17th Jul 2018 12:52
FORM 8.3
AMENDMENT TO SALES AND PURCHASES
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 12 July 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,605,659 | 0.61% | 3,608,723 | 0.39% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,692,288 | 0.19% | 4,304,389 | 0.47% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 249,800 | 0.03% | 277,400 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 7,547,747 | 0.82% | 8,190,512 | 0.90% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 2 | 172.3299 USD | ||||
| ADR | Purchase | 52 | 171.8000 USD | ||||
| ADR | Purchase | 67 | 171.7500 USD | ||||
| ADR | Purchase | 73 | 171.9700 USD | ||||
| ADR | Purchase | 100 | 171.9100 USD | ||||
| ADR | Purchase | 107 | 172.0654 USD | ||||
| 5p ordinary | Purchase | 134 | 43.0600 GBP | ||||
| 5p ordinary | Purchase | 146 | 43.2400 GBP | ||||
| ADR | Purchase | 148 | 172.2400 USD | ||||
| 5p ordinary | Purchase | 154 | 43.3500 GBP | ||||
| ADR | Purchase | 200 | 171.9300 USD | ||||
| ADR | Purchase | 300 | 171.8950 USD | ||||
| 5p ordinary | Purchase | 350 | 43.2744 GBP | ||||
| 5p ordinary | Purchase | 352 | 43.2644 GBP | ||||
| ADR | Purchase | 448 | 172.0345 USD | ||||
| ADR | Purchase | 448 | 171.8665 USD | ||||
| ADR | Purchase | 453 | 172.2900 USD | ||||
| 5p ordinary | Purchase | 474 | 43.1250 GBP | ||||
| ADR | Purchase | 500 | 171.9820 USD | ||||
| 5p ordinary | Purchase | 550 | 43.2756 GBP | ||||
| ADR | Purchase | 1,000 | 172.0445 USD | ||||
| 5p ordinary | Purchase | 1,114 | 42.9700 GBP | ||||
| ADR | Purchase | 1,200 | 172.0304 USD | ||||
| ADR | Purchase | 1,306 | 171.9746 USD | ||||
| 5p ordinary | Purchase | 1,714 | 43.2053 GBP | ||||
| 5p ordinary | Purchase | 2,000 | 43.0566 GBP | ||||
| 5p ordinary | Purchase | 2,352 | 43.3025 GBP | ||||
| 5p ordinary | Purchase | 5,300 | 43.2203 GBP | ||||
| 5p ordinary | Purchase | 7,500 | 43.3262 GBP | ||||
| 5p ordinary | Purchase | 9,106 | 43.2500 GBP | ||||
| 5p ordinary | Purchase | 11,594 | 43.1948 GBP | ||||
| 5p ordinary | Purchase | 12,538 | 43.0208 GBP | ||||
| ADR | Purchase | 12,933 | 171.9586 USD | ||||
| 5p ordinary | Purchase | 13,704 | 43.3580 GBP | ||||
| 5p ordinary | Purchase | 15,788 | 43.2336 GBP | ||||
| 5p ordinary | Purchase | 21,778 | 43.1860 GBP | ||||
| 5p ordinary | Purchase | 42,864 | 43.0301 GBP | ||||
| 5p ordinary | Purchase | 109,392 | 43.0553 GBP | ||||
| 5p ordinary | Purchase | 297,486 | 43.1313 GBP | ||||
| ADR | Sale | 2 | 172.3299 USD | ||||
| 5p ordinary | Sale | 14 | 43.3100 GBP | ||||
| ADR | Sale | 15 | 171.8500 USD | ||||
| ADR | Sale | 19 | 172.3200 USD | ||||
| ADR | Sale | 52 | 171.8000 USD | ||||
| ADR | Sale | 67 | 171.7500 USD | ||||
| ADR | Sale | 73 | 171.9700 USD | ||||
| ADR | Sale | 100 | 171.9400 USD | ||||
| ADR | Sale | 100 | 172.2725 USD | ||||
| ADR | Sale | 100 | 172.0000 USD | ||||
| ADR | Sale | 102 | 172.2100 USD | ||||
| 5p ordinary | Sale | 132 | 43.2500 GBP | ||||
| 5p ordinary | Sale | 134 | 43.0600 GBP | ||||
| 5p ordinary | Sale | 146 | 43.2400 GBP | ||||
| 5p ordinary | Sale | 154 | 43.3500 GBP | ||||
| ADR | Sale | 200 | 171.9600 USD | ||||
| ADR | Sale | 300 | 172.0775 USD | ||||
| ADR | Sale | 332 | 172.2900 USD | ||||
| ADR | Sale | 350 | 171.9800 USD | ||||
| 5p ordinary | Sale | 400 | 43.2822 GBP | ||||
| 5p ordinary | Sale | 426 | 43.1865 GBP | ||||
| 5p ordinary | Sale | 500 | 42.9950 GBP | ||||
| ADR | Sale | 500 | 172.0380 USD | ||||
| ADR | Sale | 689 | 172.0371 USD | ||||
| ADR | Sale | 700 | 172.0303 USD | ||||
| ADR | Sale | 848 | 171.8817 USD | ||||
| ADR | Sale | 1,100 | 172.0084 USD | ||||
| 5p ordinary | Sale | 1,274 | 43.3619 GBP | ||||
