18th Dec 2018 13:59
FORM 8.3 Amendment to Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 14 December 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 6,388,721 | 0.70% | 5,323,424 | 0.58% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 313,802 | 0.03% | 3,989,558 | 0.44% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,098,900 | 0.12% | 937,700 | 0.10% | |||||||
| TOTAL: | 7,801,423 | 0.85% | 10,250,682 | 1.12% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 37 | 46.5350 GBP | ||||
| 5p ordinary | Purchase | 39 | 46.4450 GBP | ||||
| 5p ordinary | Purchase | 43 | 46.4300 GBP | ||||
| 5p ordinary | Purchase | 44 | 46.4200 GBP | ||||
| 5p ordinary | Purchase | 50 | 46.5200 GBP | ||||
| 5p ordinary | Purchase | 50 | 46.4400 GBP | ||||
| 5p ordinary | Purchase | 63 | 46.4750 GBP | ||||
| 5p ordinary | Purchase | 96 | 46.5100 GBP | ||||
| 5p ordinary | Purchase | 128 | 46.5150 GBP | ||||
| 5p ordinary | Purchase | 172 | 46.5360 GBP | ||||
| 5p ordinary | Purchase | 180 | 46.6825 GBP | ||||
| 5p ordinary | Purchase | 291 | 46.6780 GBP | ||||
| 5p ordinary | Purchase | 330 | 46.7149 GBP | ||||
| 5p ordinary | Purchase | 890 | 46.7300 GBP | ||||
| 5p ordinary | Purchase | 1,120 | 46.6758 GBP | ||||
| 5p ordinary | Purchase | 1,135 | 46.6526 GBP | ||||
| 5p ordinary | Purchase | 1,562 | 46.6810 GBP | ||||
| 5p ordinary | Purchase | 2,813 | 46.6390 GBP | ||||
| 5p ordinary | Purchase | 3,578 | 46.8150 GBP | ||||
| 5p ordinary | Purchase | 5,000 | 46.6582 GBP | ||||
| 5p ordinary | Purchase | 7,075 | 46.5038 GBP | ||||
| 5p ordinary | Purchase | 8,021 | 46.6376 GBP | ||||
| 5p ordinary | Purchase | 8,161 | 46.7005 GBP | ||||
| 5p ordinary | Purchase | 19,880 | 46.6898 GBP | ||||
| 5p ordinary | Purchase | 63,118 | 46.4773 GBP | ||||
| 5p ordinary | Purchase | 305,355 | 46.5199 GBP | ||||
| 5p ordinary | Purchase | 491,313 | 46.3000 GBP | ||||
| 5p ordinary | Purchase | 603,807 | 46.2999 GBP | ||||
| 5p ordinary | Sale | 37 | 46.5350 GBP | ||||
| 5p ordinary | Sale | 39 | 46.4450 GBP | ||||
| 5p ordinary | Sale | 43 | 46.4300 GBP | ||||
| 5p ordinary | Sale | 44 | 46.4200 GBP | ||||
| 5p ordinary | Sale | 50 | 46.4400 GBP | ||||
| 5p ordinary | Sale | 63 | 46.4750 GBP | ||||
| 5p ordinary | Sale | 66 | 46.6150 GBP | ||||
| 5p ordinary | Sale | 96 | 46.5100 GBP | ||||
| 5p ordinary | Sale | 128 | 46.5150 GBP | ||||
| 5p ordinary | Sale | 345 | 46.6860 GBP | ||||
| 5p ordinary | Sale | 376 | 46.5117 GBP | ||||
| 5p ordinary | Sale | 947 | 46.5344 GBP | ||||
| 5p ordinary | Sale | 1,477 | 46.6171 GBP | ||||
| 5p ordinary | Sale | 2,067 | 46.7308 GBP | ||||
| 5p ordinary | Sale | 4,174 | 46.4870 GBP | ||||
| 5p ordinary | Sale | 4,310 | 46.7142 GBP | ||||
| 5p ordinary | Sale | 8,486 | 46.7243 GBP | ||||
| 5p ordinary | Sale | 34,218 | 46.7221 GBP | ||||
| 5p ordinary | Sale | 40,462 | 46.6759 GBP | ||||
| 5p ordinary | Sale | 68,571 | 46.6438 GBP | ||||
| 5p ordinary | Sale | 274,620 | 46.5091 GBP | ||||
| 5p ordinary | Sale | 1,386,333 | 46.7300 GBP | ||||
| 5p ordinary | Sale | 1,597,450 | 46.5200 GBP | ||||
| ADR | Purchase | 100 | 176.4100 USD | ||||
| ADR | Purchase | 100 | 175.0100 USD | ||||
| ADR | Purchase | 112 | 175.9346 USD | ||||
| ADR | Purchase | 200 | 174.9250 USD | ||||
| ADR | Purchase | 200 | 175.4500 USD | ||||
| ADR | Purchase | 200 | 175.3800 USD | ||||
| ADR | Purchase | 300 | 176.1475 USD | ||||
| ADR | Purchase | 300 | 175.9800 USD | ||||
| ADR | Purchase | 300 | 175.4866 USD | ||||
| ADR | Purchase | 400 | 175.1112 USD | ||||
| ADR | Purchase | 400 | 175.7725 USD | ||||
| ADR | Purchase | 400 | 175.7175 USD | ||||
| ADR | Purchase | 400 | 176.1000 USD | ||||
| ADR | Purchase | 500 | 175.4140 USD | ||||
| ADR | Purchase | 600 | 175.8758 USD | ||||
| ADR | Purchase | 800 | 176.0562 USD | ||||
| ADR | Purchase | 981 | 174.9500 USD | ||||
| ADR | Purchase | 1,100 | 175.9454 USD | ||||
| ADR | Purchase | 1,194 | 175.7000 USD | ||||
| ADR | Purchase | 1,300 | 175.3780 USD | ||||
| ADR | Purchase | 1,388 | 175.8096 USD | ||||
| ADR | Purchase | 1,400 | 175.6157 USD | ||||
| ADR | Purchase | 1,400 | 176.0028 USD | ||||
