4th Dec 2018 12:09
FORM 8.3 - AMENDMENT TO SALES
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 29 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 6,468,942 | 0.71% | 1,683,341 | 0.18% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 175,955 | 0.02% | 5,269,695 | 0.58% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 579,000 | 0.06% | 487,400 | 0.05% | |||||||
| TOTAL: | 7,223,897 | 0.79% | 7,440,436 | 0.81% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 20 | 44.4850 GBP | ||||
| 5p ordinary | Purchase | 24 | 44.8450 GBP | ||||
| 5p ordinary | Purchase | 32 | 45.0750 GBP | ||||
| 5p ordinary | Purchase | 33 | 45.0950 GBP | ||||
| 5p ordinary | Purchase | 61 | 44.4800 GBP | ||||
| 5p ordinary | Purchase | 62 | 44.3950 GBP | ||||
| 5p ordinary | Purchase | 62 | 44.9250 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.1150 GBP | ||||
| 5p ordinary | Purchase | 66 | 44.4125 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.0850 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.0600 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.0450 GBP | ||||
| 5p ordinary | Purchase | 66 | 44.6500 GBP | ||||
| 5p ordinary | Purchase | 67 | 44.4400 GBP | ||||
| 5p ordinary | Purchase | 67 | 44.6850 GBP | ||||
| 5p ordinary | Purchase | 76 | 44.9000 GBP | ||||
| 5p ordinary | Purchase | 77 | 44.6450 GBP | ||||
| 5p ordinary | Purchase | 78 | 44.8250 GBP | ||||
| 5p ordinary | Purchase | 88 | 44.7500 GBP | ||||
| 5p ordinary | Purchase | 90 | 44.9900 GBP | ||||
| 5p ordinary | Purchase | 116 | 45.0800 GBP | ||||
| 5p ordinary | Purchase | 208 | 44.8968 GBP | ||||
| 5p ordinary | Purchase | 247 | 44.6435 GBP | ||||
| 5p ordinary | Purchase | 293 | 44.9423 GBP | ||||
| 5p ordinary | Purchase | 356 | 44.4605 GBP | ||||
| 5p ordinary | Purchase | 387 | 44.7581 GBP | ||||
| 5p ordinary | Purchase | 450 | 44.8500 GBP | ||||
| 5p ordinary | Purchase | 493 | 44.9440 GBP | ||||
| 5p ordinary | Purchase | 501 | 44.6948 GBP | ||||
| 5p ordinary | Purchase | 548 | 44.7405 GBP | ||||
| 5p ordinary | Purchase | 826 | 44.9257 GBP | ||||
| 5p ordinary | Purchase | 1,231 | 44.9947 GBP | ||||
| 5p ordinary | Purchase | 1,373 | 44.8175 GBP | ||||
| 5p ordinary | Purchase | 1,407 | 44.7280 GBP | ||||
| 5p ordinary | Purchase | 1,838 | 44.5152 GBP | ||||
| 5p ordinary | Purchase | 2,247 | 44.9339 GBP | ||||
| 5p ordinary | Purchase | 2,458 | 44.9938 GBP | ||||
| 5p ordinary | Purchase | 2,976 | 44.9985 GBP | ||||
| 5p ordinary | Purchase | 3,043 | 44.9969 GBP | ||||
| 5p ordinary | Purchase | 3,268 | 44.9957 GBP | ||||
| 5p ordinary | Purchase | 3,287 | 44.7589 GBP | ||||
| 5p ordinary | Purchase | 3,585 | 44.5884 GBP | ||||
| 5p ordinary | Purchase | 4,119 | 45.0186 GBP | ||||
| 5p ordinary | Purchase | 5,528 | 45.0200 GBP | ||||
| 5p ordinary | Purchase | 5,715 | 45.0500 GBP | ||||
| 5p ordinary | Purchase | 6,159 | 45.0193 GBP | ||||
| 5p ordinary | Purchase | 6,479 | 45.0403 GBP | ||||
| 5p ordinary | Purchase | 7,721 | 44.8242 GBP | ||||
| 5p ordinary | Purchase | 14,150 | 44.8366 GBP | ||||
| 5p ordinary | Purchase | 15,005 | 44.8887 GBP | ||||
| 5p ordinary | Purchase | 16,403 | 44.4957 GBP | ||||
| 5p ordinary | Purchase | 17,394 | 44.9230 GBP | ||||
| 5p ordinary | Purchase | 21,033 | 45.0133 GBP | ||||
| 5p ordinary | Purchase | 67,862 | 44.8897 GBP | ||||
| 5p ordinary | Purchase | 275,030 | 44.9535 GBP | ||||
