30th Nov 2018 15:03
FORM 8.3 Amendment to Purchase and Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 28 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 6,214,060 | 0.68% | 1,742,381 | 0.19% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 178,399 | 0.02% | 4,856,828 | 0.53% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 568,100 | 0.06% | 485,100 | 0.05% | |||||||
| TOTAL: | 6,960,559 | 0.76% | 7,084,309 | 0.77% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 28 | 44.8525 GBP | ||||
| 5p ordinary | Purchase | 33 | 44.7950 GBP | ||||
| 5p ordinary | Purchase | 33 | 44.5800 GBP | ||||
| 5p ordinary | Purchase | 33 | 44.6850 GBP | ||||
| 5p ordinary | Purchase | 33 | 44.8100 GBP | ||||
| 5p ordinary | Purchase | 48 | 44.7000 GBP | ||||
| 5p ordinary | Purchase | 49 | 44.7300 GBP | ||||
| 5p ordinary | Purchase | 53 | 44.8475 GBP | ||||
| 5p ordinary | Purchase | 53 | 44.9375 GBP | ||||
| 5p ordinary | Purchase | 54 | 44.6900 GBP | ||||
| 5p ordinary | Purchase | 55 | 44.7500 GBP | ||||
| 5p ordinary | Purchase | 56 | 44.5700 GBP | ||||
| 5p ordinary | Purchase | 60 | 44.7100 GBP | ||||
| 5p ordinary | Purchase | 64 | 44.8300 GBP | ||||
| 5p ordinary | Purchase | 65 | 45.1100 GBP | ||||
| 5p ordinary | Purchase | 66 | 44.8600 GBP | ||||
| 5p ordinary | Purchase | 66 | 44.6500 GBP | ||||
| 5p ordinary | Purchase | 66 | 44.6875 GBP | ||||
| 5p ordinary | Purchase | 66 | 44.8325 GBP | ||||
| 5p ordinary | Purchase | 66 | 44.8050 GBP | ||||
| 5p ordinary | Purchase | 66 | 44.4750 GBP | ||||
| 5p ordinary | Purchase | 66 | 44.7925 GBP | ||||
| 5p ordinary | Purchase | 66 | 44.5875 GBP | ||||
| 5p ordinary | Purchase | 66 | 44.7425 GBP | ||||
| 5p ordinary | Purchase | 66 | 44.5750 GBP | ||||
| 5p ordinary | Purchase | 66 | 44.3500 GBP | ||||
| 5p ordinary | Purchase | 66 | 44.7050 GBP | ||||
| 5p ordinary | Purchase | 69 | 44.5950 GBP | ||||
| 5p ordinary | Purchase | 87 | 44.6300 GBP | ||||
| 5p ordinary | Purchase | 111 | 44.3432 GBP | ||||
| 5p ordinary | Purchase | 117 | 44.7700 GBP | ||||
| 5p ordinary | Purchase | 175 | 44.8150 GBP | ||||
| 5p ordinary | Purchase | 185 | 44.7808 GBP | ||||
| 5p ordinary | Purchase | 200 | 44.6400 GBP | ||||
| 5p ordinary | Purchase | 211 | 44.5550 GBP | ||||
| 5p ordinary | Purchase | 431 | 44.8019 GBP | ||||
| 5p ordinary | Purchase | 552 | 44.8754 GBP | ||||
| 5p ordinary | Purchase | 777 | 44.6771 GBP | ||||
| 5p ordinary | Purchase | 900 | 44.7884 GBP | ||||
| 5p ordinary | Purchase | 1,399 | 44.7595 GBP | ||||
| 5p ordinary | Purchase | 1,573 | 44.9268 GBP | ||||
| 5p ordinary | Purchase | 1,992 | 44.8872 GBP | ||||
| 5p ordinary | Purchase | 2,032 | 44.6416 GBP | ||||
| 5p ordinary | Purchase | 2,056 | 44.8220 GBP | ||||
| 5p ordinary | Purchase | 2,110 | 45.0407 GBP | ||||
| 5p ordinary | Purchase | 2,391 | 45.0122 GBP | ||||
| 5p ordinary | Purchase | 2,584 | 44.5087 GBP | ||||
| 5p ordinary | Purchase | 3,000 | 44.7454 GBP | ||||
| 5p ordinary | Purchase | 3,068 | 44.7418 GBP | ||||
