22nd Nov 2018 14:03
FORM 8.3 - Amendment to Purchases
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 20 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,609,110 | 0.61% | 3,254,642 | 0.36% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 179,110 | 0.02% | 4,251,737 | 0.46% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 451,900 | 0.05% | 465,300 | 0.05% | |||||||
| TOTAL: | 6,240,120 | 0.68% | 7,971,679 | 0.87% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 34 | 46.3750 GBP | ||||
| 5p ordinary | Purchase | 34 | 46.2375 GBP | ||||
| 5p ordinary | Purchase | 34 | 46.2350 GBP | ||||
| 5p ordinary | Purchase | 37 | 46.3700 GBP | ||||
| 5p ordinary | Purchase | 68 | 46.4300 GBP | ||||
| 5p ordinary | Purchase | 68 | 46.0950 GBP | ||||
| 5p ordinary | Purchase | 68 | 46.4100 GBP | ||||
| 5p ordinary | Purchase | 69 | 46.2450 GBP | ||||
| 5p ordinary | Purchase | 80 | 46.2550 GBP | ||||
| 5p ordinary | Purchase | 96 | 46.5096 GBP | ||||
| 5p ordinary | Purchase | 99 | 46.4150 GBP | ||||
| 5p ordinary | Purchase | 100 | 46.2500 GBP | ||||
| 5p ordinary | Purchase | 125 | 46.3350 GBP | ||||
| 5p ordinary | Purchase | 150 | 46.3746 GBP | ||||
| 5p ordinary | Purchase | 151 | 46.3707 GBP | ||||
| 5p ordinary | Purchase | 222 | 46.4197 GBP | ||||
| 5p ordinary | Purchase | 243 | 46.3925 GBP | ||||
| 5p ordinary | Purchase | 262 | 46.2981 GBP | ||||
| 5p ordinary | Purchase | 398 | 46.3455 GBP | ||||
| 5p ordinary | Purchase | 560 | 46.2861 GBP | ||||
| 5p ordinary | Purchase | 576 | 46.3188 GBP | ||||
| 5p ordinary | Purchase | 732 | 46.2950 GBP | ||||
| 5p ordinary | Purchase | 1,187 | 46.2110 GBP | ||||
| 5p ordinary | Purchase | 1,478 | 46.2177 GBP | ||||
| 5p ordinary | Purchase | 1,702 | 46.1047 GBP | ||||
| 5p ordinary | Purchase | 1,716 | 46.2298 GBP | ||||
| 5p ordinary | Purchase | 2,903 | 46.2379 GBP | ||||
| 5p ordinary | Purchase | 3,089 | 46.2779 GBP | ||||
| 5p ordinary | Purchase | 4,040 | 46.2879 GBP | ||||
| 5p ordinary | Purchase | 4,087 | 46.3000 GBP | ||||
| 5p ordinary | Purchase | 5,075 | 46.4128 GBP | ||||
| 5p ordinary | Purchase | 5,183 | 46.3876 GBP | ||||
| 5p ordinary | Purchase | 5,400 | 46.3982 GBP | ||||
| 5p ordinary | Purchase | 5,468 | 46.3095 GBP | ||||
| 5p ordinary | Purchase | 8,775 | 46.2851 GBP | ||||
| 5p ordinary | Purchase | 9,226 | 46.2525 GBP | ||||
| 5p ordinary | Purchase | 14,887 | 46.2992 GBP | ||||
| 5p ordinary | Purchase | 15,598 | 46.3861 GBP | ||||
| 5p ordinary | Purchase | 16,706 | 46.2290 GBP | ||||
| 5p ordinary | Purchase | 17,320 | 46.3650 GBP | ||||
| 5p ordinary | Purchase | 20,000 | 46.3860 GBP | ||||
| 5p ordinary | Purchase | 43,603 | 46.2449 GBP | ||||
| 5p ordinary | Purchase | 54,882 | 46.3112 GBP | ||||
| 5p ordinary | Purchase | 100,000 | 46.3320 GBP | ||||
| 5p ordinary | Purchase | 102,542 | 46.2625 GBP | ||||
| 5p ordinary | Purchase | 105,813 | 46.2497 GBP | ||||
| 5p ordinary | Purchase | 216,135 | 46.3178 GBP | ||||
| 5p ordinary | Sale | 1 | 46.3723 GBP | ||||
| 5p ordinary | Sale | 19 | 46.0505 GBP | ||||
| 5p ordinary | Sale | 34 | 46.2375 GBP | ||||
| 5p ordinary | Sale | 34 | 46.2350 GBP | ||||
| 5p ordinary | Sale | 34 | 46.3750 GBP | ||||
| 5p ordinary | Sale | 37 | 46.3700 GBP | ||||
| 5p ordinary | Sale | 68 | 46.4100 GBP | ||||
