21st Jul 2014 15:00
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 18 July 2014 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: ABBVIE INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,880,730 | 1.51% | 2,443,360 | 0.41% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 620,673 | 0.11% | 1,981,193 | 0.34% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 2,382,300 | 0.40% | 3,497,400 | 0.59% | |||||||
| (4) | TOTAL: | ||||||||||
| 11,883,703 | 2.02% | 7,921,953 | 1.34% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 2 | 49.5860 GBP | ||||
| ORD (traded as ADR) | Purchase | 3 | 252.4400 USD | ||||
| ORD | Purchase | 31 | 48.2690 GBP | ||||
| ORD | Purchase | 32 | 49.6450 GBP | ||||
| ORD | Purchase | 33 | 49.3440 GBP | ||||
| ORD | Purchase | 36 | 48.3400 GBP | ||||
| ORD | Purchase | 39 | 48.8450 GBP | ||||
| ORD | Purchase | 45 | 48.8040 GBP | ||||
| ORD | Purchase | 45 | 49.0400 GBP | ||||
| ORD | Purchase | 48 | 48.2100 GBP | ||||
| ORD | Purchase | 49 | 48.5700 GBP | ||||
| ORD | Purchase | 50 | 49.8400 GBP | ||||
| ORD | Purchase | 51 | 49.2400 GBP | ||||
| ORD | Purchase | 55 | 48.7600 GBP | ||||
| ORD | Purchase | 56 | 48.8350 GBP | ||||
| ORD | Purchase | 57 | 48.8150 GBP | ||||
| ORD | Purchase | 61 | 48.2800 GBP | ||||
| ORD | Purchase | 61 | 49.6560 GBP | ||||
| ORD | Purchase | 62 | 48.9640 GBP | ||||
| ORD | Purchase | 63 | 48.6400 GBP | ||||
| ORD | Purchase | 63 | 48.7400 GBP | ||||
| ORD | Purchase | 63 | 49.3710 GBP | ||||
| ORD | Purchase | 63 | 49.4000 GBP | ||||
| ORD | Purchase | 63 | 49.8900 GBP | ||||
| ORD | Purchase | 68 | 48.2600 GBP | ||||
| ORD | Purchase | 74 | 48.7300 GBP | ||||
| ORD | Purchase | 74 | 49.8100 GBP | ||||
| ORD | Purchase | 78 | 48.3040 GBP | ||||
| ORD | Purchase | 82 | 49.5400 GBP | ||||
| ORD | Purchase | 85 | 49.5200 GBP | ||||
| ORD | Purchase | 88 | 49.3450 GBP | ||||
| ORD | Purchase | 88 | 49.8700 GBP | ||||
| ORD | Purchase | 90 | 49.6250 GBP | ||||
| ORD | Purchase | 96 | 49.7100 GBP | ||||
| ORD | Purchase | 98 | 48.8800 GBP | ||||
| ORD | Purchase | 98 | 48.9100 GBP | ||||
| ORD | Purchase | 103 | 49.6750 GBP | ||||
| ORD | Purchase | 107 | 49.5650 GBP | ||||
| ORD | Purchase | 107 | 49.8300 GBP | ||||
| ORD | Purchase | 108 | 48.7940 GBP | ||||
| ORD | Purchase | 110 | 49.1900 GBP | ||||
| ORD | Purchase | 121 | 49.6550 GBP | ||||
| ORD | Purchase | 122 | 48.7000 GBP | ||||
| ORD | Purchase | 127 | 49.1100 GBP | ||||
| ORD | Purchase | 134 | 48.2700 GBP | ||||
| ORD | Purchase | 145 | 49.3050 GBP | ||||
| ORD | Purchase | 156 | 49.3200 GBP | ||||
| ORD | Purchase | 163 | 48.5400 GBP | ||||
| ORD | Purchase | 163 | 49.2700 GBP | ||||
| ORD | Purchase | 194 | 49.1200 GBP | ||||
| ORD | Purchase | 215 | 49.4200 GBP | ||||
| ORD | Purchase | 216 | 48.7800 GBP | ||||
| ORD | Purchase | 220 | 48.8050 GBP | ||||
| ORD | Purchase | 224 | 49.6200 GBP | ||||
| ORD | Purchase | 231 | 49.6650 GBP | ||||
| ORD | Purchase | 233 | 48.9800 GBP | ||||
| ORD | Purchase | 234 | 49.5950 GBP | ||||
| ORD | Purchase | 239 | 49.5600 GBP | ||||
| ORD | Purchase | 250 | 49.8000 GBP | ||||
| ORD | Purchase | 265 | 48.7700 GBP | ||||
| ORD | Purchase | 271 | 49.8200 GBP | ||||
| ORD | Purchase | 280 | 48.7900 GBP | ||||
| ORD | Purchase | 292 | 48.8900 GBP | ||||
| ORD | Purchase | 293 | 49.0600 GBP | ||||
| ORD | Purchase | 299 | 48.8250 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 254.1900 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 254.9500 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 257.2040 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 257.6000 USD | ||||
