11th Jul 2014 17:49
AMENDMENT
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
|
| are being disclosed: | ||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE plc | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 4 July 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 6,066,322 | 1.03% | 2,729,169 | 0.46% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 751,445 | 0.13% | 1,533,863 | 0.26% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 157,400 | 0.03% | 327,738 | 0.06% | |||||||
| TOTAL: | |||||||||||
| 6,975,167 | 1.19% | 4,590,770 | 0.78% | ||||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 2 | 46.3950 GBP | ||||
| ORD | Purchase | 6 | 46.1700 GBP | ||||
| ORD | Purchase | 11 | 46.0750 GBP | ||||
| ORD | Purchase | 13 | 45.9500 GBP | ||||
| ORD | Purchase | 20 | 46.2050 GBP | ||||
| ORD | Purchase | 21 | 46.2160 GBP | ||||
| ORD | Purchase | 22 | 46.1800 GBP | ||||
| ORD | Purchase | 25 | 45.8520 GBP | ||||
| ORD | Purchase | 27 | 46.3790 GBP | ||||
| ORD | Purchase | 33 | 45.9250 GBP | ||||
| ORD | Purchase | 33 | 45.9450 GBP | ||||
| ORD | Purchase | 33 | 46.0100 GBP | ||||
| ORD | Purchase | 33 | 46.3800 GBP | ||||
| ORD | Purchase | 33 | 46.4200 GBP | ||||
| ORD | Purchase | 33 | 46.4400 GBP | ||||
| ORD | Purchase | 33 | 46.5400 GBP | ||||
| ORD | Purchase | 39 | 46.0400 GBP | ||||
| ORD | Purchase | 42 | 45.8560 GBP | ||||
| ORD | Purchase | 42 | 45.9350 GBP | ||||
| ORD | Purchase | 47 | 46.2900 GBP | ||||
| ORD | Purchase | 47 | 46.3310 GBP | ||||
| ORD | Purchase | 50 | 46.1940 GBP | ||||
| ORD | Purchase | 66 | 45.7960 GBP | ||||
| ORD | Purchase | 66 | 45.8350 GBP | ||||
| ORD | Purchase | 66 | 45.8600 GBP | ||||
| ORD | Purchase | 66 | 45.9100 GBP | ||||
| ORD | Purchase | 66 | 45.9300 GBP | ||||
| ORD | Purchase | 66 | 46.0200 GBP | ||||
| ORD | Purchase | 66 | 46.0800 GBP | ||||
| ORD | Purchase | 66 | 46.0950 GBP | ||||
| ORD | Purchase | 66 | 46.1050 GBP | ||||
| ORD | Purchase | 67 | 46.1550 GBP | ||||
| ORD | Purchase | 70 | 45.8390 GBP | ||||
| ORD | Purchase | 71 | 46.2300 GBP | ||||
| ORD | Purchase | 75 | 46.5750 GBP | ||||
| ORD | Purchase | 77 | 46.2150 GBP | ||||
| ORD | Purchase | 79 | 46.2550 GBP | ||||
| ORD | Purchase | 85 | 46.2650 GBP | ||||
| ORD | Purchase | 87 | 46.5850 GBP | ||||
| ORD | Purchase | 89 | 46.5810 GBP | ||||
| ORD | Purchase | 95 | 46.5100 GBP | ||||
| ORD | Purchase | 98 | 46.4250 GBP | ||||
| ORD | Purchase | 99 | 46.1000 GBP | ||||
| ORD | Purchase | 100 | 45.8750 GBP | ||||
| ORD | Purchase | 101 | 45.7700 GBP | ||||
| ORD | Purchase | 104 | 45.9000 GBP | ||||
| ORD | Purchase | 104 | 46.3100 GBP | ||||
| ORD | Purchase | 112 | 46.1300 GBP | ||||
| ORD | Purchase | 125 | 45.7950 GBP | ||||
| ORD | Purchase | 125 | 45.7967 GBP | ||||
| ORD | Purchase | 132 | 45.7850 GBP | ||||
| ORD | Purchase | 132 | 45.8900 GBP | ||||
| ORD | Purchase | 132 | 46.2950 GBP | ||||
| ORD | Purchase | 135 | 45.8450 GBP | ||||
| ORD | Purchase | 136 | 46.2700 GBP | ||||
| ORD | Purchase | 137 | 45.7500 GBP | ||||
| ORD | Purchase | 138 | 46.3150 GBP | ||||
| ORD | Purchase | 147 | 45.7900 GBP | ||||
| ORD | Purchase | 153 | 46.1150 GBP | ||||
| ORD | Purchase | 155 | 46.2800 GBP | ||||
| ORD | Purchase | 160 | 46.0700 GBP | ||||
| ORD | Purchase | 160 | 46.3200 GBP | ||||
| ORD | Purchase | 162 | 46.1600 GBP | ||||
| ORD | Purchase | 169 | 46.2500 GBP | ||||
| ORD | Purchase | 178 | 45.8050 GBP | ||||
