10th Oct 2018 17:16
FORM 8.3
AMENDMENT TO SALES
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 04 October 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,212,639 | 0.57% | 2,530,935 | 0.28% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 314,987 | 0.03% | 3,285,192 | 0.36% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 228,700 | 0.03% | 298,800 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,756,326 | 0.63% | 6,114,927 | 0.67% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 11 | 45.4200 GBP | ||||
| 5p ordinary | Purchase | 65 | 45.2650 GBP | ||||
| 5p ordinary | Purchase | 65 | 45.3775 GBP | ||||
| 5p ordinary | Purchase | 65 | 45.3425 GBP | ||||
| 5p ordinary | Purchase | 65 | 45.3100 GBP | ||||
| 5p ordinary | Purchase | 65 | 45.2725 GBP | ||||
| 5p ordinary | Purchase | 65 | 45.2675 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.3850 GBP | ||||
| 5p ordinary | Purchase | 67 | 45.3150 GBP | ||||
| 5p ordinary | Purchase | 71 | 45.1800 GBP | ||||
| 5p ordinary | Purchase | 71 | 45.2950 GBP | ||||
| 5p ordinary | Purchase | 73 | 45.2425 GBP | ||||
| 5p ordinary | Purchase | 74 | 45.1775 GBP | ||||
| 5p ordinary | Purchase | 74 | 45.2300 GBP | ||||
| 5p ordinary | Purchase | 75 | 45.2125 GBP | ||||
| 5p ordinary | Purchase | 82 | 45.2525 GBP | ||||
| 5p ordinary | Purchase | 82 | 45.0700 GBP | ||||
| 5p ordinary | Purchase | 84 | 45.3025 GBP | ||||
| 5p ordinary | Purchase | 86 | 45.2775 GBP | ||||
| 5p ordinary | Purchase | 89 | 45.3175 GBP | ||||
| 5p ordinary | Purchase | 93 | 45.2825 GBP | ||||
| 5p ordinary | Purchase | 94 | 45.4350 GBP | ||||
| 5p ordinary | Purchase | 99 | 45.3125 GBP | ||||
| 5p ordinary | Purchase | 100 | 45.2979 GBP | ||||
| 5p ordinary | Purchase | 111 | 45.2750 GBP | ||||
| 5p ordinary | Purchase | 112 | 45.3550 GBP | ||||
| 5p ordinary | Purchase | 130 | 45.2500 GBP | ||||
| 5p ordinary | Purchase | 130 | 45.2450 GBP | ||||
| 5p ordinary | Purchase | 130 | 45.3050 GBP | ||||
| 5p ordinary | Purchase | 130 | 45.2175 GBP | ||||
| 5p ordinary | Purchase | 130 | 45.2350 GBP | ||||
| 5p ordinary | Purchase | 130 | 45.4125 GBP | ||||
| 5p ordinary | Purchase | 133 | 45.2850 GBP | ||||
| 5p ordinary | Purchase | 133 | 45.4475 GBP | ||||
| 5p ordinary | Purchase | 135 | 45.2400 GBP | ||||
| 5p ordinary | Purchase | 136 | 45.4025 GBP | ||||
| 5p ordinary | Purchase | 144 | 45.4050 GBP | ||||
| 5p ordinary | Purchase | 145 | 45.3975 GBP | ||||
| 5p ordinary | Purchase | 149 | 45.4925 GBP | ||||
| 5p ordinary | Purchase | 152 | 45.4300 GBP | ||||
| 5p ordinary | Purchase | 160 | 45.4450 GBP | ||||
| 5p ordinary | Purchase | 165 | 45.2375 GBP | ||||
| 5p ordinary | Purchase | 167 | 45.2875 GBP | ||||
| 5p ordinary | Purchase | 172 | 45.3950 GBP | ||||
| 5p ordinary | Purchase | 176 | 45.2475 GBP | ||||
| 5p ordinary | Purchase | 199 | 45.2925 GBP | ||||
| 5p ordinary | Purchase | 199 | 45.1750 GBP | ||||
| 5p ordinary | Purchase | 201 | 45.2975 GBP | ||||
| 5p ordinary | Purchase | 207 | 45.4700 GBP | ||||
| 5p ordinary | Purchase | 208 | 45.4075 GBP | ||||
| 5p ordinary | Purchase | 215 | 45.3475 GBP | ||||
