Form 8.3 - SHIRE PLC AMENDMENT

30th Nov 2018 14:57

FORM 8.3 Amendment to Purchase

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a)		Full name of discloser:		Barclays PLC.
(b)		Owner or controller of interest and short
		positions disclosed, if different from 1(a):
(c)		Name of offeror/offeree in relation to whose		SHIRE PLC
		relevant securities this form relates:
(d)		If an exempt fund manager connected with an
		offeror/offeree, state this and specify identity of
		offeror/offeree:
(e)		Date position held/dealing undertaken:		12 October 2018
(f)		In addition to the company in 1(c) above, is the discloser making		YES:
		disclosures in respect of any other party to the offer?		TAKEDA PHARMACEUTICAL CO LTD

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:				5p ordinary
				Interests				Short Positions
				Number		(%)		Number		(%)
(1)		Relevant securities owned
		and/or controlled:		4,470,958		0.49%		2,861,352		0.31%
(2)		Cash-settled derivatives:
				319,437		0.03%		3,421,098		0.37%
(3)		Stock-settled derivatives (including options)
		and agreements to purchase/sell:		245,600		0.03%		348,400		0.04%
(4)
		TOTAL:		5,035,995		0.55%		6,630,850		0.72%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant		Purchase/sale		Number of		Price per unit
security				securities
5p ordinary		Purchase		1		42.5907 GBP
5p ordinary		Purchase		8		42.8850 GBP
5p ordinary		Purchase		19		43.0775 GBP
5p ordinary		Purchase		20		42.9350 GBP
5p ordinary		Purchase		35		42.8000 GBP
5p ordinary		Purchase		35		43.1400 GBP
5p ordinary		Purchase		35		42.9050 GBP
5p ordinary		Purchase		36		43.0225 GBP
5p ordinary		Purchase		41		42.9274 GBP
5p ordinary		Purchase		45		43.1025 GBP
5p ordinary		Purchase		46		42.9925 GBP
5p ordinary		Purchase		51		42.8100 GBP
5p ordinary		Purchase		51		43.2000 GBP
5p ordinary		Purchase		56		42.7800 GBP
5p ordinary		Purchase		58		43.0400 GBP
5p ordinary		Purchase		61		43.1550 GBP
5p ordinary		Purchase		65		43.1000 GBP
5p ordinary		Purchase		66		42.8150 GBP
5p ordinary		Purchase		66		42.9750 GBP
5p ordinary		Purchase		68		43.0525 GBP
5p ordinary		Purchase		68		43.1650 GBP
5p ordinary		Purchase		69		43.1875 GBP
5p ordinary		Purchase		69		43.2325 GBP
5p ordinary		Purchase		69		43.2350 GBP
5p ordinary		Purchase		69		43.0000 GBP
5p ordinary		Purchase		69		43.0150 GBP
5p ordinary		Purchase		69		43.0250 GBP
5p ordinary		Purchase		69		43.0275 GBP
5p ordinary		Purchase		69		43.0575 GBP
5p ordinary		Purchase		69		43.0600 GBP
5p ordinary		Purchase		69		43.0625 GBP
5p ordinary		Purchase		69		43.0875 GBP
5p ordinary		Purchase		69		43.1075 GBP
5p ordinary		Purchase		69		43.1425 GBP
5p ordinary		Purchase		69		43.1625 GBP
5p ordinary		Purchase		69		42.6500 GBP
