13th Dec 2018 14:37
FORM 8.3
Amendment to Purchase and Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 11 December 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 10,823,220 | 1.18% | 6,040,854 | 0.66% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 186,222 | 0.02% | 6,367,790 | 0.70% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 953,700 | 0.10% | 809,900 | 0.09% | |||||||
| TOTAL: | 11,963,142 | 1.31% | 13,218,544 | 1.44% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 26 | 45.1650 GBP | ||||
| 5p ordinary | Purchase | 41 | 45.1550 GBP | ||||
| 5p ordinary | Purchase | 63 | 45.2150 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.2250 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.0000 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.1525 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.2050 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.2600 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.1375 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.0250 GBP | ||||
| 5p ordinary | Purchase | 69 | 45.2550 GBP | ||||
| 5p ordinary | Purchase | 73 | 45.1125 GBP | ||||
| 5p ordinary | Purchase | 76 | 45.1225 GBP | ||||
| 5p ordinary | Purchase | 79 | 45.1075 GBP | ||||
| 5p ordinary | Purchase | 80 | 45.0525 GBP | ||||
| 5p ordinary | Purchase | 82 | 44.9625 GBP | ||||
| 5p ordinary | Purchase | 86 | 45.0825 GBP | ||||
| 5p ordinary | Purchase | 89 | 45.1150 GBP | ||||
| 5p ordinary | Purchase | 95 | 45.0300 GBP | ||||
| 5p ordinary | Purchase | 98 | 44.9750 GBP | ||||
| 5p ordinary | Purchase | 101 | 45.2350 GBP | ||||
| 5p ordinary | Purchase | 113 | 45.2076 GBP | ||||
| 5p ordinary | Purchase | 120 | 45.2225 GBP | ||||
| 5p ordinary | Purchase | 132 | 45.0025 GBP | ||||
| 5p ordinary | Purchase | 137 | 45.1675 GBP | ||||
| 5p ordinary | Purchase | 138 | 45.2000 GBP | ||||
| 5p ordinary | Purchase | 142 | 45.1400 GBP | ||||
| 5p ordinary | Purchase | 143 | 45.1575 GBP | ||||
| 5p ordinary | Purchase | 151 | 45.2425 GBP | ||||
| 5p ordinary | Purchase | 160 | 45.1600 GBP | ||||
| 5p ordinary | Purchase | 165 | 45.1750 GBP | ||||
| 5p ordinary | Purchase | 175 | 45.2175 GBP | ||||
| 5p ordinary | Purchase | 184 | 45.0790 GBP | ||||
| 5p ordinary | Purchase | 185 | 45.0850 GBP | ||||
| 5p ordinary | Purchase | 203 | 45.2475 GBP | ||||
| 5p ordinary | Purchase | 210 | 45.1250 GBP | ||||
| 5p ordinary | Purchase | 225 | 45.1950 GBP | ||||
| 5p ordinary | Purchase | 234 | 45.1350 GBP | ||||
| 5p ordinary | Purchase | 238 | 45.2375 GBP | ||||
| 5p ordinary | Purchase | 244 | 45.1475 GBP | ||||
| 5p ordinary | Purchase | 250 | 45.1590 GBP | ||||
| 5p ordinary | Purchase | 283 | 45.1100 GBP | ||||
| 5p ordinary | Purchase | 303 | 45.0900 GBP | ||||
| 5p ordinary | Purchase | 303 | 45.1875 GBP | ||||
| 5p ordinary | Purchase | 320 | 45.1700 GBP | ||||
| 5p ordinary | Purchase | 371 | 45.2325 GBP | ||||
| 5p ordinary | Purchase | 379 | 45.1900 GBP | ||||
| 5p ordinary | Purchase | 400 | 45.2100 GBP | ||||
| 5p ordinary | Purchase | 414 | 45.1825 GBP | ||||
| 5p ordinary | Purchase | 419 | 45.1050 GBP | ||||
| 5p ordinary | Purchase | 447 | 45.1516 GBP | ||||
| 5p ordinary | Purchase | 520 | 45.1925 GBP | ||||
| 5p ordinary | Purchase | 523 | 45.0268 GBP | ||||
| 5p ordinary | Purchase | 542 | 45.1500 GBP | ||||
| 5p ordinary | Purchase | 706 | 45.2025 GBP | ||||
| 5p ordinary | Purchase | 829 | 45.1742 GBP | ||||
| 5p ordinary | Purchase | 955 | 45.1728 GBP | ||||
| 5p ordinary | Purchase | 1,095 | 45.1746 GBP | ||||
| 5p ordinary | Purchase | 1,149 | 45.0489 GBP | ||||
| 5p ordinary | Purchase | 4,490 | 45.1102 GBP | ||||