| 5p ordinary | Sale | 24 | 44.8450 GBP | ||||
| 5p ordinary | Sale | 32 | 45.0750 GBP | ||||
| 5p ordinary | Sale | 33 | 45.0950 GBP | ||||
| 5p ordinary | Sale | 34 | 44.7100 GBP | ||||
| 5p ordinary | Sale | 44 | 44.8250 GBP | ||||
| 5p ordinary | Sale | 61 | 44.4800 GBP | ||||
| 5p ordinary | Sale | 62 | 44.3950 GBP | ||||
| 5p ordinary | Sale | 62 | 44.9250 GBP | ||||
| 5p ordinary | Sale | 63 | 44.4550 GBP | ||||
| 5p ordinary | Sale | 66 | 45.0850 GBP | ||||
| 5p ordinary | Sale | 66 | 45.1150 GBP | ||||
| 5p ordinary | Sale | 66 | 45.0450 GBP | ||||
| 5p ordinary | Sale | 66 | 44.6500 GBP | ||||
| 5p ordinary | Sale | 66 | 45.0600 GBP | ||||
| 5p ordinary | Sale | 67 | 44.6850 GBP | ||||
| 5p ordinary | Sale | 67 | 44.4400 GBP | ||||
| 5p ordinary | Sale | 77 | 44.6450 GBP | ||||
| 5p ordinary | Sale | 88 | 44.7500 GBP | ||||
| 5p ordinary | Sale | 90 | 44.9900 GBP | ||||
| 5p ordinary | Sale | 116 | 45.0800 GBP | ||||
| 5p ordinary | Sale | 198 | 44.5850 GBP | ||||
| 5p ordinary | Sale | 484 | 44.9983 GBP | ||||
| 5p ordinary | Sale | 493 | 44.9440 GBP | ||||
| 5p ordinary | Sale | 1,017 | 44.7961 GBP | ||||
| 5p ordinary | Sale | 1,160 | 44.4934 GBP | ||||
| 5p ordinary | Sale | 1,432 | 44.7123 GBP | ||||
| 5p ordinary | Sale | 2,129 | 44.9461 GBP | ||||
| 5p ordinary | Sale | 3,207 | 44.7398 GBP | ||||
| 5p ordinary | Sale | 3,316 | 45.0500 GBP | ||||
| 5p ordinary | Sale | 3,472 | 44.8224 GBP | ||||
| 5p ordinary | Sale | 5,528 | 45.0200 GBP | ||||
| 5p ordinary | Sale | 5,581 | 44.8497 GBP | ||||
| 5p ordinary | Sale | 5,890 | 44.7291 GBP | ||||
| 5p ordinary | Sale | 6,246 | 44.8612 GBP | ||||
| 5p ordinary | Sale | 6,272 | 44.4318 GBP | ||||
| 5p ordinary | Sale | 6,687 | 44.8207 GBP | ||||
| 5p ordinary | Sale | 7,174 | 44.6814 GBP | ||||
| 5p ordinary | Sale | 8,368 | 44.9361 GBP | ||||
| 5p ordinary | Sale | 10,599 | 44.8637 GBP | ||||
| 5p ordinary | Sale | 12,631 | 44.9515 GBP | ||||
| 5p ordinary | Sale | 15,470 | 44.9521 GBP | ||||
| 5p ordinary | Sale | 16,084 | 44.9188 GBP | ||||
| 5p ordinary | Sale | 16,953 | 44.7521 GBP | ||||
| 5p ordinary | Sale | 20,430 | 45.0297 GBP | ||||
| 5p ordinary | Sale | 31,491 | 44.9209 GBP | ||||
| 5p ordinary | Sale | 38,606 | 44.8425 GBP | ||||
| ADR | Purchase | 42 | 172.9411 USD | ||||
| ADR | Purchase | 44 | 171.5900 USD | ||||
| ADR | Purchase | 60 | 172.9800 USD | ||||
| ADR | Purchase | 100 | 171.5000 USD | ||||
| ADR | Purchase | 100 | 171.5800 USD | ||||
| ADR | Purchase | 100 | 171.8250 USD | ||||
| ADR | Purchase | 110 | 173.9118 USD | ||||
| ADR | Purchase | 149 | 172.6135 USD | ||||
| ADR | Purchase | 169 | 172.2200 USD | ||||
| ADR | Purchase | 200 | 172.1050 USD | ||||
| ADR | Purchase | 200 | 172.8250 USD | ||||
| ADR | Purchase | 200 | 172.1700 USD | ||||
| ADR | Purchase | 200 | 172.9200 USD | ||||
| ADR | Purchase | 300 | 171.8600 USD | ||||
| ADR | Purchase | 440 | 172.5459 USD | ||||
| ADR | Purchase | 1,142 | 172.3015 USD | ||||
| ADR | Purchase | 1,258 | 172.1388 USD | ||||
| ADR | Purchase | 1,522 | 171.9643 USD | ||||
| ADR | Purchase | 1,550 | 172.9434 USD | ||||
| ADR | Purchase | 1,800 | 172.2238 USD | ||||
| ADR | Purchase | 1,900 | 172.9664 USD | ||||
| ADR | Purchase | 2,066 | 172.4401 USD | ||||
| ADR | Purchase | 2,344 | 172.8607 USD | ||||
| ADR | Purchase | 2,400 | 171.9895 USD | ||||
