21st Nov 2018 15:27
FORM 8.3
AMENDMENT TO SALES AND PURCHASES
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 16 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,367,660 | 0.59% | 1,963,819 | 0.21% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 188,968 | 0.02% | 4,099,507 | 0.45% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 370,900 | 0.04% | 464,000 | 0.05% | |||||||
| TOTAL: | 5,927,528 | 0.65% | 6,527,326 | 0.71% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 34 | 45.4300 GBP | ||||
| 5p ordinary | Purchase | 34 | 45.6750 GBP | ||||
| 5p ordinary | Purchase | 56 | 45.7231 GBP | ||||
| 5p ordinary | Purchase | 59 | 45.6550 GBP | ||||
| 5p ordinary | Purchase | 77 | 45.7750 GBP | ||||
| 5p ordinary | Purchase | 157 | 45.6978 GBP | ||||
| 5p ordinary | Purchase | 161 | 45.9075 GBP | ||||
| 5p ordinary | Purchase | 263 | 45.6010 GBP | ||||
| 5p ordinary | Purchase | 330 | 45.6100 GBP | ||||
| 5p ordinary | Purchase | 365 | 46.2114 GBP | ||||
| 5p ordinary | Purchase | 691 | 46.3093 GBP | ||||
| 5p ordinary | Purchase | 811 | 45.7900 GBP | ||||
| 5p ordinary | Purchase | 893 | 45.7712 GBP | ||||
| 5p ordinary | Purchase | 1,063 | 46.2600 GBP | ||||
| 5p ordinary | Purchase | 2,345 | 45.7200 GBP | ||||
| 5p ordinary | Purchase | 2,435 | 45.5050 GBP | ||||
| 5p ordinary | Purchase | 3,191 | 45.7669 GBP | ||||
| 5p ordinary | Purchase | 3,203 | 45.8159 GBP | ||||
| 5p ordinary | Purchase | 3,716 | 45.8201 GBP | ||||
| 5p ordinary | Purchase | 4,000 | 45.6632 GBP | ||||
| 5p ordinary | Purchase | 4,063 | 45.7484 GBP | ||||
| 5p ordinary | Purchase | 5,092 | 45.7124 GBP | ||||
| 5p ordinary | Purchase | 6,273 | 45.5629 GBP | ||||
| 5p ordinary | Purchase | 6,482 | 45.7346 GBP | ||||
| 5p ordinary | Purchase | 7,324 | 45.8179 GBP | ||||
| 5p ordinary | Purchase | 8,620 | 45.6300 GBP | ||||
| 5p ordinary | Purchase | 12,959 | 46.2347 GBP | ||||
| 5p ordinary | Purchase | 22,000 | 46.2139 GBP | ||||
| 5p ordinary | Purchase | 27,871 | 45.6562 GBP | ||||
| 5p ordinary | Purchase | 30,452 | 45.6279 GBP | ||||
| 5p ordinary | Purchase | 31,685 | 45.6725 GBP | ||||
| 5p ordinary | Purchase | 105,224 | 45.7861 GBP | ||||
| 5p ordinary | Purchase | 303,801 | 45.6867 GBP | ||||
| 5p ordinary | Sale | 1 | 45.5854 GBP | ||||
| 5p ordinary | Sale | 11 | 45.6963 GBP | ||||
| 5p ordinary | Sale | 34 | 45.6750 GBP | ||||
| 5p ordinary | Sale | 52 | 45.3625 GBP | ||||
| 5p ordinary | Sale | 59 | 45.6550 GBP | ||||
| 5p ordinary | Sale | 133 | 46.2600 GBP | ||||
| 5p ordinary | Sale | 165 | 45.6100 GBP | ||||
| 5p ordinary | Sale | 311 | 45.7900 GBP | ||||
| 5p ordinary | Sale | 312 | 45.7424 GBP | ||||
| 5p ordinary | Sale | 336 | 45.7714 GBP | ||||
| 5p ordinary | Sale | 368 | 45.7167 GBP | ||||
| 5p ordinary | Sale | 373 | 45.8123 GBP | ||||
| 5p ordinary | Sale | 456 | 45.7551 GBP | ||||
| 5p ordinary | Sale | 653 | 45.6980 GBP | ||||
| 5p ordinary | Sale | 715 | 45.6486 GBP | ||||
| 5p ordinary | Sale | 922 | 45.6637 GBP | ||||
| 5p ordinary | Sale | 1,018 | 46.2034 GBP | ||||
| 5p ordinary | Sale | 1,217 | 45.8613 GBP | ||||
| 5p ordinary | Sale | 1,380 | 45.6692 GBP | ||||
| 5p ordinary | Sale | 2,082 | 45.4459 GBP | ||||
| 5p ordinary | Sale | 3,401 | 45.6300 GBP | ||||
| 5p ordinary | Sale | 3,424 | 46.0702 GBP | ||||
| 5p ordinary | Sale | 3,677 | 45.8205 GBP | ||||
| 5p ordinary | Sale | 5,969 | 45.7910 GBP | ||||
| 5p ordinary | Sale | 7,198 | 45.8187 GBP | ||||
| 5p ordinary | Sale | 12,278 | 45.7072 GBP | ||||
| 5p ordinary | Sale | 12,977 | 46.3422 GBP | ||||
| 5p ordinary | Sale | 20,000 | 45.7160 GBP | ||||
| 5p ordinary | Sale | 20,001 | 45.6700 GBP | ||||
| 5p ordinary | Sale | 34,376 | 45.4892 GBP | ||||
| 5p ordinary | Sale | 51,427 | 45.8464 GBP | ||||
| 5p ordinary | Sale | 104,075 | 45.7847 GBP | ||||
| 5p ordinary | Sale | 154,494 | 45.7474 GBP | ||||
