31st Dec 2018 12:44
FORM 8.3 Amendment to Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 20 December 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 6,528,636 | 0.71% | 2,715,111 | 0.30% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 369,900 | 0.04% | 2,991,899 | 0.33% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 1,163,200 | 0.13% | 947,200 | 0.10% | |||||||
| TOTAL: | 8,061,736 | 0.88% | 6,654,210 | 0.73% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 35 | 45.2550 GBP | ||||
| 5p ordinary | Purchase | 37 | 45.2950 GBP | ||||
| 5p ordinary | Purchase | 40 | 45.1450 GBP | ||||
| 5p ordinary | Purchase | 41 | 45.4550 GBP | ||||
| 5p ordinary | Purchase | 41 | 45.4200 GBP | ||||
| 5p ordinary | Purchase | 41 | 45.1250 GBP | ||||
| 5p ordinary | Purchase | 45 | 45.3100 GBP | ||||
| 5p ordinary | Purchase | 59 | 45.3400 GBP | ||||
| 5p ordinary | Purchase | 64 | 45.3250 GBP | ||||
| 5p ordinary | Purchase | 69 | 45.2500 GBP | ||||
| 5p ordinary | Purchase | 69 | 45.3300 GBP | ||||
| 5p ordinary | Purchase | 69 | 45.3150 GBP | ||||
| 5p ordinary | Purchase | 85 | 45.2400 GBP | ||||
| 5p ordinary | Purchase | 99 | 45.3050 GBP | ||||
| 5p ordinary | Purchase | 100 | 45.5000 GBP | ||||
| 5p ordinary | Purchase | 100 | 45.4950 GBP | ||||
| 5p ordinary | Purchase | 118 | 45.2800 GBP | ||||
| 5p ordinary | Purchase | 143 | 45.2350 GBP | ||||
| 5p ordinary | Purchase | 150 | 45.2250 GBP | ||||
| 5p ordinary | Purchase | 204 | 45.6450 GBP | ||||
| 5p ordinary | Purchase | 234 | 45.2775 GBP | ||||
| 5p ordinary | Purchase | 344 | 45.3115 GBP | ||||
| 5p ordinary | Purchase | 625 | 45.2360 GBP | ||||
| 5p ordinary | Purchase | 651 | 45.2900 GBP | ||||
| 5p ordinary | Purchase | 1,420 | 45.2898 GBP | ||||
| 5p ordinary | Purchase | 1,502 | 45.7052 GBP | ||||
| 5p ordinary | Purchase | 1,721 | 45.3389 GBP | ||||
| 5p ordinary | Purchase | 2,414 | 45.5987 GBP | ||||
| 5p ordinary | Purchase | 2,553 | 45.3597 GBP | ||||
| 5p ordinary | Purchase | 2,712 | 45.4175 GBP | ||||
| 5p ordinary | Purchase | 5,260 | 45.3600 GBP | ||||
| 5p ordinary | Purchase | 7,500 | 45.2614 GBP | ||||
| 5p ordinary | Purchase | 8,530 | 45.2855 GBP | ||||
| 5p ordinary | Purchase | 8,711 | 45.4442 GBP | ||||
| 5p ordinary | Purchase | 10,000 | 45.5508 GBP | ||||
| 5p ordinary | Purchase | 15,453 | 44.9133 GBP | ||||
| 5p ordinary | Purchase | 20,000 | 45.2835 GBP | ||||
| 5p ordinary | Purchase | 20,000 | 45.2063 GBP | ||||
| 5p ordinary | Purchase | 28,335 | 44.9217 GBP | ||||
| 5p ordinary | Purchase | 33,999 | 45.2736 GBP | ||||
| 5p ordinary | Purchase | 39,067 | 45.2325 GBP | ||||
| 5p ordinary | Purchase | 39,222 | 45.2571 GBP | ||||
| 5p ordinary | Purchase | 50,784 | 45.3810 GBP | ||||
| 5p ordinary | Purchase | 52,826 | 44.9100 GBP | ||||
| 5p ordinary | Purchase | 69,857 | 45.1656 GBP | ||||
| 5p ordinary | Purchase | 99,040 | 45.3687 GBP | ||||
| 5p ordinary | Purchase | 104,348 | 45.3060 GBP | ||||
| 5p ordinary | Purchase | 120,000 | 45.6332 GBP | ||||
| 5p ordinary | Purchase | 145,820 | 45.3072 GBP | ||||
| 5p ordinary | Purchase | 155,313 | 45.3823 GBP | ||||
| 5p ordinary | Purchase | 310,000 | 45.3580 GBP | ||||
| 5p ordinary | Purchase | 853,787 | 45.1155 GBP | ||||
| 5p ordinary | Sale | 18 | 45.2850 GBP | ||||
| 5p ordinary | Sale | 35 | 45.2550 GBP | ||||
| 5p ordinary | Sale | 37 | 45.2950 GBP | ||||
| 5p ordinary | Sale | 40 | 45.1450 GBP | ||||
