7th Jun 2018 08:42
FORM 8.3
AMENDMENTS TO SALES
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 04 June 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES: TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,366,842 | 1.02% | 3,059,172 | 0.34% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 267,410 | 0.03% | 4,886,339 | 0.53% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 401,700 | 0.05% | 576,700 | 0.06% | |||||||
| (4) | |||||||||||
| TOTAL: | 10,035,952 | 1.10% | 8,522,211 | 0.93% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |||
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 15 | 157.9699 USD | ||||
| 5p ordinary | Purchase | 20 | 39.3800 GBP | ||||
| ADR | Purchase | 93 | 158.4500 USD | ||||
| ADR | Purchase | 100 | 158.1300 USD | ||||
| ADR | Purchase | 158 | 159.1900 USD | ||||
| ADR | Purchase | 200 | 158.3300 USD | ||||
| 5p ordinary | Purchase | 200 | 39.6025 GBP | ||||
| ADR | Purchase | 200 | 157.8750 USD | ||||
| 5p ordinary | Purchase | 231 | 39.5066 GBP | ||||
| ADR | Purchase | 252 | 158.1900 USD | ||||
| ADR | Purchase | 300 | 158.0866 USD | ||||
| ADR | Purchase | 300 | 157.5700 USD | ||||
| 5p ordinary | Purchase | 340 | 40.1142 GBP | ||||
| ADR | Purchase | 400 | 159.1050 USD | ||||
| ADR | Purchase | 459 | 159.0600 USD | ||||
| ADR | Purchase | 460 | 158.0016 USD | ||||
| 5p ordinary | Purchase | 489 | 39.9900 GBP | ||||
| ADR | Purchase | 600 | 157.3266 USD | ||||
| 5p ordinary | Purchase | 642 | 39.7721 GBP | ||||
| 5p ordinary | Purchase | 651 | 39.6248 GBP | ||||
| 5p ordinary | Purchase | 890 | 39.8907 GBP | ||||
| 5p ordinary | Purchase | 900 | 39.4900 GBP | ||||
| 5p ordinary | Purchase | 938 | 39.7764 GBP | ||||
| ADR | Purchase | 986 | 157.6674 USD | ||||
| 5p ordinary | Purchase | 1,100 | 39.4569 GBP | ||||
| 5p ordinary | Purchase | 1,193 | 39.4747 GBP | ||||
| ADR | Purchase | 1,200 | 158.1670 USD | ||||
| ADR | Purchase | 1,227 | 157.5270 USD | ||||
| ADR | Purchase | 1,400 | 157.3078 USD | ||||
| ADR | Purchase | 1,759 | 157.9024 USD | ||||
| ADR | Purchase | 1,900 | 157.2500 USD | ||||
| ADR | Purchase | 2,014 | 158.0825 USD | ||||
| 5p ordinary | Purchase | 2,261 | 39.9344 GBP | ||||
| 5p ordinary | Purchase | 2,331 | 39.9486 GBP | ||||
| 5p ordinary | Purchase | 2,486 | 39.6429 GBP | ||||
| ADR | Purchase | 2,713 | 157.8087 USD | ||||
| ADR | Purchase | 2,714 | 158.1023 USD | ||||
| ADR | Purchase | 3,100 | 157.7188 USD | ||||
| 5p ordinary | Purchase | 3,149 | 39.4599 GBP | ||||
| ADR | Purchase | 3,215 | 158.5500 USD | ||||
| ADR | Purchase | 3,400 | 158.2082 USD | ||||
| 5p ordinary | Purchase | 3,406 | 39.3901 GBP | ||||
| ADR | Purchase | 3,600 | 158.0145 USD | ||||
| 5p ordinary | Purchase | 3,847 | 39.7330 GBP | ||||
| ADR | Purchase | 4,100 | 158.1015 USD | ||||
| 5p ordinary | Purchase | 4,547 | 39.9829 GBP | ||||
