31st May 2018 09:02
FORM 8.3 - AMENDMENT TO SALES AND PURCHASES
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 18 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,191,978 | 0.90% | 3,014,233 | 0.33% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 355,816 | 0.04% | 3,741,794 | 0.41% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 358,700 | 0.04% | 591,200 | 0.07% | |||||||
| TOTAL: | 8,906,494 | 0.98% | 7,347,227 | 0.80% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 17 | 169.7500 USD | ||||
| 5p ordinary | Purchase | 20 | 42.1244 GBP | ||||
| 5p ordinary | Purchase | 33 | 41.9603 GBP | ||||
| ADR | Purchase | 69 | 170.3334 USD | ||||
| 5p ordinary | Purchase | 71 | 41.9450 GBP | ||||
| ADR | Purchase | 86 | 169.8800 USD | ||||
| ADR | Purchase | 100 | 169.4000 USD | ||||
| ADR | Purchase | 200 | 169.8890 USD | ||||
| 5p ordinary | Purchase | 263 | 41.9825 GBP | ||||
| ADR | Purchase | 300 | 169.9166 USD | ||||
| 5p ordinary | Purchase | 329 | 41.9922 GBP | ||||
| ADR | Purchase | 334 | 169.6100 USD | ||||
| ADR | Purchase | 353 | 169.7387 USD | ||||
| ADR | Purchase | 400 | 169.8675 USD | ||||
| 5p ordinary | Purchase | 430 | 41.9900 GBP | ||||
| 5p ordinary | Purchase | 515 | 42.0279 GBP | ||||
| 5p ordinary | Purchase | 520 | 42.0450 GBP | ||||
| 5p ordinary | Purchase | 540 | 42.0348 GBP | ||||
| 5p ordinary | Purchase | 587 | 42.0700 GBP | ||||
| 5p ordinary | Purchase | 797 | 42.0438 GBP | ||||
| 5p ordinary | Purchase | 803 | 42.1242 GBP | ||||
| ADR | Purchase | 900 | 162.5000 USD | ||||
| 5p ordinary | Purchase | 931 | 41.9661 GBP | ||||
| 5p ordinary | Purchase | 981 | 42.1619 GBP | ||||
| ADR | Purchase | 1,058 | 169.8553 USD | ||||
| 5p ordinary | Purchase | 1,191 | 42.0653 GBP | ||||
| ADR | Purchase | 1,300 | 170.0400 USD | ||||
| ADR | Purchase | 1,300 | 169.6715 USD | ||||
| ADR | Purchase | 1,933 | 170.0081 USD | ||||
| 5p ordinary | Purchase | 1,998 | 42.0641 GBP | ||||
| 5p ordinary | Purchase | 2,525 | 42.0364 GBP | ||||
| 5p ordinary | Purchase | 2,704 | 42.1734 GBP | ||||
| 5p ordinary | Purchase | 2,982 | 42.0070 GBP | ||||
| ADR | Purchase | 3,100 | 169.6654 USD | ||||
| 5p ordinary | Purchase | 3,135 | 41.9147 GBP | ||||
| ADR | Purchase | 3,756 | 169.7762 USD | ||||
| ADR | Purchase | 4,800 | 169.9929 USD | ||||
| ADR | Purchase | 6,100 | 170.0029 USD | ||||
| 5p ordinary | Purchase | 7,047 | 41.9309 GBP | ||||
| 5p ordinary | Purchase | 7,244 | 41.9677 GBP | ||||
| 5p ordinary | Purchase | 8,400 | 42.0544 GBP | ||||
| 5p ordinary | Purchase | 9,002 | 42.0829 GBP | ||||
| ADR | Purchase | 19,016 | 169.5925 USD | ||||
| 5p ordinary | Purchase | 24,979 | 42.0056 GBP | ||||
| 5p ordinary | Purchase | 26,109 | 42.0729 GBP | ||||
| 5p ordinary | Purchase | 50,000 | 42.1669 GBP | ||||
| 5p ordinary | Purchase | 50,000 | 42.2356 GBP | ||||
| 5p ordinary | Purchase | 25,000 | 42.1045 GBP | ||||
| 5p ordinary | Purchase | 91,143 | 42.0361 GBP | ||||
| 5p ordinary | Purchase | 182,594 | 42.0603 GBP | ||||
| 5p ordinary | Sale | 6 | 41.9316 GBP | ||||
| ADR | Sale | 50 | 169.6700 USD | ||||
| ADR | Sale | 54 | 169.3100 USD | ||||
| ADR | Sale | 69 | 170.3334 USD | ||||
| ADR | Sale | 86 | 169.8800 USD | ||||
| 5p ordinary | Sale | 98 | 42.2046 GBP | ||||
| ADR | Sale | 100 | 165.0000 USD | ||||