| 5p ordinary | Sale | 41 | 45.1250 GBP | ||||
| 5p ordinary | Sale | 41 | 45.4550 GBP | ||||
| 5p ordinary | Sale | 41 | 45.4200 GBP | ||||
| 5p ordinary | Sale | 45 | 45.2900 GBP | ||||
| 5p ordinary | Sale | 45 | 45.3100 GBP | ||||
| 5p ordinary | Sale | 59 | 45.3400 GBP | ||||
| 5p ordinary | Sale | 64 | 45.3250 GBP | ||||
| 5p ordinary | Sale | 69 | 45.3300 GBP | ||||
| 5p ordinary | Sale | 81 | 45.2250 GBP | ||||
| 5p ordinary | Sale | 85 | 45.2400 GBP | ||||
| 5p ordinary | Sale | 99 | 45.3050 GBP | ||||
| 5p ordinary | Sale | 100 | 45.5000 GBP | ||||
| 5p ordinary | Sale | 100 | 45.4950 GBP | ||||
| 5p ordinary | Sale | 118 | 45.2800 GBP | ||||
| 5p ordinary | Sale | 143 | 45.2350 GBP | ||||
| 5p ordinary | Sale | 149 | 45.2325 GBP | ||||
| 5p ordinary | Sale | 230 | 45.2312 GBP | ||||
| 5p ordinary | Sale | 234 | 45.2788 GBP | ||||
| 5p ordinary | Sale | 234 | 45.2775 GBP | ||||
| 5p ordinary | Sale | 500 | 45.6450 GBP | ||||
| 5p ordinary | Sale | 621 | 45.2711 GBP | ||||
| 5p ordinary | Sale | 668 | 45.2878 GBP | ||||
| 5p ordinary | Sale | 931 | 45.4022 GBP | ||||
| 5p ordinary | Sale | 1,181 | 45.3096 GBP | ||||
| 5p ordinary | Sale | 1,352 | 45.2840 GBP | ||||
| 5p ordinary | Sale | 1,797 | 45.5020 GBP | ||||
| 5p ordinary | Sale | 1,896 | 45.3844 GBP | ||||
| 5p ordinary | Sale | 3,413 | 45.3281 GBP | ||||
| 5p ordinary | Sale | 4,589 | 45.3415 GBP | ||||
| 5p ordinary | Sale | 4,880 | 45.2791 GBP | ||||
| 5p ordinary | Sale | 8,492 | 45.4667 GBP | ||||
| 5p ordinary | Sale | 10,043 | 45.2966 GBP | ||||
| 5p ordinary | Sale | 13,605 | 45.3645 GBP | ||||
| 5p ordinary | Sale | 14,632 | 45.3583 GBP | ||||
| 5p ordinary | Sale | 16,532 | 45.0409 GBP | ||||
| 5p ordinary | Sale | 20,870 | 45.4376 GBP | ||||
| 5p ordinary | Sale | 33,999 | 45.2736 GBP | ||||
| 5p ordinary | Sale | 45,565 | 45.3118 GBP | ||||
| 5p ordinary | Sale | 50,784 | 45.3810 GBP | ||||
| 5p ordinary | Sale | 81,528 | 45.2671 GBP | ||||
| 5p ordinary | Sale | 86,448 | 45.3372 GBP | ||||
| 5p ordinary | Sale | 99,040 | 45.3687 GBP | ||||
| 5p ordinary | Sale | 112,580 | 45.2792 GBP | ||||
| 5p ordinary | Sale | 117,170 | 45.3135 GBP | ||||
| 5p ordinary | Sale | 140,502 | 45.2987 GBP | ||||
| 5p ordinary | Sale | 155,266 | 45.3823 GBP | ||||
| 5p ordinary | Sale | 160,773 | 45.3099 GBP | ||||
| 5p ordinary | Sale | 374,612 | 45.2806 GBP | ||||
| 5p ordinary | Sale | 719,701 | 45.1307 GBP | ||||
| 5p ordinary | Sale | 1,100,296 | 44.3200 GBP | ||||
| ADR | Purchase | 38 | 171.2699 USD | ||||
| ADR | Purchase | 100 | 171.7400 USD | ||||
| ADR | Purchase | 200 | 171.8325 USD | ||||
| ADR | Purchase | 250 | 171.3880 USD | ||||
| ADR | Purchase | 400 | 171.0725 USD | ||||
| ADR | Purchase | 400 | 171.6625 USD | ||||
| ADR | Purchase | 500 | 171.5350 USD | ||||
| ADR | Purchase | 500 | 171.2960 USD | ||||
| ADR | Purchase | 600 | 171.7516 USD | ||||
| ADR | Purchase | 660 | 171.7192 USD | ||||
| ADR | Purchase | 739 | 171.8965 USD | ||||
| ADR | Purchase | 1,013 | 171.4064 USD | ||||
| ADR | Purchase | 1,241 | 171.5892 USD | ||||
| ADR | Purchase | 1,538 | 171.4994 USD | ||||
| ADR | Purchase | 1,723 | 171.2191 USD | ||||
| ADR | Purchase | 1,723 | 171.4670 USD | ||||
| ADR | Purchase | 2,311 | 171.2356 USD | ||||
| ADR | Purchase | 2,445 | 171.8505 USD | ||||
| ADR | Purchase | 2,600 | 170.8966 USD | ||||
| ADR | Purchase | 2,723 | 171.3378 USD | ||||
