1st Jun 2018 16:43
FORM 8.3
AMENDMENT TO PURCHASES
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 24 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,592,837 | 1.05% | 3,187,969 | 0.35% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 333,318 | 0.04% | 4,873,125 | 0.53% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 358,200 | 0.04% | 579,300 | 0.06% | |||||||
| (4) | |||||||||||
| TOTAL: | 10,284,355 | 1.13% | 8,640,394 | 0.94% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 71 | 41.4950 GBP | ||||
| ADR | Purchase | 88 | 164.5909 USD | ||||
| ADR | Purchase | 100 | 164.7450 USD | ||||
| ADR | Purchase | 100 | 165.2800 USD | ||||
| ADR | Purchase | 100 | 164.6200 USD | ||||
| ADR | Purchase | 100 | 164.4900 USD | ||||
| ADR | Purchase | 133 | 164.8080 USD | ||||
| ADR | Purchase | 200 | 164.5900 USD | ||||
| 5p ordinary | Purchase | 200 | 41.1250 GBP | ||||
| ADR | Purchase | 200 | 164.6298 USD | ||||
| 5p ordinary | Purchase | 221 | 41.4383 GBP | ||||
| 5p ordinary | Purchase | 268 | 41.4912 GBP | ||||
| ADR | Purchase | 300 | 164.6400 USD | ||||
| ADR | Purchase | 300 | 164.5550 USD | ||||
| ADR | Purchase | 300 | 164.7100 USD | ||||
| ADR | Purchase | 300 | 164.6133 USD | ||||
| 5p ordinary | Purchase | 345 | 41.4783 GBP | ||||
| 5p ordinary | Purchase | 389 | 41.4459 GBP | ||||
| ADR | Purchase | 428 | 164.9357 USD | ||||
| ADR | Purchase | 504 | 164.9263 USD | ||||
| 5p ordinary | Purchase | 554 | 41.2764 GBP | ||||
| 5p ordinary | Purchase | 564 | 41.1906 GBP | ||||
| ADR | Purchase | 584 | 164.5591 USD | ||||
| ADR | Purchase | 688 | 164.5000 USD | ||||
| 5p ordinary | Purchase | 805 | 41.4379 GBP | ||||
| 5p ordinary | Purchase | 973 | 41.4727 GBP | ||||
| 5p ordinary | Purchase | 1,000 | 41.1150 GBP | ||||
| ADR | Purchase | 1,100 | 164.7490 USD | ||||
| ADR | Purchase | 1,500 | 164.5893 USD | ||||
| 5p ordinary | Purchase | 1,603 | 41.1860 GBP | ||||
| ADR | Purchase | 2,021 | 164.7737 USD | ||||
| 5p ordinary | Purchase | 2,100 | 41.3153 GBP | ||||
| ADR | Purchase | 2,500 | 164.5953 USD | ||||
| 5p ordinary | Purchase | 2,741 | 41.2301 GBP | ||||
| ADR | Purchase | 2,813 | 164.7274 USD | ||||
| 5p ordinary | Purchase | 3,093 | 41.2363 GBP | ||||
| ADR | Purchase | 3,200 | 164.7617 USD | ||||
| 5p ordinary | Purchase | 3,898 | 41.3338 GBP | ||||
| ADR | Purchase | 4,080 | 164.7233 USD | ||||
| ADR | Purchase | 4,200 | 164.7819 USD | ||||
| 5p ordinary | Purchase | 4,978 | 41.1853 GBP | ||||
| ADR | Purchase | 5,713 | 164.8688 USD | ||||
| ADR | Purchase | 7,344 | 164.8492 USD | ||||
| 5p ordinary | Purchase | 7,611 | 41.3782 GBP | ||||
| 5p ordinary | Purchase | 11,449 | 41.2642 GBP | ||||
| 5p ordinary | Purchase | 12,133 | 41.2568 GBP | ||||
| 5p ordinary | Purchase | 12,414 | 41.1810 GBP | ||||
| 5p ordinary | Purchase | 12,981 | 41.1370 GBP | ||||
| 5p ordinary | Purchase | 14,087 | 41.0300 GBP | ||||
| ADR | Purchase | 24,885 | 164.8339 USD | ||||
| 5p ordinary | Purchase | 33,411 | 41.0886 GBP | ||||
