28th Nov 2018 14:39
FORM 8.3 Amendment to Purchases
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 31 August 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,037,299 | 0.55% | 3,503,163 | 0.38% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 244,925 | 0.03% | 3,303,843 | 0.36% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 181,700 | 0.02% | 254,300 | 0.03% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,463,924 | 0.60% | 7,061,306 | 0.77% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 15 | 45.0050 GBP | ||||
| 5p ordinary | Purchase | 18 | 44.8650 GBP | ||||
| 5p ordinary | Purchase | 22 | 44.9200 GBP | ||||
| 5p ordinary | Purchase | 40 | 44.8825 GBP | ||||
| 5p ordinary | Purchase | 45 | 44.9916 GBP | ||||
| 5p ordinary | Purchase | 118 | 44.9984 GBP | ||||
| 5p ordinary | Purchase | 150 | 45.0516 GBP | ||||
| 5p ordinary | Purchase | 157 | 44.8700 GBP | ||||
| 5p ordinary | Purchase | 163 | 45.0100 GBP | ||||
| 5p ordinary | Purchase | 250 | 45.1300 GBP | ||||
| 5p ordinary | Purchase | 511 | 44.9850 GBP | ||||
| 5p ordinary | Purchase | 1,478 | 45.0202 GBP | ||||
| 5p ordinary | Purchase | 1,683 | 45.0066 GBP | ||||
| 5p ordinary | Purchase | 1,950 | 45.0396 GBP | ||||
| 5p ordinary | Purchase | 1,988 | 45.1444 GBP | ||||
| 5p ordinary | Purchase | 2,312 | 44.9973 GBP | ||||
| 5p ordinary | Purchase | 2,531 | 44.9757 GBP | ||||
| 5p ordinary | Purchase | 2,652 | 44.9582 GBP | ||||
| 5p ordinary | Purchase | 4,337 | 44.9055 GBP | ||||
| 5p ordinary | Purchase | 5,164 | 44.9695 GBP | ||||
| 5p ordinary | Purchase | 5,280 | 44.9822 GBP | ||||
| 5p ordinary | Purchase | 8,950 | 44.9545 GBP | ||||
| 5p ordinary | Purchase | 9,140 | 44.9714 GBP | ||||
| 5p ordinary | Purchase | 9,490 | 44.9765 GBP | ||||
| 5p ordinary | Purchase | 19,152 | 44.9855 GBP | ||||
| 5p ordinary | Purchase | 43,818 | 44.9581 GBP | ||||
| 5p ordinary | Purchase | 79,854 | 44.9805 GBP | ||||
| 5p ordinary | Purchase | 108,502 | 44.9649 GBP | ||||
| 5p ordinary | Sale | 15 | 45.0050 GBP | ||||
| 5p ordinary | Sale | 18 | 44.8650 GBP | ||||
| 5p ordinary | Sale | 26 | 44.9200 GBP | ||||
| 5p ordinary | Sale | 40 | 44.8825 GBP | ||||
| 5p ordinary | Sale | 73 | 45.0100 GBP | ||||
| 5p ordinary | Sale | 109 | 45.1070 GBP | ||||
| 5p ordinary | Sale | 157 | 44.8700 GBP | ||||
| 5p ordinary | Sale | 369 | 45.1812 GBP | ||||
| 5p ordinary | Sale | 476 | 44.9613 GBP | ||||
| 5p ordinary | Sale | 565 | 44.9786 GBP | ||||
| 5p ordinary | Sale | 614 | 45.0101 GBP | ||||
| 5p ordinary | Sale | 668 | 44.9470 GBP | ||||
| 5p ordinary | Sale | 858 | 45.0158 GBP | ||||
| 5p ordinary | Sale | 1,009 | 44.9906 GBP | ||||
| 5p ordinary | Sale | 1,069 | 45.0045 GBP | ||||
| 5p ordinary | Sale | 1,151 | 44.9724 GBP | ||||
| 5p ordinary | Sale | 2,809 | 44.8947 GBP | ||||
| 5p ordinary | Sale | 3,192 | 44.9574 GBP | ||||
| 5p ordinary | Sale | 3,779 | 44.9765 GBP | ||||
| 5p ordinary | Sale | 3,799 | 44.9435 GBP | ||||
| 5p ordinary | Sale | 4,806 | 44.9583 GBP | ||||