| ADR | Purchase | 4,600 | 171.1396 USD | ||||
| ADR | Purchase | 7,300 | 171.0499 USD | ||||
| ADR | Purchase | 10,043 | 171.2100 USD | ||||
| ADR | Purchase | 11,491 | 171.4218 USD | ||||
| ADR | Purchase | 11,810 | 170.7351 USD | ||||
| ADR | Purchase | 13,613 | 171.3900 USD | ||||
| ADR | Purchase | 14,537 | 171.4224 USD | ||||
| ADR | Purchase | 25,247 | 171.4695 USD | ||||
| ADR | Purchase | 67,432 | 171.4746 USD | ||||
| ADR | Sale | 33 | 171.8100 USD | ||||
| ADR | Sale | 38 | 171.2699 USD | ||||
| ADR | Sale | 100 | 171.5500 USD | ||||
| ADR | Sale | 100 | 170.7700 USD | ||||
| ADR | Sale | 100 | 170.9100 USD | ||||
| ADR | Sale | 100 | 171.5200 USD | ||||
| ADR | Sale | 141 | 171.4239 USD | ||||
| ADR | Sale | 159 | 171.3850 USD | ||||
| ADR | Sale | 200 | 171.6000 USD | ||||
| ADR | Sale | 200 | 170.7550 USD | ||||
| ADR | Sale | 200 | 171.1450 USD | ||||
| ADR | Sale | 200 | 172.1800 USD | ||||
| ADR | Sale | 200 | 172.1600 USD | ||||
| ADR | Sale | 200 | 170.8150 USD | ||||
| ADR | Sale | 200 | 171.2400 USD | ||||
| ADR | Sale | 300 | 171.7416 USD | ||||
| ADR | Sale | 300 | 170.6966 USD | ||||
| ADR | Sale | 300 | 171.0841 USD | ||||
| ADR | Sale | 341 | 171.3544 USD | ||||
| ADR | Sale | 400 | 171.9037 USD | ||||
| ADR | Sale | 400 | 171.2925 USD | ||||
| ADR | Sale | 410 | 170.7753 USD | ||||
| ADR | Sale | 425 | 171.7406 USD | ||||
| ADR | Sale | 500 | 170.6200 USD | ||||
| ADR | Sale | 500 | 171.5350 USD | ||||
| ADR | Sale | 500 | 171.4880 USD | ||||
| ADR | Sale | 547 | 171.6220 USD | ||||
| ADR | Sale | 600 | 171.1650 USD | ||||
| ADR | Sale | 602 | 170.7666 USD | ||||
| ADR | Sale | 603 | 170.6212 USD | ||||
| ADR | Sale | 800 | 170.7425 USD | ||||
| ADR | Sale | 883 | 171.6057 USD | ||||
| ADR | Sale | 900 | 171.5158 USD | ||||
| ADR | Sale | 1,100 | 171.0936 USD | ||||
| ADR | Sale | 1,241 | 171.5892 USD | ||||
| ADR | Sale | 1,445 | 171.8451 USD | ||||
| ADR | Sale | 1,490 | 171.2032 USD | ||||
| ADR | Sale | 2,190 | 170.7684 USD | ||||
| ADR | Sale | 2,490 | 171.4720 USD | ||||
| ADR | Sale | 3,300 | 171.0797 USD | ||||
| ADR | Sale | 3,900 | 171.0283 USD | ||||
| ADR | Sale | 4,682 | 171.6500 USD | ||||
| ADR | Sale | 5,313 | 171.5688 USD | ||||
| ADR | Sale | 5,905 | 170.7351 USD | ||||
| ADR | Sale | 6,212 | 171.6101 USD | ||||
| ADR | Sale | 6,700 | 171.0789 USD | ||||
| ADR | Sale | 9,843 | 171.2100 USD | ||||
| ADR | Sale | 16,375 | 171.4399 USD | ||||
| ADR | Sale | 20,559 | 171.4392 USD | ||||
| ADR | Sale | 31,100 | 171.3975 USD | ||||
| ADR | Sale | 67,432 | 171.4746 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 866 | 44.9100 GBP | |||||
| 5p ordinary | CFD | Long | 1,797 | 45.5020 GBP | |||||
| 5p ordinary | CFD | Long | 1,960 | 45.2331 GBP | |||||
| 5p ordinary | SWAP | Long | 2,100 | 45.2652 GBP | |||||
| 5p ordinary | CFD | Long | 3,512 | 45.3515 GBP | |||||
| 5p ordinary | CFD | Long | 4,174 | 45.5537 GBP | |||||
| ADR | CFD | Long | 4,682 | 171.6500 USD | |||||
| 5p ordinary | CFD | Long | 4,980 | 45.5480 GBP | |||||
| 5p ordinary | CFD | Long | 8,348 | 45.2372 GBP | |||||
| 5p ordinary | CFD | Long | 8,348 | 45.5798 GBP | |||||
| 5p ordinary | SWAP | Long | 12,429 | 45.2410 GBP | |||||
| 5p ordinary | SWAP | Long | 24,680 | 45.3924 GBP | |||||
| 5p ordinary | CFD | Long | 81,528 | 45.2670 GBP | |||||
| 5p ordinary | SWAP | Long | 87,071 | 45.1134 GBP | |||||