| ADR | Sale | 100 | 160.0000 USD | ||||
| 5p ordinary | Sale | 108 | 41.9900 GBP | ||||
| ADR | Sale | 200 | 150.0000 USD | ||||
| ADR | Sale | 200 | 169.6250 USD | ||||
| 5p ordinary | Sale | 204 | 42.2715 GBP | ||||
| ADR | Sale | 300 | 169.9966 USD | ||||
| ADR | Sale | 328 | 169.7928 USD | ||||
| ADR | Sale | 334 | 169.6100 USD | ||||
| ADR | Sale | 400 | 170.0331 USD | ||||
| ADR | Sale | 400 | 169.5250 USD | ||||
| 5p ordinary | Sale | 563 | 42.0319 GBP | ||||
| 5p ordinary | Sale | 607 | 42.0108 GBP | ||||
| 5p ordinary | Sale | 788 | 42.1746 GBP | ||||
| ADR | Sale | 900 | 130.0000 USD | ||||
| 5p ordinary | Sale | 918 | 42.0622 GBP | ||||
| 5p ordinary | Sale | 1,015 | 41.8990 GBP | ||||
| ADR | Sale | 1,100 | 169.7345 USD | ||||
| 5p ordinary | Sale | 1,185 | 42.0437 GBP | ||||
| ADR | Sale | 1,300 | 140.0000 USD | ||||
| 5p ordinary | Sale | 1,324 | 42.1295 GBP | ||||
| 5p ordinary | Sale | 1,651 | 41.9331 GBP | ||||
| 5p ordinary | Sale | 1,703 | 42.0476 GBP | ||||
| ADR | Sale | 2,000 | 145.0000 USD | ||||
| ADR | Sale | 2,500 | 169.9304 USD | ||||
| ADR | Sale | 2,600 | 169.9141 USD | ||||
| ADR | Sale | 3,100 | 170.0736 USD | ||||
| 5p ordinary | Sale | 3,574 | 42.0683 GBP | ||||
| ADR | Sale | 3,600 | 170.0534 USD | ||||
| 5p ordinary | Sale | 3,622 | 42.1036 GBP | ||||
| ADR | Sale | 4,424 | 169.7292 USD | ||||
| 5p ordinary | Sale | 4,722 | 42.1316 GBP | ||||
| 5p ordinary | Sale | 5,286 | 41.9329 GBP | ||||
| 5p ordinary | Sale | 5,752 | 41.9590 GBP | ||||
| 5p ordinary | Sale | 5,848 | 42.1000 GBP | ||||
| 5p ordinary | Sale | 6,386 | 42.1505 GBP | ||||
| 5p ordinary | Sale | 6,892 | 42.0765 GBP | ||||
| 5p ordinary | Sale | 8,313 | 41.9986 GBP | ||||
| 5p ordinary | Sale | 9,656 | 42.1026 GBP | ||||
| 5p ordinary | Sale | 16,082 | 42.1042 GBP | ||||
| 5p ordinary | Sale | 16,838 | 41.9918 GBP | ||||
| ADR | Sale | 21,844 | 169.6115 USD | ||||
| 5p ordinary | Sale | 23,992 | 42.0401 GBP | ||||
| 5p ordinary | Sale | 24,042 | 42.0647 GBP | ||||
| 5p ordinary | Sale | 78,913 | 42.0267 GBP | ||||
| 5p ordinary | Sale | 103,464 | 42.0571 GBP | ||||
| 5p ordinary | Sale | 222,116 | 42.1846 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 6 | 41.9316 GBP | |||||
| 5p ordinary | CFD | Long | 27 | 42.1300 GBP | |||||
| 5p ordinary | SWAP | Long | 98 | 42.2045 GBP | |||||
| 5p ordinary | SWAP | Long | 780 | 41.9765 GBP | |||||
| 5p ordinary | CFD | Long | 788 | 42.1746 GBP | |||||
| 5p ordinary | CFD | Long | 1,324 | 42.1295 GBP | |||||
| 5p ordinary | CFD | Long | 1,651 | 41.9331 GBP | |||||
| 5p ordinary | SWAP | Long | 1,949 | 42.0546 GBP | |||||
| 5p ordinary | SWAP | Long | 4,722 | 42.1316 GBP | |||||
| 5p ordinary | CFD | Long | 5,286 | 41.9329 GBP | |||||
| 5p ordinary | CFD | Long | 5,725 | 41.9582 GBP | |||||
| 5p ordinary | CFD | Long | 9,596 | 42.2966 GBP | |||||
| 5p ordinary | CFD | Long | 9,656 | 42.1026 GBP | |||||
| 5p ordinary | SWAP | Long | 16,937 | 42.0467 GBP | |||||
| 5p ordinary | CFD | Long | 18,978 | 41.9853 GBP | |||||
| 5p ordinary | SWAP | Long | 63,844 | 42.2664 GBP | |||||
| 5p ordinary | SWAP | Long | 66,297 | 42.2997 GBP | |||||
| 5p ordinary | SWAP | Long | 67,422 | 42.0352 GBP | |||||
| 5p ordinary | SWAP | Short | 33 | 41.9604 GBP | |||||
| 5p ordinary | SWAP | Short | 63 | 42.0828 GBP | |||||
