6th Dec 2018 08:33
FORM 8.3 Amendment to Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 30 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 6,177,846 | 0.67% | 1,699,561 | 0.19% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 175,955 | 0.02% | 4,812,870 | 0.53% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 584,300 | 0.06% | 489,700 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 6,938,101 | 0.76% | 7,002,131 | 0.76% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 30 | 45.2100 GBP | ||||
| 5p ordinary | Purchase | 120 | 45.0313 GBP | ||||
| 5p ordinary | Purchase | 235 | 45.2093 GBP | ||||
| 5p ordinary | Purchase | 299 | 45.0375 GBP | ||||
| 5p ordinary | Purchase | 343 | 45.1885 GBP | ||||
| 5p ordinary | Purchase | 366 | 45.0000 GBP | ||||
| 5p ordinary | Purchase | 426 | 45.3975 GBP | ||||
| 5p ordinary | Purchase | 552 | 45.3924 GBP | ||||
| 5p ordinary | Purchase | 915 | 45.3900 GBP | ||||
| 5p ordinary | Purchase | 1,009 | 45.3950 GBP | ||||
| 5p ordinary | Purchase | 1,521 | 45.2998 GBP | ||||
| 5p ordinary | Purchase | 1,643 | 45.1601 GBP | ||||
| 5p ordinary | Purchase | 3,875 | 45.0621 GBP | ||||
| 5p ordinary | Purchase | 3,984 | 45.3223 GBP | ||||
| 5p ordinary | Purchase | 4,755 | 45.2907 GBP | ||||
| 5p ordinary | Purchase | 6,275 | 45.2280 GBP | ||||
| 5p ordinary | Purchase | 6,650 | 45.2157 GBP | ||||
| 5p ordinary | Purchase | 8,895 | 45.3032 GBP | ||||
| 5p ordinary | Purchase | 9,004 | 45.2566 GBP | ||||
| 5p ordinary | Purchase | 9,671 | 45.2607 GBP | ||||
| 5p ordinary | Purchase | 10,000 | 45.1501 GBP | ||||
| 5p ordinary | Purchase | 11,238 | 45.4986 GBP | ||||
| 5p ordinary | Purchase | 17,769 | 45.5000 GBP | ||||
| 5p ordinary | Purchase | 25,180 | 45.0633 GBP | ||||
| 5p ordinary | Purchase | 31,628 | 45.1972 GBP | ||||
| 5p ordinary | Purchase | 47,004 | 45.1996 GBP | ||||
| 5p ordinary | Purchase | 70,575 | 45.1820 GBP | ||||
| 5p ordinary | Purchase | 100,002 | 45.2174 GBP | ||||
| 5p ordinary | Purchase | 231,232 | 45.4954 GBP | ||||
| 5p ordinary | Purchase | 624,388 | 45.4499 GBP | ||||
| 5p ordinary | Sale | 34 | 45.0200 GBP | ||||
| 5p ordinary | Sale | 34 | 45.0250 GBP | ||||
| 5p ordinary | Sale | 102 | 45.0266 GBP | ||||
| 5p ordinary | Sale | 153 | 45.3627 GBP | ||||
| 5p ordinary | Sale | 219 | 45.3928 GBP | ||||
| 5p ordinary | Sale | 372 | 45.3787 GBP | ||||
| 5p ordinary | Sale | 426 | 45.3975 GBP | ||||
| 5p ordinary | Sale | 588 | 45.3971 GBP | ||||
| 5p ordinary | Sale | 866 | 45.1372 GBP | ||||
| 5p ordinary | Sale | 1,009 | 45.3950 GBP | ||||
| 5p ordinary | Sale | 1,331 | 45.3295 GBP | ||||
| 5p ordinary | Sale | 2,957 | 45.1581 GBP | ||||
| 5p ordinary | Sale | 3,181 | 45.3958 GBP | ||||
| 5p ordinary | Sale | 3,364 | 45.3524 GBP | ||||
| 5p ordinary | Sale | 3,539 | 45.1288 GBP | ||||
| 5p ordinary | Sale | 3,688 | 45.1651 GBP | ||||
| 5p ordinary | Sale | 3,734 | 45.3378 GBP | ||||
| 5p ordinary | Sale | 3,861 | 45.0779 GBP | ||||
| 5p ordinary | Sale | 4,665 | 45.3676 GBP | ||||
| 5p ordinary | Sale | 4,719 | 45.3961 GBP | ||||
| 5p ordinary | Sale | 6,135 | 45.1732 GBP | ||||
| 5p ordinary | Sale | 9,671 | 45.2607 GBP | ||||
| 5p ordinary | Sale | 15,056 | 45.0930 GBP | ||||
| 5p ordinary | Sale | 22,149 | 45.5013 GBP | ||||
| 5p ordinary | Sale | 24,365 | 45.5000 GBP | ||||
| 5p ordinary | Sale | 31,628 | 45.1972 GBP | ||||
| 5p ordinary | Sale | 69,280 | 45.0109 GBP | ||||
| 5p ordinary | Sale | 116,882 | 45.1883 GBP | ||||
| 5p ordinary | Sale | 247,269 | 45.4892 GBP | ||||
| 5p ordinary | Sale | 444,313 | 45.3612 GBP | ||||
| 5p ordinary | Sale | 665,527 | 45.4248 GBP | ||||
| ADR | Purchase | 55 | 173.7000 USD | ||||
| ADR | Purchase | 94 | 173.0000 USD | ||||
| ADR | Purchase | 100 | 173.0800 USD | ||||
| ADR | Purchase | 100 | 173.3200 USD | ||||
| ADR | Purchase | 100 | 173.3900 USD | ||||
| ADR | Purchase | 100 | 174.7900 USD | ||||
| ADR | Purchase | 114 | 173.8668 USD | ||||
| ADR | Purchase | 117 | 175.7800 USD | ||||
| ADR | Purchase | 200 | 175.6950 USD | ||||
| ADR | Purchase | 200 | 175.3450 USD | ||||
| ADR | Purchase | 300 | 175.4600 USD | ||||
| ADR | Purchase | 300 | 175.2800 USD | ||||
| ADR | Purchase | 350 | 173.1784 USD | ||||
| ADR | Purchase | 400 | 175.6900 USD | ||||
