11th Jun 2018 15:26
FORM 8.3 - AMENDMENT TO SALES
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 07 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,362,565 | 1.06% | 3,046,353 | 0.33% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 267,581 | 0.03% | 5,189,698 | 0.57% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 409,400 | 0.04% | 577,000 | 0.06% | |||||||
| TOTAL: | 10,039,546 | 1.13% | 8,813,051 | 0.96% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 9 | 162.2800 USD | ||||
| 5p ordinary | Purchase | 16 | 40.0475 GBP | ||||
| ADR | Purchase | 16 | 161.8100 USD | ||||
| 5p ordinary | Purchase | 17 | 39.8200 GBP | ||||
| 5p ordinary | Purchase | 45 | 39.8500 GBP | ||||
| 5p ordinary | Purchase | 73 | 40.1050 GBP | ||||
| ADR | Purchase | 100 | 162.4400 USD | ||||
| 5p ordinary | Purchase | 146 | 39.9950 GBP | ||||
| ADR | Purchase | 162 | 162.0800 USD | ||||
| ADR | Purchase | 200 | 161.3900 USD | ||||
| ADR | Purchase | 200 | 161.8750 USD | ||||
| ADR | Purchase | 200 | 161.7000 USD | ||||
| ADR | Purchase | 200 | 161.6862 USD | ||||
| ADR | Purchase | 300 | 162.3652 USD | ||||
| ADR | Purchase | 300 | 161.9683 USD | ||||
| ADR | Purchase | 300 | 161.7133 USD | ||||
| ADR | Purchase | 300 | 161.5000 USD | ||||
| 5p ordinary | Purchase | 312 | 40.2312 GBP | ||||
| 5p ordinary | Purchase | 472 | 40.1202 GBP | ||||
| 5p ordinary | Purchase | 500 | 40.2370 GBP | ||||
| ADR | Purchase | 514 | 162.3033 USD | ||||
| ADR | Purchase | 600 | 161.9658 USD | ||||
| ADR | Purchase | 600 | 161.9100 USD | ||||
| 5p ordinary | Purchase | 610 | 40.1397 GBP | ||||
| 5p ordinary | Purchase | 700 | 40.2527 GBP | ||||
| ADR | Purchase | 810 | 161.7717 USD | ||||
| ADR | Purchase | 910 | 161.6241 USD | ||||
| 5p ordinary | Purchase | 1,122 | 40.1057 GBP | ||||
| 5p ordinary | Purchase | 1,248 | 40.2116 GBP | ||||
| ADR | Purchase | 1,299 | 161.7800 USD | ||||
| 5p ordinary | Purchase | 1,322 | 40.1748 GBP | ||||
| 5p ordinary | Purchase | 1,500 | 40.1759 GBP | ||||
| ADR | Purchase | 1,500 | 161.6640 USD | ||||
| 5p ordinary | Purchase | 1,659 | 40.3155 GBP | ||||
| 5p ordinary | Purchase | 1,834 | 40.1031 GBP | ||||
| 5p ordinary | Purchase | 2,358 | 40.3337 GBP | ||||
| ADR | Purchase | 2,750 | 161.8427 USD | ||||
| 5p ordinary | Purchase | 4,812 | 40.1093 GBP | ||||
| ADR | Purchase | 4,900 | 161.9395 USD | ||||
| ADR | Purchase | 5,100 | 161.9775 USD | ||||
| ADR | Purchase | 5,600 | 161.9643 USD | ||||
| 5p ordinary | Purchase | 5,645 | 40.1340 GBP | ||||
| 5p ordinary | Purchase | 8,148 | 40.2820 GBP | ||||
| 5p ordinary | Purchase | 8,206 | 40.2163 GBP | ||||
| ADR | Purchase | 9,040 | 161.6889 USD | ||||
| 5p ordinary | Purchase | 12,780 | 40.3045 GBP | ||||
| 5p ordinary | Purchase | 23,202 | 40.1742 GBP | ||||
| 5p ordinary | Purchase | 23,728 | 40.0900 GBP | ||||
| 5p ordinary | Purchase | 24,466 | 40.2428 GBP | ||||
| 5p ordinary | Purchase | 24,479 | 40.1391 GBP | ||||
| ADR | Purchase | 25,689 | 162.0598 USD | ||||