5p ordinary		Purchase		69		42.6700 GBP
5p ordinary		Purchase		69		42.7450 GBP
5p ordinary		Purchase		69		42.7950 GBP
5p ordinary		Purchase		69		42.8050 GBP
5p ordinary		Purchase		69		42.8225 GBP
5p ordinary		Purchase		69		42.8325 GBP
5p ordinary		Purchase		69		42.8625 GBP
5p ordinary		Purchase		69		42.8975 GBP
5p ordinary		Purchase		69		42.9125 GBP
5p ordinary		Purchase		69		42.9275 GBP
5p ordinary		Purchase		70		42.7600 GBP
5p ordinary		Purchase		72		43.0675 GBP
5p ordinary		Purchase		72		43.0650 GBP
5p ordinary		Purchase		72		43.0125 GBP
5p ordinary		Purchase		72		43.0500 GBP
5p ordinary		Purchase		73		42.8500 GBP
5p ordinary		Purchase		73		42.9825 GBP
5p ordinary		Purchase		74		42.7500 GBP
5p ordinary		Purchase		75		42.9725 GBP
5p ordinary		Purchase		75		43.1125 GBP
5p ordinary		Purchase		77		42.9500 GBP
5p ordinary		Purchase		89		42.8525 GBP
5p ordinary		Purchase		90		42.8600 GBP
5p ordinary		Purchase		91		43.1500 GBP
5p ordinary		Purchase		91		43.2500 GBP
5p ordinary		Purchase		93		43.1450 GBP
5p ordinary		Purchase		93		43.1150 GBP
5p ordinary		Purchase		94		42.8775 GBP
5p ordinary		Purchase		95		43.2075 GBP
5p ordinary		Purchase		96		42.8375 GBP
5p ordinary		Purchase		97		42.9775 GBP
5p ordinary		Purchase		97		42.9450 GBP
5p ordinary		Purchase		104		43.0750 GBP
5p ordinary		Purchase		109		42.9250 GBP
5p ordinary		Purchase		112		43.0325 GBP
5p ordinary		Purchase		117		42.7900 GBP
5p ordinary		Purchase		123		43.0475 GBP
5p ordinary		Purchase		124		42.9550 GBP
5p ordinary		Purchase		130		42.7825 GBP
5p ordinary		Purchase		130		43.0591 GBP
5p ordinary		Purchase		134		42.7750 GBP
5p ordinary		Purchase		137		43.2050 GBP
5p ordinary		Purchase		138		43.0075 GBP
5p ordinary		Purchase		138		43.2150 GBP
5p ordinary		Purchase		138		42.9475 GBP
5p ordinary		Purchase		138		42.8125 GBP
5p ordinary		Purchase		139		43.2425 GBP
5p ordinary		Purchase		140		42.9375 GBP
5p ordinary		Purchase		140		43.2250 GBP
5p ordinary		Purchase		143		43.1775 GBP
5p ordinary		Purchase		144		43.0375 GBP
5p ordinary		Purchase		144		43.0925 GBP
5p ordinary		Purchase		151		43.0300 GBP
5p ordinary		Purchase		158		43.0900 GBP
5p ordinary		Purchase		162		42.9600 GBP
5p ordinary		Purchase		164		43.2225 GBP
5p ordinary		Purchase		164		42.8742 GBP
5p ordinary		Purchase		175		43.0950 GBP
5p ordinary		Purchase		176		43.1100 GBP
5p ordinary		Purchase		176		43.0425 GBP
5p ordinary		Purchase		179		43.0450 GBP
5p ordinary		Purchase		182		42.8650 GBP
5p ordinary		Purchase		187		42.9975 GBP
5p ordinary		Purchase		187		43.0800 GBP
5p ordinary		Purchase		191		42.8687 GBP
5p ordinary		Purchase		197		42.8800 GBP
5p ordinary		Purchase		200		43.2175 GBP