| 5p ordinary | Purchase | 223 | 45.2225 GBP | ||||
| 5p ordinary | Purchase | 237 | 45.4275 GBP | ||||
| 5p ordinary | Purchase | 248 | 45.2900 GBP | ||||
| 5p ordinary | Purchase | 260 | 45.4000 GBP | ||||
| 5p ordinary | Purchase | 332 | 45.3334 GBP | ||||
| 5p ordinary | Purchase | 336 | 45.2800 GBP | ||||
| 5p ordinary | Purchase | 348 | 45.4492 GBP | ||||
| 5p ordinary | Purchase | 363 | 45.3582 GBP | ||||
| 5p ordinary | Purchase | 405 | 45.2249 GBP | ||||
| 5p ordinary | Purchase | 545 | 45.4375 GBP | ||||
| 5p ordinary | Purchase | 580 | 45.3642 GBP | ||||
| 5p ordinary | Purchase | 785 | 45.1912 GBP | ||||
| 5p ordinary | Purchase | 809 | 45.2981 GBP | ||||
| 5p ordinary | Purchase | 826 | 45.4395 GBP | ||||
| 5p ordinary | Purchase | 1,211 | 45.2845 GBP | ||||
| 5p ordinary | Purchase | 1,910 | 45.4557 GBP | ||||
| 5p ordinary | Purchase | 2,103 | 45.3226 GBP | ||||
| 5p ordinary | Purchase | 3,001 | 45.2832 GBP | ||||
| 5p ordinary | Purchase | 3,011 | 45.4280 GBP | ||||
| 5p ordinary | Purchase | 4,000 | 45.7507 GBP | ||||
| 5p ordinary | Purchase | 4,247 | 45.1834 GBP | ||||
| 5p ordinary | Purchase | 4,581 | 45.1710 GBP | ||||
| 5p ordinary | Purchase | 8,285 | 45.2947 GBP | ||||
| 5p ordinary | Purchase | 8,375 | 45.4425 GBP | ||||
| 5p ordinary | Purchase | 8,463 | 45.4436 GBP | ||||
| 5p ordinary | Purchase | 9,837 | 45.2360 GBP | ||||
| 5p ordinary | Purchase | 10,012 | 45.4083 GBP | ||||
| 5p ordinary | Purchase | 13,370 | 45.2795 GBP | ||||
| 5p ordinary | Purchase | 18,379 | 45.3131 GBP | ||||
| 5p ordinary | Purchase | 32,966 | 45.3089 GBP | ||||
| 5p ordinary | Purchase | 36,663 | 45.3253 GBP | ||||
| 5p ordinary | Purchase | 59,924 | 45.2818 GBP | ||||
| 5p ordinary | Purchase | 82,856 | 45.2929 GBP | ||||
| 5p ordinary | Purchase | 96,218 | 45.2348 GBP | ||||
| 5p ordinary | Purchase | 100,887 | 45.2149 GBP | ||||
| 5p ordinary | Purchase | 676,954 | 45.2359 GBP | ||||
| 5p ordinary | Purchase | 866,551 | 45.9000 GBP | ||||
| 5p ordinary | Sale | 6 | 45.4850 GBP | ||||
| 5p ordinary | Sale | 11 | 45.4200 GBP | ||||
| 5p ordinary | Sale | 49 | 45.3600 GBP | ||||
| 5p ordinary | Sale | 65 | 45.2725 GBP | ||||
| 5p ordinary | Sale | 65 | 45.3050 GBP | ||||
| 5p ordinary | Sale | 65 | 45.3425 GBP | ||||
| 5p ordinary | Sale | 65 | 45.2675 GBP | ||||
| 5p ordinary | Sale | 65 | 45.2650 GBP | ||||
| 5p ordinary | Sale | 65 | 45.4425 GBP | ||||
| 5p ordinary | Sale | 65 | 45.2950 GBP | ||||
| 5p ordinary | Sale | 65 | 45.3775 GBP | ||||
| 5p ordinary | Sale | 66 | 45.3850 GBP | ||||
| 5p ordinary | Sale | 67 | 45.3150 GBP | ||||
| 5p ordinary | Sale | 71 | 45.1800 GBP | ||||
| 5p ordinary | Sale | 73 | 45.2425 GBP | ||||
| 5p ordinary | Sale | 74 | 45.1775 GBP | ||||
| 5p ordinary | Sale | 74 | 45.2300 GBP | ||||
| 5p ordinary | Sale | 75 | 45.2125 GBP | ||||
| 5p ordinary | Sale | 82 | 45.0700 GBP | ||||
| 5p ordinary | Sale | 82 | 45.2525 GBP | ||||
| 5p ordinary | Sale | 84 | 45.3025 GBP | ||||
| 5p ordinary | Sale | 86 | 45.2775 GBP | ||||
| 5p ordinary | Sale | 89 | 45.3175 GBP | ||||
| 5p ordinary | Sale | 93 | 45.2825 GBP | ||||
| 5p ordinary | Sale | 94 | 45.4350 GBP | ||||