| 5p ordinary | Sale | 68 | 46.4300 GBP | ||||
| 5p ordinary | Sale | 70 | 46.3769 GBP | ||||
| 5p ordinary | Sale | 80 | 46.2550 GBP | ||||
| 5p ordinary | Sale | 97 | 46.1900 GBP | ||||
| 5p ordinary | Sale | 99 | 46.4150 GBP | ||||
| 5p ordinary | Sale | 112 | 46.3735 GBP | ||||
| 5p ordinary | Sale | 243 | 46.3925 GBP | ||||
| 5p ordinary | Sale | 366 | 46.2950 GBP | ||||
| 5p ordinary | Sale | 409 | 46.0516 GBP | ||||
| 5p ordinary | Sale | 452 | 46.2601 GBP | ||||
| 5p ordinary | Sale | 844 | 46.3591 GBP | ||||
| 5p ordinary | Sale | 867 | 46.3226 GBP | ||||
| 5p ordinary | Sale | 927 | 46.0484 GBP | ||||
| 5p ordinary | Sale | 937 | 46.3091 GBP | ||||
| 5p ordinary | Sale | 939 | 46.3956 GBP | ||||
| 5p ordinary | Sale | 1,149 | 46.3660 GBP | ||||
| 5p ordinary | Sale | 1,537 | 46.3659 GBP | ||||
| 5p ordinary | Sale | 2,204 | 46.3731 GBP | ||||
| 5p ordinary | Sale | 2,432 | 46.2279 GBP | ||||
| 5p ordinary | Sale | 2,858 | 46.3547 GBP | ||||
| 5p ordinary | Sale | 2,941 | 46.2243 GBP | ||||
| 5p ordinary | Sale | 3,800 | 46.2260 GBP | ||||
| 5p ordinary | Sale | 4,635 | 46.2200 GBP | ||||
| 5p ordinary | Sale | 5,154 | 46.3877 GBP | ||||
| 5p ordinary | Sale | 6,406 | 46.3749 GBP | ||||
| 5p ordinary | Sale | 8,775 | 46.2851 GBP | ||||
| 5p ordinary | Sale | 9,186 | 46.3555 GBP | ||||
| 5p ordinary | Sale | 10,710 | 46.2633 GBP | ||||
| 5p ordinary | Sale | 12,662 | 46.3912 GBP | ||||
| 5p ordinary | Sale | 16,906 | 46.2299 GBP | ||||
| 5p ordinary | Sale | 50,285 | 46.3085 GBP | ||||
| 5p ordinary | Sale | 53,157 | 46.3587 GBP | ||||
| 5p ordinary | Sale | 55,691 | 46.2432 GBP | ||||
| 5p ordinary | Sale | 157,043 | 46.2711 GBP | ||||
| 5p ordinary | Sale | 1,294,516 | 46.2500 GBP | ||||
| ADR | Purchase | 24 | 176.4699 USD | ||||
| ADR | Purchase | 33 | 177.7100 USD | ||||
| ADR | Purchase | 45 | 177.3500 USD | ||||
| ADR | Purchase | 98 | 178.0800 USD | ||||
| ADR | Purchase | 100 | 178.2000 USD | ||||
| ADR | Purchase | 100 | 177.4500 USD | ||||
| ADR | Purchase | 100 | 177.7700 USD | ||||
| ADR | Purchase | 100 | 177.9900 USD | ||||
| ADR | Purchase | 100 | 176.2990 USD | ||||
| ADR | Purchase | 100 | 177.8900 USD | ||||
| ADR | Purchase | 200 | 178.4250 USD | ||||
| ADR | Purchase | 200 | 178.4500 USD | ||||
| ADR | Purchase | 200 | 178.2250 USD | ||||
| ADR | Purchase | 302 | 176.8631 USD | ||||
| ADR | Purchase | 349 | 176.9417 USD | ||||
| ADR | Purchase | 400 | 178.8687 USD | ||||
| ADR | Purchase | 500 | 176.6820 USD | ||||
| ADR | Purchase | 700 | 178.0428 USD | ||||
| ADR | Purchase | 745 | 178.2047 USD | ||||
| ADR | Purchase | 1,000 | 178.0275 USD | ||||
| ADR | Purchase | 1,000 | 178.3900 USD | ||||
| ADR | Purchase | 1,169 | 178.0069 USD | ||||
| ADR | Purchase | 1,284 | 176.3637 USD | ||||
| ADR | Purchase | 1,400 | 177.5600 USD | ||||
| ADR | Purchase | 2,040 | 176.2500 USD | ||||
| ADR | Purchase | 2,800 | 178.0715 USD | ||||
| ADR | Purchase | 4,571 | 176.8984 USD | ||||
| ADR | Purchase | 5,900 | 177.7499 USD | ||||
| ADR | Purchase | 7,100 | 177.8653 USD | ||||
| ADR | Purchase | 8,148 | 177.8315 USD | ||||
| ADR | Purchase | 28,204 | 178.4812 USD | ||||
| ADR | Purchase | 40,446 | 177.7478 USD | ||||
| ADR | Purchase | 135,750 | 177.7848 USD | ||||
| ADR | Sale | 22 | 178.0700 USD | ||||