| 5p ordinary | SWAP | Short | 71 | 41.9100 GBP | |||||
| 5p ordinary | SWAP | Short | 71 | 42.1440 GBP | |||||
| 5p ordinary | SWAP | Short | 250 | 42.1263 GBP | |||||
| 5p ordinary | CFD | Short | 300 | 42.1943 GBP | |||||
| 5p ordinary | CFD | Short | 372 | 42.2108 GBP | |||||
| 5p ordinary | SWAP | Short | 707 | 42.0892 GBP | |||||
| 5p ordinary | SWAP | Short | 805 | 42.3004 GBP | |||||
| 5p ordinary | CFD | Short | 992 | 41.8797 GBP | |||||
| 5p ordinary | SWAP | Short | 1,067 | 41.8707 GBP | |||||
| 5p ordinary | SWAP | Short | 1,209 | 41.9601 GBP | |||||
| 5p ordinary | CFD | Short | 2,187 | 41.8792 GBP | |||||
| 5p ordinary | SWAP | Short | 2,618 | 42.1152 GBP | |||||
| 5p ordinary | CFD | Short | 2,704 | 42.1734 GBP | |||||
| 5p ordinary | CFD | Short | 3,135 | 41.9147 GBP | |||||
| 5p ordinary | CFD | Short | 4,065 | 42.0367 GBP | |||||
| 5p ordinary | SWAP | Short | 8,618 | 42.0560 GBP | |||||
| 5p ordinary | CFD | Short | 12,707 | 41.9933 GBP | |||||
| 5p ordinary | CFD | Short | 21,054 | 42.1634 GBP | |||||
| 5p ordinary | SWAP Expires 22/06/2019 | Short | 50,000 | 42.1669 GBP | |||||
| 5p ordinary | SWAP Expires 22/06/2019 | Short | 50,000 | 42.2356 GBP | |||||
| 5p ordinary | SWAP | Short | 55,907 | 42.0549 GBP | |||||
| 5p ordinary | SWAP Expires 25/11/2019 | Short | 222,677 | 41.9900 GBP | |||||
| 5p ordinary | SWAP | Short | 222,677 | 41.9900 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Call Options | Purchasing | 200 | 180 USD | American | 20 Jul 2018 | 1.9000 USD | ||||||||
| ORD | Call Options | Selling | 100 | 170 USD | American | 18 May 2018 | 0.1000 USD | ||||||||
| ORD | Put Options | Purchasing | 2,000 | 170 USD | American | 25 May 2018 | 2.0000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 31 May 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,300 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -22,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,300 | 170.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 105.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 29,100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 170.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 3,500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 163.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 11,700 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,400 | 158.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 165.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -1,500 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 175.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 1,400 | 135.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,800 | 95.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 90.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,300 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 110.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,400 | 180.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 300 | 125.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 110.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,600 | 175.0000 | American | 15 Jun 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180531005519/en/
Copyright Business Wire 2018
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