| 5p ordinary | Purchase | 35,497 | 41.2410 GBP | ||||
| 5p ordinary | Purchase | 36,301 | 41.4937 GBP | ||||
| ADR | Purchase | 91,035 | 164.7725 USD | ||||
| 5p ordinary | Purchase | 188,645 | 41.1190 GBP | ||||
| ADR | Sale | 4 | 164.6100 USD | ||||
| 5p ordinary | Sale | 48 | 41.4166 GBP | ||||
| 5p ordinary | Sale | 51 | 41.2968 GBP | ||||
| ADR | Sale | 84 | 164.5900 USD | ||||
| ADR | Sale | 100 | 164.4000 USD | ||||
| ADR | Sale | 100 | 165.1775 USD | ||||
| 5p ordinary | Sale | 159 | 41.3264 GBP | ||||
| 5p ordinary | Sale | 163 | 41.3512 GBP | ||||
| ADR | Sale | 200 | 164.7150 USD | ||||
| 5p ordinary | Sale | 234 | 41.0500 GBP | ||||
| ADR | Sale | 286 | 164.8295 USD | ||||
| ADR | Sale | 307 | 164.7869 USD | ||||
| ADR | Sale | 400 | 164.4275 USD | ||||
| 5p ordinary | Sale | 429 | 41.3580 GBP | ||||
| 5p ordinary | Sale | 600 | 41.4099 GBP | ||||
| ADR | Sale | 622 | 164.8038 USD | ||||
| 5p ordinary | Sale | 636 | 41.1293 GBP | ||||
| 5p ordinary | Sale | 713 | 41.1277 GBP | ||||
| 5p ordinary | Sale | 757 | 41.1273 GBP | ||||
| 5p ordinary | Sale | 773 | 41.2089 GBP | ||||
| ADR | Sale | 1,000 | 164.8160 USD | ||||
| ADR | Sale | 1,000 | 164.8260 USD | ||||
| 5p ordinary | Sale | 1,059 | 41.1123 GBP | ||||
| ADR | Sale | 1,100 | 164.8645 USD | ||||
| ADR | Sale | 1,200 | 165.0564 USD | ||||
| ADR | Sale | 1,265 | 164.9307 USD | ||||
| ADR | Sale | 1,272 | 164.5000 USD | ||||
| ADR | Sale | 1,300 | 164.8392 USD | ||||
| ADR | Sale | 1,400 | 164.8830 USD | ||||
| ADR | Sale | 1,443 | 164.7926 USD | ||||
| ADR | Sale | 1,568 | 164.8101 USD | ||||
| ADR | Sale | 1,700 | 164.6920 USD | ||||
| ADR | Sale | 2,200 | 164.7231 USD | ||||
| 5p ordinary | Sale | 2,978 | 41.0843 GBP | ||||
| ADR | Sale | 3,000 | 164.6988 USD | ||||
| ADR | Sale | 3,000 | 164.6720 USD | ||||
| ADR | Sale | 3,400 | 164.7261 USD | ||||
| ADR | Sale | 4,595 | 164.7996 USD | ||||
| ADR | Sale | 5,000 | 164.5953 USD | ||||
| 5p ordinary | Sale | 5,065 | 41.1849 GBP | ||||
| ADR | Sale | 5,168 | 164.7988 USD | ||||
| 5p ordinary | Sale | 5,505 | 41.4281 GBP | ||||
| 5p ordinary | Sale | 5,858 | 41.4943 GBP | ||||
| ADR | Sale | 7,509 | 164.7865 USD | ||||
| 5p ordinary | Sale | 10,089 | 41.4872 GBP | ||||
| 5p ordinary | Sale | 12,553 | 41.2624 GBP | ||||
| ADR | Sale | 16,950 | 164.7966 USD | ||||
| 5p ordinary | Sale | 17,255 | 41.2520 GBP | ||||
| 5p ordinary | Sale | 18,555 | 41.4547 GBP | ||||
| 5p ordinary | Sale | 19,738 | 41.1913 GBP | ||||
| 5p ordinary | Sale | 20,702 | 41.0318 GBP | ||||
| 5p ordinary | Sale | 24,157 | 41.0685 GBP | ||||
| 5p ordinary | Sale | 34,510 | 41.4880 GBP | ||||
| ADR | Sale | 36,032 | 164.8243 USD | ||||
| 5p ordinary | Sale | 67,954 | 41.1708 GBP | ||||
| NB: The below transactions which were previously disclosed have been cancelled | |||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 182,070 | 164.7725 USD | ||||
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 48 | 41.4166 GBP | |||||