| 5p ordinary | Sale | 99 | 45.3125 GBP | ||||
| 5p ordinary | Sale | 111 | 45.2750 GBP | ||||
| 5p ordinary | Sale | 130 | 45.4125 GBP | ||||
| 5p ordinary | Sale | 130 | 45.2500 GBP | ||||
| 5p ordinary | Sale | 130 | 45.2450 GBP | ||||
| 5p ordinary | Sale | 130 | 45.2350 GBP | ||||
| 5p ordinary | Sale | 130 | 45.2175 GBP | ||||
| 5p ordinary | Sale | 133 | 45.4475 GBP | ||||
| 5p ordinary | Sale | 133 | 45.2850 GBP | ||||
| 5p ordinary | Sale | 135 | 45.2400 GBP | ||||
| 5p ordinary | Sale | 136 | 45.4025 GBP | ||||
| 5p ordinary | Sale | 144 | 45.4050 GBP | ||||
| 5p ordinary | Sale | 145 | 45.3975 GBP | ||||
| 5p ordinary | Sale | 149 | 45.4925 GBP | ||||
| 5p ordinary | Sale | 152 | 45.4300 GBP | ||||
| 5p ordinary | Sale | 160 | 45.4450 GBP | ||||
| 5p ordinary | Sale | 165 | 45.2375 GBP | ||||
| 5p ordinary | Sale | 167 | 45.2875 GBP | ||||
| 5p ordinary | Sale | 172 | 45.3950 GBP | ||||
| 5p ordinary | Sale | 176 | 45.2475 GBP | ||||
| 5p ordinary | Sale | 199 | 45.1567 GBP | ||||
| 5p ordinary | Sale | 199 | 45.1750 GBP | ||||
| 5p ordinary | Sale | 199 | 45.2925 GBP | ||||
| 5p ordinary | Sale | 201 | 45.2975 GBP | ||||
| 5p ordinary | Sale | 207 | 45.4700 GBP | ||||
| 5p ordinary | Sale | 208 | 45.4075 GBP | ||||
| 5p ordinary | Sale | 215 | 45.3475 GBP | ||||
| 5p ordinary | Sale | 223 | 45.2225 GBP | ||||
| 5p ordinary | Sale | 232 | 45.2800 GBP | ||||
| 5p ordinary | Sale | 237 | 45.4275 GBP | ||||
| 5p ordinary | Sale | 248 | 45.2900 GBP | ||||
| 5p ordinary | Sale | 260 | 45.4000 GBP | ||||
| 5p ordinary | Sale | 261 | 45.3524 GBP | ||||
| 5p ordinary | Sale | 300 | 45.0579 GBP | ||||
| 5p ordinary | Sale | 545 | 45.4375 GBP | ||||
| 5p ordinary | Sale | 586 | 45.3111 GBP | ||||
| 5p ordinary | Sale | 800 | 45.2542 GBP | ||||
| 5p ordinary | Sale | 889 | 45.3550 GBP | ||||
| 5p ordinary | Sale | 1,054 | 45.4068 GBP | ||||
| 5p ordinary | Sale | 1,102 | 45.2531 GBP | ||||
| 5p ordinary | Sale | 1,211 | 45.2845 GBP | ||||
| 5p ordinary | Sale | 1,249 | 45.5564 GBP | ||||
| 5p ordinary | Sale | 2,103 | 45.3226 GBP | ||||
| 5p ordinary | Sale | 2,152 | 45.3393 GBP | ||||
| 5p ordinary | Sale | 2,187 | 45.4060 GBP | ||||
| 5p ordinary | Sale | 2,443 | 45.2758 GBP | ||||
| 5p ordinary | Sale | 2,813 | 45.2429 GBP | ||||
| 5p ordinary | Sale | 3,211 | 45.4198 GBP | ||||
| 5p ordinary | Sale | 3,797 | 45.3612 GBP | ||||
| 5p ordinary | Sale | 4,348 | 45.3058 GBP | ||||
| 5p ordinary | Sale | 6,432 | 45.2826 GBP | ||||
| 5p ordinary | Sale | 7,506 | 45.1968 GBP | ||||
| 5p ordinary | Sale | 7,642 | 45.2923 GBP | ||||
| 5p ordinary | Sale | 10,522 | 45.2636 GBP | ||||
| 5p ordinary | Sale | 12,764 | 45.3021 GBP | ||||
| 5p ordinary | Sale | 15,094 | 45.3100 GBP | ||||
| 5p ordinary | Sale | 17,582 | 45.2618 GBP | ||||
| 5p ordinary | Sale | 25,963 | 45.1850 GBP | ||||
| 5p ordinary | Sale | 28,933 | 45.2842 GBP | ||||
| 5p ordinary | Sale | 34,641 | 45.4393 GBP | ||||
| 5p ordinary | Sale | 43,967 | 45.3536 GBP | ||||
| 5p ordinary | Sale | 59,509 | 45.3087 GBP | ||||
| 5p ordinary | Sale | 60,788 | 45.2709 GBP | ||||
| 5p ordinary | Sale | 62,828 | 45.2166 GBP | ||||