| ADR | Purchase | 430 | 172.9362 USD | ||||
| ADR | Purchase | 500 | 175.3980 USD | ||||
| ADR | Purchase | 528 | 173.2306 USD | ||||
| ADR | Purchase | 570 | 175.2282 USD | ||||
| ADR | Purchase | 740 | 175.5375 USD | ||||
| ADR | Purchase | 800 | 175.6387 USD | ||||
| ADR | Purchase | 800 | 175.7375 USD | ||||
| ADR | Purchase | 900 | 175.7777 USD | ||||
| ADR | Purchase | 1,000 | 175.6182 USD | ||||
| ADR | Purchase | 1,057 | 175.6236 USD | ||||
| ADR | Purchase | 1,625 | 174.3591 USD | ||||
| ADR | Purchase | 1,700 | 172.6857 USD | ||||
| ADR | Purchase | 1,700 | 175.5644 USD | ||||
| ADR | Purchase | 1,847 | 175.5800 USD | ||||
| ADR | Purchase | 2,000 | 174.5370 USD | ||||
| ADR | Purchase | 2,778 | 174.8285 USD | ||||
| ADR | Purchase | 3,100 | 175.6277 USD | ||||
| ADR | Purchase | 3,300 | 175.0000 USD | ||||
| ADR | Purchase | 3,710 | 175.1552 USD | ||||
| ADR | Purchase | 4,500 | 174.7398 USD | ||||
| ADR | Purchase | 6,310 | 174.4758 USD | ||||
| ADR | Purchase | 11,918 | 173.7303 USD | ||||
| ADR | Purchase | 12,046 | 175.6726 USD | ||||
| ADR | Purchase | 17,800 | 175.3517 USD | ||||
| ADR | Purchase | 18,200 | 175.1920 USD | ||||
| ADR | Purchase | 23,111 | 175.5354 USD | ||||
| ADR | Purchase | 29,570 | 174.4339 USD | ||||
| ADR | Sale | 17 | 175.7800 USD | ||||
| ADR | Sale | 55 | 173.7000 USD | ||||
| ADR | Sale | 100 | 172.9000 USD | ||||
| ADR | Sale | 100 | 172.6900 USD | ||||
| ADR | Sale | 200 | 174.8175 USD | ||||
| ADR | Sale | 200 | 174.8300 USD | ||||
| ADR | Sale | 200 | 174.4600 USD | ||||
| ADR | Sale | 200 | 173.2100 USD | ||||
| ADR | Sale | 200 | 173.7300 USD | ||||
| ADR | Sale | 211 | 174.5383 USD | ||||
| ADR | Sale | 250 | 173.7720 USD | ||||
| ADR | Sale | 300 | 175.2633 USD | ||||
| ADR | Sale | 400 | 173.7250 USD | ||||
| ADR | Sale | 400 | 175.7900 USD | ||||
| ADR | Sale | 400 | 173.7900 USD | ||||
| ADR | Sale | 500 | 174.8460 USD | ||||
| ADR | Sale | 935 | 173.7085 USD | ||||
| ADR | Sale | 966 | 173.7204 USD | ||||
| ADR | Sale | 1,208 | 173.7350 USD | ||||
| ADR | Sale | 1,500 | 173.7273 USD | ||||
| ADR | Sale | 1,600 | 173.7200 USD | ||||
| ADR | Sale | 1,700 | 172.6857 USD | ||||
| ADR | Sale | 1,799 | 174.7047 USD | ||||
| ADR | Sale | 1,847 | 175.5800 USD | ||||
| ADR | Sale | 2,000 | 174.5378 USD | ||||
| ADR | Sale | 3,500 | 174.8381 USD | ||||
| ADR | Sale | 3,641 | 173.8237 USD | ||||
| ADR | Sale | 5,959 | 173.7303 USD | ||||
| ADR | Sale | 10,000 | 174.9724 USD | ||||
| ADR | Sale | 11,400 | 175.5083 USD | ||||
| ADR | Sale | 35,818 | 174.5048 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 4 | 44.9950 GBP | |||||
| 5p ordinary | SWAP | Long | 12 | 45.3200 GBP | |||||
| 5p ordinary | SWAP | Long | 200 | 45.5000 GBP | |||||
| 5p ordinary | CFD | Long | 219 | 45.3927 GBP | |||||
| 5p ordinary | CFD | Long | 372 | 45.3787 GBP | |||||
| 5p ordinary | CFD | Long | 820 | 45.3762 GBP | |||||
| 5p ordinary | CFD | Long | 1,450 | 45.1872 GBP | |||||
| 5p ordinary | CFD | Long | 3,539 | 45.1288 GBP | |||||
| 5p ordinary | CFD | Long | 4,665 | 45.3676 GBP | |||||
| 5p ordinary | SWAP | Long | 8,310 | 45.3444 GBP | |||||
| 5p ordinary | SWAP | Long | 34,977 | 45.2190 GBP | |||||
| 5p ordinary | SWAP | Long | 49,328 | 45.3331 GBP | |||||
| 5p ordinary | SWAP | Long | 144,036 | 45.2647 GBP | |||||
| 5p ordinary | CFD | Long | 229,287 | 45.3703 GBP | |||||
| 5p ordinary | SWAP | Short | 11 | 45.1718 GBP | |||||
| 5p ordinary | CFD | Short | 120 | 45.0313 GBP | |||||
| 5p ordinary | SWAP | Short | 343 | 45.4511 GBP | |||||
| 5p ordinary | CFD | Short | 360 | 45.1861 GBP | |||||
| 5p ordinary | CFD | Short | 552 | 45.3924 GBP | |||||
| 5p ordinary | SWAP | Short | 679 | 45.0000 GBP | |||||
| 5p ordinary | CFD | Short | 1,643 | 45.1601 GBP | |||||
| 5p ordinary | CFD | Short | 3,875 | 45.0621 GBP | |||||
| 5p ordinary | CFD | Short | 6,300 | 45.0028 GBP | |||||
| 5p ordinary | SWAP | Short | 6,511 | 45.0652 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 3,300 | 175 USD | American | 30 Nov 2018 | 0.8318 USD | ||||||||
| ADR | Call Options | Purchasing | 600 | 193 USD | American | 7 Dec 2018 | 0.1000 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 200 USD | American | 18 Jan 2019 | 0.2500 USD | ||||||||
