18th Apr 2018 13:00
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 17 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,305,060 | 0.58% | 4,141,072 | 0.45% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 355,246 | 0.04% | 2,864,410 | 0.31% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 340,200 | 0.04% | 406,300 | 0.05% | |||||||
| TOTAL: | 6,000,506 | 0.66% | 7,411,782 | 0.81% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 1 | 154.9600 USD | ||||
| ADR | Purchase | 10 | 154.9000 USD | ||||
| ADR | Purchase | 20 | 154.8950 USD | ||||
| 5p ordinary | Purchase | 35 | 36.1250 GBP | ||||
| 5p ordinary | Purchase | 54 | 36.1503 GBP | ||||
| ADR | Purchase | 94 | 154.8700 USD | ||||
| 5p ordinary | Purchase | 185 | 35.9950 GBP | ||||
| 5p ordinary | Purchase | 186 | 35.9600 GBP | ||||
| ADR | Purchase | 200 | 154.8800 USD | ||||
| ADR | Purchase | 300 | 154.9300 USD | ||||
| ADR | Purchase | 324 | 154.9202 USD | ||||
| ADR | Purchase | 335 | 155.0840 USD | ||||
| 5p ordinary | Purchase | 350 | 36.1301 GBP | ||||
| 5p ordinary | Purchase | 380 | 36.1456 GBP | ||||
| ADR | Purchase | 508 | 155.0200 USD | ||||
| ADR | Purchase | 525 | 154.9766 USD | ||||
| 5p ordinary | Purchase | 658 | 36.2116 GBP | ||||
| 5p ordinary | Purchase | 777 | 36.1624 GBP | ||||
| ADR | Purchase | 800 | 154.9434 USD | ||||
| 5p ordinary | Purchase | 1,200 | 36.1087 GBP | ||||
| 5p ordinary | Purchase | 1,217 | 36.1265 GBP | ||||
| ADR | Purchase | 1,300 | 155.2400 USD | ||||
| 5p ordinary | Purchase | 1,567 | 36.0943 GBP | ||||
| 5p ordinary | Purchase | 1,721 | 36.0463 GBP | ||||
| ADR | Purchase | 2,173 | 154.9942 USD | ||||
| ADR | Purchase | 3,020 | 154.6185 USD | ||||
| 5p ordinary | Purchase | 3,321 | 35.9633 GBP | ||||
| ADR | Purchase | 3,700 | 155.0747 USD | ||||
| ADR | Purchase | 4,400 | 155.0581 USD | ||||
| 5p ordinary | Purchase | 4,999 | 36.1440 GBP | ||||
| 5p ordinary | Purchase | 5,676 | 36.0234 GBP | ||||
| 5p ordinary | Purchase | 7,498 | 36.1309 GBP | ||||
| 5p ordinary | Purchase | 8,966 | 36.1464 GBP | ||||
| 5p ordinary | Purchase | 9,500 | 35.9200 GBP | ||||
| ADR | Purchase | 11,543 | 155.1018 USD | ||||
| 5p ordinary | Purchase | 11,814 | 36.2150 GBP | ||||
| 5p ordinary | Purchase | 11,902 | 36.0476 GBP | ||||
| 5p ordinary | Purchase | 19,588 | 36.1899 GBP | ||||
| 5p ordinary | Purchase | 19,914 | 36.0424 GBP | ||||
| 5p ordinary | Purchase | 26,295 | 36.1091 GBP | ||||
| ADR | Purchase | 26,497 | 155.1397 USD | ||||
| ADR | Purchase | 29,876 | 154.9619 USD | ||||
| 5p ordinary | Purchase | 30,840 | 36.1270 GBP | ||||
| 5p ordinary | Purchase | 83,441 | 36.1094 GBP | ||||
| 5p ordinary | Purchase | 111,984 | 36.1282 GBP | ||||
| 5p ordinary | Purchase | 130,263 | 36.0983 GBP | ||||
| 5p ordinary | Purchase | 147,456 | 36.1340 GBP | ||||
| ADR | Sale | 10 | 154.9000 USD | ||||
| ADR | Sale | 25 | 154.8101 USD | ||||
| 5p ordinary | Sale | 38 | 35.9465 GBP | ||||
| 5p ordinary | Sale | 62 | 36.0053 GBP | ||||
| 5p ordinary | Sale | 72 | 35.9975 GBP | ||||
| ADR | Sale | 100 | 154.8200 USD | ||||
| ADR | Sale | 100 | 154.9400 USD | ||||
| ADR | Sale | 100 | 154.7500 USD | ||||
| ADR | Sale | 100 | 154.7600 USD | ||||
| ADR | Sale | 100 | 154.7850 USD | ||||
| 5p ordinary | Sale | 114 | 36.1421 GBP | ||||
| 5p ordinary | Sale | 185 | 35.9950 GBP | ||||
| 5p ordinary | Sale | 186 | 35.9600 GBP | ||||