| 5p ordinary | Purchase | 27,724 | 40.2640 GBP | ||||
| 5p ordinary | Purchase | 101,836 | 40.0474 GBP | ||||
| 5p ordinary | Purchase | 126,738 | 40.1544 GBP | ||||
| ADR | Sale | 9 | 162.2800 USD | ||||
| ADR | Sale | 16 | 161.8100 USD | ||||
| 5p ordinary | Sale | 56 | 40.3550 GBP | ||||
| 5p ordinary | Sale | 62 | 40.3660 GBP | ||||
| 5p ordinary | Sale | 63 | 39.7469 GBP | ||||
| 5p ordinary | Sale | 85 | 39.8460 GBP | ||||
| 5p ordinary | Sale | 89 | 39.7377 GBP | ||||
| ADR | Sale | 100 | 162.0900 USD | ||||
| ADR | Sale | 100 | 162.1100 USD | ||||
| ADR | Sale | 100 | 162.2000 USD | ||||
| ADR | Sale | 100 | 161.9900 USD | ||||
| ADR | Sale | 144 | 162.3251 USD | ||||
| ADR | Sale | 156 | 162.4023 USD | ||||
| 5p ordinary | Sale | 197 | 40.2594 GBP | ||||
| ADR | Sale | 200 | 161.9300 USD | ||||
| 5p ordinary | Sale | 219 | 40.2666 GBP | ||||
| 5p ordinary | Sale | 221 | 40.2134 GBP | ||||
| 5p ordinary | Sale | 257 | 39.8975 GBP | ||||
| ADR | Sale | 284 | 161.6514 USD | ||||
| ADR | Sale | 300 | 161.9683 USD | ||||
| ADR | Sale | 300 | 161.9266 USD | ||||
| 5p ordinary | Sale | 309 | 40.2142 GBP | ||||
| ADR | Sale | 400 | 162.2500 USD | ||||
| ADR | Sale | 500 | 161.8900 USD | ||||
| 5p ordinary | Sale | 560 | 39.8600 GBP | ||||
| ADR | Sale | 600 | 162.0333 USD | ||||
| ADR | Sale | 600 | 161.9658 USD | ||||
| ADR | Sale | 600 | 161.9100 USD | ||||
| 5p ordinary | Sale | 700 | 40.1495 GBP | ||||
| ADR | Sale | 776 | 162.2743 USD | ||||
| ADR | Sale | 1,000 | 162.1310 USD | ||||
| 5p ordinary | Sale | 1,159 | 40.3133 GBP | ||||
| ADR | Sale | 1,600 | 161.7687 USD | ||||
| ADR | Sale | 1,700 | 162.0217 USD | ||||
| ADR | Sale | 1,899 | 161.7800 USD | ||||
| 5p ordinary | Sale | 2,072 | 40.1331 GBP | ||||
| ADR | Sale | 2,253 | 161.9278 USD | ||||
| ADR | Sale | 3,013 | 161.7786 USD | ||||
| ADR | Sale | 3,700 | 162.0520 USD | ||||
| 5p ordinary | Sale | 4,332 | 39.8501 GBP | ||||
| 5p ordinary | Sale | 4,376 | 40.2727 GBP | ||||
| ADR | Sale | 5,500 | 161.9816 USD | ||||
| 5p ordinary | Sale | 5,994 | 40.0900 GBP | ||||
| 5p ordinary | Sale | 7,415 | 39.8500 GBP | ||||
| 5p ordinary | Sale | 8,377 | 40.2805 GBP | ||||
| ADR | Sale | 13,260 | 161.6812 USD | ||||
| 5p ordinary | Sale | 15,685 | 40.2163 GBP | ||||
| 5p ordinary | Sale | 16,873 | 40.2583 GBP | ||||
| 5p ordinary | Sale | 19,306 | 40.0940 GBP | ||||
| ADR | Sale | 25,789 | 162.0566 USD | ||||
| 5p ordinary | Sale | 29,428 | 40.1093 GBP | ||||
| 5p ordinary | Sale | 34,694 | 40.0918 GBP | ||||
| 5p ordinary | Sale | 62,973 | 40.1893 GBP | ||||
| 5p ordinary | Sale | 104,640 | 40.2146 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 4 | 40.0875 GBP | |||||
| 5p ordinary | SWAP | Long | 44 | 40.1327 GBP | |||||
| 5p ordinary | SWAP | Long | 146 | 40.2000 GBP | |||||
| 5p ordinary | CFD | Long | 584 | 40.2264 GBP | |||||
| 5p ordinary | SWAP | Long | 797 | 40.0495 GBP | |||||
| 5p ordinary | SWAP | Long | 1,936 | 40.1941 GBP | |||||