| ADR | Call Options | Selling | 1,000 | 165 USD | American | 7 Dec 2018 | 13.2000 USD | ||||||||
| ADR | Call Options | Selling | 200 | 165 USD | American | 18 Jan 2019 | 16.5000 USD | ||||||||
| ADR | Call Options | Selling | 500 | 170 USD | American | 7 Dec 2018 | 9.6000 USD | ||||||||
| ADR | Call Options | Selling | 500 | 173 USD | American | 14 Dec 2018 | 9.3000 USD | ||||||||
| ADR | Put Options | Purchasing | 300 | 175 USD | American | 30 Nov 2018 | 0.0500 USD | ||||||||
| ADR | Put Options | Selling | 1,200 | 165 USD | American | 18 Jan 2019 | 6.5000 USD | ||||||||
| ADR | Put Options | Selling | 300 | 170 USD | American | 7 Dec 2018 | 5.2000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 6 Dec 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 190.0000 | American | 4 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 195.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 193.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 195.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 178.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,100 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,300 | 175.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 4,800 | 180.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 6,000 | 193.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 8,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 15,000 | 183.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 20,300 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 22,300 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 84,600 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -42,400 | 200.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -38,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -37,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -22,500 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -15,000 | 175.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -11,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -5,000 | 178.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,900 | 170.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,800 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 165.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -500 | 173.0000 | American | 14 Dec 2018 | |||||||
| ADR | Call Options | Written | -500 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -20,000 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -14,700 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,900 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Purchased | -300 | 175.0000 | American | 30 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 168.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 148.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 400 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 163.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 800 | 170.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 900 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 140.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 173.0000 | American | 30 Nov 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 147.0000 | American | 28 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 1,300 | 160.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,500 | 170.0000 | American | 30 Nov 2018 | |||||||
| ADR | Put Options | Written | 1,700 | 168.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,900 | 168.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,000 | 165.0000 | American | 30 Nov 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,800 | 160.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 6,300 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 8,200 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 14,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 14,400 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 18,700 | 165.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 24,100 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 26,600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 40,500 | 160.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181206005288/en/
Copyright Business Wire 2018
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