| ADR | Purchase | 47 | 176.2851 USD | ||||
| ADR | Purchase | 75 | 175.5900 USD | ||||
| ADR | Purchase | 100 | 176.2400 USD | ||||
| ADR | Purchase | 100 | 176.4850 USD | ||||
| ADR | Purchase | 100 | 175.5600 USD | ||||
| ADR | Purchase | 100 | 176.2200 USD | ||||
| ADR | Purchase | 100 | 176.3500 USD | ||||
| ADR | Purchase | 115 | 175.9974 USD | ||||
| ADR | Purchase | 200 | 175.0000 USD | ||||
| ADR | Purchase | 200 | 175.5300 USD | ||||
| ADR | Purchase | 200 | 176.2700 USD | ||||
| ADR | Purchase | 300 | 176.1883 USD | ||||
| ADR | Purchase | 300 | 176.5233 USD | ||||
| ADR | Purchase | 300 | 176.2866 USD | ||||
| ADR | Purchase | 386 | 175.6000 USD | ||||
| ADR | Purchase | 400 | 176.2775 USD | ||||
| ADR | Purchase | 800 | 176.0787 USD | ||||
| ADR | Purchase | 923 | 176.3351 USD | ||||
| ADR | Purchase | 1,184 | 175.8086 USD | ||||
| ADR | Purchase | 1,199 | 176.2699 USD | ||||
| ADR | Purchase | 1,200 | 176.2612 USD | ||||
| ADR | Purchase | 1,200 | 176.1154 USD | ||||
| ADR | Purchase | 1,218 | 175.8248 USD | ||||
| ADR | Purchase | 1,300 | 176.0852 USD | ||||
| ADR | Purchase | 1,600 | 176.5800 USD | ||||
| ADR | Purchase | 2,400 | 176.2484 USD | ||||
| ADR | Purchase | 2,800 | 176.1260 USD | ||||
| ADR | Purchase | 4,000 | 176.2650 USD | ||||
| ADR | Purchase | 5,482 | 176.0082 USD | ||||
| ADR | Purchase | 5,500 | 176.2380 USD | ||||
| ADR | Purchase | 17,317 | 176.0061 USD | ||||
| ADR | Purchase | 17,320 | 176.2630 USD | ||||
| ADR | Purchase | 19,000 | 175.9730 USD | ||||
| ADR | Sale | 9 | 176.4000 USD | ||||
| ADR | Sale | 15 | 175.9801 USD | ||||
| ADR | Sale | 47 | 176.2851 USD | ||||
| ADR | Sale | 100 | 175.6000 USD | ||||
| ADR | Sale | 100 | 182.5000 USD | ||||
| ADR | Sale | 100 | 176.0100 USD | ||||
| ADR | Sale | 100 | 176.0000 USD | ||||
| ADR | Sale | 200 | 176.1750 USD | ||||
| ADR | Sale | 243 | 176.1074 USD | ||||
| ADR | Sale | 300 | 175.7633 USD | ||||
| ADR | Sale | 300 | 176.0733 USD | ||||
| ADR | Sale | 374 | 175.8612 USD | ||||
| ADR | Sale | 400 | 176.2475 USD | ||||
| ADR | Sale | 400 | 175.9450 USD | ||||
| ADR | Sale | 441 | 176.3569 USD | ||||
| ADR | Sale | 450 | 176.3388 USD | ||||
| ADR | Sale | 600 | 175.9133 USD | ||||
| ADR | Sale | 900 | 175.8266 USD | ||||
| ADR | Sale | 900 | 176.2488 USD | ||||
| ADR | Sale | 1,100 | 176.0145 USD | ||||
| ADR | Sale | 1,218 | 175.8248 USD | ||||
| ADR | Sale | 1,300 | 175.9792 USD | ||||
| ADR | Sale | 1,700 | 176.0823 USD | ||||
| ADR | Sale | 1,835 | 175.5900 USD | ||||
| ADR | Sale | 2,000 | 176.0389 USD | ||||
| ADR | Sale | 2,400 | 175.9300 USD | ||||
| ADR | Sale | 2,400 | 176.1370 USD | ||||
| ADR | Sale | 2,423 | 176.1790 USD | ||||
| ADR | Sale | 4,100 | 176.2643 USD | ||||
| ADR | Sale | 6,600 | 176.0123 USD | ||||
| ADR | Sale | 8,851 | 175.9977 USD | ||||
| ADR | Sale | 10,000 | 175.9730 USD | ||||
| ADR | Sale | 17,320 | 176.2630 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 1 | 45.5900 GBP | |||||
| 5p ordinary | SWAP | Long | 2 | 45.6150 GBP | |||||
| 5p ordinary | SWAP | Long | 16 | 45.6300 GBP | |||||
| 5p ordinary | SWAP | Long | 72 | 45.6887 GBP | |||||
| 5p ordinary | CFD | Long | 312 | 45.7424 GBP | |||||
| 5p ordinary | CFD | Long | 336 | 45.7714 GBP | |||||
| 5p ordinary | CFD | Long | 373 | 45.8123 GBP | |||||
| 5p ordinary | CFD | Long | 1,233 | 45.5248 GBP | |||||
| 5p ordinary | SWAP | Long | 6,409 | 45.6716 GBP | |||||
| 5p ordinary | SWAP | Long | 7,281 | 45.7815 GBP | |||||
| 5p ordinary | CFD | Long | 9,327 | 45.7131 GBP | |||||
| 5p ordinary | CFD | Long | 15,299 | 45.5025 GBP | |||||
| 5p ordinary | CFD | Long | 19,077 | 45.4784 GBP | |||||
| 5p ordinary | CFD | Short | 30 | 45.6740 GBP | |||||
| 5p ordinary | SWAP | Short | 149 | 45.6759 GBP | |||||
| 5p ordinary | SWAP | Short | 156 | 45.7389 GBP | |||||
