12th Sep 2014 14:39
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 11 September 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,982,212 | 1.69% | 3,784,741 | 0.64% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,094,131 | 0.36% | 3,929,070 | 0.67% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,342,500 | 0.23% | 1,861,500 | 0.32% | |||||||
| TOTAL: | 13,418,843 | 2.28% | 9,575,311 | 1.63% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD (traded as ADR) | Purchase | 81 | 257.3799 USD | ||||
| ORD | Purchase | 140 | 52.0750 GBP | ||||
| ORD | Purchase | 140 | 52.1500 GBP | ||||
| ORD | Purchase | 158 | 52.2250 GBP | ||||
| ORD (traded as ADR) | Purchase | 183 | 256.0800 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 252.7100 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 255.7700 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 257.2860 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 257.2899 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 257.7700 USD | ||||
| ORD | Purchase | 306 | 52.3250 GBP | ||||
| ORD | Purchase | 333 | 52.3000 GBP | ||||
| ORD (traded as ADR) | Purchase | 336 | 257.0202 USD | ||||
| ORD | Purchase | 339 | 51.6000 GBP | ||||
| ORD | Purchase | 579 | 51.7500 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 256.0000 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 256.0640 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 257.2100 USD | ||||
| ORD | Purchase | 603 | 51.8000 GBP | ||||
| ORD | Purchase | 654 | 52.0229 GBP | ||||
| ORD (traded as ADR) | Purchase | 657 | 257.5231 USD | ||||
| ORD | Purchase | 688 | 52.1993 GBP | ||||
| ORD (traded as ADR) | Purchase | 900 | 254.4100 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 256.9800 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 257.1133 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 257.4733 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 257.5400 USD | ||||
| ORD | Purchase | 930 | 52.4000 GBP | ||||
| ORD | Purchase | 959 | 52.0000 GBP | ||||
| ORD | Purchase | 984 | 52.2000 GBP | ||||
| ORD | Purchase | 1,018 | 51.9500 GBP | ||||
| ORD | Purchase | 1,093 | 52.0126 GBP | ||||
| ORD | Purchase | 1,168 | 52.0073 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 257.2489 USD | ||||
| ORD | Purchase | 1,287 | 52.0500 GBP | ||||
| ORD | Purchase | 1,309 | 52.2500 GBP | ||||
| ORD | Purchase | 1,491 | 51.8836 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 256.4330 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 257.4460 USD | ||||
| ORD | Purchase | 2,080 | 52.3500 GBP | ||||
| ORD | Purchase | 2,149 | 52.1864 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,373 | 253.1271 USD | ||||
| ORD (traded as ADR) | Purchase | 2,373 | 253.1272 USD | ||||
| ORD (traded as ADR) | Purchase | 2,457 | 252.9015 USD | ||||
| ORD (traded as ADR) | Purchase | 3,036 | 255.0762 USD | ||||
| ORD (traded as ADR) | Purchase | 3,300 | 257.5819 USD | ||||
| ORD | Purchase | 3,701 | 52.2489 GBP | ||||
| ORD | Purchase | 4,120 | 52.1000 GBP | ||||
| ORD | Purchase | 4,160 | 52.2367 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,500 | 255.9530 USD | ||||
| ORD | Purchase | 4,757 | 52.0816 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,800 | 256.4415 USD | ||||
| ORD | Purchase | 5,496 | 51.9723 GBP | ||||
| ORD (traded as ADR) | Purchase | 5,700 | 257.0239 USD | ||||
| ORD | Purchase | 7,056 | 52.1771 GBP | ||||
| ORD | Purchase | 8,892 | 51.9643 GBP | ||||
| ORD | Purchase | 9,889 | 52.1435 GBP | ||||
| ORD | Purchase | 11,000 | 52.2574 GBP | ||||
| ORD (traded as ADR) | Purchase | 11,400 | 255.3189 USD | ||||
| ORD (traded as ADR) | Purchase | 11,571 | 253.1398 USD | ||||
| ORD | Purchase | 13,328 | 51.9853 GBP | ||||
| ORD | Purchase | 14,100 | 52.1687 GBP | ||||
| ORD (traded as ADR) | Purchase | 17,700 | 257.5596 USD | ||||
| ORD | Purchase | 18,079 | 51.9367 GBP | ||||
| ORD (traded as ADR) | Purchase | 18,786 | 256.0065 USD | ||||
