5th Jun 2018 12:24
FORM 8.3
AMENDMENT TO SALES
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 31 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,400,828 | 1.03% | 3,213,743 | 0.36% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 389,712 | 0.04% | 4,759,650 | 0.52% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 362,800 | 0.04% | 577,300 | 0.06% | |||||||
| (4) | |||||||||||
| TOTAL: | 10,153,340 | 1.11% | 8,550,693 | 0.94% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 1 | 41.4350 GBP | ||||
| 5p ordinary | Purchase | 16 | 41.1550 GBP | ||||
| 5p ordinary | Purchase | 25 | 41.1000 GBP | ||||
| 5p ordinary | Purchase | 82 | 41.4250 GBP | ||||
| ADR | Purchase | 93 | 164.0600 USD | ||||
| ADR | Purchase | 100 | 164.2050 USD | ||||
| ADR | Purchase | 105 | 164.3800 USD | ||||
| 5p ordinary | Purchase | 145 | 41.5044 GBP | ||||
| ADR | Purchase | 200 | 164.0500 USD | ||||
| ADR | Purchase | 200 | 164.1200 USD | ||||
| 5p ordinary | Purchase | 222 | 41.2311 GBP | ||||
| 5p ordinary | Purchase | 229 | 41.1381 GBP | ||||
| ADR | Purchase | 238 | 164.3736 USD | ||||
| 5p ordinary | Purchase | 240 | 41.3075 GBP | ||||
| ADR | Purchase | 300 | 164.4363 USD | ||||
| 5p ordinary | Purchase | 316 | 40.7878 GBP | ||||
| ADR | Purchase | 400 | 164.2003 USD | ||||
| ADR | Purchase | 417 | 163.2231 USD | ||||
| 5p ordinary | Purchase | 444 | 40.9785 GBP | ||||
| 5p ordinary | Purchase | 571 | 40.9101 GBP | ||||
| 5p ordinary | Purchase | 572 | 41.1661 GBP | ||||
| 5p ordinary | Purchase | 600 | 41.0961 GBP | ||||
| 5p ordinary | Purchase | 696 | 40.8921 GBP | ||||
| ADR | Purchase | 713 | 164.2796 USD | ||||
| ADR | Purchase | 790 | 164.2400 USD | ||||
| 5p ordinary | Purchase | 827 | 41.0946 GBP | ||||
| 5p ordinary | Purchase | 847 | 40.9795 GBP | ||||
| 5p ordinary | Purchase | 1,019 | 40.8825 GBP | ||||
| 5p ordinary | Purchase | 1,166 | 41.4286 GBP | ||||
| ADR | Purchase | 1,352 | 163.4676 USD | ||||
| 5p ordinary | Purchase | 1,492 | 41.1582 GBP | ||||
| 5p ordinary | Purchase | 1,519 | 41.4340 GBP | ||||
| 5p ordinary | Purchase | 1,911 | 41.2787 GBP | ||||
| 5p ordinary | Purchase | 1,929 | 41.0000 GBP | ||||
| ADR | Purchase | 2,300 | 163.9734 USD | ||||
| ADR | Purchase | 2,800 | 163.7821 USD | ||||
| 5p ordinary | Purchase | 3,877 | 41.2446 GBP | ||||
| ADR | Purchase | 4,300 | 164.0168 USD | ||||
| 5p ordinary | Purchase | 4,448 | 41.0544 GBP | ||||
| ADR | Purchase | 5,151 | 163.7511 USD | ||||
| 5p ordinary | Purchase | 5,360 | 41.1846 GBP | ||||
| ADR | Purchase | 7,600 | 164.1009 USD | ||||
| 5p ordinary | Purchase | 7,618 | 41.3762 GBP | ||||
| 5p ordinary | Purchase | 10,055 | 41.1597 GBP | ||||
| 5p ordinary | Purchase | 13,351 | 41.3106 GBP | ||||
| ADR | Purchase | 15,120 | 164.0143 USD | ||||
| 5p ordinary | Purchase | 23,810 | 41.0001 GBP | ||||
| 5p ordinary | Purchase | 43,267 | 41.1704 GBP | ||||
| 5p ordinary | Purchase | 74,412 | 40.9959 GBP | ||||
| 5p ordinary | Purchase | 104,238 | 41.1435 GBP | ||||
| ADR | Sale | 5 | 164.3800 USD | ||||
| 5p ordinary | Sale | 5 | 41.1650 GBP | ||||
| ADR | Sale | 100 | 165.1100 USD | ||||
| ADR | Sale | 100 | 165.1400 USD | ||||
| ADR | Sale | 100 | 164.3900 USD | ||||
| 5p ordinary | Sale | 222 | 41.2311 GBP | ||||
| ADR | Sale | 230 | 164.1921 USD | ||||
| 5p ordinary | Sale | 248 | 41.4005 GBP | ||||
| ADR | Sale | 329 | 164.3756 USD | ||||
| ADR | Sale | 400 | 164.4375 USD | ||||
| ADR | Sale | 400 | 163.6925 USD | ||||
| 5p ordinary | Sale | 548 | 41.3906 GBP | ||||
| 5p ordinary | Sale | 571 | 40.9101 GBP | ||||
| 5p ordinary | Sale | 669 | 40.8746 GBP | ||||
| 5p ordinary | Sale | 734 | 41.0623 GBP | ||||
| ADR | Sale | 790 | 164.2400 USD | ||||
| ADR | Sale | 900 | 164.2000 USD | ||||
| ADR | Sale | 1,200 | 164.6783 USD | ||||
| ADR | Sale | 1,200 | 164.0604 USD | ||||
| 5p ordinary | Sale | 1,233 | 40.9814 GBP | ||||
| 5p ordinary | Sale | 1,282 | 41.4000 GBP | ||||
| ADR | Sale | 1,300 | 164.1853 USD | ||||
| ADR | Sale | 1,300 | 163.7107 USD | ||||
