29th Nov 2018 08:01
FORM 8.3
Amendment to Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 26 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,854,049 | 0.75% | 3,226,501 | 0.35% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 183,159 | 0.02% | 4,642,366 | 0.51% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 472,600 | 0.05% | 480,700 | 0.05% | |||||||
| TOTAL: | 6,509,808 | 0.82% | 8,349,567 | 0.91% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 12 | 46.0400 GBP | ||||
| 5p ordinary | Purchase | 33 | 45.9900 GBP | ||||
| 5p ordinary | Purchase | 35 | 46.0000 GBP | ||||
| 5p ordinary | Purchase | 51 | 45.9750 GBP | ||||
| 5p ordinary | Purchase | 54 | 45.9250 GBP | ||||
| 5p ordinary | Purchase | 56 | 46.0900 GBP | ||||
| 5p ordinary | Purchase | 56 | 46.0950 GBP | ||||
| 5p ordinary | Purchase | 58 | 45.9450 GBP | ||||
| 5p ordinary | Purchase | 65 | 46.1850 GBP | ||||
| 5p ordinary | Purchase | 68 | 46.1925 GBP | ||||
| 5p ordinary | Purchase | 68 | 46.1775 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.9975 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.9775 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.9700 GBP | ||||
| 5p ordinary | Purchase | 71 | 46.1350 GBP | ||||
| 5p ordinary | Purchase | 71 | 46.0200 GBP | ||||
| 5p ordinary | Purchase | 71 | 46.1100 GBP | ||||
| 5p ordinary | Purchase | 76 | 46.0450 GBP | ||||
| 5p ordinary | Purchase | 92 | 45.9204 GBP | ||||
| 5p ordinary | Purchase | 100 | 45.9800 GBP | ||||
| 5p ordinary | Purchase | 112 | 45.9950 GBP | ||||
| 5p ordinary | Purchase | 112 | 46.1500 GBP | ||||
| 5p ordinary | Purchase | 121 | 45.9350 GBP | ||||
| 5p ordinary | Purchase | 133 | 46.0700 GBP | ||||
| 5p ordinary | Purchase | 136 | 45.9075 GBP | ||||
| 5p ordinary | Purchase | 150 | 45.9791 GBP | ||||
| 5p ordinary | Purchase | 187 | 45.9850 GBP | ||||
| 5p ordinary | Purchase | 204 | 46.1200 GBP | ||||
| 5p ordinary | Purchase | 213 | 45.9500 GBP | ||||
| 5p ordinary | Purchase | 245 | 45.9400 GBP | ||||
| 5p ordinary | Purchase | 514 | 46.0340 GBP | ||||
| 5p ordinary | Purchase | 735 | 46.1321 GBP | ||||
| 5p ordinary | Purchase | 1,100 | 45.9542 GBP | ||||
| 5p ordinary | Purchase | 1,153 | 46.1243 GBP | ||||
| 5p ordinary | Purchase | 1,518 | 46.1693 GBP | ||||
| 5p ordinary | Purchase | 2,131 | 46.1128 GBP | ||||
| 5p ordinary | Purchase | 2,335 | 45.9370 GBP | ||||
| 5p ordinary | Purchase | 2,443 | 46.0360 GBP | ||||
| 5p ordinary | Purchase | 2,665 | 46.0094 GBP | ||||
| 5p ordinary | Purchase | 2,801 | 46.1411 GBP | ||||
| 5p ordinary | Purchase | 3,600 | 46.0945 GBP | ||||
| 5p ordinary | Purchase | 8,719 | 45.7700 GBP | ||||
| 5p ordinary | Purchase | 8,900 | 46.0495 GBP | ||||
| 5p ordinary | Purchase | 14,685 | 46.0368 GBP | ||||
| 5p ordinary | Purchase | 35,238 | 45.7846 GBP | ||||
| 5p ordinary | Purchase | 47,153 | 46.0128 GBP | ||||
| 5p ordinary | Purchase | 74,658 | 46.0021 GBP | ||||
| 5p ordinary | Purchase | 417,931 | 45.8950 GBP | ||||
| 5p ordinary | Sale | 12 | 46.0400 GBP | ||||
| 5p ordinary | Sale | 26 | 46.0530 GBP | ||||
| 5p ordinary | Sale | 33 | 45.9900 GBP | ||||
| 5p ordinary | Sale | 51 | 45.9750 GBP | ||||
| 5p ordinary | Sale | 56 | 46.0900 GBP | ||||