| ORD | Purchase | 322 | 49.0020 GBP | ||||
| ORD | Purchase | 334 | 49.0500 GBP | ||||
| ORD | Purchase | 354 | 48.9900 GBP | ||||
| ORD | Purchase | 356 | 49.2000 GBP | ||||
| ORD | Purchase | 357 | 48.7500 GBP | ||||
| ORD | Purchase | 379 | 49.9000 GBP | ||||
| ORD (traded as ADR) | Purchase | 381 | 257.4831 USD | ||||
| ORD | Purchase | 411 | 49.3800 GBP | ||||
| ORD | Purchase | 414 | 49.0300 GBP | ||||
| ORD | Purchase | 414 | 49.1500 GBP | ||||
| ORD | Purchase | 424 | 49.2600 GBP | ||||
| ORD | Purchase | 440 | 49.5900 GBP | ||||
| ORD (traded as ADR) | Purchase | 450 | 257.3500 USD | ||||
| ORD | Purchase | 473 | 49.1000 GBP | ||||
| ORD | Purchase | 475 | 49.8500 GBP | ||||
| ORD | Purchase | 484 | 48.6100 GBP | ||||
| ORD | Purchase | 490 | 49.6800 GBP | ||||
| ORD | Purchase | 561 | 49.1400 GBP | ||||
| ORD | Purchase | 586 | 49.3700 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 253.3350 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 256.9580 USD | ||||
| ORD | Purchase | 603 | 48.4997 GBP | ||||
| ORD | Purchase | 605 | 48.2572 GBP | ||||
| ORD | Purchase | 661 | 49.3150 GBP | ||||
| ORD | Purchase | 670 | 49.3300 GBP | ||||
| ORD | Purchase | 677 | 49.6000 GBP | ||||
| ORD | Purchase | 793 | 49.5000 GBP | ||||
| ORD | Purchase | 816 | 49.2800 GBP | ||||
| ORD | Purchase | 828 | 48.7774 GBP | ||||
| ORD | Purchase | 852 | 49.7000 GBP | ||||
| ORD | Purchase | 865 | 48.6500 GBP | ||||
| ORD | Purchase | 867 | 48.2500 GBP | ||||
| ORD | Purchase | 890 | 48.8380 GBP | ||||
| ORD (traded as ADR) | Purchase | 900 | 257.3266 USD | ||||
| ORD | Purchase | 915 | 49.0100 GBP | ||||
| ORD | Purchase | 934 | 49.3100 GBP | ||||
| ORD | Purchase | 981 | 48.5800 GBP | ||||
| ORD | Purchase | 1,000 | 49.3390 GBP | ||||
| ORD | Purchase | 1,000 | 49.5980 GBP | ||||
| ORD | Purchase | 1,041 | 49.3500 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,050 | 257.5171 USD | ||||
| ORD | Purchase | 1,164 | 49.6300 GBP | ||||
| ORD | Purchase | 1,183 | 48.8700 GBP | ||||
| ORD | Purchase | 1,191 | 49.8600 GBP | ||||
| ORD | Purchase | 1,192 | 49.0900 GBP | ||||
| ORD | Purchase | 1,195 | 49.6900 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 255.7325 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 255.7850 USD | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 256.9964 USD | ||||
| ORD | Purchase | 1,207 | 49.9300 GBP | ||||
| ORD | Purchase | 1,235 | 48.8300 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,311 | 257.4714 USD | ||||
| ORD (traded as ADR) | Purchase | 1,470 | 252.8363 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 252.1000 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 256.3220 USD | ||||
| ORD | Purchase | 1,585 | 48.7100 GBP | ||||
| ORD | Purchase | 1,635 | 48.8600 GBP | ||||
| ORD | Purchase | 1,777 | 48.9550 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 254.2000 USD | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 254.3600 USD | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 257.2864 USD | ||||
| ORD | Purchase | 1,816 | 48.8400 GBP | ||||
| ORD | Purchase | 1,840 | 48.8320 GBP | ||||
| ORD | Purchase | 2,000 | 37.0000 GBP | ||||
| ORD | Purchase | 2,012 | 49.9200 GBP | ||||
| ORD | Purchase | 2,329 | 48.5300 GBP | ||||
| ORD | Purchase | 2,500 | 49.5113 GBP | ||||
| ORD | Purchase | 2,521 | 49.6400 GBP | ||||
| ORD | Purchase | 2,537 | 49.1194 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,700 | 253.1798 USD | ||||
| ORD | Purchase | 3,102 | 49.0200 GBP | ||||
| ORD | Purchase | 3,105 | 49.3400 GBP | ||||
| ORD | Purchase | 3,197 | 48.8500 GBP | ||||
| ORD | Purchase | 3,285 | 49.3000 GBP | ||||