5p ordinary		Purchase		207		42.9525 GBP
5p ordinary		Purchase		207		42.9100 GBP
5p ordinary		Purchase		207		42.8425 GBP
5p ordinary		Purchase		207		43.0350 GBP
5p ordinary		Purchase		218		42.9075 GBP
5p ordinary		Purchase		226		43.0700 GBP
5p ordinary		Purchase		237		42.9900 GBP
5p ordinary		Purchase		241		42.9425 GBP
5p ordinary		Purchase		244		42.9200 GBP
5p ordinary		Purchase		246		42.9675 GBP
5p ordinary		Purchase		251		42.9325 GBP
5p ordinary		Purchase		277		43.0699 GBP
5p ordinary		Purchase		284		42.9175 GBP
5p ordinary		Purchase		288		43.0025 GBP
5p ordinary		Purchase		294		42.9875 GBP
5p ordinary		Purchase		325		42.9575 GBP
5p ordinary		Purchase		357		42.9225 GBP
5p ordinary		Purchase		400		42.8200 GBP
5p ordinary		Purchase		407		42.9650 GBP
5p ordinary		Purchase		424		42.9700 GBP
5p ordinary		Purchase		471		42.9400 GBP
5p ordinary		Purchase		500		43.1375 GBP
5p ordinary		Purchase		569		42.9625 GBP
5p ordinary		Purchase		841		42.8408 GBP
5p ordinary		Purchase		1,093		42.9158 GBP
5p ordinary		Purchase		1,552		43.0387 GBP
5p ordinary		Purchase		2,367		43.1880 GBP
5p ordinary		Purchase		2,368		42.8372 GBP
5p ordinary		Purchase		3,794		42.9394 GBP
5p ordinary		Purchase		5,405		42.9735 GBP
5p ordinary		Purchase		7,530		43.0036 GBP
5p ordinary		Purchase		9,283		42.9603 GBP
5p ordinary		Purchase		22,081		42.9442 GBP
5p ordinary		Purchase		38,318		43.0067 GBP
5p ordinary		Purchase		41,887		42.9703 GBP
5p ordinary		Purchase		66,264		43.0050 GBP
5p ordinary		Purchase		125,391		42.9228 GBP
5p ordinary		Purchase		166,247		42.9362 GBP
5p ordinary		Sale		15		42.9146 GBP
5p ordinary		Sale		19		43.0775 GBP
5p ordinary		Sale		20		42.9350 GBP
5p ordinary		Sale		35		43.1400 GBP
5p ordinary		Sale		35		42.8000 GBP
5p ordinary		Sale		35		42.9050 GBP
5p ordinary		Sale		36		43.0225 GBP
5p ordinary		Sale		44		43.0203 GBP
5p ordinary		Sale		45		43.1025 GBP
5p ordinary		Sale		46		42.9925 GBP
5p ordinary		Sale		51		43.2000 GBP
5p ordinary		Sale		51		42.8100 GBP
5p ordinary		Sale		56		42.7800 GBP
5p ordinary		Sale		58		43.0400 GBP
5p ordinary		Sale		61		43.1550 GBP
5p ordinary		Sale		62		42.8150 GBP
5p ordinary		Sale		65		43.1000 GBP
5p ordinary		Sale		66		42.9750 GBP
5p ordinary		Sale		68		43.0525 GBP
5p ordinary		Sale		69		43.2350 GBP
5p ordinary		Sale		69		42.6500 GBP
5p ordinary		Sale		69		42.6700 GBP
5p ordinary		Sale		69		42.7450 GBP
5p ordinary		Sale		69		42.7950 GBP
5p ordinary		Sale		69		42.8050 GBP
5p ordinary		Sale		69		42.8225 GBP
5p ordinary		Sale		69		42.8325 GBP
5p ordinary		Sale		69		42.8625 GBP
5p ordinary		Sale		69		42.8975 GBP
5p ordinary		Sale		69		42.9125 GBP
5p ordinary		Sale		69		42.9275 GBP
5p ordinary		Sale		69		43.0000 GBP
5p ordinary		Sale		69		43.0150 GBP