| 5p ordinary | Sale | 56 | 46.0950 GBP | ||||
| 5p ordinary | Sale | 58 | 45.9450 GBP | ||||
| 5p ordinary | Sale | 65 | 46.1850 GBP | ||||
| 5p ordinary | Sale | 68 | 46.1925 GBP | ||||
| 5p ordinary | Sale | 68 | 46.1775 GBP | ||||
| 5p ordinary | Sale | 68 | 45.9775 GBP | ||||
| 5p ordinary | Sale | 68 | 45.9700 GBP | ||||
| 5p ordinary | Sale | 68 | 45.9350 GBP | ||||
| 5p ordinary | Sale | 71 | 46.0200 GBP | ||||
| 5p ordinary | Sale | 71 | 46.1350 GBP | ||||
| 5p ordinary | Sale | 71 | 46.1100 GBP | ||||
| 5p ordinary | Sale | 76 | 46.0450 GBP | ||||
| 5p ordinary | Sale | 100 | 45.9800 GBP | ||||
| 5p ordinary | Sale | 112 | 46.1500 GBP | ||||
| 5p ordinary | Sale | 112 | 45.9950 GBP | ||||
| 5p ordinary | Sale | 133 | 46.0700 GBP | ||||
| 5p ordinary | Sale | 136 | 45.9075 GBP | ||||
| 5p ordinary | Sale | 159 | 46.0056 GBP | ||||
| 5p ordinary | Sale | 187 | 45.9850 GBP | ||||
| 5p ordinary | Sale | 200 | 45.9975 GBP | ||||
| 5p ordinary | Sale | 204 | 46.1200 GBP | ||||
| 5p ordinary | Sale | 224 | 45.9250 GBP | ||||
| 5p ordinary | Sale | 245 | 45.9400 GBP | ||||
| 5p ordinary | Sale | 290 | 45.9500 GBP | ||||
| 5p ordinary | Sale | 679 | 45.9080 GBP | ||||
| 5p ordinary | Sale | 735 | 46.1321 GBP | ||||
| 5p ordinary | Sale | 889 | 46.0211 GBP | ||||
| 5p ordinary | Sale | 961 | 46.0526 GBP | ||||
| 5p ordinary | Sale | 1,649 | 45.9358 GBP | ||||
| 5p ordinary | Sale | 2,131 | 46.1128 GBP | ||||
| 5p ordinary | Sale | 3,345 | 46.1963 GBP | ||||
| 5p ordinary | Sale | 3,500 | 46.0291 GBP | ||||
| 5p ordinary | Sale | 3,732 | 46.1000 GBP | ||||
| 5p ordinary | Sale | 4,395 | 46.0241 GBP | ||||
| 5p ordinary | Sale | 4,750 | 46.0138 GBP | ||||
| 5p ordinary | Sale | 9,656 | 46.0741 GBP | ||||
| 5p ordinary | Sale | 13,470 | 46.0976 GBP | ||||
| 5p ordinary | Sale | 17,320 | 46.1343 GBP | ||||
| 5p ordinary | Sale | 17,401 | 46.0516 GBP | ||||
| 5p ordinary | Sale | 17,756 | 46.0095 GBP | ||||
| 5p ordinary | Sale | 25,409 | 46.0120 GBP | ||||
| 5p ordinary | Sale | 55,805 | 45.8459 GBP | ||||
| 5p ordinary | Sale | 73,657 | 46.0013 GBP | ||||
| 5p ordinary | Sale | 212,752 | 45.9095 GBP | ||||
| ADR | Purchase | 1 | 177.2100 USD | ||||
| ADR | Purchase | 99 | 177.8500 USD | ||||
| ADR | Purchase | 100 | 177.5400 USD | ||||
| ADR | Purchase | 100 | 178.1600 USD | ||||
| ADR | Purchase | 100 | 177.1400 USD | ||||
| ADR | Purchase | 100 | 177.1200 USD | ||||
| ADR | Purchase | 100 | 177.3000 USD | ||||
| ADR | Purchase | 130 | 176.8576 USD | ||||
| ADR | Purchase | 160 | 177.4265 USD | ||||
| ADR | Purchase | 200 | 177.5100 USD | ||||
| ADR | Purchase | 200 | 177.6850 USD | ||||
| ADR | Purchase | 300 | 177.1866 USD | ||||
| ADR | Purchase | 300 | 177.4800 USD | ||||
| ADR | Purchase | 400 | 177.1325 USD | ||||
| ADR | Purchase | 665 | 177.0303 USD | ||||
| ADR | Purchase | 675 | 176.8707 USD | ||||
| ADR | Purchase | 800 | 177.1471 USD | ||||
| ADR | Purchase | 898 | 177.3192 USD | ||||
| ADR | Purchase | 1,100 | 177.0577 USD | ||||
| ADR | Purchase | 1,200 | 177.2720 USD | ||||
| ADR | Purchase | 1,494 | 177.2712 USD | ||||
| ADR | Purchase | 2,192 | 176.9592 USD | ||||
| ADR | Purchase | 2,200 | 176.8956 USD | ||||
| ADR | Purchase | 6,000 | 177.4498 USD | ||||