| ORD | Purchase | 3,600 | 49.3252 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,876 | 252.1742 USD | ||||
| ORD | Purchase | 3,973 | 49.2581 GBP | ||||
| ORD | Purchase | 4,034 | 48.3000 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,200 | 257.5160 USD | ||||
| ORD | Purchase | 4,313 | 49.6600 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,800 | 254.8125 USD | ||||
| ORD (traded as ADR) | Purchase | 4,800 | 256.4555 USD | ||||
| ORD (traded as ADR) | Purchase | 4,806 | 257.5411 USD | ||||
| ORD | Purchase | 4,930 | 49.2865 GBP | ||||
| ORD | Purchase | 4,932 | 48.9000 GBP | ||||
| ORD (traded as ADR) | Purchase | 5,076 | 253.3850 USD | ||||
| ORD | Purchase | 5,142 | 48.8390 GBP | ||||
| ORD | Purchase | 5,271 | 49.6500 GBP | ||||
| ORD | Purchase | 5,962 | 49.2500 GBP | ||||
| ORD | Purchase | 6,152 | 49.2932 GBP | ||||
| ORD | Purchase | 6,208 | 49.0700 GBP | ||||
| ORD | Purchase | 6,484 | 48.8100 GBP | ||||
| ORD | Purchase | 6,518 | 49.6700 GBP | ||||
| ORD | Purchase | 6,654 | 49.2444 GBP | ||||
| ORD (traded as ADR) | Purchase | 6,813 | 257.2768 USD | ||||
| ORD | Purchase | 7,481 | 48.8000 GBP | ||||
| ORD (traded as ADR) | Purchase | 7,497 | 256.9290 USD | ||||
| ORD (traded as ADR) | Purchase | 7,497 | 257.2410 USD | ||||
| ORD | Purchase | 8,020 | 49.9133 GBP | ||||
| ORD (traded as ADR) | Purchase | 8,058 | 257.4278 USD | ||||
| ORD | Purchase | 8,287 | 49.1718 GBP | ||||
| ORD (traded as ADR) | Purchase | 8,331 | 257.4479 USD | ||||
| ORD | Purchase | 8,970 | 49.2729 GBP | ||||
| ORD (traded as ADR) | Purchase | 9,336 | 257.6135 USD | ||||
| ORD (traded as ADR) | Purchase | 9,816 | 253.2754 USD | ||||
| ORD (traded as ADR) | Purchase | 9,933 | 257.5872 USD | ||||
| ORD | Purchase | 9,977 | 49.6489 GBP | ||||
| ORD | Purchase | 11,184 | 49.0000 GBP | ||||
| ORD (traded as ADR) | Purchase | 11,700 | 256.7727 USD | ||||
| ORD | Purchase | 11,715 | 48.8200 GBP | ||||
| ORD | Purchase | 13,229 | 49.6667 GBP | ||||
| ORD (traded as ADR) | Purchase | 13,398 | 255.9273 USD | ||||
| ORD (traded as ADR) | Purchase | 14,553 | 257.0587 USD | ||||
| ORD | Purchase | 16,267 | 49.3806 GBP | ||||
| ORD (traded as ADR) | Purchase | 22,065 | 254.7376 USD | ||||
| ORD (traded as ADR) | Purchase | 22,845 | 256.5128 USD | ||||
| ORD (traded as ADR) | Purchase | 23,535 | 255.2696 USD | ||||
| ORD (traded as ADR) | Purchase | 24,951 | 257.6471 USD | ||||
| ORD | Purchase | 28,194 | 49.3072 GBP | ||||
| ORD | Purchase | 29,828 | 49.0523 GBP | ||||
| ORD (traded as ADR) | Purchase | 29,997 | 257.5201 USD | ||||
| ORD (traded as ADR) | Purchase | 36,000 | 254.9067 USD | ||||
| ORD | Purchase | 38,500 | 49.9600 GBP | ||||
| ORD (traded as ADR) | Purchase | 39,300 | 255.3826 USD | ||||
| ORD | Purchase | 41,296 | 48.7198 GBP | ||||
| ORD | Purchase | 41,662 | 49.5365 GBP | ||||
| ORD (traded as ADR) | Purchase | 52,632 | 256.2719 USD | ||||
| ORD (traded as ADR) | Purchase | 62,724 | 257.4961 USD | ||||
| ORD (traded as ADR) | Purchase | 62,862 | 256.9062 USD | ||||
| ORD (traded as ADR) | Purchase | 66,900 | 254.2130 USD | ||||
| ORD (traded as ADR) | Purchase | 68,298 | 257.6934 USD | ||||
| ORD | Purchase | 75,660 | 49.4417 GBP | ||||
| ORD | Purchase | 79,541 | 49.0908 GBP | ||||
| ORD (traded as ADR) | Purchase | 90,261 | 252.8959 USD | ||||
| ORD | Purchase | 97,390 | 48.8271 GBP | ||||
| ORD | Purchase | 99,540 | 49.4464 GBP | ||||
| ORD | Purchase | 100,009 | 49.2735 GBP | ||||
| ORD (traded as ADR) | Purchase | 104,487 | 254.8276 USD | ||||
| ORD (traded as ADR) | Purchase | 105,900 | 255.8291 USD | ||||
| ORD (traded as ADR) | Purchase | 106,446 | 256.2272 USD | ||||
