22nd May 2018 12:48
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 21 May 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES: TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,310,305 | 0.91% | 3,197,705 | 0.34% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 355,872 | 0.04% | 3,826,876 | 0.42% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 308,100 | 0.04% | 581,400 | 0.06% | |||||||
| (4) | |||||||||||
| TOTAL: | 8,974,277 | 0.99% | 7,605,981 | 0.82% |
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| (a) | Purchases and sales | ||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 64 | 168.9500 USD | ||||
| ADR | Purchase | 87 | 169.5800 USD | ||||
| ADR | Purchase | 100 | 169.0000 USD | ||||
| ADR | Purchase | 100 | 168.3100 USD | ||||
| ADR | Purchase | 100 | 168.2500 USD | ||||
| ADR | Purchase | 100 | 169.5500 USD | ||||
| 5p ordinary | Purchase | 109 | 42.0112 GBP | ||||
| 5p ordinary | Purchase | 113 | 41.9350 GBP | ||||
| ADR | Purchase | 184 | 169.4117 USD | ||||
| 5p ordinary | Purchase | 185 | 41.9564 GBP | ||||
| ADR | Purchase | 188 | 168.6219 USD | ||||
| ADR | Purchase | 200 | 168.9650 USD | ||||
| ADR | Purchase | 212 | 169.4072 USD | ||||
| ADR | Purchase | 282 | 169.4050 USD | ||||
| 5p ordinary | Purchase | 296 | 41.8650 GBP | ||||
| ADR | Purchase | 300 | 168.4766 USD | ||||
| ADR | Purchase | 300 | 168.9450 USD | ||||
| ADR | Purchase | 304 | 168.8373 USD | ||||
| 5p ordinary | Purchase | 326 | 41.9681 GBP | ||||
| ADR | Purchase | 343 | 169.4053 USD | ||||
| 5p ordinary | Purchase | 370 | 41.9597 GBP | ||||
| ADR | Purchase | 500 | 168.8575 USD | ||||
| ADR | Purchase | 500 | 169.4950 USD | ||||
| 5p ordinary | Purchase | 546 | 42.0073 GBP | ||||
| ADR | Purchase | 600 | 168.9133 USD | ||||
| ADR | Purchase | 600 | 168.7905 USD | ||||
| 5p ordinary | Purchase | 658 | 42.0700 GBP | ||||
| 5p ordinary | Purchase | 1,021 | 41.9533 GBP | ||||
| 5p ordinary | Purchase | 1,150 | 41.9836 GBP | ||||
| ADR | Purchase | 1,596 | 168.6744 USD | ||||
| ADR | Purchase | 1,900 | 168.9789 USD | ||||
| 5p ordinary | Purchase | 2,116 | 42.0494 GBP | ||||
| 5p ordinary | Purchase | 2,232 | 42.0376 GBP | ||||
| 5p ordinary | Purchase | 2,424 | 42.0534 GBP | ||||
| 5p ordinary | Purchase | 2,969 | 41.9911 GBP | ||||
| 5p ordinary | Purchase | 4,359 | 42.0134 GBP | ||||
| ADR | Purchase | 4,663 | 169.1202 USD | ||||
| ADR | Purchase | 6,700 | 168.9513 USD | ||||
| 5p ordinary | Purchase | 7,004 | 41.9922 GBP | ||||
| 5p ordinary | Purchase | 7,589 | 41.9553 GBP | ||||
| ADR | Purchase | 8,500 | 169.4350 USD | ||||
| ADR | Purchase | 11,299 | 169.1576 USD | ||||
| 5p ordinary | Purchase | 17,254 | 42.0546 GBP | ||||
| ADR | Purchase | 19,000 | 169.0595 USD | ||||
| 5p ordinary | Purchase | 27,141 | 41.9897 GBP | ||||
| 5p ordinary | Purchase | 46,922 | 42.0046 GBP | ||||
| 5p ordinary | Purchase | 86,272 | 42.0357 GBP | ||||
| 5p ordinary | Purchase | 135,002 | 42.0103 GBP | ||||
| 5p ordinary | Sale | 7 | 42.0114 GBP | ||||
| 5p ordinary | Sale | 46 | 41.9832 GBP | ||||
| ADR | Sale | 64 | 168.9500 USD | ||||
| 5p ordinary | Sale | 64 | 41.9803 GBP | ||||
| 5p ordinary | Sale | 86 | 41.8650 GBP | ||||
| ADR | Sale | 100 | 169.1600 USD | ||||
| ADR | Sale | 100 | 169.0000 USD | ||||
| ADR | Sale | 100 | 169.0650 USD | ||||
| ADR | Sale | 200 | 168.6900 USD | ||||
| ADR | Sale | 200 | 169.0150 USD | ||||
| 5p ordinary | Sale | 250 | 41.9550 GBP | ||||
| ADR | Sale | 300 | 169.4233 USD | ||||
| 5p ordinary | Sale | 370 | 41.9597 GBP | ||||
| ADR | Sale | 379 | 169.1774 USD | ||||
| 5p ordinary | Sale | 589 | 42.0700 GBP | ||||
| 5p ordinary | Sale | 597 | 42.0066 GBP | ||||
| ADR | Sale | 600 | 169.1725 USD | ||||
| 5p ordinary | Sale | 661 | 42.0106 GBP | ||||
| 5p ordinary | Sale | 733 | 41.9138 GBP | ||||
| ADR | Sale | 800 | 169.1881 USD | ||||
| 5p ordinary | Sale | 938 | 41.9746 GBP | ||||
| ADR | Sale | 1,000 | 169.2050 USD | ||||
| ADR | Sale | 1,000 | 169.1290 USD | ||||
| ADR | Sale | 1,021 | 169.4068 USD | ||||