| ADR | Purchase | 6,700 | 158.0533 USD | ||||
| 5p ordinary | Purchase | 6,730 | 39.4300 GBP | ||||
| 5p ordinary | Purchase | 7,409 | 40.0333 GBP | ||||
| 5p ordinary | Purchase | 7,736 | 39.6832 GBP | ||||
| ADR | Purchase | 7,990 | 157.1900 USD | ||||
| 5p ordinary | Purchase | 8,480 | 39.6157 GBP | ||||
| 5p ordinary | Purchase | 10,000 | 39.7299 GBP | ||||
| 5p ordinary | Purchase | 10,545 | 39.7655 GBP | ||||
| 5p ordinary | Purchase | 11,203 | 39.4282 GBP | ||||
| ADR | Purchase | 13,000 | 157.3169 USD | ||||
| 5p ordinary | Purchase | 13,385 | 39.9313 GBP | ||||
| ADR | Purchase | 14,649 | 157.8236 USD | ||||
| 5p ordinary | Purchase | 17,795 | 39.6450 GBP | ||||
| 5p ordinary | Purchase | 19,551 | 40.0162 GBP | ||||
| ADR | Purchase | 21,823 | 157.9138 USD | ||||
| ADR | Purchase | 31,114 | 157.9792 USD | ||||
| 5p ordinary | Purchase | 36,442 | 39.4473 GBP | ||||
| 5p ordinary | Purchase | 37,798 | 39.6958 GBP | ||||
| 5p ordinary | Purchase | 115,632 | 39.6625 GBP | ||||
| 5p ordinary | Purchase | 350,000 | 39.4507 GBP | ||||
| ADR | Sale | 5 | 157.4160 USD | ||||
| ADR | Sale | 15 | 157.9699 USD | ||||
| ADR | Sale | 93 | 158.4500 USD | ||||
| ADR | Sale | 100 | 157.0900 USD | ||||
| ADR | Sale | 100 | 157.5600 USD | ||||
| ADR | Sale | 100 | 157.6000 USD | ||||
| ADR | Sale | 100 | 157.6300 USD | ||||
| ADR | Sale | 100 | 158.0000 USD | ||||
| ADR | Sale | 100 | 158.0800 USD | ||||
| ADR | Sale | 117 | 157.9870 USD | ||||
| ADR | Sale | 126 | 157.5396 USD | ||||
| ADR | Sale | 126 | 158.1900 USD | ||||
| ADR | Sale | 126 | 158.2000 USD | ||||
| ADR | Sale | 158 | 159.3000 USD | ||||
| ADR | Sale | 172 | 157.8330 USD | ||||
| ADR | Sale | 174 | 158.4525 USD | ||||
| ADR | Sale | 180 | 157.4544 USD | ||||
| ADR | Sale | 194 | 157.9040 USD | ||||
| ADR | Sale | 197 | 157.2684 USD | ||||
| ADR | Sale | 200 | 157.6400 USD | ||||
| ADR | Sale | 200 | 157.4100 USD | ||||
| ADR | Sale | 200 | 157.7250 USD | ||||
| ADR | Sale | 200 | 157.3500 USD | ||||
| ADR | Sale | 200 | 157.7150 USD | ||||
| ADR | Sale | 200 | 157.6150 USD | ||||
| ADR | Sale | 200 | 157.1995 USD | ||||
| 5p ordinary | Sale | 244 | 39.5706 GBP | ||||
| 5p ordinary | Sale | 250 | 39.5850 GBP | ||||
| ADR | Sale | 300 | 157.7416 USD | ||||
| ADR | Sale | 300 | 157.3833 USD | ||||
| 5p ordinary | Sale | 466 | 39.3315 GBP | ||||
| ADR | Sale | 500 | 157.9900 USD | ||||
| 5p ordinary | Sale | 500 | 39.4535 GBP | ||||
| ADR | Sale | 544 | 158.0388 USD | ||||
| 5p ordinary | Sale | 546 | 39.9687 GBP | ||||
| ADR | Sale | 552 | 158.1049 USD | ||||
| 5p ordinary | Sale | 561 | 40.0508 GBP | ||||
| ADR | Sale | 600 | 158.0568 USD | ||||
| 5p ordinary | Sale | 673 | 39.4482 GBP | ||||
| ADR | Sale | 700 | 158.2164 USD | ||||
| ADR | Sale | 700 | 158.5064 USD | ||||
| 5p ordinary | Sale | 749 | 39.5258 GBP | ||||