| 5p ordinary | Purchase | 4,299 | 44.6624 GBP | ||||
| 5p ordinary | Purchase | 6,000 | 44.5825 GBP | ||||
| 5p ordinary | Purchase | 6,988 | 44.7097 GBP | ||||
| 5p ordinary | Purchase | 8,477 | 44.8099 GBP | ||||
| 5p ordinary | Purchase | 9,038 | 44.7037 GBP | ||||
| 5p ordinary | Purchase | 10,000 | 45.4613 GBP | ||||
| 5p ordinary | Purchase | 11,164 | 44.6902 GBP | ||||
| 5p ordinary | Purchase | 12,312 | 45.1341 GBP | ||||
| 5p ordinary | Purchase | 23,731 | 44.6031 GBP | ||||
| 5p ordinary | Purchase | 25,000 | 44.6573 GBP | ||||
| 5p ordinary | Purchase | 25,000 | 45.0512 GBP | ||||
| 5p ordinary | Purchase | 25,000 | 44.8711 GBP | ||||
| 5p ordinary | Purchase | 27,516 | 44.7009 GBP | ||||
| 5p ordinary | Purchase | 28,132 | 44.7768 GBP | ||||
| 5p ordinary | Purchase | 37,812 | 44.9173 GBP | ||||
| 5p ordinary | Purchase | 41,661 | 44.6907 GBP | ||||
| 5p ordinary | Purchase | 50,000 | 45.3788 GBP | ||||
| 5p ordinary | Purchase | 50,000 | 45.1683 GBP | ||||
| 5p ordinary | Purchase | 70,727 | 44.7461 GBP | ||||
| 5p ordinary | Purchase | 115,821 | 44.7120 GBP | ||||
| 5p ordinary | Purchase | 362,273 | 44.6699 GBP | ||||
| 5p ordinary | Purchase | 422,203 | 44.6809 GBP | ||||
| 5p ordinary | Purchase | 1,561,165 | 45.2200 GBP | ||||
| 5p ordinary | Sale | 13 | 44.5862 GBP | ||||
| 5p ordinary | Sale | 33 | 44.8300 GBP | ||||
| 5p ordinary | Sale | 33 | 44.7950 GBP | ||||
| 5p ordinary | Sale | 33 | 44.5800 GBP | ||||
| 5p ordinary | Sale | 33 | 44.6850 GBP | ||||
| 5p ordinary | Sale | 33 | 44.8100 GBP | ||||
| 5p ordinary | Sale | 34 | 44.3950 GBP | ||||
| 5p ordinary | Sale | 40 | 44.8532 GBP | ||||
| 5p ordinary | Sale | 48 | 44.7000 GBP | ||||
| 5p ordinary | Sale | 49 | 44.7300 GBP | ||||
| 5p ordinary | Sale | 53 | 44.9393 GBP | ||||
| 5p ordinary | Sale | 53 | 44.9375 GBP | ||||
| 5p ordinary | Sale | 53 | 44.8475 GBP | ||||
| 5p ordinary | Sale | 54 | 44.6900 GBP | ||||
| 5p ordinary | Sale | 60 | 44.7100 GBP | ||||
| 5p ordinary | Sale | 65 | 45.1100 GBP | ||||
| 5p ordinary | Sale | 66 | 44.7050 GBP | ||||
| 5p ordinary | Sale | 66 | 44.5875 GBP | ||||
| 5p ordinary | Sale | 66 | 44.6875 GBP | ||||
| 5p ordinary | Sale | 66 | 44.6500 GBP | ||||
| 5p ordinary | Sale | 66 | 44.8600 GBP | ||||
| 5p ordinary | Sale | 66 | 44.8325 GBP | ||||
| 5p ordinary | Sale | 66 | 44.3500 GBP | ||||
| 5p ordinary | Sale | 66 | 44.8050 GBP | ||||
| 5p ordinary | Sale | 66 | 44.7425 GBP | ||||
| 5p ordinary | Sale | 66 | 44.5750 GBP | ||||
| 5p ordinary | Sale | 69 | 44.5950 GBP | ||||
| 5p ordinary | Sale | 87 | 44.6300 GBP | ||||
| 5p ordinary | Sale | 91 | 44.5700 GBP | ||||
| 5p ordinary | Sale | 117 | 44.7700 GBP | ||||
| 5p ordinary | Sale | 124 | 44.5957 GBP | ||||
| 5p ordinary | Sale | 142 | 44.4750 GBP | ||||
| 5p ordinary | Sale | 168 | 44.3429 GBP | ||||
| 5p ordinary | Sale | 184 | 44.8074 GBP | ||||
| 5p ordinary | Sale | 211 | 44.5550 GBP | ||||
| 5p ordinary | Sale | 220 | 45.2200 GBP | ||||
| 5p ordinary | Sale | 248 | 44.5762 GBP | ||||
| 5p ordinary | Sale | 351 | 44.5952 GBP | ||||