| 5p ordinary | Purchase | 4,659 | 45.0091 GBP | ||||
| 5p ordinary | Purchase | 6,215 | 45.1775 GBP | ||||
| 5p ordinary | Purchase | 7,657 | 44.9726 GBP | ||||
| 5p ordinary | Purchase | 8,089 | 45.0093 GBP | ||||
| 5p ordinary | Purchase | 9,185 | 45.0999 GBP | ||||
| 5p ordinary | Purchase | 15,000 | 45.2035 GBP | ||||
| 5p ordinary | Purchase | 16,783 | 45.0629 GBP | ||||
| 5p ordinary | Purchase | 21,000 | 45.0905 GBP | ||||
| 5p ordinary | Purchase | 21,007 | 45.0086 GBP | ||||
| 5p ordinary | Purchase | 21,617 | 45.0323 GBP | ||||
| 5p ordinary | Purchase | 23,937 | 45.0045 GBP | ||||
| 5p ordinary | Purchase | 26,173 | 45.1053 GBP | ||||
| 5p ordinary | Purchase | 34,263 | 45.1555 GBP | ||||
| 5p ordinary | Purchase | 34,782 | 45.1300 GBP | ||||
| 5p ordinary | Purchase | 34,842 | 45.1800 GBP | ||||
| 5p ordinary | Purchase | 41,928 | 45.0600 GBP | ||||
| 5p ordinary | Purchase | 49,576 | 45.0795 GBP | ||||
| 5p ordinary | Purchase | 50,000 | 45.0475 GBP | ||||
| 5p ordinary | Purchase | 52,026 | 45.0200 GBP | ||||
| 5p ordinary | Purchase | 67,598 | 45.0324 GBP | ||||
| 5p ordinary | Purchase | 79,672 | 45.0724 GBP | ||||
| 5p ordinary | Purchase | 100,107 | 45.0950 GBP | ||||
| 5p ordinary | Purchase | 133,894 | 45.0945 GBP | ||||
| 5p ordinary | Purchase | 174,759 | 45.0766 GBP | ||||
| 5p ordinary | Purchase | 254,312 | 45.0482 GBP | ||||
| 5p ordinary | Sale | 26 | 45.1650 GBP | ||||
| 5p ordinary | Sale | 41 | 45.1550 GBP | ||||
| 5p ordinary | Sale | 63 | 45.2150 GBP | ||||
| 5p ordinary | Sale | 66 | 45.0250 GBP | ||||
| 5p ordinary | Sale | 66 | 45.1375 GBP | ||||
| 5p ordinary | Sale | 66 | 45.2050 GBP | ||||
| 5p ordinary | Sale | 66 | 45.2025 GBP | ||||
| 5p ordinary | Sale | 66 | 45.1525 GBP | ||||
| 5p ordinary | Sale | 66 | 45.2250 GBP | ||||
| 5p ordinary | Sale | 66 | 45.0000 GBP | ||||
| 5p ordinary | Sale | 66 | 45.2600 GBP | ||||
| 5p ordinary | Sale | 66 | 45.0300 GBP | ||||
| 5p ordinary | Sale | 69 | 45.2550 GBP | ||||
| 5p ordinary | Sale | 73 | 45.1125 GBP | ||||
| 5p ordinary | Sale | 76 | 45.1225 GBP | ||||
| 5p ordinary | Sale | 80 | 45.0525 GBP | ||||
| 5p ordinary | Sale | 82 | 44.9625 GBP | ||||
| 5p ordinary | Sale | 86 | 45.0825 GBP | ||||
| 5p ordinary | Sale | 89 | 45.1150 GBP | ||||
| 5p ordinary | Sale | 101 | 45.2350 GBP | ||||
| 5p ordinary | Sale | 107 | 45.0950 GBP | ||||
| 5p ordinary | Sale | 120 | 45.2225 GBP | ||||
| 5p ordinary | Sale | 132 | 45.0025 GBP | ||||
| 5p ordinary | Sale | 132 | 45.0200 GBP | ||||
| 5p ordinary | Sale | 134 | 45.1775 GBP | ||||
| 5p ordinary | Sale | 137 | 45.1675 GBP | ||||
| 5p ordinary | Sale | 138 | 45.2000 GBP | ||||
| 5p ordinary | Sale | 142 | 45.1400 GBP | ||||
| 5p ordinary | Sale | 142 | 45.1300 GBP | ||||
| 5p ordinary | Sale | 143 | 45.1575 GBP | ||||
| 5p ordinary | Sale | 151 | 45.2425 GBP | ||||
| 5p ordinary | Sale | 160 | 45.1600 GBP | ||||
| 5p ordinary | Sale | 165 | 45.1750 GBP | ||||
| 5p ordinary | Sale | 175 | 45.2175 GBP | ||||
| 5p ordinary | Sale | 185 | 45.0850 GBP | ||||
| 5p ordinary | Sale | 202 | 45.1800 GBP | ||||
| 5p ordinary | Sale | 203 | 45.2475 GBP | ||||
| 5p ordinary | Sale | 210 | 45.1250 GBP | ||||
| 5p ordinary | Sale | 212 | 45.1486 GBP | ||||
| 5p ordinary | Sale | 225 | 45.1950 GBP | ||||
| 5p ordinary | Sale | 234 | 45.1350 GBP | ||||
| 5p ordinary | Sale | 238 | 45.2375 GBP | ||||
| 5p ordinary | Sale | 244 | 45.1475 GBP | ||||
| 5p ordinary | Sale | 263 | 45.1376 GBP | ||||
| 5p ordinary | Sale | 283 | 45.1100 GBP | ||||
| 5p ordinary | Sale | 292 | 45.2100 GBP | ||||
| 5p ordinary | Sale | 303 | 45.0900 GBP | ||||