| ADR | Sale | 800 | 158.2100 USD | ||||
| ADR | Sale | 898 | 157.4540 USD | ||||
| 5p ordinary | Sale | 938 | 40.0920 GBP | ||||
| 5p ordinary | Sale | 1,060 | 40.0150 GBP | ||||
| ADR | Sale | 1,148 | 158.0907 USD | ||||
| ADR | Sale | 1,200 | 157.6133 USD | ||||
| ADR | Sale | 1,201 | 157.4491 USD | ||||
| 5p ordinary | Sale | 1,227 | 39.6405 GBP | ||||
| ADR | Sale | 1,297 | 157.7478 USD | ||||
| 5p ordinary | Sale | 1,333 | 39.9887 GBP | ||||
| 5p ordinary | Sale | 1,501 | 40.3217 GBP | ||||
| ADR | Sale | 1,586 | 157.7576 USD | ||||
| ADR | Sale | 1,586 | 157.7282 USD | ||||
| 5p ordinary | Sale | 1,587 | 39.9960 GBP | ||||
| 5p ordinary | Sale | 1,786 | 39.8281 GBP | ||||
| ADR | Sale | 1,800 | 157.9812 USD | ||||
| ADR | Sale | 1,800 | 158.0116 USD | ||||
| ADR | Sale | 1,800 | 158.0477 USD | ||||
| ADR | Sale | 1,900 | 158.2044 USD | ||||
| 5p ordinary | Sale | 2,280 | 39.9294 GBP | ||||
| ADR | Sale | 2,500 | 157.9855 USD | ||||
| 5p ordinary | Sale | 2,668 | 39.9829 GBP | ||||
| 5p ordinary | Sale | 2,802 | 39.4509 GBP | ||||
| ADR | Sale | 2,900 | 157.7501 USD | ||||
| ADR | Sale | 2,910 | 157.6344 USD | ||||
| ADR | Sale | 2,995 | 157.5193 USD | ||||
| 5p ordinary | Sale | 3,285 | 39.3502 GBP | ||||
| 5p ordinary | Sale | 3,984 | 39.4415 GBP | ||||
| 5p ordinary | Sale | 4,383 | 39.5947 GBP | ||||
| ADR | Sale | 4,515 | 158.5500 USD | ||||
| 5p ordinary | Sale | 5,117 | 39.5442 GBP | ||||
| ADR | Sale | 6,000 | 157.8895 USD | ||||
| ADR | Sale | 6,287 | 157.8550 USD | ||||
| ADR | Sale | 6,351 | 157.6614 USD | ||||
| 5p ordinary | Sale | 7,049 | 39.4268 GBP | ||||
| 5p ordinary | Sale | 7,677 | 40.0600 GBP | ||||
| 5p ordinary | Sale | 7,704 | 39.4866 GBP | ||||
| 5p ordinary | Sale | 7,767 | 39.4633 GBP | ||||
| ADR | Sale | 7,800 | 157.9384 USD | ||||
| 5p ordinary | Sale | 7,881 | 39.5916 GBP | ||||
| 5p ordinary | Sale | 8,071 | 39.5209 GBP | ||||
| 5p ordinary | Sale | 9,382 | 39.9245 GBP | ||||
| ADR | Sale | 9,390 | 157.2075 USD | ||||
| 5p ordinary | Sale | 12,345 | 39.6080 GBP | ||||
| ADR | Sale | 13,000 | 157.3169 USD | ||||
| 5p ordinary | Sale | 14,236 | 40.0607 GBP | ||||
| 5p ordinary | Sale | 20,177 | 39.4650 GBP | ||||
| 5p ordinary | Sale | 24,779 | 39.5422 GBP | ||||
| ADR | Sale | 27,342 | 157.9837 USD | ||||
| ADR | Sale | 29,856 | 157.9493 USD | ||||
| ADR | Sale | 31,000 | 157.6835 USD | ||||
| 5p ordinary | Sale | 48,791 | 39.4363 GBP | ||||
| 5p ordinary | Sale | 74,430 | 39.5870 GBP | ||||
| 5p ordinary | Sale | 259,377 | 39.4279 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 36 | 39.4613 GBP | |||||
| 5p ordinary | SWAP | Long | 44 | 39.4000 GBP | |||||
| 5p ordinary | SWAP | Long | 44 | 39.6500 GBP | |||||
| 5p ordinary | SWAP | Long | 91 | 39.4638 GBP | |||||
| 5p ordinary | CFD | Long | 466 | 39.3315 GBP | |||||
| 5p ordinary | SWAP | Long | 2,009 | 39.6534 GBP | |||||