| 5p ordinary | Sale | 5,000 | 44.8797 GBP | ||||
| 5p ordinary | Sale | 8,909 | 44.9814 GBP | ||||
| 5p ordinary | Sale | 8,950 | 44.9545 GBP | ||||
| 5p ordinary | Sale | 10,162 | 44.9376 GBP | ||||
| 5p ordinary | Sale | 11,673 | 44.9850 GBP | ||||
| 5p ordinary | Sale | 21,369 | 44.9462 GBP | ||||
| 5p ordinary | Sale | 24,222 | 44.9492 GBP | ||||
| 5p ordinary | Sale | 53,773 | 44.9467 GBP | ||||
| 5p ordinary | Sale | 61,427 | 44.9650 GBP | ||||
| 5p ordinary | Sale | 106,394 | 44.9855 GBP | ||||
| ADR | Purchase | 2 | 174.4600 USD | ||||
| ADR | Purchase | 12 | 174.5500 USD | ||||
| ADR | Purchase | 100 | 175.3700 USD | ||||
| ADR | Purchase | 100 | 175.2100 USD | ||||
| ADR | Purchase | 100 | 167.5000 USD | ||||
| ADR | Purchase | 671 | 175.0153 USD | ||||
| ADR | Purchase | 700 | 174.9317 USD | ||||
| ADR | Purchase | 856 | 174.8821 USD | ||||
| ADR | Purchase | 1,023 | 175.1519 USD | ||||
| ADR | Purchase | 1,695 | 175.2897 USD | ||||
| ADR | Purchase | 1,703 | 175.2700 USD | ||||
| ADR | Purchase | 7,800 | 175.0687 USD | ||||
| ADR | Purchase | 8,600 | 175.0610 USD | ||||
| ADR | Purchase | 8,732 | 174.9976 USD | ||||
| ADR | Purchase | 9,431 | 175.3224 USD | ||||
| ADR | Purchase | 20,000 | 175.0372 USD | ||||
| ADR | Sale | 2 | 174.4600 USD | ||||
| ADR | Sale | 12 | 174.5500 USD | ||||
| ADR | Sale | 75 | 175.0100 USD | ||||
| ADR | Sale | 89 | 175.0000 USD | ||||
| ADR | Sale | 100 | 175.1200 USD | ||||
| ADR | Sale | 100 | 175.6700 USD | ||||
| ADR | Sale | 100 | 175.3700 USD | ||||
| ADR | Sale | 100 | 175.2100 USD | ||||
| ADR | Sale | 136 | 175.3800 USD | ||||
| ADR | Sale | 190 | 174.9600 USD | ||||
| ADR | Sale | 200 | 174.7700 USD | ||||
| ADR | Sale | 200 | 174.6850 USD | ||||
| ADR | Sale | 200 | 175.3400 USD | ||||
| ADR | Sale | 210 | 174.5226 USD | ||||
| ADR | Sale | 221 | 175.4789 USD | ||||
| ADR | Sale | 222 | 174.9629 USD | ||||
| ADR | Sale | 241 | 175.2610 USD | ||||
| ADR | Sale | 300 | 175.2433 USD | ||||
| ADR | Sale | 316 | 175.1989 USD | ||||
| ADR | Sale | 383 | 175.0180 USD | ||||
| ADR | Sale | 396 | 174.9556 USD | ||||
| ADR | Sale | 400 | 174.8775 USD | ||||
| ADR | Sale | 417 | 175.2578 USD | ||||
| ADR | Sale | 489 | 174.7061 USD | ||||
| ADR | Sale | 500 | 175.0720 USD | ||||
| ADR | Sale | 510 | 174.8978 USD | ||||
| ADR | Sale | 600 | 175.1545 USD | ||||
| ADR | Sale | 894 | 175.2413 USD | ||||
| ADR | Sale | 1,000 | 174.6517 USD | ||||
| ADR | Sale | 1,703 | 175.2700 USD | ||||
| ADR | Sale | 2,607 | 175.2341 USD | ||||
| ADR | Sale | 3,781 | 174.8623 USD | ||||
| ADR | Sale | 7,500 | 175.1115 USD | ||||
| ADR | Sale | 8,000 | 175.0540 USD | ||||
| ADR | Sale | 20,000 | 175.0373 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 3 | 44.9400 GBP | |||||
| 5p ordinary | CFD | Long | 19 | 44.9615 GBP | |||||
| 5p ordinary | SWAP | Long | 73 | 44.8950 GBP | |||||
| 5p ordinary | CFD | Long | 77 | 44.9614 GBP | |||||
| 5p ordinary | SWAP | Long | 150 | 45.0100 GBP | |||||