| 5p ordinary | Sale | 303 | 45.1875 GBP | ||||
| 5p ordinary | Sale | 320 | 45.1700 GBP | ||||
| 5p ordinary | Sale | 346 | 45.1900 GBP | ||||
| 5p ordinary | Sale | 371 | 45.2325 GBP | ||||
| 5p ordinary | Sale | 414 | 45.1825 GBP | ||||
| 5p ordinary | Sale | 419 | 45.1050 GBP | ||||
| 5p ordinary | Sale | 504 | 45.1287 GBP | ||||
| 5p ordinary | Sale | 507 | 45.1023 GBP | ||||
| 5p ordinary | Sale | 520 | 45.1925 GBP | ||||
| 5p ordinary | Sale | 929 | 45.1500 GBP | ||||
| 5p ordinary | Sale | 1,110 | 45.1647 GBP | ||||
| 5p ordinary | Sale | 1,665 | 45.1387 GBP | ||||
| 5p ordinary | Sale | 2,408 | 45.1959 GBP | ||||
| 5p ordinary | Sale | 2,549 | 45.0858 GBP | ||||
| 5p ordinary | Sale | 2,573 | 45.0914 GBP | ||||
| 5p ordinary | Sale | 3,206 | 45.1189 GBP | ||||
| 5p ordinary | Sale | 4,145 | 45.0869 GBP | ||||
| 5p ordinary | Sale | 5,751 | 45.0761 GBP | ||||
| 5p ordinary | Sale | 6,185 | 45.0600 GBP | ||||
| 5p ordinary | Sale | 8,062 | 45.0093 GBP | ||||
| 5p ordinary | Sale | 12,000 | 45.2142 GBP | ||||
| 5p ordinary | Sale | 13,190 | 45.1067 GBP | ||||
| 5p ordinary | Sale | 13,268 | 45.0821 GBP | ||||
| 5p ordinary | Sale | 15,175 | 45.0763 GBP | ||||
| 5p ordinary | Sale | 15,481 | 45.0891 GBP | ||||
| 5p ordinary | Sale | 19,940 | 45.1075 GBP | ||||
| 5p ordinary | Sale | 21,007 | 45.0086 GBP | ||||
| 5p ordinary | Sale | 25,451 | 45.1005 GBP | ||||
| 5p ordinary | Sale | 41,451 | 45.0811 GBP | ||||
| 5p ordinary | Sale | 42,361 | 45.0704 GBP | ||||
| 5p ordinary | Sale | 52,767 | 45.0886 GBP | ||||
| 5p ordinary | Sale | 56,266 | 45.0190 GBP | ||||
| 5p ordinary | Sale | 57,188 | 45.1014 GBP | ||||
| 5p ordinary | Sale | 75,500 | 45.0721 GBP | ||||
| 5p ordinary | Sale | 83,676 | 45.0906 GBP | ||||
| 5p ordinary | Sale | 85,856 | 45.0207 GBP | ||||
| 5p ordinary | Sale | 100,000 | 45.1226 GBP | ||||
| 5p ordinary | Sale | 2,439,000 | 45.3737 GBP | ||||
| ADR | Purchase | 20 | 169.6700 USD | ||||
| ADR | Purchase | 100 | 169.5500 USD | ||||
| ADR | Purchase | 100 | 169.6100 USD | ||||
| ADR | Purchase | 100 | 169.5850 USD | ||||
| ADR | Purchase | 100 | 169.5650 USD | ||||
| ADR | Purchase | 200 | 169.5100 USD | ||||
| ADR | Purchase | 200 | 169.5800 USD | ||||
| ADR | Purchase | 200 | 169.4475 USD | ||||
| ADR | Purchase | 200 | 169.6000 USD | ||||
| ADR | Purchase | 280 | 169.6442 USD | ||||
| ADR | Purchase | 300 | 169.5833 USD | ||||
| ADR | Purchase | 312 | 169.8500 USD | ||||
| ADR | Purchase | 400 | 169.3350 USD | ||||
| ADR | Purchase | 600 | 169.4850 USD | ||||
| ADR | Purchase | 1,600 | 169.6718 USD | ||||
| ADR | Purchase | 1,837 | 169.7342 USD | ||||
| ADR | Purchase | 1,853 | 169.6600 USD | ||||
| ADR | Purchase | 1,900 | 169.8678 USD | ||||
| ADR | Purchase | 2,000 | 169.6592 USD | ||||
| ADR | Purchase | 2,006 | 169.3448 USD | ||||
| ADR | Purchase | 4,500 | 169.7666 USD | ||||
| ADR | Purchase | 4,966 | 169.5129 USD | ||||
| ADR | Purchase | 6,600 | 169.7299 USD | ||||
| ADR | Purchase | 8,200 | 169.5681 USD | ||||
| ADR | Purchase | 13,400 | 169.8556 USD | ||||
| ADR | Purchase | 40,255 | 169.4994 USD | ||||
| ADR | Sale | 56 | 169.8501 USD | ||||
| ADR | Sale | 88 | 168.9800 USD | ||||
| ADR | Sale | 100 | 169.6000 USD | ||||
| ADR | Sale | 100 | 169.4800 USD | ||||
| ADR | Sale | 100 | 169.5850 USD | ||||
| ADR | Sale | 200 | 169.5800 USD | ||||
| ADR | Sale | 200 | 169.5750 USD | ||||
| ADR | Sale | 200 | 169.6300 USD | ||||
| ADR | Sale | 200 | 169.5100 USD | ||||
| ADR | Sale | 256 | 169.8500 USD | ||||
| ADR | Sale | 300 | 170.3266 USD | ||||
| ADR | Sale | 400 | 169.9075 USD | ||||