| ADR | Sale | 33 | 177.7100 USD | ||||
| ADR | Sale | 45 | 177.3500 USD | ||||
| ADR | Sale | 77 | 176.7700 USD | ||||
| ADR | Sale | 100 | 178.5800 USD | ||||
| ADR | Sale | 100 | 178.5200 USD | ||||
| ADR | Sale | 200 | 178.5050 USD | ||||
| ADR | Sale | 300 | 178.6550 USD | ||||
| ADR | Sale | 300 | 178.2866 USD | ||||
| ADR | Sale | 300 | 178.0400 USD | ||||
| ADR | Sale | 300 | 178.0300 USD | ||||
| ADR | Sale | 300 | 177.3300 USD | ||||
| ADR | Sale | 340 | 176.9698 USD | ||||
| ADR | Sale | 360 | 177.8866 USD | ||||
| ADR | Sale | 400 | 178.0162 USD | ||||
| ADR | Sale | 500 | 177.7520 USD | ||||
| ADR | Sale | 500 | 177.5040 USD | ||||
| ADR | Sale | 500 | 178.3080 USD | ||||
| ADR | Sale | 700 | 178.4457 USD | ||||
| ADR | Sale | 731 | 178.5363 USD | ||||
| ADR | Sale | 800 | 178.5500 USD | ||||
| ADR | Sale | 1,000 | 178.5400 USD | ||||
| ADR | Sale | 1,100 | 178.4886 USD | ||||
| ADR | Sale | 1,400 | 178.3639 USD | ||||
| ADR | Sale | 1,484 | 176.5680 USD | ||||
| ADR | Sale | 1,500 | 178.5346 USD | ||||
| ADR | Sale | 1,574 | 177.6051 USD | ||||
| ADR | Sale | 1,700 | 176.7770 USD | ||||
| ADR | Sale | 2,040 | 176.2500 USD | ||||
| ADR | Sale | 2,232 | 178.3335 USD | ||||
| ADR | Sale | 2,350 | 176.8487 USD | ||||
| ADR | Sale | 2,800 | 177.5584 USD | ||||
| ADR | Sale | 3,100 | 178.5272 USD | ||||
| ADR | Sale | 3,253 | 176.8243 USD | ||||
| ADR | Sale | 3,300 | 177.9533 USD | ||||
| ADR | Sale | 4,294 | 178.5066 USD | ||||
| ADR | Sale | 4,698 | 177.0473 USD | ||||
| ADR | Sale | 4,769 | 178.5000 USD | ||||
| ADR | Sale | 5,201 | 177.6315 USD | ||||
| ADR | Sale | 5,300 | 177.6841 USD | ||||
| ADR | Sale | 9,810 | 178.4223 USD | ||||
| ADR | Sale | 11,411 | 177.8611 USD | ||||
| ADR | Sale | 13,196 | 177.1973 USD | ||||
| ADR | Sale | 24,542 | 177.8613 USD | ||||
| ADR | Sale | 145,321 | 177.7658 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 10 | 46.3600 GBP | |||||
| 5p ordinary | CFD | Long | 14 | 46.3121 GBP | |||||
| 5p ordinary | SWAP | Long | 20 | 46.3825 GBP | |||||
| 5p ordinary | CFD | Long | 59 | 46.3125 GBP | |||||
| 5p ordinary | CFD | Long | 305 | 46.3124 GBP | |||||
| 5p ordinary | SWAP | Long | 868 | 46.3604 GBP | |||||
| 5p ordinary | CFD | Long | 937 | 46.3091 GBP | |||||
| 5p ordinary | CFD | Long | 1,426 | 46.3206 GBP | |||||
| 5p ordinary | CFD | Long | 2,858 | 46.3547 GBP | |||||
| 5p ordinary | CFD | Long | 6,401 | 46.2484 GBP | |||||
| 5p ordinary | CFD | Long | 9,186 | 46.3555 GBP | |||||
| 5p ordinary | SWAP | Long | 12,908 | 46.3025 GBP | |||||
| 5p ordinary | SWAP | Long | 19,410 | 46.2368 GBP | |||||
| 5p ordinary | CFD | Long | 24,857 | 46.3550 GBP | |||||
| 5p ordinary | CFD | Short | 96 | 46.5096 GBP | |||||
| 5p ordinary | CFD | Short | 1,154 | 46.3670 GBP | |||||
| 5p ordinary | CFD | Short | 1,478 | 46.2177 GBP | |||||
| 5p ordinary | CFD | Short | 1,702 | 46.1047 GBP | |||||
| 5p ordinary | CFD | Short | 2,468 | 46.2977 GBP | |||||
| 5p ordinary | CFD | Short | 3,000 | 46.3192 GBP | |||||
| 5p ordinary | SWAP | Short | 7,551 | 46.3000 GBP | |||||
| 5p ordinary | SWAP | Short | 8,264 | 46.3110 GBP | |||||
| 5p ordinary | CFD | Short | 15,598 | 46.3861 GBP | |||||
| 5p ordinary | SWAP | Short | 19,788 | 46.3039 GBP | |||||
| 5p ordinary | CFD | Short | 50,934 | 46.3082 GBP | |||||
