23rd Nov 2018 07:40
FORM 8.3
Amendment to Purchases & Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 19 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,250,692 | 0.57% | 1,902,289 | 0.21% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 178,242 | 0.02% | 4,011,765 | 0.44% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 380,500 | 0.04% | 460,800 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 5,809,434 | 0.63% | 6,374,854 | 0.70% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 45 | 46.1550 GBP | ||||
| 5p ordinary | Purchase | 50 | 46.1500 GBP | ||||
| 5p ordinary | Purchase | 65 | 46.7000 GBP | ||||
| 5p ordinary | Purchase | 70 | 46.0400 GBP | ||||
| 5p ordinary | Purchase | 136 | 46.0425 GBP | ||||
| 5p ordinary | Purchase | 200 | 46.6150 GBP | ||||
| 5p ordinary | Purchase | 204 | 45.9983 GBP | ||||
| 5p ordinary | Purchase | 313 | 45.9619 GBP | ||||
| 5p ordinary | Purchase | 354 | 45.9632 GBP | ||||
| 5p ordinary | Purchase | 421 | 46.0968 GBP | ||||
| 5p ordinary | Purchase | 464 | 46.0840 GBP | ||||
| 5p ordinary | Purchase | 544 | 46.0518 GBP | ||||
| 5p ordinary | Purchase | 649 | 46.0265 GBP | ||||
| 5p ordinary | Purchase | 673 | 45.9718 GBP | ||||
| 5p ordinary | Purchase | 796 | 46.0934 GBP | ||||
| 5p ordinary | Purchase | 1,472 | 46.0536 GBP | ||||
| 5p ordinary | Purchase | 1,603 | 46.2751 GBP | ||||
| 5p ordinary | Purchase | 2,169 | 45.9992 GBP | ||||
| 5p ordinary | Purchase | 4,190 | 45.9000 GBP | ||||
| 5p ordinary | Purchase | 4,760 | 46.0370 GBP | ||||
| 5p ordinary | Purchase | 5,601 | 46.0902 GBP | ||||
| 5p ordinary | Purchase | 5,849 | 46.0955 GBP | ||||
| 5p ordinary | Purchase | 6,030 | 46.0580 GBP | ||||
| 5p ordinary | Purchase | 10,000 | 46.3800 GBP | ||||
| 5p ordinary | Purchase | 11,340 | 45.9487 GBP | ||||
| 5p ordinary | Purchase | 33,206 | 46.0200 GBP | ||||
| 5p ordinary | Purchase | 52,256 | 46.0362 GBP | ||||
| 5p ordinary | Purchase | 70,084 | 46.0893 GBP | ||||
| 5p ordinary | Purchase | 127,366 | 46.0647 GBP | ||||
| 5p ordinary | Sale | 12 | 46.0700 GBP | ||||
| 5p ordinary | Sale | 53 | 46.0368 GBP | ||||
| 5p ordinary | Sale | 65 | 46.7000 GBP | ||||
| 5p ordinary | Sale | 70 | 46.0418 GBP | ||||
| 5p ordinary | Sale | 70 | 46.0400 GBP | ||||
| 5p ordinary | Sale | 157 | 46.0474 GBP | ||||
| 5p ordinary | Sale | 167 | 46.6626 GBP | ||||
| 5p ordinary | Sale | 189 | 46.0353 GBP | ||||
| 5p ordinary | Sale | 277 | 46.1500 GBP | ||||
| 5p ordinary | Sale | 446 | 46.0925 GBP | ||||
| 5p ordinary | Sale | 597 | 46.0241 GBP | ||||
| 5p ordinary | Sale | 773 | 45.9631 GBP | ||||
| 5p ordinary | Sale | 1,303 | 46.0258 GBP | ||||
| 5p ordinary | Sale | 1,555 | 46.1602 GBP | ||||
| 5p ordinary | Sale | 2,401 | 46.0555 GBP | ||||
| 5p ordinary | Sale | 2,760 | 45.9638 GBP | ||||
| 5p ordinary | Sale | 4,091 | 45.9922 GBP | ||||
| 5p ordinary | Sale | 5,101 | 46.0898 GBP | ||||
| 5p ordinary | Sale | 5,573 | 46.0899 GBP | ||||
| 5p ordinary | Sale | 8,756 | 46.0000 GBP | ||||
| 5p ordinary | Sale | 9,070 | 46.3119 GBP | ||||
| 5p ordinary | Sale | 9,126 | 46.6650 GBP | ||||
| 5p ordinary | Sale | 10,000 | 46.0011 GBP | ||||
| 5p ordinary | Sale | 13,818 | 46.0837 GBP | ||||
| 5p ordinary | Sale | 20,341 | 46.1520 GBP | ||||
| 5p ordinary | Sale | 65,528 | 46.0885 GBP | ||||
| 5p ordinary | Sale | 69,280 | 45.9746 GBP | ||||
| 5p ordinary | Sale | 88,276 | 46.0818 GBP | ||||
| 5p ordinary | Sale | 95,506 | 46.0483 GBP | ||||
| ADR | Purchase | 13 | 176.2100 USD | ||||
| ADR | Purchase | 100 | 175.4400 USD | ||||
| ADR | Purchase | 100 | 177.7600 USD | ||||
| ADR | Purchase | 100 | 177.7100 USD | ||||
| ADR | Purchase | 100 | 177.2075 USD | ||||