| ORD (traded as ADR) | Purchase | 109,353 | 250.9248 USD | ||||
| ORD | Purchase | 120,067 | 49.1153 GBP | ||||
| ORD | Purchase | 130,064 | 49.8650 GBP | ||||
| ORD | Purchase | 151,241 | 49.2900 GBP | ||||
| ORD (traded as ADR) | Purchase | 190,800 | 255.9606 USD | ||||
| ORD (traded as ADR) | Purchase | 196,200 | 254.6709 USD | ||||
| ORD (traded as ADR) | Purchase | 224,355 | 256.2085 USD | ||||
| ORD (traded as ADR) | Purchase | 232,800 | 251.7050 USD | ||||
| ORD (traded as ADR) | Purchase | 233,700 | 255.4729 USD | ||||
| ORD (traded as ADR) | Purchase | 285,228 | 257.6284 USD | ||||
| ORD | Purchase | 360,895 | 49.2146 GBP | ||||
| ORD | Purchase | 467,580 | 49.2638 GBP | ||||
| ORD | Purchase | 750,000 | 48.7057 GBP | ||||
| ORD (traded as ADR) | Purchase | 835,977 | 256.7541 USD | ||||
| ORD | Sale | 2 | 49.5860 GBP | ||||
| ORD (traded as ADR) | Sale | 12 | 254.1300 USD | ||||
| ORD | Sale | 31 | 48.2690 GBP | ||||
| ORD | Sale | 32 | 49.6450 GBP | ||||
| ORD | Sale | 33 | 49.3440 GBP | ||||
| ORD | Sale | 36 | 48.3400 GBP | ||||
| ORD | Sale | 39 | 48.8450 GBP | ||||
| ORD | Sale | 45 | 48.8040 GBP | ||||
| ORD | Sale | 45 | 49.0400 GBP | ||||
| ORD | Sale | 48 | 48.2100 GBP | ||||
| ORD | Sale | 49 | 48.5700 GBP | ||||
| ORD | Sale | 50 | 49.8400 GBP | ||||
| ORD | Sale | 51 | 49.2400 GBP | ||||
| ORD | Sale | 55 | 48.7600 GBP | ||||
| ORD | Sale | 56 | 48.8350 GBP | ||||
| ORD | Sale | 57 | 48.8150 GBP | ||||
| ORD | Sale | 61 | 48.2800 GBP | ||||
| ORD | Sale | 61 | 49.6560 GBP | ||||
| ORD | Sale | 62 | 48.9640 GBP | ||||
| ORD | Sale | 63 | 48.6400 GBP | ||||
| ORD | Sale | 63 | 48.7400 GBP | ||||
| ORD | Sale | 63 | 49.3710 GBP | ||||
| ORD | Sale | 63 | 49.4000 GBP | ||||
| ORD | Sale | 63 | 49.7750 GBP | ||||
| ORD | Sale | 63 | 49.8900 GBP | ||||
| ORD | Sale | 64 | 49.8650 GBP | ||||
| ORD | Sale | 67 | 48.7500 GBP | ||||
| ORD | Sale | 68 | 48.2600 GBP | ||||
| ORD | Sale | 74 | 48.7300 GBP | ||||
| ORD | Sale | 74 | 49.8100 GBP | ||||
| ORD | Sale | 78 | 48.3040 GBP | ||||
| ORD | Sale | 82 | 49.5400 GBP | ||||
| ORD | Sale | 85 | 49.5200 GBP | ||||
| ORD | Sale | 88 | 49.3450 GBP | ||||
| ORD | Sale | 88 | 49.8700 GBP | ||||
| ORD | Sale | 90 | 49.6250 GBP | ||||
| ORD | Sale | 96 | 49.7100 GBP | ||||
| ORD | Sale | 98 | 48.8800 GBP | ||||
| ORD | Sale | 98 | 48.9100 GBP | ||||
| ORD | Sale | 103 | 49.6750 GBP | ||||
| ORD | Sale | 107 | 49.5650 GBP | ||||
| ORD | Sale | 107 | 49.8300 GBP | ||||
| ORD | Sale | 108 | 48.7940 GBP | ||||
| ORD | Sale | 110 | 49.1900 GBP | ||||
| ORD | Sale | 121 | 49.6550 GBP | ||||
| ORD | Sale | 122 | 48.7000 GBP | ||||
| ORD | Sale | 127 | 48.2757 GBP | ||||
| ORD | Sale | 127 | 49.1100 GBP | ||||
| ORD | Sale | 134 | 48.2700 GBP | ||||
| ORD | Sale | 142 | 49.5000 GBP | ||||
| ORD | Sale | 145 | 49.3050 GBP | ||||
| ORD | Sale | 156 | 49.3200 GBP | ||||
| ORD | Sale | 163 | 48.5400 GBP | ||||
| ORD | Sale | 163 | 49.2700 GBP | ||||
| ORD | Sale | 164 | 48.5300 GBP | ||||
| ORD | Sale | 194 | 49.1200 GBP | ||||
| ORD | Sale | 208 | 49.0700 GBP | ||||
| ORD | Sale | 215 | 49.4200 GBP | ||||
| ORD | Sale | 216 | 48.7800 GBP | ||||
| ORD | Sale | 220 | 48.8050 GBP | ||||
| ORD | Sale | 224 | 49.6200 GBP | ||||
| ORD | Sale | 225 | 49.6478 GBP | ||||
| ORD | Sale | 231 | 49.6650 GBP | ||||
| ORD | Sale | 233 | 48.9800 GBP | ||||
| ORD | Sale | 234 | 49.5950 GBP | ||||
| ORD | Sale | 235 | 48.9437 GBP | ||||
| ORD | Sale | 239 | 49.5600 GBP | ||||
| ORD | Sale | 250 | 49.8000 GBP | ||||
| ORD | Sale | 265 | 48.7700 GBP | ||||
| ORD | Sale | 269 | 48.9714 GBP | ||||
| ORD | Sale | 271 | 49.8200 GBP | ||||
