204 USD | ||||
| ADR | Sale | 614 | 177.4141 USD | ||||
| ADR | Sale | 800 | 177.3237 USD | ||||
| ADR | Sale | 1,163 | 177.3882 USD | ||||
| ADR | Sale | 1,233 | 177.4067 USD | ||||
| ADR | Sale | 1,300 | 177.3363 USD | ||||
| ADR | Sale | 1,910 | 177.3929 USD | ||||
| ADR | Sale | 2,089 | 177.3600 USD | ||||
| ADR | Sale | 2,200 | 177.1378 USD | ||||
| ADR | Sale | 3,434 | 176.1136 USD | ||||
| ADR | Sale | 4,186 | 176.7468 USD | ||||
| ADR | Sale | 5,447 | 177.6009 USD | ||||
| ADR | Sale | 5,700 | 176.8717 USD | ||||
| ADR | Sale | 7,800 | 177.4958 USD | ||||
| ADR | Sale | 11,562 | 176.1539 USD | ||||
| ADR | Sale | 12,647 | 175.5893 USD | ||||
| ADR | Sale | 13,000 | 177.2576 USD | ||||
| ADR | Sale | 17,253 | 177.4830 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 63 | 44.7650 GBP | |||||
| 5p ordinary | CFD | Long | 308 | 44.6424 GBP | |||||
| 5p ordinary | SWAP | Long | 529 | 44.6650 GBP | |||||
| 5p ordinary | SWAP | Long | 706 | 44.6254 GBP | |||||
| 5p ordinary | CFD | Long | 1,092 | 44.6379 GBP | |||||
| 5p ordinary | CFD | Long | 2,281 | 44.6712 GBP | |||||
| 5p ordinary | CFD | Long | 4,658 | 44.6349 GBP | |||||
| 5p ordinary | SWAP | Long | 5,387 | 44.6614 GBP | |||||
| 5p ordinary | CFD | Long | 15,000 | 44.5450 GBP | |||||
| 5p ordinary | CFD | Long | 15,302 | 44.6934 GBP | |||||
| 5p ordinary | SWAP | Long | 16,584 | 44.6450 GBP | |||||
| 5p ordinary | SWAP | Long | 40,559 | 44.6261 GBP | |||||
| 5p ordinary | SWAP | Long | 42,408 | 44.6408 GBP | |||||
| 5p ordinary | SWAP | Short | 130 | 44.6306 GBP | |||||
| 5p ordinary | CFD | Short | 255 | 44.6135 GBP | |||||
| 5p ordinary | CFD | Short | 374 | 44.6282 GBP | |||||
| 5p ordinary | SWAP | Short | 869 | 44.5495 GBP | |||||
| 5p ordinary | CFD | Short | 1,281 | 44.6479 GBP | |||||
| 5p ordinary | CFD | Short | 2,819 | 44.6102 GBP | |||||
| 5p ordinary | SWAP | Short | 3,784 | 44.6453 GBP | |||||
| ADR | CFD | Short | 5,000 | 176.5056 USD | |||||
| 5p ordinary | CFD | Short | 5,349 | 44.6506 GBP | |||||
| 5p ordinary | CFD | Short | 34,527 | 44.6490 GBP | |||||
| 5p ordinary | SWAP | Short | 38,774 | 44.5977 GBP | |||||
| 5p ordinary | SWAP | Short | 53,027 | 44.6450 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Put Options | Selling | 400 | 150 USD | American | 18 Apr 2019 | 5.0000 USD | ||||||||
| ADR | Put Options | Selling | 300 | 155 USD | American | 18 Apr 2019 | 6.1000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 28 Nov 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 180.0000 | American | 26 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,500 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,700 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,900 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 5,000 | 195.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 21,700 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -18,400 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -15,300 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,100 | 180.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -3,000 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -800 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -45,400 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -18,800 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -8,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -6,700 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -4,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,000 | 155.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 155.0000 | American | 26 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 168.0000 | American | 26 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 5,500 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 7,500 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 7,800 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 9,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 18,300 | 155.0000 | American | 19 Oct 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181128005319/en/
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