| ORD | Purchase | 24,769 | 52.0931 GBP | ||||
| ORD (traded as ADR) | Purchase | 25,869 | 254.6304 USD | ||||
| ORD (traded as ADR) | Purchase | 36,000 | 256.9853 USD | ||||
| ORD | Sale | 3 | 51.9500 GBP | ||||
| ORD (traded as ADR) | Sale | 12 | 253.1000 USD | ||||
| ORD | Sale | 70 | 51.7750 GBP | ||||
| ORD | Sale | 132 | 52.3413 GBP | ||||
| ORD | Sale | 140 | 52.0750 GBP | ||||
| ORD | Sale | 140 | 52.1500 GBP | ||||
| ORD (traded as ADR) | Sale | 150 | 257.3700 USD | ||||
| ORD | Sale | 158 | 52.2250 GBP | ||||
| ORD | Sale | 186 | 52.1567 GBP | ||||
| ORD | Sale | 235 | 52.0690 GBP | ||||
| ORD (traded as ADR) | Sale | 294 | 255.7500 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 252.6600 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 252.9640 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 252.9800 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 257.3800 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 257.5700 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 257.6000 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 257.7500 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 257.7700 USD | ||||
| ORD | Sale | 306 | 52.3250 GBP | ||||
| ORD | Sale | 333 | 52.3000 GBP | ||||
| ORD | Sale | 339 | 51.6000 GBP | ||||
| ORD (traded as ADR) | Sale | 372 | 256.3035 USD | ||||
| ORD (traded as ADR) | Sale | 447 | 253.2571 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 253.2000 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 256.0640 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 256.8810 USD | ||||
| ORD | Sale | 603 | 51.8000 GBP | ||||
| ORD (traded as ADR) | Sale | 648 | 256.4986 USD | ||||
| ORD | Sale | 717 | 52.3500 GBP | ||||
| ORD | Sale | 839 | 52.0000 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 257.0834 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 257.4033 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 257.5266 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 257.5366 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 257.5633 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 257.6766 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 257.6816 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 257.7033 USD | ||||
| ORD | Sale | 930 | 52.4000 GBP | ||||
| ORD (traded as ADR) | Sale | 1,173 | 253.1693 USD | ||||
| ORD | Sale | 1,182 | 51.7755 GBP | ||||
| ORD (traded as ADR) | Sale | 1,200 | 254.9525 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 255.0970 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 256.0080 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 257.1275 USD | ||||
| ORD | Sale | 1,287 | 52.0500 GBP | ||||
| ORD | Sale | 1,309 | 52.2500 GBP | ||||
| ORD (traded as ADR) | Sale | 1,500 | 253.7800 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 255.8580 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 256.0040 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 257.1920 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 257.6440 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 255.4631 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 257.0312 USD | ||||
| ORD | Sale | 1,893 | 51.7500 GBP | ||||
| ORD | Sale | 2,016 | 52.0890 GBP | ||||
| ORD (traded as ADR) | Sale | 2,043 | 255.2487 USD | ||||
| ORD (traded as ADR) | Sale | 2,100 | 257.5001 USD | ||||
| ORD (traded as ADR) | Sale | 2,133 | 254.1380 USD | ||||
| ORD (traded as ADR) | Sale | 2,373 | 253.1271 USD | ||||
| ORD (traded as ADR) | Sale | 2,400 | 257.2489 USD | ||||
| ORD (traded as ADR) | Sale | 2,400 | 257.5363 USD | ||||
| ORD (traded as ADR) | Sale | 2,439 | 257.5441 USD | ||||
| ORD | Sale | 2,584 | 51.9911 GBP | ||||
| ORD (traded as ADR) | Sale | 2,700 | 257.6288 USD | ||||
| ORD (traded as ADR) | Sale | 2,961 | 257.5285 USD | ||||
| ORD | Sale | 3,105 | 52.2000 GBP | ||||
| ORD (traded as ADR) | Sale | 3,186 | 256.0024 USD | ||||
| ORD (traded as ADR) | Sale | 3,600 | 256.0008 USD | ||||