| ADR | Purchase | 1,432 | 176.1006 USD | ||||
| ADR | Purchase | 1,500 | 175.3603 USD | ||||
| ADR | Purchase | 2,468 | 175.5003 USD | ||||
| ADR | Purchase | 2,900 | 175.9456 USD | ||||
| ADR | Purchase | 3,500 | 175.7920 USD | ||||
| ADR | Purchase | 4,141 | 175.6859 USD | ||||
| ADR | Purchase | 5,756 | 175.6769 USD | ||||
| ADR | Purchase | 8,600 | 176.2334 USD | ||||
| ADR | Purchase | 12,169 | 176.0758 USD | ||||
| ADR | Purchase | 21,039 | 175.3720 USD | ||||
| ADR | Sale | 70 | 175.7300 USD | ||||
| ADR | Sale | 100 | 176.1500 USD | ||||
| ADR | Sale | 100 | 175.1900 USD | ||||
| ADR | Sale | 100 | 175.1300 USD | ||||
| ADR | Sale | 100 | 175.1800 USD | ||||
| ADR | Sale | 170 | 175.8758 USD | ||||
| ADR | Sale | 200 | 174.9250 USD | ||||
| ADR | Sale | 216 | 175.9552 USD | ||||
| ADR | Sale | 300 | 175.9733 USD | ||||
| ADR | Sale | 300 | 175.8250 USD | ||||
| ADR | Sale | 350 | 176.2600 USD | ||||
| ADR | Sale | 369 | 176.2745 USD | ||||
| ADR | Sale | 500 | 175.1520 USD | ||||
| ADR | Sale | 500 | 172.5000 USD | ||||
| ADR | Sale | 600 | 175.3458 USD | ||||
| ADR | Sale | 700 | 175.6785 USD | ||||
| ADR | Sale | 701 | 175.5240 USD | ||||
| ADR | Sale | 735 | 175.5435 USD | ||||
| ADR | Sale | 981 | 174.9500 USD | ||||
| ADR | Sale | 1,000 | 175.3350 USD | ||||
| ADR | Sale | 1,001 | 175.4395 USD | ||||
| ADR | Sale | 1,100 | 175.3490 USD | ||||
| ADR | Sale | 1,194 | 175.7000 USD | ||||
| ADR | Sale | 1,300 | 175.3780 USD | ||||
| ADR | Sale | 1,496 | 176.0217 USD | ||||
| ADR | Sale | 1,659 | 175.2515 USD | ||||
| ADR | Sale | 1,900 | 175.6986 USD | ||||
| ADR | Sale | 1,999 | 175.2987 USD | ||||
| ADR | Sale | 2,200 | 176.0922 USD | ||||
| ADR | Sale | 2,800 | 175.6846 USD | ||||
| ADR | Sale | 3,200 | 175.6140 USD | ||||
| ADR | Sale | 3,969 | 175.3433 USD | ||||
| ADR | Sale | 4,015 | 175.3910 USD | ||||
| ADR | Sale | 4,237 | 175.5893 USD | ||||
| ADR | Sale | 5,149 | 175.3744 USD | ||||
| ADR | Sale | 6,000 | 175.7134 USD | ||||
| ADR | Sale | 8,600 | 176.2334 USD | ||||
| ADR | Sale | 18,269 | 176.0082 USD | ||||
| ADR | Sale | 21,039 | 175.3720 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 143 | 46.7723 GBP | |||||
| 5p ordinary | CFD | Long | 300 | 46.8054 GBP | |||||
| 5p ordinary | CFD | Long | 1,800 | 46.5830 GBP | |||||
| 5p ordinary | CFD | Long | 2,067 | 46.7308 GBP | |||||
| 5p ordinary | CFD | Long | 4,167 | 46.7122 GBP | |||||
| 5p ordinary | CFD | Long | 4,174 | 46.4870 GBP | |||||
| 5p ordinary | SWAP | Long | 6,233 | 46.6839 GBP | |||||
| 5p ordinary | SWAP | Long | 7,024 | 46.5152 GBP | |||||
| 5p ordinary | CFD | Long | 34,218 | 46.7221 GBP | |||||
| 5p ordinary | SWAP | Long | 67,049 | 46.6131 GBP | |||||
| 5p ordinary | SWAP | Long | 1,395,810 | 46.7300 GBP | |||||
| 5p ordinary | CFD | Long | 1,597,400 | 46.5200 GBP | |||||
| 5p ordinary | SWAP | Short | 165 | 46.7498 GBP | |||||
| 5p ordinary | CFD | Short | 172 | 46.5360 GBP | |||||
| 5p ordinary | CFD | Short | 440 | 46.7770 GBP | |||||
| 5p ordinary | SWAP | Short | 550 | 46.4853 GBP | |||||
| 5p ordinary | SWAP | Short | 1,812 | 46.6306 GBP | |||||
| 5p ordinary | CFD | Short | 6,666 | 46.7342 GBP | |||||
| 5p ordinary | CFD | Short | 7,075 | 46.5038 GBP | |||||
| 5p ordinary | SWAP | Short | 21,817 | 46.5782 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 400 | 175 USD | American | 18 Apr 2019 | 7.3000 USD | ||||||||
| ADR | Call Options | Purchasing | 4,100 | 180 USD | American | 21 Dec 2018 | 0.4134 USD | ||||||||
| ADR | Put Options | Purchasing | 4,100 | 168 USD | American | 21 Dec 2018 | 0.3058 USD | ||||||||
| ADR | Put Options | Purchasing | 2,500 | 170 USD | American | 18 Jan 2019 | 2.3000 USD | ||||||||
| ADR | Put Options | Purchasing | 2,500 | 175 USD | American | 18 Jan 2019 | 3.7000 USD | ||||||||
| ADR | Put Options | Selling | 2,700 | 125 USD | American | 18 Jan 2019 | 0.1500 USD | ||||||||