5p ordinary		Sale		69		43.0250 GBP
5p ordinary		Sale		69		43.0275 GBP
5p ordinary		Sale		69		43.0575 GBP
5p ordinary		Sale		69		43.0600 GBP
5p ordinary		Sale		69		43.0625 GBP
5p ordinary		Sale		69		43.0875 GBP
5p ordinary		Sale		69		43.1075 GBP
5p ordinary		Sale		69		43.1425 GBP
5p ordinary		Sale		69		43.1625 GBP
5p ordinary		Sale		69		43.1875 GBP
5p ordinary		Sale		69		43.2325 GBP
5p ordinary		Sale		70		42.7600 GBP
5p ordinary		Sale		72		43.0675 GBP
5p ordinary		Sale		72		43.0650 GBP
5p ordinary		Sale		72		43.0500 GBP
5p ordinary		Sale		72		43.0125 GBP
5p ordinary		Sale		73		42.8500 GBP
5p ordinary		Sale		73		42.9825 GBP
5p ordinary		Sale		74		42.7500 GBP
5p ordinary		Sale		75		42.9725 GBP
5p ordinary		Sale		75		43.1125 GBP
5p ordinary		Sale		77		42.9500 GBP
5p ordinary		Sale		89		42.8525 GBP
5p ordinary		Sale		90		42.8600 GBP
5p ordinary		Sale		91		43.2500 GBP
5p ordinary		Sale		91		43.1500 GBP
5p ordinary		Sale		93		43.1150 GBP
5p ordinary		Sale		93		43.1450 GBP
5p ordinary		Sale		94		42.8775 GBP
5p ordinary		Sale		95		43.2075 GBP
5p ordinary		Sale		96		42.8375 GBP
5p ordinary		Sale		97		42.9775 GBP
5p ordinary		Sale		97		42.9450 GBP
5p ordinary		Sale		104		43.0750 GBP
5p ordinary		Sale		109		42.9250 GBP
5p ordinary		Sale		112		43.0325 GBP
5p ordinary		Sale		121		42.7900 GBP
5p ordinary		Sale		123		43.0475 GBP
5p ordinary		Sale		124		42.9550 GBP
5p ordinary		Sale		130		42.7825 GBP
5p ordinary		Sale		134		42.7750 GBP
5p ordinary		Sale		137		43.2050 GBP
5p ordinary		Sale		138		43.2150 GBP
5p ordinary		Sale		138		43.0075 GBP
5p ordinary		Sale		138		42.9475 GBP
5p ordinary		Sale		138		42.8125 GBP
5p ordinary		Sale		139		43.2425 GBP
5p ordinary		Sale		140		43.2250 GBP
5p ordinary		Sale		140		42.9375 GBP
5p ordinary		Sale		143		43.1775 GBP
5p ordinary		Sale		144		43.0375 GBP
5p ordinary		Sale		144		43.0925 GBP
5p ordinary		Sale		151		43.0300 GBP
5p ordinary		Sale		158		43.0900 GBP
5p ordinary		Sale		162		42.9600 GBP
5p ordinary		Sale		164		43.2225 GBP
5p ordinary		Sale		175		43.0950 GBP
5p ordinary		Sale		176		43.0425 GBP
5p ordinary		Sale		176		43.1100 GBP
5p ordinary		Sale		179		43.0450 GBP
5p ordinary		Sale		182		42.8650 GBP
5p ordinary		Sale		187		43.0800 GBP
5p ordinary		Sale		187		42.9975 GBP
5p ordinary		Sale		197		42.8800 GBP
5p ordinary		Sale		200		43.2175 GBP
5p ordinary		Sale		206		43.1650 GBP
5p ordinary		Sale		207		42.8425 GBP
5p ordinary		Sale		207		42.9100 GBP
5p ordinary		Sale		207		42.9525 GBP
5p ordinary		Sale		207		43.0350 GBP
5p ordinary		Sale		212		42.6650 GBP
5p ordinary		Sale		218		42.9075 GBP
5p ordinary		Sale		226		43.0700 GBP
5p ordinary		Sale		237		42.9900 GBP
5p ordinary		Sale		241		42.9425 GBP
