30th May 2018 07:54
FORM 8.3 - AMENDMENT TO PURCHASES
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 22 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,386,526 | 1.03% | 3,240,772 | 0.35% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 355,835 | 0.04% | 4,480,123 | 0.49% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 314,200 | 0.04% | 581,300 | 0.06% | |||||||
| TOTAL: | 10,056,561 | 1.11% | 8,302,195 | 0.90% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 2 | 169.8300 USD | ||||
| 5p ordinary | Purchase | 10 | 42.2900 GBP | ||||
| 5p ordinary | Purchase | 40 | 42.2600 GBP | ||||
| 5p ordinary | Purchase | 65 | 42.2857 GBP | ||||
| ADR | Purchase | 109 | 170.2106 USD | ||||
| 5p ordinary | Purchase | 120 | 42.1762 GBP | ||||
| ADR | Purchase | 151 | 170.7292 USD | ||||
| ADR | Purchase | 161 | 170.6700 USD | ||||
| 5p ordinary | Purchase | 216 | 42.2050 GBP | ||||
| 5p ordinary | Purchase | 265 | 42.3303 GBP | ||||
| ADR | Purchase | 292 | 170.6937 USD | ||||
| ADR | Purchase | 300 | 170.4783 USD | ||||
| ADR | Purchase | 300 | 169.8900 USD | ||||
| ADR | Purchase | 300 | 170.5166 USD | ||||
| ADR | Purchase | 400 | 170.0575 USD | ||||
| 5p ordinary | Purchase | 421 | 42.3500 GBP | ||||
| ADR | Purchase | 500 | 170.2480 USD | ||||
| 5p ordinary | Purchase | 568 | 42.3108 GBP | ||||
| 5p ordinary | Purchase | 649 | 42.3423 GBP | ||||
| 5p ordinary | Purchase | 770 | 42.3200 GBP | ||||
| 5p ordinary | Purchase | 773 | 42.3058 GBP | ||||
| 5p ordinary | Purchase | 921 | 42.3287 GBP | ||||
| 5p ordinary | Purchase | 932 | 42.1845 GBP | ||||
| 5p ordinary | Purchase | 1,025 | 42.0250 GBP | ||||
| 5p ordinary | Purchase | 1,087 | 42.2994 GBP | ||||
| 5p ordinary | Purchase | 1,533 | 42.3361 GBP | ||||
| ADR | Purchase | 2,401 | 170.3351 USD | ||||
| 5p ordinary | Purchase | 2,802 | 42.2047 GBP | ||||
| 5p ordinary | Purchase | 2,981 | 42.3250 GBP | ||||
| 5p ordinary | Purchase | 3,325 | 42.2759 GBP | ||||
| ADR | Purchase | 4,000 | 170.1349 USD | ||||
| ADR | Purchase | 4,400 | 170.1570 USD | ||||
| 5p ordinary | Purchase | 4,826 | 42.1662 GBP | ||||
| 5p ordinary | Purchase | 4,921 | 42.3004 GBP | ||||
| ADR | Purchase | 4,987 | 170.1216 USD | ||||
| 5p ordinary | Purchase | 6,748 | 42.3143 GBP | ||||
| 5p ordinary | Purchase | 13,878 | 42.3027 GBP | ||||
| 5p ordinary | Purchase | 15,338 | 42.2030 GBP | ||||
| 5p ordinary | Purchase | 15,950 | 42.2527 GBP | ||||
| ADR | Purchase | 18,405 | 170.2373 USD | ||||
| 5p ordinary | Purchase | 25,000 | 42.3117 GBP | ||||
| 5p ordinary | Purchase | 25,000 | 42.2081 GBP | ||||
| 5p ordinary | Purchase | 38,852 | 42.1998 GBP | ||||
| 5p ordinary | Purchase | 40,209 | 42.2766 GBP | ||||
| 5p ordinary | Purchase | 50,000 | 42.3327 GBP | ||||
| 5p ordinary | Purchase | 50,000 | 42.2716 GBP | ||||
| 5p ordinary | Purchase | 58,779 | 42.3061 GBP | ||||
| 5p ordinary | Purchase | 69,018 | 42.2793 GBP | ||||
| 5p ordinary | Purchase | 69,018 | 42.2840 GBP | ||||
| 5p ordinary | Purchase | 70,000 | 42.3767 GBP | ||||
| 5p ordinary | Purchase | 100,000 | 42.3255 GBP | ||||
| 5p ordinary | Purchase | 100,000 | 42.3040 GBP | ||||
| 5p ordinary | Purchase | 150,000 | 42.2773 GBP | ||||
| 5p ordinary | Purchase | 150,000 | 42.3231 GBP | ||||
| 5p ordinary | Purchase | 195,032 | 42.1949 GBP | ||||
| ADR | Sale | 2 | 169.8300 USD | ||||
| 5p ordinary | Sale | 3 | 42.2660 GBP | ||||
| 5p ordinary | Sale | 20 | 42.3100 GBP | ||||