| ORD | Sale | 280 | 48.7900 GBP | ||||
| ORD | Sale | 292 | 48.8900 GBP | ||||
| ORD | Sale | 293 | 49.0600 GBP | ||||
| ORD | Sale | 299 | 48.8250 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 256.9300 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 257.0800 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 257.2400 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 257.2600 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 257.3600 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 257.5900 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 257.6700 USD | ||||
| ORD | Sale | 334 | 49.0500 GBP | ||||
| ORD (traded as ADR) | Sale | 336 | 256.4542 USD | ||||
| ORD | Sale | 354 | 48.9900 GBP | ||||
| ORD | Sale | 356 | 49.2000 GBP | ||||
| ORD | Sale | 379 | 49.9000 GBP | ||||
| ORD | Sale | 411 | 49.3800 GBP | ||||
| ORD | Sale | 414 | 49.0300 GBP | ||||
| ORD | Sale | 414 | 49.1500 GBP | ||||
| ORD | Sale | 424 | 49.2600 GBP | ||||
| ORD | Sale | 440 | 49.5900 GBP | ||||
| ORD | Sale | 473 | 49.1000 GBP | ||||
| ORD | Sale | 475 | 49.8500 GBP | ||||
| ORD | Sale | 484 | 48.6100 GBP | ||||
| ORD | Sale | 490 | 49.6800 GBP | ||||
| ORD (traded as ADR) | Sale | 528 | 256.1150 USD | ||||
| ORD | Sale | 561 | 49.1400 GBP | ||||
| ORD | Sale | 586 | 49.3700 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 256.7300 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 257.3100 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 257.7200 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 257.7250 USD | ||||
| ORD | Sale | 620 | 48.6726 GBP | ||||
| ORD | Sale | 661 | 49.3150 GBP | ||||
| ORD | Sale | 670 | 49.3300 GBP | ||||
| ORD | Sale | 677 | 49.6000 GBP | ||||
| ORD (traded as ADR) | Sale | 684 | 257.2082 USD | ||||
| ORD (traded as ADR) | Sale | 723 | 257.0198 USD | ||||
| ORD | Sale | 808 | 48.2500 GBP | ||||
| ORD | Sale | 816 | 49.2800 GBP | ||||
| ORD | Sale | 852 | 49.7000 GBP | ||||
| ORD | Sale | 865 | 48.6500 GBP | ||||
| ORD | Sale | 890 | 48.8380 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 257.5967 USD | ||||
| ORD | Sale | 915 | 49.0100 GBP | ||||
| ORD | Sale | 934 | 49.3100 GBP | ||||
| ORD | Sale | 981 | 48.5800 GBP | ||||
| ORD | Sale | 1,000 | 49.3390 GBP | ||||
| ORD | Sale | 1,000 | 49.5980 GBP | ||||
| ORD | Sale | 1,041 | 49.3500 GBP | ||||
| ORD (traded as ADR) | Sale | 1,140 | 258.2035 USD | ||||
| ORD | Sale | 1,164 | 49.6300 GBP | ||||
| ORD | Sale | 1,183 | 48.8700 GBP | ||||
| ORD | Sale | 1,191 | 49.8600 GBP | ||||
| ORD | Sale | 1,192 | 49.0900 GBP | ||||
| ORD | Sale | 1,195 | 49.6900 GBP | ||||
| ORD (traded as ADR) | Sale | 1,200 | 256.8850 USD | ||||
| ORD | Sale | 1,207 | 49.9300 GBP | ||||
| ORD | Sale | 1,235 | 48.8300 GBP | ||||
| ORD | Sale | 1,241 | 49.2900 GBP | ||||
| ORD | Sale | 1,339 | 49.8453 GBP | ||||
| ORD (traded as ADR) | Sale | 1,413 | 257.4436 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 252.5480 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 255.6964 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 257.6620 USD | ||||
| ORD | Sale | 1,585 | 48.7100 GBP | ||||
| ORD (traded as ADR) | Sale | 1,614 | 257.4037 USD | ||||
| ORD | Sale | 1,635 | 48.8600 GBP | ||||
| ORD (traded as ADR) | Sale | 1,644 | 257.6209 USD | ||||
| ORD (traded as ADR) | Sale | 1,791 | 257.4497 USD | ||||
| ORD | Sale | 1,816 | 48.8400 GBP | ||||
| ORD | Sale | 1,840 | 48.8320 GBP | ||||
| ORD (traded as ADR) | Sale | 1,902 | 257.4004 USD | ||||
| ORD | Sale | 2,000 | 49.5953 GBP | ||||
| ORD | Sale | 2,012 | 49.9200 GBP | ||||
| ORD (traded as ADR) | Sale | 2,232 | 257.9050 USD | ||||
