21st Jun 2018 16:46
FORM 8.3 - AMENDMENT TO PURCHASES
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 19 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,595,862 | 0.94% | 4,140,555 | 0.45% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 161,602 | 0.02% | 4,650,655 | 0.51% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 242,400 | 0.03% | 255,500 | 0.03% | |||||||
| TOTAL: | 8,999,864 | 0.98% | 9,046,710 | 0.99% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 22 | 157.3500 USD | ||||
| ADR | Purchase | 40 | 157.6697 USD | ||||
| ADR | Purchase | 75 | 157.6701 USD | ||||
| ADR | Purchase | 89 | 157.2200 USD | ||||
| 5p ordinary | Purchase | 91 | 39.8000 GBP | ||||
| ADR | Purchase | 100 | 157.8175 USD | ||||
| ADR | Purchase | 100 | 157.3400 USD | ||||
| 5p ordinary | Purchase | 100 | 39.7650 GBP | ||||
| ADR | Purchase | 100 | 158.0000 USD | ||||
| ADR | Purchase | 100 | 157.6800 USD | ||||
| 5p ordinary | Purchase | 182 | 39.5700 GBP | ||||
| 5p ordinary | Purchase | 187 | 39.7525 GBP | ||||
| ADR | Purchase | 200 | 157.5400 USD | ||||
| ADR | Purchase | 200 | 157.7160 USD | ||||
| 5p ordinary | Purchase | 238 | 39.8094 GBP | ||||
| 5p ordinary | Purchase | 276 | 39.6742 GBP | ||||
| ADR | Purchase | 300 | 157.6750 USD | ||||
| 5p ordinary | Purchase | 306 | 39.7839 GBP | ||||
| 5p ordinary | Purchase | 349 | 39.7671 GBP | ||||
| 5p ordinary | Purchase | 385 | 39.7156 GBP | ||||
| 5p ordinary | Purchase | 401 | 39.6094 GBP | ||||
| 5p ordinary | Purchase | 437 | 39.7678 GBP | ||||
| ADR | Purchase | 476 | 157.8014 USD | ||||
| ADR | Purchase | 500 | 157.7080 USD | ||||
| ADR | Purchase | 514 | 157.0663 USD | ||||
| ADR | Purchase | 561 | 156.9272 USD | ||||
| 5p ordinary | Purchase | 1,239 | 39.8032 GBP | ||||
| 5p ordinary | Purchase | 1,313 | 39.5892 GBP | ||||
| ADR | Purchase | 1,400 | 157.4182 USD | ||||
| ADR | Purchase | 1,939 | 157.5811 USD | ||||
| 5p ordinary | Purchase | 2,181 | 39.6896 GBP | ||||
| 5p ordinary | Purchase | 2,281 | 39.5737 GBP | ||||
| ADR | Purchase | 2,322 | 156.9800 USD | ||||
| 5p ordinary | Purchase | 2,605 | 39.5604 GBP | ||||
| 5p ordinary | Purchase | 4,009 | 39.9235 GBP | ||||
| ADR | Purchase | 4,028 | 157.6207 USD | ||||
| ADR | Purchase | 4,300 | 157.6780 USD | ||||
| ADR | Purchase | 4,400 | 157.6734 USD | ||||
| 5p ordinary | Purchase | 5,156 | 39.6283 GBP | ||||
| 5p ordinary | Purchase | 5,473 | 39.7728 GBP | ||||
| ADR | Purchase | 5,927 | 157.6330 USD | ||||
| 5p ordinary | Purchase | 9,216 | 39.5985 GBP | ||||
| 5p ordinary | Purchase | 10,848 | 39.6108 GBP | ||||
| 5p ordinary | Purchase | 14,559 | 39.7400 GBP | ||||
| 5p ordinary | Purchase | 17,267 | 39.7750 GBP | ||||
| 5p ordinary | Purchase | 24,174 | 39.7153 GBP | ||||
| 5p ordinary | Purchase | 25,967 | 39.6917 GBP | ||||
| 5p ordinary | Purchase | 34,535 | 39.9600 GBP | ||||
| ADR | Purchase | 40,718 | 157.6761 USD | ||||
| 5p ordinary | Purchase | 44,895 | 39.9131 GBP | ||||
| 5p ordinary | Purchase | 51,802 | 39.5600 GBP | ||||