| 5p ordinary | SWAP Expires 22/11/2020 | Short | 100,000 | 46.3320 GBP | |||||
| 5p ordinary | CFD | Short | 102,542 | 46.2625 GBP | |||||
| 5p ordinary | SWAP | Short | 103,788 | 46.3054 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 20,400 | 190 USD | American | 21 Dec 2018 | 2.8155 USD | ||||||||
| ADR | Call Options | Purchasing | 22,600 | 190 USD | American | 18 Jan 2019 | 3.7402 USD | ||||||||
| ADR | Put Options | Purchasing | 900 | 80 USD | American | 17 Jan 2020 | 0.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 3,700 | 145 USD | American | 21 Dec 2018 | 2.6700 USD | ||||||||
| ADR | Put Options | Selling | 400 | 150 USD | American | 21 Dec 2018 | 3.8000 USD | ||||||||
| ADR | Put Options | Selling | 1,400 | 160 USD | American | 21 Dec 2018 | 4.9000 USD | ||||||||
| ADR | Put Options | Selling | 11,300 | 165 USD | American | 7 Dec 2018 | 4.5946 USD | ||||||||
| ADR | Put Options | Selling | 13,500 | 165 USD | American | 21 Dec 2018 | 5.4213 USD | ||||||||
| ADR | Put Options | Selling | 1,900 | 168 USD | American | 7 Dec 2018 | 4.8000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 22 Nov 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 195.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 180.0000 | American | 23 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 178.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,100 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 20,300 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 21,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 43,600 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -42,400 | 200.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -41,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -38,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -22,500 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -13,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,800 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -14,700 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -10,000 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -3,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 148.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 168.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 400 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 400 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 163.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 600 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 140.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 1,300 | 160.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,400 | 160.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,600 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,700 | 168.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,900 | 168.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 4,800 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 14,400 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 18,200 | 165.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 22,900 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 35,100 | 160.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181122005246/en/
Copyright Business Wire 2018
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