| 5p ordinary | Sale | 1,337 | 40.9967 GBP | ||||
| ADR | Sale | 1,406 | 164.2099 USD | ||||
| 5p ordinary | Sale | 2,004 | 41.0418 GBP | ||||
| ADR | Sale | 2,100 | 164.1219 USD | ||||
| ADR | Sale | 2,300 | 164.1697 USD | ||||
| 5p ordinary | Sale | 2,314 | 40.9440 GBP | ||||
| 5p ordinary | Sale | 2,439 | 41.1429 GBP | ||||
| 5p ordinary | Sale | 2,922 | 41.3994 GBP | ||||
| ADR | Sale | 4,100 | 164.0741 USD | ||||
| ADR | Sale | 4,500 | 163.9456 USD | ||||
| 5p ordinary | Sale | 4,666 | 41.2891 GBP | ||||
| 5p ordinary | Sale | 5,531 | 40.9615 GBP | ||||
| ADR | Sale | 5,600 | 163.9955 USD | ||||
| 5p ordinary | Sale | 6,631 | 40.9959 GBP | ||||
| ADR | Sale | 7,520 | 163.7140 USD | ||||
| ADR | Sale | 7,590 | 163.8377 USD | ||||
| 5p ordinary | Sale | 7,839 | 41.1450 GBP | ||||
| 5p ordinary | Sale | 9,202 | 41.2083 GBP | ||||
| 5p ordinary | Sale | 10,425 | 41.0000 GBP | ||||
| 5p ordinary | Sale | 10,843 | 41.4076 GBP | ||||
| 5p ordinary | Sale | 23,561 | 41.0018 GBP | ||||
| 5p ordinary | Sale | 35,619 | 41.1687 GBP | ||||
| 5p ordinary | Sale | 52,339 | 41.2153 GBP | ||||
| 5p ordinary | Sale | 84,888 | 41.0064 GBP | ||||
| 5p ordinary | Sale | 137,385 | 41.0304 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 73 | 41.2150 GBP | |||||
| 5p ordinary | SWAP | Long | 183 | 41.2006 GBP | |||||
| 5p ordinary | SWAP | Long | 438 | 41.1353 GBP | |||||
| 5p ordinary | SWAP | Long | 452 | 41.1152 GBP | |||||
| 5p ordinary | SWAP | Long | 1,105 | 41.2793 GBP | |||||
| 5p ordinary | CFD | Long | 1,285 | 41.4305 GBP | |||||
| 5p ordinary | SWAP | Long | 1,376 | 41.1020 GBP | |||||
| 5p ordinary | CFD | Long | 2,314 | 40.9440 GBP | |||||
| 5p ordinary | SWAP | Long | 4,234 | 41.0000 GBP | |||||
| 5p ordinary | CFD | Long | 4,666 | 41.2891 GBP | |||||
| 5p ordinary | SWAP | Long | 9,192 | 40.9843 GBP | |||||
| 5p ordinary | SWAP | Long | 11,794 | 41.1589 GBP | |||||
| 5p ordinary | SWAP | Long | 15,982 | 41.0108 GBP | |||||
| 5p ordinary | SWAP | Long | 19,442 | 40.9999 GBP | |||||
| 5p ordinary | CFD | Long | 34,879 | 40.9967 GBP | |||||
| 5p ordinary | SWAP | Long | 56,825 | 41.0586 GBP | |||||
| 5p ordinary | CFD | Short | 1 | 41.4400 GBP | |||||
| 5p ordinary | SWAP | Short | 65 | 41.0769 GBP | |||||
| 5p ordinary | SWAP | Short | 200 | 41.0041 GBP | |||||
| 5p ordinary | CFD | Short | 572 | 41.1661 GBP | |||||
| 5p ordinary | SWAP | Short | 600 | 41.0961 GBP | |||||
| 5p ordinary | CFD | Short | 827 | 41.0946 GBP | |||||
| 5p ordinary | SWAP | Short | 954 | 41.2265 GBP | |||||
| 5p ordinary | SWAP | Short | 1,100 | 41.2404 GBP | |||||
| 5p ordinary | SWAP | Short | 2,297 | 41.2087 GBP | |||||
| 5p ordinary | CFD | Short | 3,877 | 41.2446 GBP | |||||
| 5p ordinary | CFD | Short | 4,448 | 41.0544 GBP | |||||
| 5p ordinary | SWAP | Short | 6,902 | 41.0000 GBP | |||||
| 5p ordinary | CFD | Short | 7,618 | 41.3762 GBP | |||||
| 5p ordinary | CFD | Short | 10,314 | 41.0036 GBP | |||||
| 5p ordinary | CFD | Short | 13,014 | 41.2309 GBP | |||||
| 5p ordinary | SWAP | Short | 30,103 | 41.0758 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 3,800 | 165 USD | American | 20 Jul 2018 | 4.7500 USD | ||||||||
| ADR | Call Options | Purchasing | 1,800 | 170 USD | American | 15 Jun 2018 | 1.0000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 5 Jun 2018 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -22,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 13,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 22,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 5,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 165.0000 | American | 1 Jun 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 173.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,300 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 160.0000 | American | 1 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,600 | 175.0000 | American | 15 Jun 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180605005892/en/
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