5p ordinary		Sale		246		42.9675 GBP
5p ordinary		Sale		251		42.9325 GBP
5p ordinary		Sale		284		42.9175 GBP
5p ordinary		Sale		288		43.0025 GBP
5p ordinary		Sale		294		42.9875 GBP
5p ordinary		Sale		325		42.9575 GBP
5p ordinary		Sale		357		42.9225 GBP
5p ordinary		Sale		407		42.9650 GBP
5p ordinary		Sale		411		42.8764 GBP
5p ordinary		Sale		424		42.9700 GBP
5p ordinary		Sale		471		42.9400 GBP
5p ordinary		Sale		494		42.9200 GBP
5p ordinary		Sale		500		43.1375 GBP
5p ordinary		Sale		569		42.9625 GBP
5p ordinary		Sale		1,279		42.8445 GBP
5p ordinary		Sale		1,304		42.8192 GBP
5p ordinary		Sale		1,450		42.8332 GBP
5p ordinary		Sale		1,878		43.1890 GBP
5p ordinary		Sale		3,069		43.0050 GBP
5p ordinary		Sale		4,026		42.9704 GBP
5p ordinary		Sale		5,898		42.9166 GBP
5p ordinary		Sale		6,017		42.9164 GBP
5p ordinary		Sale		7,431		42.9597 GBP
5p ordinary		Sale		13,891		42.8745 GBP
5p ordinary		Sale		14,497		43.0003 GBP
5p ordinary		Sale		25,102		42.8701 GBP
5p ordinary		Sale		30,333		42.9540 GBP
5p ordinary		Sale		43,678		43.0039 GBP
5p ordinary		Sale		114,643		42.9248 GBP
5p ordinary		Sale		122,999		42.9612 GBP
ADR		Purchase		41		169.8400 USD
ADR		Purchase		42		169.7400 USD
ADR		Purchase		54		170.5335 USD
ADR		Purchase		100		168.3150 USD
ADR		Purchase		100		168.4600 USD
ADR		Purchase		100		170.4800 USD
ADR		Purchase		100		170.4300 USD
ADR		Purchase		100		170.2800 USD
ADR		Purchase		100		169.7300 USD
ADR		Purchase		200		168.9850 USD
ADR		Purchase		200		170.1700 USD
ADR		Purchase		275		169.6027 USD
ADR		Purchase		275		169.4620 USD
ADR		Purchase		300		169.1633 USD
ADR		Purchase		358		170.8365 USD
ADR		Purchase		400		169.8675 USD
ADR		Purchase		400		170.0000 USD
ADR		Purchase		500		168.4695 USD
ADR		Purchase		653		170.4100 USD
ADR		Purchase		826		168.8558 USD
ADR		Purchase		1,600		168.9814 USD
ADR		Purchase		1,700		169.0551 USD
ADR		Purchase		2,300		168.9865 USD
ADR		Purchase		3,965		169.2553 USD
ADR		Purchase		7,992		170.1892 USD
ADR		Purchase		15,915		170.1955 USD
ADR		Sale		41		169.8400 USD
ADR		Sale		54		170.5335 USD
ADR		Sale		89		170.3100 USD
ADR		Sale		100		169.5600 USD
ADR		Sale		100		169.5900 USD
ADR		Sale		100		168.2350 USD
ADR		Sale		100		170.4050 USD
ADR		Sale		100		169.4100 USD
ADR		Sale		175		169.6100 USD
ADR		Sale		200		170.1200 USD
ADR		Sale		200		169.3000 USD
ADR		Sale		218		170.5453 USD
ADR		Sale		300		169.7200 USD
ADR		Sale		700		170.2214 USD
ADR		Sale		700		168.8600 USD
ADR		Sale		752		170.4100 USD
ADR		Sale		1,058		170.3416 USD
ADR		Sale		1,500		168.9510 USD
ADR		Sale		2,000		168.9859 USD
ADR		Sale		2,001		170.0846 USD
ADR		Sale		2,200		169.0206 USD
ADR		Sale		5,291		169.2122 USD
ADR		Sale		7,992		170.1891 USD
ADR		Sale		11,907		170.2367 USD