| 5p ordinary | SWAP | Long | 156 | 45.2560 GBP | |||||
| 5p ordinary | CFD | Long | 380 | 44.9613 GBP | |||||
| 5p ordinary | SWAP | Long | 752 | 44.9566 GBP | |||||
| 5p ordinary | SWAP | Long | 878 | 45.2386 GBP | |||||
| 5p ordinary | SWAP | Long | 1,524 | 44.9684 GBP | |||||
| 5p ordinary | CFD | Long | 2,809 | 44.8947 GBP | |||||
| 5p ordinary | CFD | Long | 3,192 | 44.9574 GBP | |||||
| 5p ordinary | SWAP | Long | 3,289 | 44.9678 GBP | |||||
| 5p ordinary | CFD | Long | 3,799 | 44.9435 GBP | |||||
| 5p ordinary | SWAP | Long | 7,140 | 44.9849 GBP | |||||
| 5p ordinary | SWAP | Long | 7,794 | 44.9850 GBP | |||||
| 5p ordinary | CFD | Long | 9,877 | 44.9271 GBP | |||||
| 5p ordinary | CFD | Long | 21,369 | 44.9462 GBP | |||||
| 5p ordinary | SWAP | Long | 54,269 | 44.9575 GBP | |||||
| 5p ordinary | SWAP | Short | 409 | 45.1082 GBP | |||||
| 5p ordinary | SWAP | Short | 869 | 44.8963 GBP | |||||
| 5p ordinary | SWAP | Short | 973 | 44.9764 GBP | |||||
| 5p ordinary | CFD | Short | 1,478 | 45.0202 GBP | |||||
| 5p ordinary | CFD | Short | 1,988 | 45.1444 GBP | |||||
| 5p ordinary | CFD | Short | 2,652 | 44.9582 GBP | |||||
| 5p ordinary | CFD | Short | 4,008 | 44.9890 GBP | |||||
| 5p ordinary | SWAP | Short | 11,258 | 44.9893 GBP | |||||
| 5p ordinary | SWAP | Short | 20,766 | 44.9850 GBP | |||||
| 5p ordinary | SWAP | Short | 37,373 | 44.9740 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 100 | 168 USD | American | 31 Aug 2018 | 6.8800 USD | ||||||||
| ADR | Call Options | Selling | 100 | 173 USD | American | 21 Sep 2018 | 3.9300 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 28 Nov 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 168.0000 | American | 31 Aug 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 180.0000 | American | 31 Aug 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 178.0000 | American | 31 Aug 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,300 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,000 | 195.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -10,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,000 | 180.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -800 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -300 | 175.0000 | American | 7 Sep 2018 | |||||||
| ADR | Call Options | Written | -100 | 173.0000 | American | 21 Sep 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -8,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -8,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -6,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -4,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 165.0000 | American | 14 Sep 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 160.0000 | American | 21 Sep 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 10,000 | 160.0000 | American | 19 Jul 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181128005466/en/
Copyright Business Wire 2018
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