| ADR | Purchase | 3,676 | 171.4800 USD | ||||
| ADR | Purchase | 4,068 | 172.3413 USD | ||||
| ADR | Purchase | 5,100 | 172.4450 USD | ||||
| ADR | Purchase | 7,100 | 172.2377 USD | ||||
| ADR | Purchase | 8,118 | 172.5210 USD | ||||
| ADR | Purchase | 10,300 | 172.3491 USD | ||||
| ADR | Purchase | 20,734 | 172.2748 USD | ||||
| ADR | Sale | 26 | 173.0500 USD | ||||
| ADR | Sale | 40 | 172.4500 USD | ||||
| ADR | Sale | 100 | 171.7300 USD | ||||
| ADR | Sale | 100 | 171.6100 USD | ||||
| ADR | Sale | 100 | 171.5100 USD | ||||
| ADR | Sale | 100 | 171.5800 USD | ||||
| ADR | Sale | 100 | 172.8700 USD | ||||
| ADR | Sale | 100 | 172.6600 USD | ||||
| ADR | Sale | 100 | 172.6500 USD | ||||
| ADR | Sale | 100 | 172.5000 USD | ||||
| ADR | Sale | 100 | 172.3700 USD | ||||
| ADR | Sale | 238 | 173.0079 USD | ||||
| ADR | Sale | 245 | 172.9683 USD | ||||
| ADR | Sale | 300 | 171.8600 USD | ||||
| ADR | Sale | 300 | 171.8176 USD | ||||
| ADR | Sale | 400 | 172.8662 USD | ||||
| ADR | Sale | 500 | 171.9880 USD | ||||
| ADR | Sale | 600 | 172.8866 USD | ||||
| ADR | Sale | 600 | 172.7700 USD | ||||
| ADR | Sale | 766 | 171.9716 USD | ||||
| ADR | Sale | 808 | 172.8297 USD | ||||
| ADR | Sale | 2,093 | 171.9082 USD | ||||
| ADR | Sale | 3,676 | 171.4800 USD | ||||
| ADR | Sale | 4,068 | 172.7195 USD | ||||
| ADR | Sale | 4,895 | 172.8754 USD | ||||
| ADR | Sale | 5,900 | 172.3936 USD | ||||
| ADR | Sale | 6,200 | 172.2704 USD | ||||
| ADR | Sale | 6,200 | 172.2172 USD | ||||
| ADR | Sale | 9,037 | 172.2123 USD | ||||
| ADR | Sale | 30,000 | 172.3318 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 49 | 44.8669 GBP | |||||
| 5p ordinary | SWAP | Long | 151 | 44.9965 GBP | |||||
| 5p ordinary | CFD | Long | 162 | 44.9367 GBP | |||||
| 5p ordinary | SWAP | Long | 404 | 44.7958 GBP | |||||
| 5p ordinary | SWAP | Long | 1,571 | 44.8954 GBP | |||||
| 5p ordinary | CFD | Long | 6,246 | 44.8612 GBP | |||||
| 5p ordinary | CFD | Long | 6,687 | 44.8207 GBP | |||||
| 5p ordinary | SWAP | Long | 10,364 | 44.8576 GBP | |||||
| 5p ordinary | SWAP | Long | 15,721 | 45.0500 GBP | |||||
| 5p ordinary | CFD | Short | 138 | 45.0744 GBP | |||||
| 5p ordinary | SWAP | Short | 519 | 44.8443 GBP | |||||
| 5p ordinary | CFD | Short | 1,373 | 44.8175 GBP | |||||
| 5p ordinary | CFD | Short | 2,247 | 44.9339 GBP | |||||
| 5p ordinary | SWAP | Short | 2,477 | 45.0137 GBP | |||||
| 5p ordinary | CFD | Short | 3,981 | 45.0167 GBP | |||||
| 5p ordinary | CFD | Short | 6,159 | 45.0193 GBP | |||||
| 5p ordinary | CFD | Short | 16,403 | 44.4957 GBP | |||||
| 5p ordinary | SWAP | Short | 19,858 | 44.9487 GBP | |||||
| 5p ordinary | SWAP | Short | 36,305 | 44.8980 GBP | |||||
| 5p ordinary | CFD | Short | 43,161 | 44.9944 GBP | |||||
| 5p ordinary | SWAP | Short | 53,382 | 44.8117 GBP | |||||
| 5p ordinary | CFD | Short | 60,999 | 44.9725 GBP | |||||
| 5p ordinary | SWAP | Short | 84,664 | 45.0500 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 5,000 | 185 USD | American | 21 Dec 2018 | 2.2088 USD | ||||||||
| ADR | Call Options | Purchasing | 500 | 195 USD | American | 18 Apr 2019 | 1.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 5,000 | 150 USD | American | 21 Dec 2018 | 3.2984 USD | ||||||||
| ADR | Put Options | Purchasing | 1,000 | 165 USD | American | 19 Jul 2019 | 8.1000 USD | ||||||||
