14th Nov 2018 11:38
FORM 8.3 - AMENDMENT TO PURCHASES
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 08 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,614,214 | 0.50% | 2,848,989 | 0.31% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 165,620 | 0.02% | 3,904,380 | 0.43% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 361,800 | 0.04% | 372,200 | 0.04% | |||||||
| TOTAL: | 5,141,634 | 0.56% | 7,125,569 | 0.78% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 13 | 45.8875 GBP | ||||
| 5p ordinary | Purchase | 34 | 46.0550 GBP | ||||
| 5p ordinary | Purchase | 47 | 45.6250 GBP | ||||
| 5p ordinary | Purchase | 53 | 45.6400 GBP | ||||
| 5p ordinary | Purchase | 61 | 45.6650 GBP | ||||
| 5p ordinary | Purchase | 62 | 45.6500 GBP | ||||
| 5p ordinary | Purchase | 63 | 45.9175 GBP | ||||
| 5p ordinary | Purchase | 68 | 46.0400 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.9025 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.8850 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.7850 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.9975 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.9475 GBP | ||||
| 5p ordinary | Purchase | 68 | 46.0250 GBP | ||||
| 5p ordinary | Purchase | 70 | 45.6600 GBP | ||||
| 5p ordinary | Purchase | 70 | 45.9425 GBP | ||||
| 5p ordinary | Purchase | 72 | 45.8050 GBP | ||||
| 5p ordinary | Purchase | 72 | 45.7900 GBP | ||||
| 5p ordinary | Purchase | 74 | 45.8950 GBP | ||||
| 5p ordinary | Purchase | 77 | 45.8725 GBP | ||||
| 5p ordinary | Purchase | 80 | 45.7000 GBP | ||||
| 5p ordinary | Purchase | 80 | 45.9450 GBP | ||||
| 5p ordinary | Purchase | 82 | 45.9825 GBP | ||||
| 5p ordinary | Purchase | 84 | 45.9075 GBP | ||||
| 5p ordinary | Purchase | 86 | 45.9775 GBP | ||||
| 5p ordinary | Purchase | 87 | 45.8750 GBP | ||||
| 5p ordinary | Purchase | 92 | 46.0425 GBP | ||||
| 5p ordinary | Purchase | 92 | 45.9275 GBP | ||||
| 5p ordinary | Purchase | 98 | 46.0175 GBP | ||||
| 5p ordinary | Purchase | 99 | 46.0450 GBP | ||||
| 5p ordinary | Purchase | 102 | 46.0200 GBP | ||||
| 5p ordinary | Purchase | 106 | 46.0025 GBP | ||||
| 5p ordinary | Purchase | 111 | 45.9750 GBP | ||||
| 5p ordinary | Purchase | 117 | 46.0350 GBP | ||||
| 5p ordinary | Purchase | 121 | 45.6300 GBP | ||||
| 5p ordinary | Purchase | 127 | 45.9700 GBP | ||||
| 5p ordinary | Purchase | 133 | 46.0125 GBP | ||||
| 5p ordinary | Purchase | 136 | 45.9550 GBP | ||||
| 5p ordinary | Purchase | 151 | 45.8225 GBP | ||||
| 5p ordinary | Purchase | 152 | 45.9000 GBP | ||||
| 5p ordinary | Purchase | 160 | 45.9350 GBP | ||||
| 5p ordinary | Purchase | 161 | 46.0150 GBP | ||||
| 5p ordinary | Purchase | 165 | 45.9800 GBP | ||||
| 5p ordinary | Purchase | 167 | 46.0300 GBP | ||||
| 5p ordinary | Purchase | 174 | 45.9875 GBP | ||||
| 5p ordinary | Purchase | 183 | 45.9600 GBP | ||||
| 5p ordinary | Purchase | 186 | 45.9100 GBP | ||||
| 5p ordinary | Purchase | 209 | 45.8175 GBP | ||||
| 5p ordinary | Purchase | 210 | 45.7190 GBP | ||||
| 5p ordinary | Purchase | 211 | 45.9200 GBP | ||||
| 5p ordinary | Purchase | 223 | 45.9050 GBP | ||||
| 5p ordinary | Purchase | 236 | 45.8075 GBP | ||||
| 5p ordinary | Purchase | 238 | 45.7950 GBP | ||||
| 5p ordinary | Purchase | 240 | 46.0050 GBP | ||||
| 5p ordinary | Purchase | 277 | 45.8100 GBP | ||||
| 5p ordinary | Purchase | 308 | 45.8144 GBP | ||||
| 5p ordinary | Purchase | 327 | 45.8125 GBP | ||||
| 5p ordinary | Purchase | 500 | 46.0037 GBP | ||||