| 5p ordinary | Sale | 66,611 | 45.2790 GBP | ||||
| 5p ordinary | Sale | 82,050 | 45.3047 GBP | ||||
| 5p ordinary | Sale | 87,679 | 45.3260 GBP | ||||
| 5p ordinary | Sale | 46,611 | 45.2589 GBP | ||||
| 5p ordinary | Sale | 450,836 | 45.2931 GBP | ||||
| ADR | Purchase | 30 | 176.7550 USD | ||||
| ADR | Purchase | 71 | 176.8900 USD | ||||
| ADR | Purchase | 100 | 176.7300 USD | ||||
| ADR | Purchase | 100 | 176.7950 USD | ||||
| ADR | Purchase | 100 | 176.8000 USD | ||||
| ADR | Purchase | 100 | 176.9100 USD | ||||
| ADR | Purchase | 114 | 176.8940 USD | ||||
| ADR | Purchase | 170 | 176.9047 USD | ||||
| ADR | Purchase | 200 | 176.8175 USD | ||||
| ADR | Purchase | 200 | 176.8800 USD | ||||
| ADR | Purchase | 200 | 176.8200 USD | ||||
| ADR | Purchase | 300 | 177.0032 USD | ||||
| ADR | Purchase | 300 | 176.8266 USD | ||||
| ADR | Purchase | 387 | 177.3700 USD | ||||
| ADR | Purchase | 400 | 177.0093 USD | ||||
| ADR | Purchase | 500 | 176.9870 USD | ||||
| ADR | Purchase | 674 | 176.8500 USD | ||||
| ADR | Purchase | 700 | 176.8585 USD | ||||
| ADR | Purchase | 900 | 176.7058 USD | ||||
| ADR | Purchase | 900 | 176.9533 USD | ||||
| ADR | Purchase | 1,676 | 176.8554 USD | ||||
| ADR | Purchase | 2,400 | 176.8342 USD | ||||
| ADR | Purchase | 3,729 | 176.8863 USD | ||||
| ADR | Purchase | 3,800 | 176.9096 USD | ||||
| ADR | Purchase | 4,283 | 176.9327 USD | ||||
| ADR | Purchase | 4,661 | 176.8051 USD | ||||
| ADR | Purchase | 7,863 | 176.7080 USD | ||||
| ADR | Purchase | 7,900 | 176.8113 USD | ||||
| ADR | Sale | 13 | 176.7400 USD | ||||
| ADR | Sale | 87 | 177.3700 USD | ||||
| ADR | Sale | 100 | 176.6300 USD | ||||
| ADR | Sale | 100 | 176.3000 USD | ||||
| ADR | Sale | 100 | 176.4200 USD | ||||
| ADR | Sale | 100 | 177.2500 USD | ||||
| ADR | Sale | 100 | 177.0340 USD | ||||
| ADR | Sale | 100 | 176.9800 USD | ||||
| ADR | Sale | 100 | 176.8600 USD | ||||
| ADR | Sale | 200 | 176.9050 USD | ||||
| ADR | Sale | 281 | 176.9644 USD | ||||
| ADR | Sale | 300 | 176.8733 USD | ||||
| ADR | Sale | 400 | 177.0093 USD | ||||
| ADR | Sale | 400 | 176.9226 USD | ||||
| ADR | Sale | 400 | 177.0000 USD | ||||
| ADR | Sale | 500 | 176.9870 USD | ||||
| ADR | Sale | 774 | 176.8500 USD | ||||
| ADR | Sale | 783 | 176.8660 USD | ||||
| ADR | Sale | 800 | 176.7137 USD | ||||
| ADR | Sale | 1,200 | 176.7791 USD | ||||
| ADR | Sale | 1,639 | 176.9868 USD | ||||
| ADR | Sale | 1,900 | 176.9651 USD | ||||
| ADR | Sale | 1,922 | 176.6386 USD | ||||
| ADR | Sale | 2,100 | 176.7383 USD | ||||
| ADR | Sale | 2,350 | 176.6660 USD | ||||
| ADR | Sale | 2,390 | 176.8482 USD | ||||
| ADR | Sale | 2,400 | 176.8655 USD | ||||
| ADR | Sale | 2,400 | 176.8342 USD | ||||
| ADR | Sale | 2,400 | 176.7822 USD | ||||
| ADR | Sale | 3,800 | 176.7006 USD | ||||
| ADR | Sale | 4,000 | 176.9728 USD | ||||
| ADR | Sale | 8,100 | 176.8419 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 128 | 45.2258 GBP | |||||
| 5p ordinary | CFD | Long | 586 | 45.3111 GBP | |||||
| 5p ordinary | CFD | Long | 777 | 45.3550 GBP | |||||
| 5p ordinary | SWAP | Long | 800 | 45.2542 GBP | |||||
| 5p ordinary | CFD | Long | 2,152 | 45.3393 GBP | |||||