(b) Cash-settled derivative transactions

Class of		Product		Nature of dealing		Number of		Price per
relevant		description				reference		unit
security						securities
5p ordinary		CFD		Long		15		42.9146 GBP
5p ordinary		SWAP		Long		455		42.7907 GBP
5p ordinary		SWAP		Long		782		42.9969 GBP
5p ordinary		CFD		Long		1,304		42.8192 GBP
5p ordinary		CFD		Long		2,400		42.9097 GBP
5p ordinary		CFD		Long		4,026		42.9704 GBP
5p ordinary		CFD		Long		7,431		42.9597 GBP
5p ordinary		CFD		Long		16,115		43.0015 GBP
5p ordinary		SWAP		Long		26,982		42.9177 GBP
5p ordinary		SWAP		Long		64,009		42.9068 GBP
5p ordinary		SWAP		Short		87		43.0424 GBP
5p ordinary		CFD		Short		130		43.0591 GBP
5p ordinary		SWAP		Short		131		42.9215 GBP
5p ordinary		SWAP		Short		1,489		43.0373 GBP
5p ordinary		CFD		Short		3,794		42.9394 GBP
5p ordinary		SWAP		Short		4,701		43.0072 GBP
5p ordinary		SWAP		Short		5,331		42.9728 GBP
5p ordinary		CFD		Short		7,200		43.0088 GBP
5p ordinary		CFD		Short		7,530		43.0036 GBP
5p ordinary		CFD		Short		9,283		42.9603 GBP
5p ordinary		SWAP		Short		24,361		43.0052 GBP
5p ordinary		SWAP		Short		29,791		42.8283 GBP
5p ordinary		SWAP		Short		35,649		43.0050 GBP
5p ordinary		SWAP		Short		36,049		42.9630 GBP
5p ordinary		CFD		Short		50,624		42.9276 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class

Product

Writing,

Number

Exercise

Type

Expiry

Option

of

description

purchasing,

of

price

date

money

relevant

selling,

securities

per unit

paid/

security

varying etc

to which

received

option

per unit

relates

ADR

Call Options

Purchasing

3,500

125 USD

American

19 Oct 2018

45.2500 USD

ADR

Call Options

Selling

3,500

130 USD

American

19 Oct 2018

40.3000 USD

ADR

Put Options

Selling

400

155 USD

American

18 Apr 2019

7.2000 USD

(ii) Exercise

Class of relevant security

Product description e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none”

None

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached?		YES
Date of disclosure:		30 Nov 2018
Contact name:		Large Holdings Regulatory Operations
Telephone number:		020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the “Code”)

1. KEY INFORMATION

Identity of the person whose positions/dealings		Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose		SHIRE PLC
relevant securities this from relates:

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class

Product

Writing,

Number

Exercise

Type

Expiry

of

description

purchasing,

of

price

date

relevant

selling,

securities

per unit

security

varying etc

to which

option

relates

5p ordinary

Call Options

Written

-125,000

3600.0000

American

21 Dec 2018

5p ordinary

Put Options

Written

125,000

3600.0000

American

21 Dec 2018

ADR

Call Options

Purchased

100

140.0000

American

18 Jan 2019

ADR

Call Options

Purchased

100

220.0000

American

18 Jan 2019

ADR

Call Options

Purchased

100

105.0000

American

18 Jan 2019

ADR

Call Options

Purchased

100

110.0000

American

17 Jan 2020

ADR

Call Options

Purchased

100

160.0000

American

19 Oct 2018

ADR

Call Options

Purchased

100

180.0000

American

26 Oct 2018

ADR

Call Options

Purchased

200

210.0000

American

18 Jan 2019

ADR

Call Options

Purchased

200

135.0000

American

17 Jan 2020

ADR

Call Options

Purchased

200

190.0000

American

18 Jan 2019

ADR

Call Options

Purchased

200

155.0000

American

17 Jan 2020

ADR

Call Options

Purchased

200

160.0000

American

17 Jan 2020

ADR

Call Options

Purchased

200

130.0000

American

17 Jan 2020

ADR

Call Options

Purchased

200

120.0000

American

17 Jan 2020

ADR

Call Options

Purchased

300

115.0000

American

18 Jan 2019

ADR

Call Options

Purchased

300

175.0000

American

18 Jan 2019

ADR

Call Options

Purchased

400

230.0000

American

18 Jan 2019

ADR

Call Options

Purchased

500

150.0000

American

18 Jan 2019

ADR

Call Options

Purchased

500

125.0000

American

18 Jan 2019

ADR

Call Options

Purchased

500

165.0000

American

18 Jan 2019

ADR

Call Options

Purchased

1,000

180.0000

American

17 Jan 2020

ADR

Call Options

Purchased

1,000

135.0000

American

18 Jan 2019

ADR

Call Options

Purchased

1,000

170.0000

American

17 Jan 2020

ADR

Call Options

Purchased

1,200

170.0000

American

18 Jan 2019

ADR

Call Options

Purchased

1,200

165.0000

American

19 Oct 2018

ADR

Call Options

Purchased

1,700

195.0000

American

17 Jan 2020

ADR

Call Options

Purchased

2,000

150.0000

American

17 Jan 2020

ADR

Call Options

Purchased

2,200

195.0000

American

18 Jan 2019

ADR

Call Options

Purchased

2,400

170.0000

American

19 Oct 2018

ADR

Call Options

Purchased

3,100

155.0000

American

18 Jan 2019

ADR

Call Options

Purchased

3,500

125.0000

American

19 Oct 2018

ADR

Call Options

Purchased

3,700

185.0000

American

19 Oct 2018

ADR

Call Options

Purchased

3,900

190.0000

American

18 Apr 2019

ADR

Call Options

Purchased

5,000

195.0000

American

19 Oct 2018

ADR

Call Options

Purchased

21,700

200.0000

American

18 Jan 2019

ADR

Call Options

Written

-56,000

200.0000

American

17 Jan 2020

ADR

Call Options

Written

-18,400

185.0000

American

18 Jan 2019

ADR

Call Options

Written

-15,300

180.0000

American

18 Jan 2019

ADR

Call Options

Written

-4,100

180.0000

American

19 Oct 2018

ADR

Call Options

Written

-3,000

130.0000

American

19 Oct 2018

ADR

Call Options

Written

-2,700

145.0000

American

18 Jan 2019

ADR

Call Options

Written

-1,100

210.0000

American

19 Oct 2018

ADR

Call Options

Written

-1,000

85.0000

American

18 Jan 2019

ADR

Call Options

Written

-900

175.0000

American

19 Oct 2018

ADR

Call Options

Written

-800

160.0000

American

19 Oct 2018

ADR

Call Options

Written

-500

160.0000

American

18 Apr 2019

ADR

Call Options

Written

-500

135.0000

American

19 Jul 2019

ADR

Call Options

Written

-100

140.0000

American

17 Jan 2020

ADR

Call Options

Written

-100

173.0000

American

12 Oct 2018

ADR

Call Options

Written