| 5p ordinary | Sale | 440 | 44.8812 GBP | ||||
| 5p ordinary | Sale | 838 | 44.6037 GBP | ||||
| 5p ordinary | Sale | 883 | 44.6051 GBP | ||||
| 5p ordinary | Sale | 1,030 | 44.7452 GBP | ||||
| 5p ordinary | Sale | 1,069 | 44.8933 GBP | ||||
| 5p ordinary | Sale | 1,150 | 44.6801 GBP | ||||
| 5p ordinary | Sale | 1,299 | 44.9024 GBP | ||||
| 5p ordinary | Sale | 1,447 | 44.9132 GBP | ||||
| 5p ordinary | Sale | 1,548 | 44.7856 GBP | ||||
| 5p ordinary | Sale | 1,863 | 44.5801 GBP | ||||
| 5p ordinary | Sale | 1,935 | 44.5997 GBP | ||||
| 5p ordinary | Sale | 2,212 | 44.8667 GBP | ||||
| 5p ordinary | Sale | 2,352 | 44.9942 GBP | ||||
| 5p ordinary | Sale | 3,519 | 44.5855 GBP | ||||
| 5p ordinary | Sale | 3,544 | 44.7249 GBP | ||||
| 5p ordinary | Sale | 4,424 | 44.8067 GBP | ||||
| 5p ordinary | Sale | 5,080 | 44.8466 GBP | ||||
| 5p ordinary | Sale | 5,958 | 44.6397 GBP | ||||
| 5p ordinary | Sale | 6,468 | 44.5977 GBP | ||||
| 5p ordinary | Sale | 6,636 | 44.4976 GBP | ||||
| 5p ordinary | Sale | 6,957 | 44.6000 GBP | ||||
| 5p ordinary | Sale | 8,355 | 44.9496 GBP | ||||
| 5p ordinary | Sale | 13,173 | 44.6057 GBP | ||||
| 5p ordinary | Sale | 17,552 | 44.7664 GBP | ||||
| 5p ordinary | Sale | 18,978 | 44.7556 GBP | ||||
| 5p ordinary | Sale | 19,616 | 44.7125 GBP | ||||
| 5p ordinary | Sale | 27,475 | 44.7013 GBP | ||||
| 5p ordinary | Sale | 27,559 | 44.8512 GBP | ||||
| 5p ordinary | Sale | 34,640 | 44.9534 GBP | ||||
| 5p ordinary | Sale | 34,640 | 44.7367 GBP | ||||
| 5p ordinary | Sale | 41,507 | 44.6913 GBP | ||||
| 5p ordinary | Sale | 61,353 | 44.8778 GBP | ||||
| 5p ordinary | Sale | 68,290 | 44.6485 GBP | ||||
| 5p ordinary | Sale | 86,778 | 44.7022 GBP | ||||
| 5p ordinary | Sale | 101,513 | 44.6947 GBP | ||||
| 5p ordinary | Sale | 131,701 | 44.8444 GBP | ||||
| 5p ordinary | Sale | 151,500 | 44.7344 GBP | ||||
| 5p ordinary | Sale | 153,305 | 44.6603 GBP | ||||
| ADR | Purchase | 58 | 172.9500 USD | ||||
| ADR | Purchase | 83 | 171.4400 USD | ||||
| ADR | Purchase | 100 | 170.2350 USD | ||||
| ADR | Purchase | 100 | 171.3900 USD | ||||
| ADR | Purchase | 100 | 172.3800 USD | ||||
| ADR | Purchase | 100 | 171.4700 USD | ||||
| ADR | Purchase | 200 | 171.8750 USD | ||||
| ADR | Purchase | 200 | 171.6000 USD | ||||
| ADR | Purchase | 300 | 171.5800 USD | ||||
| ADR | Purchase | 300 | 171.6266 USD | ||||
| ADR | Purchase | 300 | 171.9933 USD | ||||
| ADR | Purchase | 300 | 171.9008 USD | ||||
| ADR | Purchase | 500 | 171.9360 USD | ||||
| ADR | Purchase | 500 | 171.8700 USD | ||||
| ADR | Purchase | 500 | 172.0260 USD | ||||
| ADR | Purchase | 766 | 172.8506 USD | ||||
| ADR | Purchase | 900 | 171.5000 USD | ||||
| ADR | Purchase | 905 | 171.9436 USD | ||||
| ADR | Purchase | 1,424 | 171.5967 USD | ||||
| ADR | Purchase | 2,115 | 172.0552 USD | ||||
| ADR | Purchase | 2,118 | 172.9900 USD | ||||
| ADR | Purchase | 2,399 | 171.5700 USD | ||||
| ADR | Purchase | 2,600 | 171.6440 USD | ||||
| ADR | Purchase | 2,607 | 172.2930 USD | ||||