| 5p ordinary | CFD | Long | 2,443 | 45.2758 GBP | |||||
| 5p ordinary | CFD | Long | 2,813 | 45.2429 GBP | |||||
| 5p ordinary | CFD | Long | 6,432 | 45.2826 GBP | |||||
| 5p ordinary | CFD | Long | 7,569 | 45.3325 GBP | |||||
| 5p ordinary | SWAP | Long | 9,715 | 45.2038 GBP | |||||
| 5p ordinary | CFD | Long | 15,996 | 45.3403 GBP | |||||
| 5p ordinary | SWAP | Long | 24,974 | 45.3043 GBP | |||||
| 5p ordinary | SWAP | Long | 25,963 | 45.1850 GBP | |||||
| 5p ordinary | CFD | Short | 785 | 45.1912 GBP | |||||
| 5p ordinary | CFD | Short | 1,029 | 45.1886 GBP | |||||
| 5p ordinary | SWAP | Short | 1,525 | 45.2552 GBP | |||||
| 5p ordinary | CFD | Short | 3,001 | 45.2832 GBP | |||||
| 5p ordinary | SWAP | Short | 3,437 | 45.1850 GBP | |||||
| 5p ordinary | SWAP | Short | 5,677 | 45.2123 GBP | |||||
| 5p ordinary | SWAP | Short | 21,053 | 45.2265 GBP | |||||
| 5p ordinary | SWAP | Short | 35,696 | 45.2957 GBP | |||||
| 5p ordinary | CFD | Short | 36,663 | 45.3253 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 300 | 200 USD | American | 18 Jan 2019 | 1.4800 USD | ||||||||
| ADR | Call Options | Selling | 500 | 135 USD | American | 19 Jul 2019 | 47.2000 USD | ||||||||
| ADR | Call Options | Selling | 300 | 185 USD | American | 18 Jan 2019 | 6.0300 USD | ||||||||
| ADR | Call Options | Selling | 100 | 190 USD | American | 18 Jan 2019 | 3.9000 USD | ||||||||
| ADR | Put Options | Purchasing | 400 | 175 USD | American | 19 Oct 2018 | 1.2500 USD | ||||||||
| ADR | Put Options | Selling | 49,500 | 145 USD | American | 19 Oct 2018 | 0.1000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 10 Oct 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,200 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 3,700 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 5,000 | 195.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 21,700 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -18,400 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -15,300 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -6,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -4,100 | 180.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -800 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 173.0000 | American | 12 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -45,400 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -15,000 | 178.0000 | American | 5 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -8,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -8,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -6,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -4,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 155.0000 | American | 5 Oct 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,200 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 5,500 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 10,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 18,300 | 155.0000 | American | 19 Oct 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181010005764/en/
Copyright Business Wire 2018
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