| ADR | Purchase | 100 | 176.5750 USD | ||||
| ADR | Purchase | 101 | 177.4400 USD | ||||
| ADR | Purchase | 105 | 177.5900 USD | ||||
| ADR | Purchase | 198 | 176.5850 USD | ||||
| ADR | Purchase | 200 | 177.4050 USD | ||||
| ADR | Purchase | 203 | 176.5700 USD | ||||
| ADR | Purchase | 300 | 176.7133 USD | ||||
| ADR | Purchase | 500 | 176.5840 USD | ||||
| ADR | Purchase | 385 | 177.5423 USD | ||||
| ADR | Purchase | 800 | 177.4650 USD | ||||
| ADR | Purchase | 900 | 177.8000 USD | ||||
| ADR | Purchase | 1,500 | 177.0023 USD | ||||
| ADR | Purchase | 1,501 | 176.5800 USD | ||||
| ADR | Purchase | 1,600 | 176.5568 USD | ||||
| ADR | Purchase | 2,058 | 176.1444 USD | ||||
| ADR | Purchase | 1,803 | 175.6000 USD | ||||
| ADR | Purchase | 3,764 | 176.3134 USD | ||||
| ADR | Purchase | 5,898 | 176.5663 USD | ||||
| ADR | Purchase | 8,700 | 176.7040 USD | ||||
| ADR | Purchase | 9,730 | 176.4947 USD | ||||
| ADR | Purchase | 10,000 | 176.5900 USD | ||||
| ADR | Purchase | 17,200 | 176.3609 USD | ||||
| ADR | Purchase | 23,580 | 177.0354 USD | ||||
| ADR | Purchase | 50,000 | 175.8197 USD | ||||
| ADR | Sale | 1 | 177.4400 USD | ||||
| ADR | Sale | 24 | 175.5900 USD | ||||
| ADR | Sale | 100 | 175.5000 USD | ||||
| ADR | Sale | 100 | 177.7100 USD | ||||
| ADR | Sale | 100 | 177.2075 USD | ||||
| ADR | Sale | 100 | 177.1500 USD | ||||
| ADR | Sale | 100 | 176.5750 USD | ||||
| ADR | Sale | 105 | 177.5900 USD | ||||
| ADR | Sale | 188 | 175.7387 USD | ||||
| ADR | Sale | 200 | 177.3300 USD | ||||
| ADR | Sale | 200 | 175.8250 USD | ||||
| ADR | Sale | 289 | 175.5234 USD | ||||
| ADR | Sale | 300 | 176.0600 USD | ||||
| ADR | Sale | 300 | 177.4566 USD | ||||
| ADR | Sale | 300 | 176.1666 USD | ||||
| ADR | Sale | 300 | 177.6000 USD | ||||
| ADR | Sale | 300 | 176.0700 USD | ||||
| ADR | Sale | 400 | 177.5850 USD | ||||
| ADR | Sale | 400 | 175.7400 USD | ||||
| ADR | Sale | 405 | 175.5518 USD | ||||
| ADR | Sale | 425 | 175.5708 USD | ||||
| ADR | Sale | 500 | 176.6740 USD | ||||
| ADR | Sale | 500 | 176.4320 USD | ||||
| ADR | Sale | 500 | 176.4990 USD | ||||
| ADR | Sale | 550 | 176.3427 USD | ||||
| ADR | Sale | 598 | 175.8640 USD | ||||
| ADR | Sale | 600 | 175.5916 USD | ||||
| ADR | Sale | 600 | 176.5870 USD | ||||
| ADR | Sale | 600 | 177.4333 USD | ||||
| ADR | Sale | 691 | 175.5013 USD | ||||
| ADR | Sale | 800 | 175.9331 USD | ||||
| ADR | Sale | 889 | 177.3595 USD | ||||
| ADR | Sale | 1,000 | 177.7960 USD | ||||
| ADR | Sale | 1,100 | 176.9045 USD | ||||
| ADR | Sale | 1,305 | 175.6410 USD | ||||
| ADR | Sale | 1,643 | 175.6000 USD | ||||
| ADR | Sale | 2,000 | 176.7922 USD | ||||
| ADR | Sale | 2,480 | 177.6082 USD | ||||
| ADR | Sale | 2,500 | 177.2187 USD | ||||
| ADR | Sale | 1,485 | 177.4752 USD | ||||
| ADR | Sale | 4,850 | 177.4754 USD | ||||
| ADR | Sale | 6,600 | 175.9793 USD | ||||
| ADR | Sale | 6,800 | 175.8791 USD | ||||
| ADR | Sale | 7,600 | 176.5953 USD | ||||
| ADR | Sale | 8,111 | 176.7562 USD | ||||
| ADR | Sale | 9,800 | 176.7525 USD | ||||
| ADR | Sale | 15,514 | 175.9068 USD | ||||
| ADR | Sale | 15,965 | 176.4041 USD | ||||
| ADR | Sale | 20,000 | 176.5900 USD | ||||
| ADR | Sale | 23,285 | 175.7555 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 7 | 46.0357 GBP | |||||
| 5p ordinary | SWAP | Long | 157 | 46.0473 GBP | |||||
| 5p ordinary | CFD | Long | 182 | 46.0353 GBP | |||||
| 5p ordinary | CFD | Long | 1,555 | 46.1602 GBP | |||||
| 5p ordinary | CFD | Long | 2,760 | 45.9638 GBP | |||||
| 5p ordinary | CFD | Long | 4,091 | 45.9922 GBP | |||||
| 5p ordinary | SWAP | Long | 7,883 | 46.3365 GBP | |||||
| 5p ordinary | SWAP | Long | 8,756 | 46.0000 GBP | |||||