| ADR | Sale | 400 | 169.5900 USD | ||||
| ADR | Sale | 500 | 169.1380 USD | ||||
| ADR | Sale | 589 | 169.6800 USD | ||||
| ADR | Sale | 700 | 169.7271 USD | ||||
| ADR | Sale | 735 | 169.3603 USD | ||||
| ADR | Sale | 750 | 169.7360 USD | ||||
| ADR | Sale | 800 | 169.8709 USD | ||||
| ADR | Sale | 1,500 | 169.4090 USD | ||||
| ADR | Sale | 1,600 | 169.6718 USD | ||||
| ADR | Sale | 1,953 | 169.6600 USD | ||||
| ADR | Sale | 2,006 | 169.3448 USD | ||||
| ADR | Sale | 2,240 | 169.4674 USD | ||||
| ADR | Sale | 3,400 | 169.9371 USD | ||||
| ADR | Sale | 3,737 | 169.8021 USD | ||||
| ADR | Sale | 5,031 | 169.5270 USD | ||||
| ADR | Sale | 5,500 | 169.7194 USD | ||||
| ADR | Sale | 6,300 | 169.7353 USD | ||||
| ADR | Sale | 10,000 | 169.8280 USD | ||||
| ADR | Sale | 33,576 | 169.4831 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 30 | 45.0916 GBP | |||||
| 5p ordinary | SWAP | Long | 111 | 45.1500 GBP | |||||
| 5p ordinary | CFD | Long | 176 | 45.0914 GBP | |||||
| 5p ordinary | SWAP | Long | 405 | 45.1061 GBP | |||||
| 5p ordinary | CFD | Long | 504 | 45.1287 GBP | |||||
| 5p ordinary | CFD | Long | 2,130 | 45.0322 GBP | |||||
| 5p ordinary | CFD | Long | 2,367 | 45.0915 GBP | |||||
| 5p ordinary | CFD | Long | 2,549 | 45.0858 GBP | |||||
| 5p ordinary | SWAP | Long | 2,839 | 45.0882 GBP | |||||
| 5p ordinary | SWAP | Long | 3,110 | 45.0543 GBP | |||||
| 5p ordinary | SWAP | Long | 4,202 | 45.0918 GBP | |||||
| 5p ordinary | CFD | Long | 5,550 | 45.1948 GBP | |||||
| 5p ordinary | CFD | Long | 12,000 | 45.2142 GBP | |||||
| 5p ordinary | SWAP | Long | 15,057 | 45.0924 GBP | |||||
| 5p ordinary | CFD | Long | 19,861 | 45.1075 GBP | |||||
| 5p ordinary | CFD | Long | 30,000 | 44.9925 GBP | |||||
| 5p ordinary | CFD | Long | 42,361 | 45.0704 GBP | |||||
| 5p ordinary | CFD | Long | 57,188 | 45.1014 GBP | |||||
| 5p ordinary | SWAP | Long | 66,844 | 45.0976 GBP | |||||
| 5p ordinary | SWAP | Long | 67,104 | 45.0616 GBP | |||||
| 5p ordinary | CFD | Short | 184 | 45.0790 GBP | |||||
| 5p ordinary | SWAP | Short | 374 | 45.1043 GBP | |||||
| 5p ordinary | CFD | Short | 851 | 45.0138 GBP | |||||
| 5p ordinary | CFD | Short | 1,423 | 44.9899 GBP | |||||
| 5p ordinary | CFD | Short | 1,495 | 45.1174 GBP | |||||
| 5p ordinary | SWAP | Short | 3,963 | 45.1513 GBP | |||||
| 5p ordinary | CFD | Short | 6,780 | 44.9990 GBP | |||||
| 5p ordinary | CFD | Short | 7,085 | 45.1273 GBP | |||||
| 5p ordinary | CFD | Short | 9,185 | 45.0999 GBP | |||||
| ADR | CFD | Short | 10,000 | 169.2847 USD | |||||
| 5p ordinary | SWAP | Short | 17,307 | 45.0922 GBP | |||||
| 5p ordinary | SWAP | Short | 23,871 | 45.0724 GBP | |||||
| 5p ordinary | CFD | Short | 25,000 | 45.0424 GBP | |||||
| 5p ordinary | CFD | Short | 25,000 | 45.0525 GBP | |||||
| 5p ordinary | SWAP | Short | 36,493 | 45.1145 GBP | |||||
| 5p ordinary | SWAP | Short | 41,084 | 45.0600 GBP | |||||
| 5p ordinary | CFD | Short | 96,702 | 45.0640 GBP | |||||
| 5p ordinary | CFD | Short | 100,000 | 45.0950 GBP | |||||
| 5p ordinary | CFD | Short | 174,759 | 45.0766 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Put Options | Purchasing | 200 | 185 USD | American | 21 Dec 2018 | 12.5000 USD | ||||||||