| ORD | Purchase | 178 | 46.3400 GBP | ||||
| ORD | Purchase | 191 | 45.8400 GBP | ||||
| ORD | Purchase | 199 | 46.2750 GBP | ||||
| ORD | Purchase | 202 | 46.3250 GBP | ||||
| ORD | Purchase | 204 | 46.3300 GBP | ||||
| ORD | Purchase | 213 | 45.8500 GBP | ||||
| ORD | Purchase | 219 | 46.4000 GBP | ||||
| ORD | Purchase | 232 | 46.1750 GBP | ||||
| ORD | Purchase | 232 | 46.2200 GBP | ||||
| ORD | Purchase | 236 | 46.2100 GBP | ||||
| ORD | Purchase | 259 | 45.8064 GBP | ||||
| ORD | Purchase | 260 | 46.3600 GBP | ||||
| ORD | Purchase | 266 | 45.8300 GBP | ||||
| ORD | Purchase | 269 | 46.1603 GBP | ||||
| ORD | Purchase | 276 | 45.7800 GBP | ||||
| ORD | Purchase | 326 | 45.7543 GBP | ||||
| ORD | Purchase | 351 | 46.3050 GBP | ||||
| ORD | Purchase | 356 | 46.3900 GBP | ||||
| ORD | Purchase | 396 | 45.8000 GBP | ||||
| ORD | Purchase | 414 | 46.2600 GBP | ||||
| ORD | Purchase | 416 | 45.7600 GBP | ||||
| ORD | Purchase | 416 | 45.8150 GBP | ||||
| ORD | Purchase | 416 | 46.3000 GBP | ||||
| ORD | Purchase | 575 | 46.0900 GBP | ||||
| ORD | Purchase | 651 | 46.3500 GBP | ||||
| ORD | Purchase | 705 | 45.8200 GBP | ||||
| ORD | Purchase | 761 | 46.3700 GBP | ||||
| ORD | Purchase | 831 | 45.8206 GBP | ||||
| ORD | Purchase | 867 | 45.8100 GBP | ||||
| ORD | Purchase | 1,031 | 46.1502 GBP | ||||
| ORD | Purchase | 1,664 | 46.0802 GBP | ||||
| ORD | Purchase | 1,706 | 46.0780 GBP | ||||
| ORD | Purchase | 5,375 | 46.0270 GBP | ||||
| ORD | Purchase | 5,403 | 46.0621 GBP | ||||
| ORD | Purchase | 10,169 | 45.9499 GBP | ||||
| ORD | Purchase | 11,142 | 46.1124 GBP | ||||
| ORD | Purchase | 12,075 | 45.8202 GBP | ||||
| ORD | Purchase | 23,270 | 45.9400 GBP | ||||
| ORD | Purchase | 25,000 | 45.8178 GBP | ||||
| ORD | Purchase | 28,201 | 46.1380 GBP | ||||
| ORD | Purchase | 32,689 | 46.1102 GBP | ||||
| ORD | Purchase | 38,252 | 46.0847 GBP | ||||
| ORD | Purchase | 44,260 | 46.1629 GBP | ||||
| ORD | Purchase | 70,000 | 46.1840 GBP | ||||
| ORD | Sale | 2 | 46.3950 GBP | ||||
| ORD | Sale | 6 | 46.1700 GBP | ||||
| ORD | Sale | 8 | 45.8300 GBP | ||||
| ORD | Sale | 9 | 46.4100 GBP | ||||
| ORD | Sale | 11 | 46.0750 GBP | ||||
| ORD | Sale | 13 | 45.9500 GBP | ||||
| ORD | Sale | 20 | 46.2050 GBP | ||||
| ORD | Sale | 21 | 46.2160 GBP | ||||
| ORD | Sale | 22 | 46.1800 GBP | ||||
| ORD | Sale | 25 | 45.8520 GBP | ||||
| ORD | Sale | 27 | 46.3790 GBP | ||||
| ORD | Sale | 33 | 45.9250 GBP | ||||
| ORD | Sale | 33 | 45.9450 GBP | ||||
| ORD | Sale | 33 | 46.0100 GBP | ||||
| ORD | Sale | 33 | 46.3800 GBP | ||||
| ORD | Sale | 33 | 46.4200 GBP | ||||
| ORD | Sale | 33 | 46.4400 GBP | ||||
| ORD | Sale | 33 | 46.5400 GBP | ||||
| ORD | Sale | 39 | 46.0400 GBP | ||||
| ORD | Sale | 42 | 45.8560 GBP | ||||
| ORD | Sale | 42 | 45.9350 GBP | ||||
| ORD | Sale | 47 | 46.2900 GBP | ||||
| ORD | Sale | 47 | 46.3310 GBP | ||||
| ORD | Sale | 50 | 46.1940 GBP | ||||
| ORD | Sale | 66 | 45.7960 GBP | ||||
| ORD | Sale | 66 | 45.8350 GBP | ||||
| ORD | Sale | 66 | 45.8600 GBP | ||||
| ORD | Sale | 66 | 45.9100 GBP | ||||
| ORD | Sale | 66 | 45.9300 GBP | ||||
| ORD | Sale | 66 | 46.0200 GBP | ||||
| ORD | Sale | 66 | 46.0800 GBP | ||||
| ORD | Sale | 66 | 46.0950 GBP | ||||
| ORD | Sale | 66 | 46.1050 GBP | ||||
| ORD | Sale | 66 | 46.2500 GBP | ||||
| ORD | Sale | 67 | 46.1550 GBP | ||||
| ORD | Sale | 70 | 45.8390 GBP | ||||
| ORD | Sale | 71 | 46.2300 GBP | ||||