| 5p ordinary | Purchase | 53,673 | 39.7868 GBP | ||||
| 5p ordinary | Purchase | 64,998 | 39.7793 GBP | ||||
| 5p ordinary | Purchase | 84,783 | 39.7466 GBP | ||||
| 5p ordinary | Purchase | 69,070 | 39.9498 GBP | ||||
| 5p ordinary | Purchase | 189,945 | 39.7354 GBP | ||||
| 5p ordinary | Sale | 7 | 39.5775 GBP | ||||
| 5p ordinary | Sale | 16 | 39.6125 GBP | ||||
| ADR | Sale | 22 | 157.3500 USD | ||||
| 5p ordinary | Sale | 25 | 39.5750 GBP | ||||
| 5p ordinary | Sale | 40 | 39.5600 GBP | ||||
| ADR | Sale | 40 | 157.6697 USD | ||||
| 5p ordinary | Sale | 63 | 39.9017 GBP | ||||
| ADR | Sale | 75 | 157.6701 USD | ||||
| ADR | Sale | 89 | 157.2200 USD | ||||
| 5p ordinary | Sale | 89 | 39.5220 GBP | ||||
| ADR | Sale | 100 | 157.4500 USD | ||||
| ADR | Sale | 100 | 158.0000 USD | ||||
| 5p ordinary | Sale | 187 | 39.7525 GBP | ||||
| ADR | Sale | 200 | 157.8800 USD | ||||
| 5p ordinary | Sale | 238 | 39.8134 GBP | ||||
| 5p ordinary | Sale | 257 | 39.5833 GBP | ||||
| 5p ordinary | Sale | 280 | 39.6234 GBP | ||||
| ADR | Sale | 300 | 157.6825 USD | ||||
| ADR | Sale | 300 | 158.0033 USD | ||||
| 5p ordinary | Sale | 328 | 39.5587 GBP | ||||
| ADR | Sale | 338 | 157.7622 USD | ||||
| ADR | Sale | 400 | 157.4975 USD | ||||
| 5p ordinary | Sale | 440 | 39.7383 GBP | ||||
| ADR | Sale | 514 | 157.0663 USD | ||||
| 5p ordinary | Sale | 514 | 39.8817 GBP | ||||
| 5p ordinary | Sale | 565 | 39.6191 GBP | ||||
| ADR | Sale | 600 | 157.5116 USD | ||||
| ADR | Sale | 600 | 157.4183 USD | ||||
| ADR | Sale | 676 | 157.7761 USD | ||||
| 5p ordinary | Sale | 1,068 | 39.6536 GBP | ||||
| ADR | Sale | 1,399 | 157.5619 USD | ||||
| ADR | Sale | 1,400 | 157.4614 USD | ||||
| 5p ordinary | Sale | 1,469 | 39.5729 GBP | ||||
| ADR | Sale | 1,614 | 156.9800 USD | ||||
| ADR | Sale | 1,815 | 157.1105 USD | ||||
| ADR | Sale | 1,900 | 157.6663 USD | ||||
| 5p ordinary | Sale | 1,978 | 39.5785 GBP | ||||
| 5p ordinary | Sale | 2,102 | 39.8553 GBP | ||||
| ADR | Sale | 2,900 | 157.7826 USD | ||||
| ADR | Sale | 3,028 | 157.6730 USD | ||||
| ADR | Sale | 3,700 | 157.7059 USD | ||||
| 5p ordinary | Sale | 6,551 | 39.7396 GBP | ||||
| 5p ordinary | Sale | 9,967 | 39.7741 GBP | ||||
| 5p ordinary | Sale | 16,428 | 39.7818 GBP | ||||
| 5p ordinary | Sale | 16,531 | 39.6135 GBP | ||||
| 5p ordinary | Sale | 19,435 | 39.5856 GBP | ||||
| 5p ordinary | Sale | 26,552 | 39.7800 GBP | ||||
| 5p ordinary | Sale | 33,210 | 39.6725 GBP | ||||
| 5p ordinary | Sale | 43,412 | 39.6810 GBP | ||||
| ADR | Sale | 45,946 | 157.6579 USD | ||||
| 5p ordinary | Sale | 52,479 | 39.7876 GBP | ||||
| 5p ordinary | Sale | 61,667 | 39.7817 GBP | ||||
| 5p ordinary | Sale | 73,790 | 39.7426 GBP | ||||
| 5p ordinary | Sale | 147,014 | 39.7413 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 63 | 39.9019 GBP | |||||
| 5p ordinary | SWAP | Long | 151 | 39.9496 GBP | |||||
| 5p ordinary | SWAP | Long | 260 | 39.6746 GBP | |||||
| 5p ordinary | CFD | Long | 280 | 39.6234 GBP | |||||
| 5p ordinary | CFD | Long | 514 | 39.8817 GBP | |||||