| ADR | Purchase | 6,442 | 176.9690 USD | ||||
| ADR | Purchase | 8,600 | 177.2210 USD | ||||
| ADR | Purchase | 21,496 | 176.5856 USD | ||||
| ADR | Purchase | 25,500 | 177.5700 USD | ||||
| ADR | Purchase | 26,078 | 176.9061 USD | ||||
| ADR | Purchase | 29,400 | 177.4822 USD | ||||
| ADR | Purchase | 57,678 | 177.4571 USD | ||||
| ADR | Sale | 100 | 178.1600 USD | ||||
| ADR | Sale | 100 | 177.8300 USD | ||||
| ADR | Sale | 100 | 177.1750 USD | ||||
| ADR | Sale | 160 | 177.4265 USD | ||||
| ADR | Sale | 200 | 177.3550 USD | ||||
| ADR | Sale | 200 | 177.5350 USD | ||||
| ADR | Sale | 300 | 177.1866 USD | ||||
| ADR | Sale | 300 | 177.3100 USD | ||||
| ADR | Sale | 400 | 177.4825 USD | ||||
| ADR | Sale | 400 | 177.1105 USD | ||||
| ADR | Sale | 599 | 176.9712 USD | ||||
| ADR | Sale | 700 | 176.5514 USD | ||||
| ADR | Sale | 899 | 177.8500 USD | ||||
| ADR | Sale | 1,134 | 177.4878 USD | ||||
| ADR | Sale | 1,400 | 176.4528 USD | ||||
| ADR | Sale | 2,000 | 177.2537 USD | ||||
| ADR | Sale | 2,195 | 177.4371 USD | ||||
| ADR | Sale | 2,200 | 177.1599 USD | ||||
| ADR | Sale | 3,400 | 177.2940 USD | ||||
| ADR | Sale | 5,700 | 177.4407 USD | ||||
| ADR | Sale | 7,900 | 177.2324 USD | ||||
| ADR | Sale | 17,262 | 176.4870 USD | ||||
| ADR | Sale | 25,500 | 177.5700 USD | ||||
| ADR | Sale | 124,558 | 177.2963 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 97 | 45.9800 GBP | |||||
| 5p ordinary | SWAP | Long | 372 | 45.9598 GBP | |||||
| 5p ordinary | CFD | Long | 679 | 45.9080 GBP | |||||
| 5p ordinary | CFD | Long | 1,000 | 45.9758 GBP | |||||
| 5p ordinary | CFD | Long | 3,180 | 46.0820 GBP | |||||
| 5p ordinary | CFD | Long | 4,750 | 46.0138 GBP | |||||
| 5p ordinary | SWAP | Long | 5,298 | 45.9111 GBP | |||||
| 5p ordinary | SWAP | Long | 17,320 | 46.1343 GBP | |||||
| 5p ordinary | SWAP | Long | 19,923 | 46.0403 GBP | |||||
| 5p ordinary | SWAP Expires 26/11/2020 | Long | 25,000 | 45.6665 GBP | |||||
| 5p ordinary | SWAP | Long | 25,068 | 45.9920 GBP | |||||
| 5p ordinary | SWAP | Short | 67 | 45.9750 GBP | |||||
| 5p ordinary | SWAP | Short | 92 | 45.9204 GBP | |||||
| 5p ordinary | SWAP | Short | 422 | 45.9764 GBP | |||||
| 5p ordinary | SWAP | Short | 514 | 46.0340 GBP | |||||
| 5p ordinary | SWAP | Short | 576 | 46.1815 GBP | |||||
| 5p ordinary | CFD | Short | 587 | 46.0041 GBP | |||||
| 5p ordinary | CFD | Short | 1,100 | 45.9542 GBP | |||||
| 5p ordinary | SWAP | Short | 1,276 | 46.0358 GBP | |||||
| 5p ordinary | CFD | Short | 1,518 | 46.1693 GBP | |||||
| 5p ordinary | SWAP | Short | 2,453 | 45.9995 GBP | |||||
| 5p ordinary | SWAP | Short | 4,515 | 45.7893 GBP | |||||
| 5p ordinary | CFD | Short | 8,900 | 46.0495 GBP | |||||
| 5p ordinary | SWAP | Short | 15,665 | 46.0326 GBP | |||||
| 5p ordinary | SWAP | Short | 20,784 | 45.7700 GBP | |||||
| 5p ordinary | SWAP | Short | 54,562 | 45.8291 GBP | |||||
| 5p ordinary | CFD | Short | 56,976 | 46.0799 GBP | |||||
| 5p ordinary | CFD | Short | 72,744 | 45.8176 GBP | |||||
| 5p ordinary | SWAP Expires 27/11/2020 | Short | 75,000 | 45.7067 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 6,000 | 180 USD | American | 7 Dec 2018 | 4.7625 USD | ||||||||