| ADR | Sale | 200 | 154.9350 USD | ||||
| ADR | Sale | 200 | 154.9650 USD | ||||
| ADR | Sale | 200 | 155.0900 USD | ||||
| ADR | Sale | 200 | 155.3000 USD | ||||
| 5p ordinary | Sale | 240 | 36.1000 GBP | ||||
| 5p ordinary | Sale | 246 | 36.0433 GBP | ||||
| 5p ordinary | Sale | 262 | 35.9947 GBP | ||||
| 5p ordinary | Sale | 303 | 35.9685 GBP | ||||
| 5p ordinary | Sale | 490 | 36.2150 GBP | ||||
| ADR | Sale | 700 | 154.9442 USD | ||||
| ADR | Sale | 719 | 154.9178 USD | ||||
| ADR | Sale | 762 | 155.0200 USD | ||||
| ADR | Sale | 800 | 154.9190 USD | ||||
| ADR | Sale | 900 | 154.8988 USD | ||||
| 5p ordinary | Sale | 1,000 | 36.1500 GBP | ||||
| ADR | Sale | 1,097 | 154.9157 USD | ||||
| 5p ordinary | Sale | 1,350 | 36.1114 GBP | ||||
| 5p ordinary | Sale | 1,663 | 36.1624 GBP | ||||
| ADR | Sale | 1,800 | 154.9902 USD | ||||
| 5p ordinary | Sale | 2,173 | 36.2126 GBP | ||||
| ADR | Sale | 2,193 | 154.9932 USD | ||||
| 5p ordinary | Sale | 2,338 | 36.1439 GBP | ||||
| ADR | Sale | 2,501 | 154.9211 USD | ||||
| ADR | Sale | 3,050 | 154.9923 USD | ||||
| 5p ordinary | Sale | 3,132 | 36.1483 GBP | ||||
| ADR | Sale | 3,177 | 155.0997 USD | ||||
| 5p ordinary | Sale | 3,537 | 36.1350 GBP | ||||
| 5p ordinary | Sale | 3,712 | 35.9564 GBP | ||||
| ADR | Sale | 4,100 | 155.0708 USD | ||||
| ADR | Sale | 4,200 | 155.0566 USD | ||||
| 5p ordinary | Sale | 5,103 | 36.0815 GBP | ||||
| 5p ordinary | Sale | 5,145 | 36.0933 GBP | ||||
| 5p ordinary | Sale | 6,909 | 36.1463 GBP | ||||
| 5p ordinary | Sale | 8,976 | 36.0673 GBP | ||||
| 5p ordinary | Sale | 11,855 | 36.2166 GBP | ||||
| 5p ordinary | Sale | 17,306 | 36.0825 GBP | ||||
| ADR | Sale | 26,794 | 155.0118 USD | ||||
| ADR | Sale | 30,952 | 155.0914 USD | ||||
| 5p ordinary | Sale | 33,021 | 36.1235 GBP | ||||
| 5p ordinary | Sale | 40,646 | 36.0843 GBP | ||||
| 5p ordinary | Sale | 95,125 | 36.1011 GBP | ||||
| 5p ordinary | Sale | 112,415 | 36.1281 GBP | ||||
| 5p ordinary | Sale | 258,975 | 36.1261 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 38 | 35.9464 GBP | |||||
| 5p ordinary | SWAP | Long | 62 | 36.0053 GBP | |||||
| 5p ordinary | SWAP | Long | 72 | 35.9975 GBP | |||||
| 5p ordinary | SWAP | Long | 72 | 36.1500 GBP | |||||
| 5p ordinary | SWAP | Long | 100 | 36.1250 GBP | |||||
| 5p ordinary | SWAP | Long | 262 | 35.9947 GBP | |||||
| 5p ordinary | CFD | Long | 367 | 36.1404 GBP | |||||
| 5p ordinary | SWAP | Long | 400 | 36.1600 GBP | |||||
| 5p ordinary | CFD | Long | 2,173 | 36.2126 GBP | |||||
| 5p ordinary | SWAP | Long | 3,243 | 36.0667 GBP | |||||
| 5p ordinary | SWAP | Long | 3,670 | 36.0329 GBP | |||||
| 5p ordinary | CFD | Long | 5,103 | 36.0815 GBP | |||||
| 5p ordinary | SWAP | Long | 5,641 | 35.9784 GBP | |||||
| 5p ordinary | SWAP | Long | 6,079 | 36.0502 GBP | |||||
| 5p ordinary | CFD | Long | 8,976 | 36.0673 GBP | |||||
| 5p ordinary | SWAP | Long | 20,325 | 36.0403 GBP | |||||
| 5p ordinary | CFD | Long | 22,316 | 36.2121 GBP | |||||
| 5p ordinary | SWAP | Long | 41,674 | 36.1333 GBP | |||||
| 5p ordinary | CFD | Long | 86,874 | 36.1645 GBP | |||||
| 5p ordinary | SWAP | Short | 41 | 36.0965 GBP | |||||
| 5p ordinary | SWAP | Short | 54 | 36.1503 GBP | |||||
| 5p ordinary | SWAP | Short | 86 | 36.1553 GBP | |||||
| 5p ordinary | SWAP | Short | 200 | 36.1125 GBP | |||||
| 5p ordinary | CFD | Short | 223 | 36.1086 GBP | |||||
| 5p ordinary | SWAP | Short | 300 | 36.0950 GBP | |||||