| ADR | Put Options | Selling | 300 | 140 USD | American | 18 Jan 2019 | 0.5100 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 13 Dec 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Call Options | Purchased | 100 | 180.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 100 | 195.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 190.0000 | American | 4 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 195.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 185.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 190.0000 | American | 11 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 230.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,900 | 175.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,100 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 2,600 | 185.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,800 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 4,300 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 6,000 | 193.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 7,200 | 173.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 8,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 9,200 | 200.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 11,200 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 20,300 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 22,300 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 138,200 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -42,400 | 200.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -34,300 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -33,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -22,500 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -11,700 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -11,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -5,000 | 178.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,800 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,400 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 173.0000 | American | 14 Dec 2018 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -277,200 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -157,900 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -23,600 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -15,200 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -7,300 | 170.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,300 | 165.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -4,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -3,500 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 160.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 130.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -2,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 195.0000 | American | 15 Jan 2021 | |||||||
| ADR | Put Options | Purchased | -100 | 168.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 148.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 300 | 168.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 173.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Written | 900 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 140.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 147.0000 | American | 28 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 1,800 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 7,300 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 10,500 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 15,200 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 20,300 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 26,600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 27,500 | 160.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 46,400 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 157,900 | 145.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 278,300 | 145.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181213005439/en/
Copyright Business Wire 2018
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