| ORD (traded as ADR) | Sale | 3,900 | 256.0000 USD | ||||
| ORD (traded as ADR) | Sale | 3,900 | 257.5730 USD | ||||
| ORD | Sale | 4,153 | 52.0652 GBP | ||||
| ORD (traded as ADR) | Sale | 4,206 | 253.0624 USD | ||||
| ORD (traded as ADR) | Sale | 4,236 | 256.2310 USD | ||||
| ORD | Sale | 4,403 | 52.2084 GBP | ||||
| ORD | Sale | 4,417 | 52.0396 GBP | ||||
| ORD | Sale | 4,778 | 51.9817 GBP | ||||
| ORD (traded as ADR) | Sale | 4,800 | 256.0118 USD | ||||
| ORD (traded as ADR) | Sale | 4,800 | 256.4415 USD | ||||
| ORD | Sale | 4,994 | 51.9730 GBP | ||||
| ORD (traded as ADR) | Sale | 5,700 | 255.3189 USD | ||||
| ORD (traded as ADR) | Sale | 6,432 | 253.7212 USD | ||||
| ORD | Sale | 6,765 | 51.9637 GBP | ||||
| ORD | Sale | 7,122 | 51.9921 GBP | ||||
| ORD (traded as ADR) | Sale | 7,200 | 256.2201 USD | ||||
| ORD | Sale | 7,560 | 52.0406 GBP | ||||
| ORD (traded as ADR) | Sale | 8,400 | 257.1035 USD | ||||
| ORD (traded as ADR) | Sale | 8,532 | 255.1446 USD | ||||
| ORD | Sale | 8,861 | 52.0438 GBP | ||||
| ORD | Sale | 10,000 | 52.2802 GBP | ||||
| ORD | Sale | 13,502 | 52.1021 GBP | ||||
| ORD (traded as ADR) | Sale | 14,664 | 253.1800 USD | ||||
| ORD (traded as ADR) | Sale | 18,000 | 256.9853 USD | ||||
| ORD | Sale | 28,062 | 52.0246 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 186 | 52.1566 GBP | |||||
| ORD | CFD | Long | 235 | 52.0690 GBP | |||||
| ORD | CFD | Long | 132 | 52.3413 GBP | |||||
| ORD | SWAP | Long | 450 | 52.1494 GBP | |||||
| ORD | CFD | Long | 1,907 | 52.0265 GBP | |||||
| ORD | SWAP | Long | 3,296 | 52.0534 GBP | |||||
| ORD | CFD | Long | 9,791 | 51.9853 GBP | |||||
| ORD | SWAP | Short | 228 | 51.8641 GBP | |||||
| ORD | CFD | Short | 300 | 51.8500 GBP | |||||
| ORD | CFD | Short | 654 | 52.0229 GBP | |||||
| ORD | CFD | Short | 785 | 51.7051 GBP | |||||
| ORD | SWAP | Short | 865 | 52.0517 GBP | |||||
| ORD | CFD | Short | 1,200 | 51.7563 GBP | |||||
| ORD | SWAP | Short | 2,909 | 52.0173 GBP | |||||
| ORD | SWAP | Short | 11,000 | 52.2574 GBP | |||||
| ORD | SWAP | Short | 15,628 | 51.9731 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Selling | 1,600 | 270 USD | American | 17 Jan 2015 | 8.8000 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 225 USD | American | 20 Sep 2014 | 1.5300 USD | ||||||||
| ADR | Put Options | Purchasing | 1,000 | 255 USD | American | 20 Sep 2014 | 2.7500 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 265 USD | American | 20 Sep 2014 | 9.8200 USD | ||||||||
| ADR | Put Options | Selling | 100 | 210 USD | American | 17 Jan 2015 | 5.2000 USD | ||||||||
| ADR | Put Options | Selling | 2,500 | 215 USD | American | 20 Sep 2014 | 0.3000 USD | ||||||||
| ADR | Put Options | Selling | 200 | 245 USD | American | 20 Sep 2014 | 2.8000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 12 Sep 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 185.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -900 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -60,000 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 255.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 265.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 180.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 215.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 3,300 | 225.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 200 | 245.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 255.0000 | American | 20 Sep 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,700 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 10,300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 326,200 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 280.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -99,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -23,700 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -323,300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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