| ORD | Sale | 75 | 46.5750 GBP | ||||
| ORD | Sale | 77 | 46.2150 GBP | ||||
| ORD | Sale | 79 | 46.2550 GBP | ||||
| ORD | Sale | 85 | 46.2650 GBP | ||||
| ORD | Sale | 87 | 46.5850 GBP | ||||
| ORD | Sale | 89 | 46.5810 GBP | ||||
| ORD | Sale | 95 | 46.5100 GBP | ||||
| ORD | Sale | 98 | 46.4250 GBP | ||||
| ORD | Sale | 99 | 46.1000 GBP | ||||
| ORD | Sale | 101 | 45.7700 GBP | ||||
| ORD | Sale | 104 | 45.9000 GBP | ||||
| ORD | Sale | 104 | 46.3100 GBP | ||||
| ORD | Sale | 112 | 46.1300 GBP | ||||
| ORD | Sale | 125 | 45.7950 GBP | ||||
| ORD | Sale | 132 | 45.7850 GBP | ||||
| ORD | Sale | 132 | 45.8900 GBP | ||||
| ORD | Sale | 132 | 46.2950 GBP | ||||
| ORD | Sale | 135 | 45.8450 GBP | ||||
| ORD | Sale | 136 | 46.2700 GBP | ||||
| ORD | Sale | 138 | 46.3150 GBP | ||||
| ORD | Sale | 147 | 45.7900 GBP | ||||
| ORD | Sale | 153 | 46.1150 GBP | ||||
| ORD | Sale | 154 | 46.1714 GBP | ||||
| ORD | Sale | 155 | 46.2800 GBP | ||||
| ORD | Sale | 160 | 46.0700 GBP | ||||
| ORD | Sale | 160 | 46.3200 GBP | ||||
| ORD | Sale | 162 | 46.1600 GBP | ||||
| ORD | Sale | 178 | 45.8050 GBP | ||||
| ORD | Sale | 178 | 46.3400 GBP | ||||
| ORD | Sale | 191 | 45.8400 GBP | ||||
| ORD | Sale | 199 | 46.2750 GBP | ||||
| ORD | Sale | 202 | 46.3250 GBP | ||||
| ORD | Sale | 204 | 46.3300 GBP | ||||
| ORD | Sale | 213 | 45.8500 GBP | ||||
| ORD | Sale | 221 | 46.4000 GBP | ||||
| ORD | Sale | 232 | 46.1750 GBP | ||||
| ORD | Sale | 232 | 46.2200 GBP | ||||
| ORD | Sale | 236 | 46.2100 GBP | ||||
| ORD | Sale | 248 | 45.9430 GBP | ||||
| ORD | Sale | 260 | 46.3600 GBP | ||||
| ORD | Sale | 276 | 45.7800 GBP | ||||
| ORD | Sale | 300 | 46.0346 GBP | ||||
| ORD | Sale | 322 | 46.3000 GBP | ||||
| ORD | Sale | 351 | 46.3050 GBP | ||||
| ORD | Sale | 356 | 46.3900 GBP | ||||
| ORD | Sale | 396 | 45.8000 GBP | ||||
| ORD | Sale | 414 | 46.2600 GBP | ||||
| ORD | Sale | 416 | 45.7600 GBP | ||||
| ORD | Sale | 416 | 45.8150 GBP | ||||
| ORD | Sale | 486 | 45.8138 GBP | ||||
| ORD | Sale | 575 | 46.0900 GBP | ||||
| ORD | Sale | 705 | 45.8200 GBP | ||||
| ORD | Sale | 761 | 46.3700 GBP | ||||
| ORD | Sale | 867 | 45.8100 GBP | ||||
| ORD | Sale | 891 | 46.3447 GBP | ||||
| ORD | Sale | 1,044 | 45.8554 GBP | ||||
| ORD | Sale | 1,755 | 46.0776 GBP | ||||
| ORD | Sale | 1,899 | 46.0969 GBP | ||||
| ORD | Sale | 2,048 | 45.9041 GBP | ||||
| ORD | Sale | 2,462 | 46.1527 GBP | ||||
| ORD | Sale | 2,578 | 46.2195 GBP | ||||
| ORD | Sale | 3,741 | 46.2400 GBP | ||||
| ORD | Sale | 3,810 | 45.9555 GBP | ||||
| ORD | Sale | 4,660 | 46.3500 GBP | ||||
| ORD | Sale | 5,383 | 46.0795 GBP | ||||
| ORD | Sale | 10,679 | 46.1026 GBP | ||||
| ORD | Sale | 13,978 | 46.2217 GBP | ||||
| ORD | Sale | 19,201 | 46.0459 GBP | ||||
| ORD | Sale | 20,874 | 46.3170 GBP | ||||
| ORD | Sale | 52,062 | 46.1983 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 891 | 46.3447 GBP | |||||
| ORD | SWAP | Long | 1,899 | 46.0969 GBP | |||||
| ORD | SWAP | Long | 1,919 | 45.9311 GBP | |||||
| ORD | CFD | Long | 4,983 | 45.9169 GBP | |||||
| ORD | SWAP | Short | 326 | 45.7543 GBP | |||||
| ORD | CFD | Short | 1,665 | 46.0296 GBP | |||||
| ORD | SWAP | Short | 1,853 | 45.9511 GBP | |||||
| ORD | SWAP | Short | 1,918 | 46.3027 GBP | |||||
| ORD | SWAP | Short | 2,603 | 45.9668 GBP | |||||
| ORD | SWAP | Short | 12,075 | 45.8202 GBP | |||||
| ORD | CFD | Short | 11,142 | 46.1124 GBP | |||||
| ORD | SWAP | Short | 25,000 | 45.8178 GBP | |||||
| ORD | SWAP | Short | 44,260 | 46.1629 GBP | |||||
| ORD | CFD | Short | 27,470 | 46.1435 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 11 Jul 2014 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Call Options | Purchased | 2,000 | 3700.0000 GBP | European | 18 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -900 | 195.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 205.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 210.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -473 | 220.0000 | American | 18 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -1,400 | 220.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 220.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -400 | 225.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 230.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -500 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 400 | 110.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 500 | 130.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 400 | 140.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,300 | 165.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 600 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 170.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,700 | 175.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 200 | 185.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,200 | 200.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 100 | 200.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 210.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 215.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,100 | 175.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 195.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 5,900 | 250.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 17,700 | 255.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 7,100 | 260.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 280.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,400 | 155.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 165.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -5,200 | 170.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -900 | 180.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,600 | 190.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 200.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,700 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -473 | 220.0000 | American | 18 Jul 2014 | |||||||
| ADR | Call Options | Written | -900 | 220.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,900 | 230.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -100 | 230.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -600 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -17,500 | 235.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,600 | 240.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -20,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -1,000 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,000 | 245.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -600 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -18,100 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -100 | 260.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -1,000 | 265.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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