| 5p ordinary | SWAP | Long | 114,362 | 45.2774 GBP | |||||
| 5p ordinary | SWAP | Long | 550,148 | 44.3200 GBP | |||||
| 5p ordinary | SWAP | Short | 117 | 45.1690 GBP | |||||
| 5p ordinary | CFD | Short | 344 | 45.3115 GBP | |||||
| 5p ordinary | SWAP | Short | 494 | 45.3740 GBP | |||||
| 5p ordinary | SWAP | Short | 811 | 45.1518 GBP | |||||
| 5p ordinary | CFD | Short | 1,818 | 45.0993 GBP | |||||
| 5p ordinary | CFD | Short | 3,900 | 45.1502 GBP | |||||
| 5p ordinary | CFD | Short | 4,909 | 45.3635 GBP | |||||
| 5p ordinary | CFD | Short | 4,931 | 45.1787 GBP | |||||
| 5p ordinary | CFD | Short | 5,000 | 45.3293 GBP | |||||
| 5p ordinary | CFD | Short | 7,000 | 45.7075 GBP | |||||
| 5p ordinary | CFD | Short | 11,360 | 44.9135 GBP | |||||
| 5p ordinary | CFD | Short | 15,453 | 44.9133 GBP | |||||
| 5p ordinary | CFD | Short | 20,000 | 45.2063 GBP | |||||
| 5p ordinary | SWAP | Short | 27,455 | 44.9120 GBP | |||||
| 5p ordinary | CFD | Short | 39,222 | 45.2571 GBP | |||||
| 5p ordinary | SWAP | Short | 66,188 | 45.1612 GBP | |||||
| 5p ordinary | SWAP | Short | 94,297 | 44.9100 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 100 | 165 USD | American | 21 Dec 2018 | 6.0900 USD | ||||||||
| ADR | Call Options | Purchasing | 1,000 | 175 USD | American | 19 Jul 2019 | 7.1000 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 195 USD | American | 15 Jan 2021 | 3.2200 USD | ||||||||
| ADR | Call Options | Selling | 100 | 170 USD | American | 21 Dec 2018 | 1.9400 USD | ||||||||
| ADR | Call Options | Selling | 800 | 190 USD | American | 18 Jan 2019 | 0.6000 USD | ||||||||
| ADR | Call Options | Selling | 100 | 230 USD | American | 15 Jan 2021 | 2.6300 USD | ||||||||
| ADR | Put Options | Purchasing | 600 | 155 USD | American | 18 Jan 2019 | 1.0500 USD | ||||||||
| ADR | Put Options | Purchasing | 400 | 160 USD | American | 18 Jan 2019 | 1.8500 USD | ||||||||
| ADR | Put Options | Purchasing | 400 | 160 USD | American | 18 Apr 2019 | 3.9000 USD | ||||||||
| ADR | Put Options | Purchasing | 1,000 | 168 USD | American | 21 Dec 2018 | 0.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 900 | 175 USD | American | 21 Dec 2018 | 4.0000 USD | ||||||||
| ADR | Put Options | Purchasing | 2,300 | 175 USD | American | 4 Jan 2019 | 5.0800 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 170 USD | American | 21 Dec 2018 | 1.2700 USD | ||||||||
| ADR | Put Options | Selling | 2,300 | 175 USD | American | 21 Dec 2018 | 3.5800 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 31 Dec 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 195.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 100 | 190.0000 | American | 4 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 100 | 195.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 180.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 175.0000 | American | 28 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 800 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 195.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 175.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 190.0000 | American | 11 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 185.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 1,400 | 230.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,100 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 2,200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,600 | 185.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 2,700 | 175.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,800 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 4,300 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 5,000 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 6,000 | 193.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 7,200 | 173.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 8,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 9,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 9,200 | 200.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 12,100 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 20,300 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 22,300 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 137,900 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -42,400 | 200.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -33,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -31,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -22,500 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -11,600 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -11,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -5,000 | 178.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,500 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,400 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -700 | 163.0000 | American | 28 Dec 2018 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -277,200 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -169,100 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -41,400 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -22,600 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -15,600 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,300 | 165.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -4,800 | 168.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -4,200 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -3,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,400 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,900 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 175.0000 | American | 4 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 130.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -2,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -600 | 180.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 195.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,000 | 140.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 147.0000 | American | 28 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,800 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,700 | 163.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 6,900 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 10,500 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 13,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 20,300 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 29,300 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 54,500 | 160.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 89,500 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 157,900 | 145.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 287,900 | 145.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181231005067/en/
Copyright Business Wire 2018
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