| 5p ordinary | SWAP | Long | 2,039 | 39.6121 GBP | |||||
| 5p ordinary | CFD | Long | 2,102 | 39.8552 GBP | |||||
| 5p ordinary | CFD | Long | 6,014 | 39.5672 GBP | |||||
| 5p ordinary | SWAP | Long | 11,388 | 39.7813 GBP | |||||
| 5p ordinary | SWAP | Long | 32,081 | 39.6050 GBP | |||||
| 5p ordinary | SWAP | Long | 32,787 | 39.7800 GBP | |||||
| 5p ordinary | CFD | Long | 33,210 | 39.6725 GBP | |||||
| 5p ordinary | SWAP | Short | 3 | 39.7833 GBP | |||||
| 5p ordinary | SWAP | Short | 73 | 39.9500 GBP | |||||
| 5p ordinary | SWAP | Short | 236 | 39.8817 GBP | |||||
| 5p ordinary | SWAP | Short | 420 | 39.6800 GBP | |||||
| 5p ordinary | SWAP | Short | 603 | 39.7906 GBP | |||||
| 5p ordinary | SWAP | Short | 917 | 39.6509 GBP | |||||
| 5p ordinary | SWAP | Short | 2,037 | 39.7780 GBP | |||||
| 5p ordinary | SWAP | Short | 2,367 | 39.8621 GBP | |||||
| 5p ordinary | SWAP | Short | 3,379 | 39.5995 GBP | |||||
| 5p ordinary | CFD | Short | 4,009 | 39.9235 GBP | |||||
| 5p ordinary | CFD | Short | 5,397 | 39.8209 GBP | |||||
| 5p ordinary | CFD | Short | 5,473 | 39.7728 GBP | |||||
| 5p ordinary | CFD | Short | 8,758 | 39.9677 GBP | |||||
| 5p ordinary | CFD | Short | 9,216 | 39.5985 GBP | |||||
| 5p ordinary | CFD | Short | 10,848 | 39.6108 GBP | |||||
| 5p ordinary | SWAP | Short | 14,313 | 39.6045 GBP | |||||
| 5p ordinary | SWAP | Short | 24,489 | 39.7021 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 1,000 | 150 USD | American | 20 Jul 2018 | 9.6500 USD | ||||||||
| ADR | Call Options | Selling | 1,000 | 145 USD | American | 20 Jul 2018 | 13.9500 USD | ||||||||
| ADR | Call Options | Selling | 200 | 165 USD | American | 29 Jun 2018 | 0.4800 USD | ||||||||
| ADR | Call Options | Selling | 1,300 | 168 USD | American | 22 Jun 2018 | 0.1000 USD | ||||||||
| ADR | Call Options | Selling | 1,000 | 170 USD | American | 22 Jun 2018 | 0.0400 USD | ||||||||
| ADR | Put Options | Purchasing | 200 | 150 USD | American | 20 Jul 2018 | 1.8500 USD | ||||||||
| ADR | Put Options | Selling | 200 | 145 USD | American | 20 Jul 2018 | 1.1500 USD | ||||||||
| ADR | Put Options | Selling | 200 | 153 USD | American | 22 Jun 2018 | 0.4500 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 21 Jun 2018 | ||
| Contact name: | Femi Badmos | ||
| Telephone number: | 020 3555 1125 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 153.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 158.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 21,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 14,900 | 168.0000 | American | 29 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,300 | 168.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -3,400 | 170.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 7,500 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -200 | 165.0000 | American | 29 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 400 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180621005883/en/
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