| ADR | Call Options | Purchasing | 6,000 | 183 USD | American | 7 Dec 2018 | 3.6150 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 185 USD | American | 18 Jan 2019 | 4.8600 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 190 USD | American | 4 Jan 2019 | 1.9000 USD | ||||||||
| ADR | Call Options | Purchasing | 6,000 | 193 USD | American | 21 Dec 2018 | 0.6508 USD | ||||||||
| ADR | Call Options | Purchasing | 700 | 200 USD | American | 18 Jan 2019 | 0.2500 USD | ||||||||
| ADR | Call Options | Selling | 6,000 | 175 USD | American | 7 Dec 2018 | 8.5775 USD | ||||||||
| ADR | Call Options | Selling | 100 | 190 USD | American | 18 Jan 2019 | 2.6600 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 155 USD | American | 21 Dec 2018 | 3.5000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 29 Nov 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 190.0000 | American | 4 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 195.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 178.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,100 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 6,000 | 183.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 6,000 | 193.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 6,000 | 180.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 20,300 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 22,200 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 43,500 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -42,400 | 200.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -41,500 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -38,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -22,500 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -13,000 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -6,000 | 175.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,800 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -20,000 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -14,700 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 148.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 168.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 400 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 163.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 600 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 900 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 140.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,100 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 1,300 | 160.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,700 | 168.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,900 | 168.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,400 | 160.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 6,200 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 11,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 14,400 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 18,200 | 165.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 22,900 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 35,100 | 160.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181129005243/en/
Copyright Business Wire 2018
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