| ADR | Sale | 1,100 | 168.8809 USD | ||||
| ADR | Sale | 1,100 | 169.1900 USD | ||||
| 5p ordinary | Sale | 1,213 | 42.0195 GBP | ||||
| 5p ordinary | Sale | 1,253 | 42.0119 GBP | ||||
| 5p ordinary | Sale | 1,278 | 42.0044 GBP | ||||
| ADR | Sale | 1,300 | 169.1142 USD | ||||
| ADR | Sale | 1,486 | 169.3580 USD | ||||
| 5p ordinary | Sale | 1,491 | 41.9984 GBP | ||||
| ADR | Sale | 1,500 | 169.1796 USD | ||||
| 5p ordinary | Sale | 1,989 | 41.9481 GBP | ||||
| ADR | Sale | 2,108 | 169.1807 USD | ||||
| 5p ordinary | Sale | 2,147 | 42.0682 GBP | ||||
| ADR | Sale | 2,201 | 169.2172 USD | ||||
| ADR | Sale | 2,814 | 169.1428 USD | ||||
| ADR | Sale | 2,900 | 169.0113 USD | ||||
| ADR | Sale | 3,000 | 168.7143 USD | ||||
| ADR | Sale | 3,750 | 168.9644 USD | ||||
| ADR | Sale | 4,300 | 168.9000 USD | ||||
| 5p ordinary | Sale | 4,496 | 42.0190 GBP | ||||
| 5p ordinary | Sale | 5,251 | 42.0147 GBP | ||||
| ADR | Sale | 5,520 | 169.0576 USD | ||||
| ADR | Sale | 6,491 | 169.1914 USD | ||||
| 5p ordinary | Sale | 6,662 | 41.9462 GBP | ||||
| 5p ordinary | Sale | 6,870 | 42.0401 GBP | ||||
| 5p ordinary | Sale | 7,538 | 42.0045 GBP | ||||
| ADR | Sale | 9,187 | 169.4409 USD | ||||
| ADR | Sale | 12,500 | 169.1412 USD | ||||
| 5p ordinary | Sale | 14,197 | 42.0112 GBP | ||||
| ADR | Sale | 14,901 | 169.1604 USD | ||||
| ADR | Sale | 16,600 | 169.0671 USD | ||||
| 5p ordinary | Sale | 24,919 | 41.9715 GBP | ||||
| 5p ordinary | Sale | 29,840 | 42.0398 GBP | ||||
| 5p ordinary | Sale | 30,595 | 42.0016 GBP | ||||
| 5p ordinary | Sale | 48,814 | 41.9529 GBP | ||||
| 5p ordinary | Sale | 70,537 | 42.0060 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 7 | 42.0114 GBP | |||||
| 5p ordinary | SWAP | Long | 54 | 42.0075 GBP | |||||
| 5p ordinary | SWAP | Long | 56 | 42.0230 GBP | |||||
| 5p ordinary | CFD | Long | 64 | 41.9801 GBP | |||||
| 5p ordinary | CFD | Long | 733 | 41.9138 GBP | |||||
| 5p ordinary | CFD | Long | 1,278 | 42.0044 GBP | |||||
| 5p ordinary | CFD | Long | 3,214 | 42.0365 GBP | |||||
| 5p ordinary | CFD | Long | 4,934 | 42.0112 GBP | |||||
| 5p ordinary | SWAP | Long | 5,251 | 42.0147 GBP | |||||
| 5p ordinary | CFD | Long | 6,049 | 41.9978 GBP | |||||
| 5p ordinary | CFD | Long | 6,870 | 42.0401 GBP | |||||
| 5p ordinary | CFD | Long | 7,538 | 42.0045 GBP | |||||
| 5p ordinary | SWAP | Long | 26,958 | 42.0429 GBP | |||||
| 5p ordinary | CFD | Long | 67,777 | 42.0060 GBP | |||||
| 5p ordinary | SWAP | Short | 138 | 42.0178 GBP | |||||
| 5p ordinary | CFD | Short | 468 | 42.0856 GBP | |||||
| 5p ordinary | CFD | Short | 546 | 42.0073 GBP | |||||
| 5p ordinary | CFD | Short | 1,021 | 41.9533 GBP | |||||
| 5p ordinary | CFD | Short | 2,116 | 42.0494 GBP | |||||
| 5p ordinary | SWAP | Short | 2,208 | 42.0465 GBP | |||||
| 5p ordinary | CFD | Short | 19,579 | 42.0498 GBP | |||||
| 5p ordinary | SWAP | Short | 20,172 | 42.0495 GBP | |||||
| 5p ordinary | SWAP | Short | 22,429 | 42.0700 GBP | |||||
| 5p ordinary | SWAP | Short | 47,132 | 42.0270 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 22 May 2018 | |
| Contact name: | Jay Supaya | |
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,300 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -22,500 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 170.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 11,700 | 170.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -400 | 173.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,000 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 165.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Written | 1,400 | 135.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -162,000 | 165.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 22 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 110.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,600 | 175.0000 | American | 15 Jun 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180522005737/en/
Copyright Business Wire 2018
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