| ORD (traded as ADR) | Sale | 2,478 | 257.6086 USD | ||||
| ORD | Sale | 2,521 | 49.6400 GBP | ||||
| ORD | Sale | 3,102 | 49.0200 GBP | ||||
| ORD | Sale | 3,105 | 49.3400 GBP | ||||
| ORD | Sale | 3,197 | 48.8500 GBP | ||||
| ORD | Sale | 3,285 | 49.3000 GBP | ||||
| ORD (traded as ADR) | Sale | 3,300 | 253.2416 USD | ||||
| ORD (traded as ADR) | Sale | 3,300 | 255.6280 USD | ||||
| ORD (traded as ADR) | Sale | 3,723 | 255.8226 USD | ||||
| ORD | Sale | 4,034 | 48.3000 GBP | ||||
| ORD (traded as ADR) | Sale | 4,197 | 255.5115 USD | ||||
| ORD | Sale | 4,313 | 49.6600 GBP | ||||
| ORD (traded as ADR) | Sale | 4,500 | 257.2300 USD | ||||
| ORD (traded as ADR) | Sale | 4,602 | 257.6468 USD | ||||
| ORD (traded as ADR) | Sale | 4,800 | 256.4555 USD | ||||
| ORD | Sale | 4,932 | 48.9000 GBP | ||||
| ORD | Sale | 5,142 | 48.8390 GBP | ||||
| ORD | Sale | 5,271 | 49.6500 GBP | ||||
| ORD (traded as ADR) | Sale | 5,358 | 254.1721 USD | ||||
| ORD (traded as ADR) | Sale | 5,682 | 257.5191 USD | ||||
| ORD (traded as ADR) | Sale | 5,922 | 257.6607 USD | ||||
| ORD | Sale | 5,962 | 49.2500 GBP | ||||
| ORD | Sale | 6,484 | 48.8100 GBP | ||||
| ORD | Sale | 6,518 | 49.6700 GBP | ||||
| ORD (traded as ADR) | Sale | 6,699 | 255.9273 USD | ||||
| ORD (traded as ADR) | Sale | 6,900 | 256.0037 USD | ||||
| ORD (traded as ADR) | Sale | 7,179 | 255.3218 USD | ||||
| ORD (traded as ADR) | Sale | 7,200 | 256.5587 USD | ||||
| ORD (traded as ADR) | Sale | 7,404 | 257.3858 USD | ||||
| ORD (traded as ADR) | Sale | 7,416 | 257.3726 USD | ||||
| ORD | Sale | 7,481 | 48.8000 GBP | ||||
| ORD (traded as ADR) | Sale | 7,854 | 254.3694 USD | ||||
| ORD | Sale | 8,172 | 49.3797 GBP | ||||
| ORD (traded as ADR) | Sale | 9,201 | 257.5827 USD | ||||
| ORD (traded as ADR) | Sale | 10,152 | 253.3850 USD | ||||
| ORD (traded as ADR) | Sale | 10,455 | 256.3280 USD | ||||
| ORD | Sale | 11,159 | 49.4753 GBP | ||||
| ORD | Sale | 11,184 | 49.0000 GBP | ||||
| ORD | Sale | 11,715 | 48.8200 GBP | ||||
| ORD (traded as ADR) | Sale | 12,300 | 255.6002 USD | ||||
| ORD (traded as ADR) | Sale | 12,900 | 257.4380 USD | ||||
| ORD | Sale | 13,074 | 49.0363 GBP | ||||
| ORD | Sale | 14,385 | 49.0404 GBP | ||||
| ORD | Sale | 16,061 | 48.8143 GBP | ||||
| ORD (traded as ADR) | Sale | 16,863 | 256.7582 USD | ||||
| ORD | Sale | 18,462 | 49.3728 GBP | ||||
| ORD (traded as ADR) | Sale | 19,287 | 257.6696 USD | ||||
| ORD | Sale | 19,805 | 49.3016 GBP | ||||
| ORD (traded as ADR) | Sale | 20,304 | 257.4697 USD | ||||
| ORD | Sale | 20,880 | 49.3974 GBP | ||||
| ORD (traded as ADR) | Sale | 26,382 | 256.7548 USD | ||||
| ORD (traded as ADR) | Sale | 27,300 | 256.4411 USD | ||||
| ORD (traded as ADR) | Sale | 28,221 | 257.5902 USD | ||||
| ORD (traded as ADR) | Sale | 30,900 | 256.0272 USD | ||||
| ORD (traded as ADR) | Sale | 31,200 | 255.9670 USD | ||||
| ORD | Sale | 33,414 | 48.8149 GBP | ||||
| ORD | Sale | 38,500 | 49.9600 GBP | ||||
| ORD | Sale | 42,754 | 48.9289 GBP | ||||
| ORD (traded as ADR) | Sale | 43,800 | 254.9108 USD | ||||
| ORD | Sale | 49,454 | 49.0896 GBP | ||||
| ORD (traded as ADR) | Sale | 56,040 | 256.6895 USD | ||||
| ORD (traded as ADR) | Sale | 57,999 | 256.9141 USD | ||||
| ORD (traded as ADR) | Sale | 64,800 | 255.1013 USD | ||||
| ORD | Sale | 65,785 | 48.9572 GBP | ||||
| ORD (traded as ADR) | Sale | 66,900 | 254.2130 USD | ||||
| ORD (traded as ADR) | Sale | 69,591 | 257.2196 USD | ||||
| ORD | Sale | 79,698 | 49.0742 GBP | ||||
| ORD | Sale | 80,350 | 49.2661 GBP | ||||
| ORD | Sale | 83,988 | 48.9546 GBP | ||||
| ORD (traded as ADR) | Sale | 105,900 | 255.8291 USD | ||||