| ADR | Purchase | 2,992 | 171.7173 USD | ||||
| ADR | Purchase | 5,001 | 172.5099 USD | ||||
| ADR | Purchase | 5,700 | 172.0128 USD | ||||
| ADR | Purchase | 9,259 | 171.6244 USD | ||||
| ADR | Purchase | 10,000 | 171.1394 USD | ||||
| ADR | Purchase | 15,000 | 171.7737 USD | ||||
| ADR | Purchase | 16,700 | 171.8926 USD | ||||
| ADR | Purchase | 19,200 | 171.9908 USD | ||||
| ADR | Purchase | 21,316 | 171.8907 USD | ||||
| ADR | Purchase | 24,200 | 171.4099 USD | ||||
| ADR | Purchase | 69,405 | 171.9417 USD | ||||
| ADR | Sale | 100 | 171.9450 USD | ||||
| ADR | Sale | 100 | 171.4300 USD | ||||
| ADR | Sale | 100 | 171.4900 USD | ||||
| ADR | Sale | 100 | 171.6800 USD | ||||
| ADR | Sale | 100 | 171.7200 USD | ||||
| ADR | Sale | 100 | 171.9300 USD | ||||
| ADR | Sale | 200 | 170.8300 USD | ||||
| ADR | Sale | 200 | 171.8950 USD | ||||
| ADR | Sale | 200 | 171.8850 USD | ||||
| ADR | Sale | 200 | 171.7450 USD | ||||
| ADR | Sale | 300 | 171.9633 USD | ||||
| ADR | Sale | 300 | 171.2166 USD | ||||
| ADR | Sale | 300 | 171.9008 USD | ||||
| ADR | Sale | 300 | 171.1700 USD | ||||
| ADR | Sale | 400 | 171.6375 USD | ||||
| ADR | Sale | 500 | 172.8750 USD | ||||
| ADR | Sale | 500 | 171.2750 USD | ||||
| ADR | Sale | 600 | 173.0100 USD | ||||
| ADR | Sale | 700 | 172.0197 USD | ||||
| ADR | Sale | 700 | 170.8635 USD | ||||
| ADR | Sale | 700 | 171.7307 USD | ||||
| ADR | Sale | 750 | 171.7794 USD | ||||
| ADR | Sale | 766 | 172.8506 USD | ||||
| ADR | Sale | 940 | 171.7317 USD | ||||
| ADR | Sale | 1,000 | 171.5160 USD | ||||
| ADR | Sale | 1,200 | 171.6829 USD | ||||
| ADR | Sale | 1,300 | 171.3400 USD | ||||
| ADR | Sale | 1,490 | 172.1643 USD | ||||
| ADR | Sale | 1,683 | 171.7911 USD | ||||
| ADR | Sale | 1,850 | 172.0264 USD | ||||
| ADR | Sale | 2,118 | 172.9900 USD | ||||
| ADR | Sale | 5,001 | 172.5099 USD | ||||
| ADR | Sale | 6,000 | 171.1076 USD | ||||
| ADR | Sale | 6,100 | 171.4988 USD | ||||
| ADR | Sale | 7,667 | 171.7087 USD | ||||
| ADR | Sale | 8,119 | 172.0269 USD | ||||
| ADR | Sale | 12,053 | 171.6455 USD | ||||
| ADR | Sale | 15,000 | 170.9927 USD | ||||
| ADR | Sale | 15,700 | 172.1246 USD | ||||
| ADR | Sale | 16,000 | 171.8813 USD | ||||
| ADR | Sale | 16,500 | 171.7267 USD | ||||
| ADR | Sale | 98,662 | 171.9822 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 184 | 44.8074 GBP | |||||
| 5p ordinary | SWAP | Long | 215 | 44.7529 GBP | |||||
| 5p ordinary | SWAP | Long | 420 | 44.7064 GBP | |||||
| 5p ordinary | SWAP | Long | 793 | 44.6955 GBP | |||||
| 5p ordinary | CFD | Long | 1,150 | 44.6801 GBP | |||||
| 5p ordinary | CFD | Long | 3,544 | 44.7249 GBP | |||||
| 5p ordinary | CFD | Long | 3,825 | 44.5111 GBP | |||||
| 5p ordinary | CFD | Long | 6,468 | 44.5977 GBP | |||||
| 5p ordinary | SWAP | Long | 7,143 | 44.7039 GBP | |||||
| 5p ordinary | SWAP | Long | 14,471 | 44.9132 GBP | |||||
| 5p ordinary | SWAP | Long | 34,640 | 44.9534 GBP | |||||
| 5p ordinary | CFD | Long | 39,707 | 44.7043 GBP | |||||
| 5p ordinary | SWAP | Long | 41,084 | 44.7654 GBP | |||||