| 5p ordinary | Sale | 21 | 42.2785 GBP | ||||
| ADR | Sale | 50 | 170.2350 USD | ||||
| 5p ordinary | Sale | 98 | 42.2991 GBP | ||||
| ADR | Sale | 100 | 170.0775 USD | ||||
| ADR | Sale | 100 | 170.6700 USD | ||||
| ADR | Sale | 100 | 170.1300 USD | ||||
| ADR | Sale | 100 | 169.9936 USD | ||||
| ADR | Sale | 100 | 170.2400 USD | ||||
| 5p ordinary | Sale | 133 | 42.3042 GBP | ||||
| 5p ordinary | Sale | 144 | 42.1850 GBP | ||||
| ADR | Sale | 159 | 170.1900 USD | ||||
| ADR | Sale | 200 | 170.3400 USD | ||||
| ADR | Sale | 200 | 170.3300 USD | ||||
| 5p ordinary | Sale | 242 | 42.2768 GBP | ||||
| ADR | Sale | 300 | 170.1400 USD | ||||
| ADR | Sale | 300 | 169.8900 USD | ||||
| 5p ordinary | Sale | 370 | 42.3200 GBP | ||||
| ADR | Sale | 500 | 170.2900 USD | ||||
| 5p ordinary | Sale | 538 | 42.2507 GBP | ||||
| 5p ordinary | Sale | 580 | 42.2726 GBP | ||||
| ADR | Sale | 600 | 170.3233 USD | ||||
| ADR | Sale | 600 | 170.3150 USD | ||||
| ADR | Sale | 604 | 170.6962 USD | ||||
| 5p ordinary | Sale | 754 | 42.2644 GBP | ||||
| 5p ordinary | Sale | 771 | 41.9919 GBP | ||||
| ADR | Sale | 800 | 170.3412 USD | ||||
| 5p ordinary | Sale | 1,060 | 42.2242 GBP | ||||
| 5p ordinary | Sale | 1,129 | 42.0255 GBP | ||||
| 5p ordinary | Sale | 1,364 | 42.2819 GBP | ||||
| ADR | Sale | 1,390 | 170.2937 USD | ||||
| ADR | Sale | 1,600 | 170.2425 USD | ||||
| ADR | Sale | 1,600 | 170.0822 USD | ||||
| 5p ordinary | Sale | 2,009 | 42.2685 GBP | ||||
| 5p ordinary | Sale | 2,063 | 42.0633 GBP | ||||
| ADR | Sale | 2,100 | 170.3861 USD | ||||
| 5p ordinary | Sale | 2,632 | 42.0604 GBP | ||||
| ADR | Sale | 2,700 | 170.1093 USD | ||||
| 5p ordinary | Sale | 3,158 | 42.2548 GBP | ||||
| 5p ordinary | Sale | 3,225 | 42.3288 GBP | ||||
| ADR | Sale | 3,273 | 170.3214 USD | ||||
| 5p ordinary | Sale | 3,306 | 42.2830 GBP | ||||
| 5p ordinary | Sale | 3,342 | 42.3229 GBP | ||||
| 5p ordinary | Sale | 3,595 | 42.0142 GBP | ||||
| 5p ordinary | Sale | 3,716 | 42.2531 GBP | ||||
| ADR | Sale | 4,400 | 170.1570 USD | ||||
| 5p ordinary | Sale | 4,589 | 42.2937 GBP | ||||
| 5p ordinary | Sale | 5,560 | 42.2862 GBP | ||||
| 5p ordinary | Sale | 5,701 | 42.2297 GBP | ||||
| 5p ordinary | Sale | 5,713 | 42.0074 GBP | ||||
| ADR | Sale | 6,087 | 170.1382 USD | ||||
| 5p ordinary | Sale | 6,447 | 42.1896 GBP | ||||
| 5p ordinary | Sale | 6,934 | 42.2125 GBP | ||||
| 5p ordinary | Sale | 7,469 | 41.9842 GBP | ||||
| 5p ordinary | Sale | 8,625 | 42.2711 GBP | ||||
| 5p ordinary | Sale | 9,386 | 42.2430 GBP | ||||
| 5p ordinary | Sale | 10,255 | 42.0402 GBP | ||||
| ADR | Sale | 10,443 | 170.1781 USD | ||||
| 5p ordinary | Sale | 13,556 | 42.1917 GBP | ||||
| 5p ordinary | Sale | 19,197 | 42.2035 GBP | ||||
| 5p ordinary | Sale | 23,760 | 42.2472 GBP | ||||
| ADR | Sale | 30,000 | 170.1200 USD | ||||
| 5p ordinary | Sale | 42,123 | 42.1578 GBP | ||||
| 5p ordinary | Sale | 75,000 | 42.2084 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 3 | 42.2660 GBP | |||||
| 5p ordinary | SWAP | Long | 21 | 42.2787 GBP | |||||
| 5p ordinary | SWAP | Long | 98 | 42.2991 GBP | |||||
| 5p ordinary | SWAP | Long | 133 | 42.3041 GBP | |||||
| 5p ordinary | SWAP | Long | 242 | 42.2768 GBP | |||||
| 5p ordinary | SWAP | Long | 419 | 42.2758 GBP | |||||
| 5p ordinary | SWAP | Long | 538 | 42.2507 GBP | |||||
| 5p ordinary | SWAP | Long | 1,159 | 42.2493 GBP | |||||