| 5p ordinary | SWAP | Short | 157 | 45.6978 GBP | |||||
| 5p ordinary | CFD | Short | 345 | 45.7795 GBP | |||||
| 5p ordinary | CFD | Short | 523 | 45.4439 GBP | |||||
| 5p ordinary | SWAP | Short | 719 | 45.6300 GBP | |||||
| 5p ordinary | CFD | Short | 893 | 45.7712 GBP | |||||
| 5p ordinary | CFD | Short | 2,875 | 45.4601 GBP | |||||
| 5p ordinary | CFD | Short | 2,875 | 45.6872 GBP | |||||
| 5p ordinary | CFD | Short | 3,203 | 45.8159 GBP | |||||
| 5p ordinary | CFD | Short | 4,063 | 45.7484 GBP | |||||
| 5p ordinary | SWAP | Short | 15,078 | 45.6612 GBP | |||||
| 5p ordinary | CFD | Short | 15,628 | 45.4536 GBP | |||||
| 5p ordinary | CFD | Short | 27,871 | 45.6562 GBP | |||||
| 5p ordinary | SWAP | Short | 37,338 | 45.6316 GBP | |||||
| 5p ordinary | SWAP | Short | 38,380 | 45.5474 GBP | |||||
| 5p ordinary | SWAP | Short | 58,900 | 45.7202 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 100 | 155 USD | American | 15 Jan 2021 | 35.5000 USD | ||||||||
| ADR | Call Options | Purchasing | 400 | 190 USD | American | 18 Apr 2019 | 4.9000 USD | ||||||||
| ADR | Call Options | Selling | 400 | 170 USD | American | 21 Dec 2018 | 12.3000 USD | ||||||||
| ADR | Call Options | Selling | 11,500 | 185 USD | American | 21 Dec 2018 | 3.7000 USD | ||||||||
| ADR | Call Options | Selling | 22,500 | 190 USD | American | 21 Dec 2018 | 2.1000 USD | ||||||||
| ADR | Put Options | Purchasing | 10,000 | 170 USD | American | 21 Dec 2018 | 6.4980 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 140 USD | American | 21 Dec 2018 | 1.4000 USD | ||||||||
| ADR | Put Options | Selling | 1,300 | 160 USD | American | 7 Dec 2018 | 3.5000 USD | ||||||||
| ADR | Put Options | Selling | 500 | 163 USD | American | 7 Dec 2018 | 3.8000 USD | ||||||||
| ADR | Put Options | Selling | 500 | 165 USD | American | 7 Dec 2018 | 4.3000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 21 Nov 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 100 | 195.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 16 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 180.0000 | American | 23 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 178.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,100 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,000 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -42,400 | 200.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -41,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -38,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -22,600 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -13,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,800 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -500 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -14,700 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -10,000 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,500 | 165.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -3,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 155.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 148.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 168.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 183.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 500 | 163.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 165.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 600 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 900 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 140.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 1,300 | 160.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 4,800 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 22,900 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 35,100 | 160.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181121005387/en/
Copyright Business Wire 2018
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