| 5p ordinary | CFD | Long | 51 | 41.2968 GBP | |||||
| 5p ordinary | SWAP | Long | 86 | 41.1200 GBP | |||||
| 5p ordinary | SWAP | Long | 105 | 41.4782 GBP | |||||
| 5p ordinary | SWAP | Long | 197 | 41.2642 GBP | |||||
| 5p ordinary | SWAP | Long | 769 | 41.2566 GBP | |||||
| 5p ordinary | SWAP | Long | 1,056 | 41.5650 GBP | |||||
| 5p ordinary | CFD | Long | 15,300 | 41.1253 GBP | |||||
| 5p ordinary | CFD | Long | 15,765 | 41.0267 GBP | |||||
| 5p ordinary | SWAP | Long | 17,255 | 41.2520 GBP | |||||
| 5p ordinary | CFD | Long | 19,738 | 41.1913 GBP | |||||
| 5p ordinary | SWAP | Long | 34,510 | 41.4880 GBP | |||||
| 5p ordinary | SWAP | Short | 106 | 41.2240 GBP | |||||
| 5p ordinary | CFD | Short | 445 | 41.4052 GBP | |||||
| 5p ordinary | SWAP | Short | 767 | 41.3235 GBP | |||||
| 5p ordinary | CFD | Short | 1,197 | 41.0336 GBP | |||||
| 5p ordinary | SWAP | Short | 1,871 | 41.0350 GBP | |||||
| 5p ordinary | CFD | Short | 2,100 | 41.3153 GBP | |||||
| 5p ordinary | SWAP | Short | 2,642 | 41.2815 GBP | |||||
| 5p ordinary | CFD | Short | 3,898 | 41.3338 GBP | |||||
| 5p ordinary | CFD | Short | 11,449 | 41.2642 GBP | |||||
| 5p ordinary | CFD | Short | 12,981 | 41.1369 GBP | |||||
| 5p ordinary | SWAP | Short | 14,786 | 41.2065 GBP | |||||
| 5p ordinary | SWAP | Short | 26,229 | 41.1072 GBP | |||||
| 5p ordinary | CFD | Short | 30,076 | 41.2863 GBP | |||||
| 5p ordinary | SWAP | Short | 66,432 | 41.0300 GBP | |||||
| 5p ordinary | SWAP | Short | 80,810 | 41.1666 GBP | |||||
| 5p ordinary | SWAP Expires 24/06/2019 | Short | 150,000 | 42.3231 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 22,700 | 175 USD | American | 20 Jul 2018 | 1.6991 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 185 USD | American | 19 Oct 2018 | 2.3000 USD | ||||||||
| ADR | Put Options | Purchasing | 500 | 165 USD | American | 1 Jun 2018 | 1.8700 USD | ||||||||
| ADR | Put Options | Selling | 22,700 | 155 USD | American | 20 Jul 2018 | 2.1433 USD | ||||||||
| ADR | Put Options | Selling | 500 | 160 USD | American | 1 Jun 2018 | 0.4200 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 1 Jun 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -22,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 170.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 22,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 11,700 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,000 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 165.0000 | American | 1 Jun 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Written | 1,400 | 135.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,200 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 160.0000 | American | 1 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 110.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,600 | 175.0000 | American | 15 Jun 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180601005617/en/
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