| 5p ordinary | SWAP | Long | 1,364 | 42.2819 GBP | |||||
| 5p ordinary | SWAP | Long | 2,874 | 42.2390 GBP | |||||
| 5p ordinary | CFD | Long | 3,306 | 42.2830 GBP | |||||
| 5p ordinary | SWAP | Long | 4,268 | 42.1118 GBP | |||||
| 5p ordinary | SWAP | Long | 4,589 | 42.2937 GBP | |||||
| 5p ordinary | CFD | Long | 5,100 | 42.2014 GBP | |||||
| 5p ordinary | SWAP | Long | 5,701 | 42.2297 GBP | |||||
| 5p ordinary | CFD | Long | 6,447 | 42.1896 GBP | |||||
| 5p ordinary | CFD | Long | 7,469 | 41.9842 GBP | |||||
| 5p ordinary | SWAP | Short | 34 | 42.2850 GBP | |||||
| 5p ordinary | SWAP | Short | 37 | 42.2648 GBP | |||||
| 5p ordinary | SWAP | Short | 100 | 42.1892 GBP | |||||
| 5p ordinary | SWAP | Short | 151 | 42.1749 GBP | |||||
| 5p ordinary | SWAP | Short | 495 | 42.2537 GBP | |||||
| 5p ordinary | CFD | Short | 568 | 42.3108 GBP | |||||
| 5p ordinary | CFD | Short | 773 | 42.3058 GBP | |||||
| 5p ordinary | CFD | Short | 1,468 | 42.2759 GBP | |||||
| 5p ordinary | CFD | Short | 1,533 | 42.3361 GBP | |||||
| 5p ordinary | SWAP | Short | 4,273 | 42.2567 GBP | |||||
| 5p ordinary | CFD | Short | 6,748 | 42.3143 GBP | |||||
| 5p ordinary | CFD | Short | 21,651 | 42.3013 GBP | |||||
| 5p ordinary | SWAP Expires 24/06/2019 | Short | 25,000 | 42.2716 GBP | |||||
| 5p ordinary | SWAP Expires 24/06/2019 | Short | 25,000 | 42.3117 GBP | |||||
| 5p ordinary | SWAP | Short | 32,559 | 42.2208 GBP | |||||
| 5p ordinary | SWAP | Short | 55,389 | 42.1796 GBP | |||||
| 5p ordinary | CFD | Short | 58,779 | 42.3061 GBP | |||||
| 5p ordinary | SWAP Expires 24/06/2019 | Short | 70,000 | 42.3767 GBP | |||||
| 5p ordinary | SWAP | Short | 71,708 | 42.2129 GBP | |||||
| 5p ordinary | SWAP Expires 24/06/2019 | Short | 75,000 | 42.3327 GBP | |||||
| 5p ordinary | SWAP Expires 24/06/2019 | Short | 100,000 | 42.3040 GBP | |||||
| 5p ordinary | SWAP Expires 24/06/2019 | Short | 100,000 | 42.3255 GBP | |||||
| 5p ordinary | SWAP Expires 24/06/2019 | Short | 150,000 | 42.2773 GBP | |||||
| 5p ordinary | CFD | Long | 30,000 | 170.1200 USD |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| 5p ordinary | Call Options | Purchasing | 100 | 110 USD | American | 17 Jan 2020 | 66.1500 USD | ||||||||
| 5p ordinary | Call Options | Purchasing | 4,000 | 180 USD | American | 20 Jul 2018 | 1.9750 USD | ||||||||
| 5p ordinary | Call Options | Purchasing | 2,000 | 185 USD | American | 18 Jan 2019 | 6.5000 USD | ||||||||
| 5p ordinary | Put Options | Purchasing | 800 | 135 USD | American | 20 Jul 2018 | 0.1600 USD | ||||||||
| 5p ordinary | Put Options | Selling | 100 | 135 USD | American | 17 Jan 2020 | 6.1500 USD | ||||||||
| 5p ordinary | Put Options | Selling | 800 | 140 USD | American | 20 Jul 2018 | 0.3600 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 30 May 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -22,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 170.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 11,700 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,000 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 165.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,400 | 135.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 110.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,600 | 175.0000 | American | 15 Jun 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180529006406/en/
Copyright Business Wire 2018
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