| ADR | Put Options | Selling | 2,500 | 135 USD | American | 18 Jan 2019 | 0.2100 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 155 USD | American | 18 Jan 2019 | 0.7000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 18 Dec 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 180.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 190.0000 | American | 4 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 195.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 195.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 190.0000 | American | 11 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 185.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 230.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 1,700 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 2,100 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 2,300 | 175.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 2,600 | 185.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,800 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 4,300 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 5,000 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 6,000 | 193.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 7,200 | 173.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 8,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 9,200 | 200.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 9,600 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 12,100 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 20,300 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 22,300 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 138,700 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -42,400 | 200.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -33,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -31,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -22,500 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -11,700 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -11,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -5,000 | 178.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,800 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,400 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -500 | 173.0000 | American | 14 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -277,200 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -157,900 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -41,400 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -23,600 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -15,200 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -7,300 | 170.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,300 | 165.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -3,800 | 168.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,900 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,900 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 160.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 130.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -2,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -600 | 180.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 148.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 195.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -100 | 168.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 500 | 173.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Written | 900 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 140.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 147.0000 | American | 28 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 1,800 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 6,900 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 10,500 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 15,200 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 20,300 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 27,500 | 160.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 29,300 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 46,400 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 157,900 | 145.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 279,200 | 145.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181218005486/en/
Copyright Business Wire 2018
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