| 5p ordinary | SWAP | Short | 350 | 36.1301 GBP | |||||
| 5p ordinary | SWAP | Short | 380 | 36.1456 GBP | |||||
| 5p ordinary | CFD | Short | 977 | 36.1087 GBP | |||||
| 5p ordinary | CFD | Short | 1,567 | 36.0943 GBP | |||||
| 5p ordinary | SWAP | Short | 3,674 | 36.0342 GBP | |||||
| 5p ordinary | SWAP | Short | 5,801 | 36.1973 GBP | |||||
| 5p ordinary | CFD | Short | 7,498 | 36.1309 GBP | |||||
| 5p ordinary | CFD | Short | 11,902 | 36.0476 GBP | |||||
| 5p ordinary | CFD | Short | 19,914 | 36.0424 GBP | |||||
| 5p ordinary | SWAP | Short | 20,138 | 36.1946 GBP | |||||
| 5p ordinary | SWAP | Short | 24,847 | 36.0861 GBP | |||||
| 5p ordinary | CFD | Short | 42,344 | 36.1320 GBP | |||||
| 5p ordinary | SWAP | Short | 47,469 | 36.2150 GBP | |||||
| 5p ordinary | CFD | Short | 60,232 | 36.0902 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Selling | 100 | 180 USD | American | 20 Apr 2018 | 0.1000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 18 Apr 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 41,900 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 120.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,200 | 200.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,300 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -4,700 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -11,500 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,400 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Written | -700 | 210.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 700 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -200 | 155.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -500 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,800 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 5,100 | 170.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,000 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,300 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 143.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,700 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,800 | 205.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 115.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -3,200 | 180.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 2,100 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 700 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 190.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -4,400 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -13,500 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -5,500 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,100 | 145.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 185.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 12,000 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 5,200 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 3,000 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 800 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 155.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 105.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 95.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,900 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -3,300 | 175.0000 | American | 20 Apr 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180418005662/en/
Copyright Business Wire 2018
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