| 5p ordinary | Purchase | 525 | 45.9850 GBP | ||||
| 5p ordinary | Purchase | 710 | 45.9205 GBP | ||||
| 5p ordinary | Purchase | 794 | 45.9540 GBP | ||||
| 5p ordinary | Purchase | 1,175 | 45.9538 GBP | ||||
| 5p ordinary | Purchase | 1,278 | 45.8383 GBP | ||||
| 5p ordinary | Purchase | 1,877 | 45.9320 GBP | ||||
| 5p ordinary | Purchase | 1,957 | 45.9621 GBP | ||||
| 5p ordinary | Purchase | 2,234 | 45.9783 GBP | ||||
| 5p ordinary | Purchase | 2,408 | 45.9250 GBP | ||||
| 5p ordinary | Purchase | 2,412 | 45.9773 GBP | ||||
| 5p ordinary | Purchase | 2,565 | 45.9950 GBP | ||||
| 5p ordinary | Purchase | 3,627 | 45.9375 GBP | ||||
| 5p ordinary | Purchase | 3,728 | 45.8911 GBP | ||||
| 5p ordinary | Purchase | 4,815 | 45.9920 GBP | ||||
| 5p ordinary | Purchase | 5,511 | 45.7592 GBP | ||||
| 5p ordinary | Purchase | 6,255 | 45.6311 GBP | ||||
| 5p ordinary | Purchase | 8,675 | 45.9581 GBP | ||||
| 5p ordinary | Purchase | 10,000 | 45.9938 GBP | ||||
| 5p ordinary | Purchase | 12,554 | 45.9436 GBP | ||||
| 5p ordinary | Purchase | 35,908 | 45.9383 GBP | ||||
| 5p ordinary | Purchase | 80,643 | 45.8970 GBP | ||||
| 5p ordinary | Purchase | 203,397 | 45.9495 GBP | ||||
| 5p ordinary | Sale | 13 | 45.8875 GBP | ||||
| 5p ordinary | Sale | 34 | 46.0550 GBP | ||||
| 5p ordinary | Sale | 47 | 45.6250 GBP | ||||
| 5p ordinary | Sale | 53 | 45.6400 GBP | ||||
| 5p ordinary | Sale | 61 | 45.6650 GBP | ||||
| 5p ordinary | Sale | 62 | 45.6500 GBP | ||||
| 5p ordinary | Sale | 63 | 45.9175 GBP | ||||
| 5p ordinary | Sale | 68 | 45.9975 GBP | ||||
| 5p ordinary | Sale | 68 | 45.8850 GBP | ||||
| 5p ordinary | Sale | 68 | 46.0250 GBP | ||||
| 5p ordinary | Sale | 68 | 45.9475 GBP | ||||
| 5p ordinary | Sale | 68 | 46.0400 GBP | ||||
| 5p ordinary | Sale | 68 | 45.7850 GBP | ||||
| 5p ordinary | Sale | 68 | 45.9025 GBP | ||||
| 5p ordinary | Sale | 70 | 45.6600 GBP | ||||
| 5p ordinary | Sale | 70 | 45.9425 GBP | ||||
| 5p ordinary | Sale | 72 | 45.8050 GBP | ||||
| 5p ordinary | Sale | 72 | 45.7900 GBP | ||||
| 5p ordinary | Sale | 74 | 45.8950 GBP | ||||
| 5p ordinary | Sale | 74 | 45.6895 GBP | ||||
| 5p ordinary | Sale | 77 | 45.8725 GBP | ||||
| 5p ordinary | Sale | 80 | 45.9450 GBP | ||||
| 5p ordinary | Sale | 82 | 45.9825 GBP | ||||
| 5p ordinary | Sale | 84 | 45.5450 GBP | ||||
| 5p ordinary | Sale | 86 | 45.9775 GBP | ||||
| 5p ordinary | Sale | 87 | 45.8750 GBP | ||||
| 5p ordinary | Sale | 92 | 45.9275 GBP | ||||
| 5p ordinary | Sale | 92 | 46.0425 GBP | ||||
| 5p ordinary | Sale | 98 | 46.0175 GBP | ||||
| 5p ordinary | Sale | 99 | 46.0450 GBP | ||||
| 5p ordinary | Sale | 102 | 46.0200 GBP | ||||
| 5p ordinary | Sale | 106 | 46.0025 GBP | ||||
| 5p ordinary | Sale | 111 | 45.9750 GBP | ||||
| 5p ordinary | Sale | 117 | 46.0350 GBP | ||||
| 5p ordinary | Sale | 121 | 45.6300 GBP | ||||
| 5p ordinary | Sale | 127 | 45.9700 GBP | ||||
| 5p ordinary | Sale | 133 | 46.0125 GBP | ||||
| 5p ordinary | Sale | 136 | 45.9550 GBP | ||||
| 5p ordinary | Sale | 151 | 45.8225 GBP | ||||
| 5p ordinary | Sale | 152 | 45.9000 GBP | ||||
| 5p ordinary | Sale | 160 | 45.9350 GBP | ||||
| 5p ordinary | Sale | 161 | 46.0150 GBP | ||||
| 5p ordinary | Sale | 165 | 45.9800 GBP | ||||
| 5p ordinary | Sale | 167 | 46.0300 GBP | ||||
| 5p ordinary | Sale | 174 | 45.9875 GBP | ||||
| 5p ordinary | Sale | 182 | 46.0050 GBP | ||||
| 5p ordinary | Sale | 183 | 45.9600 GBP | ||||
| 5p ordinary | Sale | 186 | 45.9100 GBP | ||||