| ADR | Put Options | Selling | 2,000 | 150 USD | American | 21 Dec 2018 | 3.9000 USD | ||||||||
| ADR | Put Options | Selling | 2,000 | 165 USD | American | 30 Nov 2018 | 0.9375 USD | ||||||||
| ADR | Put Options | Selling | 5,100 | 170 USD | American | 21 Dec 2018 | 8.2150 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 4 Dec 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 100 | 195.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 190.0000 | American | 4 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 195.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 178.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,100 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 4,800 | 180.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 6,000 | 193.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 8,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 15,000 | 183.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 20,300 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 22,200 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 84,600 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -42,400 | 200.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -38,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -37,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -22,500 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -15,000 | 175.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -11,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -5,000 | 178.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,800 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,400 | 170.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -20,000 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -14,700 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,900 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 148.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 168.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 400 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 163.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 900 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 173.0000 | American | 30 Nov 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 147.0000 | American | 28 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 140.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 1,300 | 160.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,500 | 170.0000 | American | 30 Nov 2018 | |||||||
| ADR | Put Options | Written | 1,700 | 168.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,900 | 168.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,000 | 165.0000 | American | 30 Nov 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,800 | 160.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 6,300 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 8,200 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 14,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 14,400 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 18,700 | 165.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 22,900 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 26,600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 40,500 | 160.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181204005549/en/
Copyright Business Wire 2018
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