-100

130.0000

American

18 Jan 2019

ADR

Call Options

Written

-100

170.0000

American

18 Apr 2019

ADR

Call Options

Written

-100

145.0000

American

19 Oct 2018

ADR

Put Options

Purchased

-45,400

175.0000

American

19 Oct 2018

ADR

Put Options

Purchased

-18,800

135.0000

American

18 Jan 2019

ADR

Put Options

Purchased

-8,600

170.0000

American

19 Oct 2018

ADR

Put Options

Purchased

-6,700

165.0000

American

19 Oct 2018

ADR

Put Options

Purchased

-5,900

180.0000

American

18 Jan 2019

ADR

Put Options

Purchased

-4,600

155.0000

American

18 Jan 2019

ADR

Put Options

Purchased

-3,700

145.0000

American

17 Jan 2020

ADR

Put Options

Purchased

-3,000

155.0000

American

16 Nov 2018

ADR

Put Options

Purchased

-2,700

80.0000

American

18 Jan 2019

ADR

Put Options

Purchased

-2,500

120.0000

American

17 Jan 2020

ADR

Put Options

Purchased

-2,300

85.0000

American

18 Jan 2019

ADR

Put Options

Purchased

-1,800

115.0000

American

18 Jan 2019

ADR

Put Options

Purchased

-1,500

165.0000

American

18 Jan 2019

ADR

Put Options

Purchased

-1,200

135.0000

American

17 Jan 2020

ADR

Put Options

Purchased

-1,100

150.0000

American

19 Oct 2018

ADR

Put Options

Purchased

-1,000

105.0000

American

18 Jan 2019

ADR

Put Options

Purchased

-1,000

140.0000

American

18 Jan 2019

ADR

Put Options

Purchased

-1,000

150.0000

American

18 Jan 2019

ADR

Put Options

Purchased

-1,000

170.0000

American

17 Jan 2020

ADR

Put Options

Purchased

-1,000

80.0000

American

17 Jan 2020

ADR

Put Options

Purchased

-800

150.0000

American

17 Jan 2020

ADR

Put Options

Purchased

-700

160.0000

American

17 Jan 2020

ADR

Put Options

Purchased

-500

175.0000

American

16 Nov 2018

ADR

Put Options

Purchased

-500

140.0000

American

17 Jan 2020

ADR

Put Options

Purchased

-400

145.0000

American

18 Jan 2019

ADR

Put Options

Purchased

-400

165.0000

American

17 Jan 2020

ADR

Put Options

Purchased

-200

170.0000

American

18 Jan 2019

ADR

Put Options

Purchased

-200

115.0000

American

19 Oct 2018

ADR

Put Options

Purchased

-100

155.0000

American

26 Oct 2018

ADR

Put Options

Written

100

75.0000

American

19 Oct 2018

ADR

Put Options

Written

100

95.0000

American

18 Jan 2019

ADR

Put Options

Written

100

168.0000

American

26 Oct 2018

ADR

Put Options

Written

100

110.0000

American

17 Jan 2020

ADR

Put Options

Written

100

110.0000

American

18 Jan 2019

ADR

Put Options

Written

100

140.0000

American

19 Oct 2018

ADR

Put Options

Written

200

125.0000

American

19 Oct 2018

ADR

Put Options

Written

200

70.0000

American

19 Oct 2018

ADR

Put Options

Written

200

200.0000

American

17 Jan 2020

ADR

Put Options

Written

200

100.0000

American

18 Jan 2019

ADR

Put Options

Written

400

155.0000

American

18 Apr 2019

ADR

Put Options

Written

500

125.0000

American

18 Jan 2019

ADR

Put Options

Written

1,000

90.0000

American

18 Jan 2019

ADR

Put Options

Written

2,300

130.0000

American

18 Jan 2019

ADR

Put Options

Written

5,300

120.0000

American

18 Jan 2019

ADR

Put Options

Written

5,500

145.0000

American

19 Oct 2018

ADR

Put Options

Written

7,800

160.0000

American

18 Jan 2019

ADR

Put Options

Written

9,000

170.0000

American

18 Apr 2019

ADR

Put Options

Written

10,000

160.0000

American

19 Jul 2019

ADR

Put Options

Written

18,300

155.0000

American

19 Oct 2018

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.

View source version on businesswire.com: https://www.businesswire.com/news/home/20181130005279/en/

Copyright Business Wire 2018

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