| 5p ordinary | CFD | Long | 9,070 | 46.3119 GBP | |||||
| 5p ordinary | CFD | Long | 18,132 | 46.1729 GBP | |||||
| 5p ordinary | CFD | Long | 20,341 | 46.1520 GBP | |||||
| 5p ordinary | SWAP | Long | 22,559 | 46.1088 GBP | |||||
| 5p ordinary | CFD | Long | 26,618 | 45.9963 GBP | |||||
| 5p ordinary | CFD | Long | 27,638 | 45.9979 GBP | |||||
| 5p ordinary | SWAP | Long | 69,280 | 45.9746 GBP | |||||
| 5p ordinary | CFD | Short | 120 | 45.9241 GBP | |||||
| 5p ordinary | CFD | Short | 421 | 46.0968 GBP | |||||
| 5p ordinary | CFD | Short | 464 | 46.0840 GBP | |||||
| 5p ordinary | SWAP | Short | 822 | 46.0037 GBP | |||||
| 5p ordinary | CFD | Short | 1,603 | 46.2751 GBP | |||||
| 5p ordinary | CFD | Short | 2,125 | 46.0060 GBP | |||||
| 5p ordinary | CFD | Short | 3,785 | 46.0914 GBP | |||||
| 5p ordinary | CFD | Short | 6,570 | 46.0042 GBP | |||||
| 5p ordinary | SWAP | Short | 8,164 | 46.0426 GBP | |||||
| 5p ordinary | CFD | Short | 22,458 | 46.1776 GBP | |||||
| 5p ordinary | SWAP | Short | 43,225 | 46.0314 GBP | |||||
| 5p ordinary | CFD | Short | 52,256 | 46.0362 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Put Options | Purchasing | 6,400 | 125 USD | American | 18 Jan 2019 | 1.2120 USD | ||||||||
| ADR | Put Options | Selling | 6,400 | 165 USD | American | 7 Dec 2018 | 4.7534 USD | ||||||||
| ADR | Put Options | Selling | 1,700 | 168 USD | American | 21 Dec 2018 | 5.8000 USD | ||||||||
| ADR | Put Options | Selling | 500 | 170 USD | American | 7 Dec 2018 | 5.0000 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 170 USD | American | 21 Dec 2018 | 6.0000 USD | ||||||||
| ADR | Put Options | Selling | 400 | 175 USD | American | 21 Dec 2018 | 7.2000 USD | ||||||||
| ADR | Put Options | Selling | 400 | 185 USD | American | 21 Dec 2018 | 10.7000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 23 Nov 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 195.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 180.0000 | American | 23 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,200 | 178.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,100 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,000 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -42,400 | 200.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -41,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -38,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -22,600 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -13,500 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,800 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -14,700 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -10,000 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 148.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 168.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 400 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 400 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 163.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 600 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 900 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 140.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,300 | 160.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,700 | 168.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 4,800 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 6,900 | 165.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 11,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 22,900 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 35,100 | 160.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181122005375/en/
Copyright Business Wire 2018
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