| ORD (traded as ADR) | Sale | 114,255 | 256.8744 USD | ||||
| ORD | Sale | 146,954 | 49.2196 GBP | ||||
| ORD | Sale | 194,106 | 48.9212 GBP | ||||
| ORD (traded as ADR) | Sale | 194,475 | 255.5936 USD | ||||
| ORD (traded as ADR) | Sale | 195,000 | 251.1163 USD | ||||
| ORD | Sale | 201,243 | 49.2489 GBP | ||||
| ORD | Sale | 224,763 | 49.0597 GBP | ||||
| ORD | Sale | 243,208 | 49.2019 GBP | ||||
| ORD (traded as ADR) | Sale | 249,900 | 255.0029 USD | ||||
| ORD (traded as ADR) | Sale | 278,178 | 257.1771 USD | ||||
| ORD | Sale | 319,434 | 49.2457 GBP | ||||
| ORD (traded as ADR) | Sale | 335,700 | 252.5481 USD | ||||
| ORD | Sale | 646,413 | 49.0722 GBP | ||||
| ORD (traded as ADR) | Sale | 662,640 | 257.2720 USD |
| (b) | Derivatives transactions (other than options) | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 225 | 49.6479 GBP | |||||
| ORD | CFD | Long | 620 | 48.6726 GBP | |||||
| ORD | CFD | Long | 1,339 | 49.8453 GBP | |||||
| ORD | CFD | Long | 1,500 | 49.9555 GBP | |||||
| ORD | CFD | Long | 3,576 | 49.0529 GBP | |||||
| ORD | CFD | Long | 10,413 | 48.9580 GBP | |||||
| ORD | SWAP | Long | 17,575 | 49.1283 GBP | |||||
| ORD | CFD | Long | 9,832 | 48.4332 GBP | |||||
| ORD | SWAP | Long | 58,416 | 48.8811 GBP | |||||
| ORD | CFD | Short | 603 | 48.4997 GBP | |||||
| ORD | CFD | Short | 605 | 48.2572 GBP | |||||
| ORD | CFD | Short | 5,199 | 49.9644 GBP | |||||
| ORD | CFD | Short | 10,473 | 49.1247 GBP | |||||
| ORD | CFD | Short | 6,152 | 49.2932 GBP | |||||
| ORD | SWAP | Short | 17,569 | 49.1180 GBP | |||||
| ORD | CFD | Short | 32,770 | 49.7674 GBP | |||||
| ORD | SWAP | Short | 114,312 | 49.1175 GBP | |||||
| ORD | CFD | Short | 61,270 | 49.4054 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 200 | 240 USD | American | 18 Oct 2014 | 18.3000 USD | ||||||||
| ADR | Call Options | Purchasing | 400 | 255 USD | American | 18 Oct 2014 | 9.7600 USD | ||||||||
| ADR | Call Options | Purchasing | 700 | 265 USD | American | 19 Jul 2014 | 0.0300 USD | ||||||||
| ADR | Call Options | Purchasing | 300,000 | 270 USD | American | 17 Jan 2015 | 4.5000 USD | ||||||||
| ADR | Call Options | Selling | 19,000 | 255 USD | American | 19 Jul 2014 | 2.7500 USD | ||||||||
| ADR | Call Options | Selling | 300,000 | 255 USD | American | 17 Jan 2015 | 12.0000 USD | ||||||||
| ADR | Call Options | Selling | 700 | 260 USD | American | 19 Jul 2014 | 0.1800 USD | ||||||||
| ADR | Put Options | Purchasing | 300 | 230 USD | American | 18 Oct 2014 | 2.8000 USD | ||||||||
| ADR | Put Options | Purchasing | 2,100 | 240 USD | American | 18 Oct 2014 | 3.7952 USD | ||||||||
| ADR | Put Options | Purchasing | 300 | 255 USD | American | 17 Jan 2015 | 10.9000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 21 July 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Barclays PLC. | ||
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -900 | 195.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 205.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 210.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -8,300 | 220.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 220.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -35,100 | 230.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -800 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -67,700 | 235.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 240.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,200 | 245.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -1,700 | 250.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Purchased | -3,800 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 270.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 400 | 110.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 500 | 130.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 400 | 140.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,300 | 165.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 170.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,700 | 175.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 200 | 185.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,200 | 200.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 100 | 200.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 210.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 215.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 35,400 | 230.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 200 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 800 | 235.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 70,800 | 240.0000 | American | 19 Jul 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,100 | 175.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 195.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 92,000 | 230.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 900 | 230.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 7,400 | 250.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 114,700 | 255.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 400 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 10,600 | 260.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 123,900 | 260.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,500 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 400 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,600 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,100 | 270.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 300,000 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 200 | 280.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 280.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,400 | 155.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 165.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -5,200 | 170.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -900 | 180.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,600 | 190.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 200.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -900 | 220.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,900 | 230.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,600 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -22,300 | 235.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -302,200 | 240.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -142,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,700 | 245.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -600 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -176,800 | 250.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -18,100 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -100 | 255.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -300,000 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -20,000 | 260.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -300 | 265.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -6,000 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -1,000 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,900 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 275.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -300 | 285.0000 | American | 19 Jul 2014 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
Related Shares:
BarclaysShire