| 5p ordinary | SWAP | Long | 92,486 | 44.8977 GBP | |||||
| 5p ordinary | CFD | Short | 401 | 44.5674 GBP | |||||
| 5p ordinary | SWAP | Short | 1,725 | 44.6522 GBP | |||||
| 5p ordinary | SWAP | Short | 1,732 | 44.9200 GBP | |||||
| 5p ordinary | SWAP | Short | 2,049 | 44.7224 GBP | |||||
| 5p ordinary | CFD | Short | 2,056 | 44.8220 GBP | |||||
| 5p ordinary | CFD | Short | 2,180 | 44.5390 GBP | |||||
| 5p ordinary | CFD | Short | 2,180 | 44.6615 GBP | |||||
| 5p ordinary | CFD | Short | 2,584 | 44.5087 GBP | |||||
| 5p ordinary | CFD | Short | 2,628 | 44.8912 GBP | |||||
| 5p ordinary | SWAP | Short | 9,796 | 44.9018 GBP | |||||
| 5p ordinary | SWAP | Short | 10,000 | 45.4613 GBP | |||||
| 5p ordinary | SWAP Expires 30/11/2020 | Short | 25,000 | 44.6573 GBP | |||||
| 5p ordinary | SWAP Expires 30/11/2020 | Short | 25,000 | 44.8711 GBP | |||||
| 5p ordinary | SWAP Expires 30/11/2020 | Short | 25,000 | 45.0512 GBP | |||||
| 5p ordinary | SWAP | Short | 41,216 | 44.7665 GBP | |||||
| 5p ordinary | SWAP Expires 30/11/2020 | Short | 50,000 | 45.1683 GBP | |||||
| 5p ordinary | SWAP Expires 29/11/2020 | Short | 50,000 | 45.3780 GBP | |||||
| 5p ordinary | SWAP | Short | 95,123 | 44.7348 GBP | |||||
| 5p ordinary | CFD | Short | 236,853 | 44.6439 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 9,000 | 183 USD | American | 7 Dec 2018 | 1.4133 USD | ||||||||
| ADR | Call Options | Purchasing | 5,000 | 185 USD | American | 21 Dec 2018 | 1.9400 USD | ||||||||
| ADR | Call Options | Purchasing | 200 | 190 USD | American | 18 Jan 2019 | 1.3500 USD | ||||||||
| ADR | Call Options | Purchasing | 400 | 195 USD | American | 18 Apr 2019 | 1.8500 USD | ||||||||
| ADR | Call Options | Selling | 3,400 | 170 USD | American | 7 Dec 2018 | 8.3529 USD | ||||||||
| ADR | Call Options | Selling | 9,000 | 175 USD | American | 7 Dec 2018 | 5.3633 USD | ||||||||
| ADR | Call Options | Selling | 5,000 | 178 USD | American | 21 Dec 2018 | 5.5400 USD | ||||||||
| ADR | Call Options | Selling | 1,200 | 180 USD | American | 7 Dec 2018 | 2.9000 USD | ||||||||
| ADR | Put Options | Selling | 1,500 | 145 USD | American | 18 Jan 2019 | 3.8000 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 147 USD | American | 28 Dec 2018 | 3.8000 USD | ||||||||
| ADR | Put Options | Selling | 100 | 155 USD | American | 21 Dec 2018 | 5.4000 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 155 USD | American | 18 Jan 2019 | 5.3000 USD | ||||||||
| ADR | Put Options | Selling | 400 | 160 USD | American | 21 Dec 2018 | 5.4000 USD | ||||||||
| ADR | Put Options | Selling | 5,400 | 160 USD | American | 18 Jan 2019 | 6.0148 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 170 USD | American | 30 Nov 2018 | 3.5000 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 170 USD | American | 21 Dec 2018 | 8.9000 USD | ||||||||
| ADR | Put Options | Selling | 2,000 | 170 USD | American | 18 Apr 2019 | 10.4000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 30 Nov 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 190.0000 | American | 4 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 195.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 195.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 178.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,100 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 4,800 | 180.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 6,000 | 193.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 15,000 | 183.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 20,300 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 22,200 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 84,600 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -42,400 | 200.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -38,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -37,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -22,500 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -15,000 | 175.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -11,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -5,000 | 178.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,800 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,400 | 170.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -20,000 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -14,700 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 148.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 168.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 400 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 163.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 600 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 900 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 147.0000 | American | 28 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 140.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 173.0000 | American | 30 Nov 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,100 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,100 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 1,300 | 160.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,500 | 170.0000 | American | 30 Nov 2018 | |||||||
| ADR | Put Options | Written | 1,700 | 168.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,900 | 168.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,800 | 160.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,100 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 6,300 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 14,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 14,400 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 18,700 | 165.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 22,900 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 26,600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 40,500 | 160.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181130005283/en/
Copyright Business Wire 2018
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