| 5p ordinary | SWAP | Long | 3,627 | 39.3808 GBP | |||||
| 5p ordinary | CFD | Long | 7,767 | 39.4633 GBP | |||||
| 5p ordinary | SWAP | Long | 24,552 | 39.4278 GBP | |||||
| 5p ordinary | SWAP | Long | 30,025 | 39.4300 GBP | |||||
| 5p ordinary | SWAP | Short | 25 | 39.5392 GBP | |||||
| 5p ordinary | CFD | Short | 231 | 39.5066 GBP | |||||
| 5p ordinary | SWAP | Short | 400 | 39.4339 GBP | |||||
| 5p ordinary | CFD | Short | 439 | 39.6286 GBP | |||||
| 5p ordinary | CFD | Short | 938 | 39.7764 GBP | |||||
| 5p ordinary | SWAP | Short | 1,100 | 39.4569 GBP | |||||
| 5p ordinary | SWAP | Short | 2,005 | 39.8509 GBP | |||||
| 5p ordinary | CFD | Short | 2,486 | 39.6429 GBP | |||||
| 5p ordinary | SWAP | Short | 2,656 | 39.8633 GBP | |||||
| 5p ordinary | CFD | Short | 3,406 | 39.3901 GBP | |||||
| 5p ordinary | SWAP | Short | 4,299 | 39.4076 GBP | |||||
| 5p ordinary | CFD | Short | 4,650 | 39.3837 GBP | |||||
| 5p ordinary | SWAP | Short | 6,042 | 39.4300 GBP | |||||
| 5p ordinary | CFD | Short | 6,195 | 39.4331 GBP | |||||
| 5p ordinary | SWAP | Short | 6,861 | 39.7234 GBP | |||||
| 5p ordinary | CFD | Short | 8,480 | 39.6157 GBP | |||||
| 5p ordinary | CFD | Short | 10,545 | 39.7655 GBP | |||||
| 5p ordinary | CFD | Short | 13,646 | 39.7577 GBP | |||||
| 5p ordinary | SWAP | Short | 24,041 | 39.4672 GBP | |||||
| 5p ordinary | SWAP | Short | 28,474 | 39.8652 GBP | |||||
| 5p ordinary | CFD | Short | 32,286 | 39.4825 GBP | |||||
| 5p ordinary | CFD | Short | 56,856 | 39.7190 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 27,400 | 160 USD | American | 15 Jun 2018 | 1.8032 USD | ||||||||
| ADR | Call Options | Purchasing | 600 | 160 USD | American | 20 Jul 2018 | 4.5000 USD | ||||||||
| ADR | Call Options | Purchasing | 12,500 | 163 USD | American | 15 Jun 2018 | 1.1500 USD | ||||||||
| ADR | Call Options | Selling | 500 | 125 USD | American | 18 Jan 2019 | 37.7000 USD | ||||||||
| ADR | Call Options | Selling | 500 | 160 USD | American | 20 Jul 2018 | 5.4800 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 7 Jun 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | ||
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -22,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 22,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 13,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,800 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 12,500 | 163.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 173.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,300 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 37,200 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,600 | 175.0000 | American | 15 Jun 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180607005394/en/
Copyright Business Wire 2018
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