| 5p ordinary | Sale | 1,434 | 43.3220 GBP | ||||
| 5p ordinary | Sale | 1,670 | 43.2840 GBP | ||||
| 5p ordinary | Sale | 1,868 | 43.3244 GBP | ||||
| 5p ordinary | Sale | 2,920 | 43.2839 GBP | ||||
| 5p ordinary | Sale | 3,196 | 43.2688 GBP | ||||
| 5p ordinary | Sale | 3,868 | 43.2184 GBP | ||||
| 5p ordinary | Sale | 6,546 | 43.3600 GBP | ||||
| 5p ordinary | Sale | 9,212 | 42.9909 GBP | ||||
| ADR | Sale | 13,688 | 171.9595 USD | ||||
| 5p ordinary | Sale | 17,398 | 43.1951 GBP | ||||
| 5p ordinary | Sale | 24,128 | 43.3205 GBP | ||||
| ADR | Sale | 30,000 | 172.0600 USD | ||||
| 5p ordinary | Sale | 42,864 | 43.0301 GBP | ||||
| 5p ordinary | Sale | 86,940 | 43.1890 GBP | ||||
| 5p ordinary | Sale | 87,686 | 43.2985 GBP | ||||
| 5p ordinary | Sale | 104,094 | 43.0470 GBP | ||||
| 5p ordinary | Sale | 210,254 | 43.0630 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 100 | 43.3557 GBP | |||||
| 5p ordinary | SWAP | Long | 160 | 43.0781 GBP | |||||
| 5p ordinary | SWAP | Long | 200 | 43.2822 GBP | |||||
| 5p ordinary | CFD | Long | 213 | 43.1865 GBP | |||||
| 5p ordinary | SWAP | Long | 444 | 43.3134 GBP | |||||
| 5p ordinary | SWAP | Long | 508 | 43.1862 GBP | |||||
| 5p ordinary | CFD | Long | 835 | 43.2840 GBP | |||||
| 5p ordinary | SWAP | Long | 1,232 | 43.3357 GBP | |||||
| 5p ordinary | SWAP | Long | 6,949 | 43.3095 GBP | |||||
| 5p ordinary | CFD | Long | 43,843 | 43.2985 GBP | |||||
| 5p ordinary | SWAP | Short | 72 | 43.3558 GBP | |||||
| 5p ordinary | SWAP | Short | 133 | 43.1542 GBP | |||||
| 5p ordinary | SWAP | Short | 226 | 43.2202 GBP | |||||
| 5p ordinary | CFD | Short | 444 | 43.3638 GBP | |||||
| 5p ordinary | SWAP | Short | 445 | 43.0211 GBP | |||||
| 5p ordinary | SWAP | Short | 504 | 43.2177 GBP | |||||
| 5p ordinary | SWAP | Short | 791 | 43.3423 GBP | |||||
| 5p ordinary | SWAP | Short | 1,412 | 43.2494 GBP | |||||
| 5p ordinary | SWAP | Short | 2,844 | 43.1555 GBP | |||||
| 5p ordinary | SWAP | Short | 4,487 | 43.2500 GBP | |||||
| 5p ordinary | SWAP | Short | 4,858 | 43.2196 GBP | |||||
| 5p ordinary | SWAP | Short | 6,310 | 43.3614 GBP | |||||
| 5p ordinary | CFD | Short | 10,889 | 43.1860 GBP | |||||
| 5p ordinary | SWAP | Short | 17,305 | 43.3600 GBP | |||||
| 5p ordinary | SWAP | Short | 19,789 | 43.2155 GBP | |||||
| ADR | CFD | Long | 15,000 | 172.0600 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 17 Jul 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 8,200 | 173.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 163.0000 | American | 13 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,800 | 135.0000 | American | 17 Aug 2018 | |||||||
| ADR | Put Options | Purchased | -4,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 21,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,300 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 400 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 6,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,000 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -10,200 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,800 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 170.0000 | American | 17 Aug 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 170.0000 | American | 13 Jul 2018 | |||||||
| ADR | Put Options | Written | 300 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -9,500 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 8,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,400 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -4,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 400 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180717005522/en/
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