| 5p ordinary | Sale | 204 | 45.9250 GBP | ||||
| 5p ordinary | Sale | 209 | 45.8175 GBP | ||||
| 5p ordinary | Sale | 211 | 45.9200 GBP | ||||
| 5p ordinary | Sale | 223 | 45.9050 GBP | ||||
| 5p ordinary | Sale | 236 | 45.8075 GBP | ||||
| 5p ordinary | Sale | 238 | 45.7950 GBP | ||||
| 5p ordinary | Sale | 277 | 45.8100 GBP | ||||
| 5p ordinary | Sale | 324 | 45.7617 GBP | ||||
| 5p ordinary | Sale | 327 | 45.8125 GBP | ||||
| 5p ordinary | Sale | 431 | 45.9967 GBP | ||||
| 5p ordinary | Sale | 525 | 45.9850 GBP | ||||
| 5p ordinary | Sale | 528 | 45.9976 GBP | ||||
| 5p ordinary | Sale | 900 | 45.6071 GBP | ||||
| 5p ordinary | Sale | 903 | 45.8390 GBP | ||||
| 5p ordinary | Sale | 1,175 | 45.9538 GBP | ||||
| 5p ordinary | Sale | 1,190 | 45.9935 GBP | ||||
| 5p ordinary | Sale | 1,573 | 45.6387 GBP | ||||
| 5p ordinary | Sale | 2,057 | 45.9353 GBP | ||||
| 5p ordinary | Sale | 3,134 | 45.8442 GBP | ||||
| 5p ordinary | Sale | 3,290 | 45.9937 GBP | ||||
| 5p ordinary | Sale | 3,290 | 45.9773 GBP | ||||
| 5p ordinary | Sale | 3,627 | 45.9375 GBP | ||||
| 5p ordinary | Sale | 4,473 | 45.9932 GBP | ||||
| 5p ordinary | Sale | 5,276 | 45.9610 GBP | ||||
| 5p ordinary | Sale | 8,069 | 45.9189 GBP | ||||
| 5p ordinary | Sale | 9,211 | 45.9528 GBP | ||||
| 5p ordinary | Sale | 15,220 | 45.9075 GBP | ||||
| 5p ordinary | Sale | 26,822 | 45.6920 GBP | ||||
| 5p ordinary | Sale | 32,610 | 45.9950 GBP | ||||
| 5p ordinary | Sale | 36,284 | 45.9272 GBP | ||||
| 5p ordinary | Sale | 41,871 | 45.9492 GBP | ||||
| 5p ordinary | Sale | 147,114 | 45.9471 GBP | ||||
| ADR | Purchase | 4 | 180.7200 USD | ||||
| ADR | Purchase | 47 | 180.8600 USD | ||||
| ADR | Purchase | 71 | 180.8800 USD | ||||
| ADR | Purchase | 100 | 181.0000 USD | ||||
| ADR | Purchase | 100 | 180.8599 USD | ||||
| ADR | Purchase | 200 | 180.8400 USD | ||||
| ADR | Purchase | 300 | 180.8900 USD | ||||
| ADR | Purchase | 400 | 180.9262 USD | ||||
| ADR | Purchase | 450 | 181.0084 USD | ||||
| ADR | Purchase | 800 | 180.7812 USD | ||||
| ADR | Purchase | 800 | 180.9475 USD | ||||
| ADR | Purchase | 801 | 180.9512 USD | ||||
| ADR | Purchase | 852 | 180.9699 USD | ||||
| ADR | Purchase | 1,800 | 180.9500 USD | ||||
| ADR | Purchase | 4,505 | 180.8931 USD | ||||
| ADR | Purchase | 7,000 | 180.6696 USD | ||||
| ADR | Purchase | 7,500 | 180.8162 USD | ||||
| ADR | Purchase | 10,463 | 180.9423 USD | ||||
| ADR | Purchase | 13,500 | 180.7660 USD | ||||
| ADR | Sale | 4 | 180.7200 USD | ||||
| ADR | Sale | 5 | 180.4700 USD | ||||
| ADR | Sale | 47 | 180.8600 USD | ||||
| ADR | Sale | 95 | 180.4600 USD | ||||
| ADR | Sale | 100 | 180.4900 USD | ||||
| ADR | Sale | 100 | 181.0000 USD | ||||
| ADR | Sale | 100 | 180.9200 USD | ||||
| ADR | Sale | 200 | 181.0600 USD | ||||
| ADR | Sale | 359 | 180.9201 USD | ||||
| ADR | Sale | 501 | 180.9141 USD | ||||
| ADR | Sale | 700 | 180.8921 USD | ||||
| ADR | Sale | 1,271 | 180.5428 USD | ||||
| ADR | Sale | 1,400 | 180.9007 USD | ||||
| ADR | Sale | 1,800 | 180.9500 USD | ||||
| ADR | Sale | 2,300 | 180.8079 USD | ||||
| ADR | Sale | 4,146 | 180.8908 USD | ||||
| ADR | Sale | 5,600 | 180.7080 USD | ||||
| ADR | Sale | 6,000 | 180.8147 USD | ||||
| ADR | Sale | 12,000 | 180.7483 USD | ||||
| ADR | Sale | 12,965 | 180.9459 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 74 | 45.6895 GBP | |||||
| 5p ordinary | SWAP | Long | 404 | 45.6966 GBP | |||||
| 5p ordinary | SWAP | Long | 408 | 45.9633 GBP | |||||