| 5p ordinary | SWAP | Long | 2,077 | 40.1891 GBP | |||||
| 5p ordinary | CFD | Long | 2,323 | 40.1466 GBP | |||||
| 5p ordinary | CFD | Long | 2,989 | 40.3267 GBP | |||||
| 5p ordinary | CFD | Long | 4,000 | 40.0863 GBP | |||||
| 5p ordinary | SWAP | Long | 8,263 | 39.7732 GBP | |||||
| 5p ordinary | CFD | Long | 11,561 | 40.2630 GBP | |||||
| 5p ordinary | CFD | Long | 28,680 | 40.2010 GBP | |||||
| 5p ordinary | SWAP | Short | 13 | 39.8553 GBP | |||||
| 5p ordinary | SWAP | Short | 13 | 40.3500 GBP | |||||
| 5p ordinary | CFD | Short | 16 | 40.0475 GBP | |||||
| 5p ordinary | CFD | Short | 19 | 40.1205 GBP | |||||
| 5p ordinary | SWAP | Short | 28 | 40.0946 GBP | |||||
| 5p ordinary | CFD | Short | 453 | 40.1202 GBP | |||||
| 5p ordinary | SWAP | Short | 554 | 40.1342 GBP | |||||
| 5p ordinary | SWAP | Short | 600 | 40.0940 GBP | |||||
| 5p ordinary | CFD | Short | 700 | 40.2527 GBP | |||||
| 5p ordinary | SWAP | Short | 766 | 40.1158 GBP | |||||
| 5p ordinary | SWAP | Short | 803 | 40.3197 GBP | |||||
| 5p ordinary | CFD | Short | 1,248 | 40.2116 GBP | |||||
| 5p ordinary | CFD | Short | 1,271 | 40.2054 GBP | |||||
| 5p ordinary | SWAP | Short | 1,500 | 40.1759 GBP | |||||
| 5p ordinary | CFD | Short | 1,834 | 40.1031 GBP | |||||
| 5p ordinary | CFD | Short | 7,143 | 40.2296 GBP | |||||
| 5p ordinary | SWAP | Short | 10,928 | 40.0900 GBP | |||||
| 5p ordinary | CFD | Short | 24,479 | 40.1390 GBP | |||||
| 5p ordinary | SWAP | Short | 52,255 | 40.1469 GBP | |||||
| 5p ordinary | SWAP | Short | 53,542 | 39.9700 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 6,500 | 160 USD | American | 20 Jul 2018 | 6.1000 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 165 USD | American | 22 Jun 2018 | 1.5900 USD | ||||||||
| ADR | Call Options | Purchasing | 1,000 | 168 USD | American | 15 Jun 2018 | 0.4500 USD | ||||||||
| ADR | Call Options | Purchasing | 200 | 195 USD | American | 18 Jan 2019 | 1.4100 USD | ||||||||
| ADR | Call Options | Selling | 100 | 165 USD | American | 18 Jan 2019 | 11.4200 USD | ||||||||
| ADR | Put Options | Purchasing | 300 | 163 USD | American | 8 Jun 2018 | 1.2000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 11 Jun 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 168.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -22,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 163.0000 | American | 8 Jun 2018 | |||||||
| ADR | Put Options | Written | 22,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 13,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 12,500 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 173.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,300 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 37,200 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 7,500 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,600 | 175.0000 | American | 15 Jun 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180611005717/en/
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