| 5p ordinary | CFD | Long | 1,573 | 45.6387 GBP | |||||
| 5p ordinary | CFD | Long | 5,276 | 45.9610 GBP | |||||
| 5p ordinary | SWAP | Long | 9,341 | 45.8264 GBP | |||||
| 5p ordinary | SWAP | Long | 10,915 | 45.9321 GBP | |||||
| 5p ordinary | CFD | Long | 12,300 | 45.9895 GBP | |||||
| 5p ordinary | CFD | Long | 15,000 | 45.7675 GBP | |||||
| 5p ordinary | CFD | Long | 26,822 | 45.6920 GBP | |||||
| 5p ordinary | SWAP | Long | 34,286 | 45.9950 GBP | |||||
| 5p ordinary | SWAP | Short | 42 | 45.8150 GBP | |||||
| 5p ordinary | SWAP | Short | 129 | 45.8303 GBP | |||||
| 5p ordinary | CFD | Short | 628 | 45.8130 GBP | |||||
| 5p ordinary | CFD | Short | 710 | 45.9205 GBP | |||||
| 5p ordinary | CFD | Short | 794 | 45.9540 GBP | |||||
| 5p ordinary | CFD | Short | 2,204 | 45.9250 GBP | |||||
| 5p ordinary | CFD | Short | 2,309 | 45.9773 GBP | |||||
| 5p ordinary | SWAP | Short | 3,009 | 45.5380 GBP | |||||
| ADR | CFD | Short | 5,000 | 180.5053 USD | |||||
| 5p ordinary | CFD | Short | 5,511 | 45.7592 GBP | |||||
| 5p ordinary | SWAP | Short | 6,928 | 45.9950 GBP | |||||
| 5p ordinary | CFD | Short | 34,894 | 45.8397 GBP | |||||
| 5p ordinary | SWAP | Short | 35,422 | 45.9789 GBP | |||||
| 5p ordinary | SWAP | Short | 50,778 | 45.9281 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Selling | 1,000 | 180 USD | American | 18 Jan 2019 | 11.8900 USD | ||||||||
| ADR | Call Options | Selling | 500 | 185 USD | American | 18 Jan 2019 | 9.1000 USD | ||||||||
| ADR | Call Options | Selling | 200 | 200 USD | American | 18 Jan 2019 | 3.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 200 | 65 USD | American | 17 Jan 2020 | 0.2750 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 70 USD | American | 17 Jan 2020 | 0.4000 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 75 USD | American | 17 Jan 2020 | 0.5500 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 80 USD | American | 17 Jan 2020 | 0.7000 USD | ||||||||
| ADR | Put Options | Selling | 4,600 | 155 USD | American | 18 Apr 2019 | 6.0326 USD | ||||||||
| ADR | Put Options | Selling | 2,100 | 185 USD | American | 18 Jan 2019 | 12.2000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 14 Nov 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 183.0000 | American | 9 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 16 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 180.0000 | American | 23 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 800 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 178.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 15,300 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,000 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -41,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -38,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -14,700 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,500 | 165.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -4,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 155.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 183.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 2,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 4,800 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 22,900 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 35,100 | 160.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181114005422/en/
Copyright Business Wire 2018
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