22nd Nov 2018 12:46
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 21 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,651,472 | 0.62% | 3,251,304 | 0.36% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 178,467 | 0.02% | 4,393,172 | 0.48% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 453,400 | 0.05% | 474,800 | 0.05% | |||||||
| (4) | |||||||||||
| TOTAL: | 6,283,339 | 0.69% | 8,119,276 | 0.89% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 30 | 45.7000 GBP | ||||
| 5p ordinary | Purchase | 31 | 45.8039 GBP | ||||
| 5p ordinary | Purchase | 37 | 45.8050 GBP | ||||
| 5p ordinary | Purchase | 76 | 45.7975 GBP | ||||
| 5p ordinary | Purchase | 113 | 45.7999 GBP | ||||
| 5p ordinary | Purchase | 166 | 45.8000 GBP | ||||
| 5p ordinary | Purchase | 281 | 45.8304 GBP | ||||
| 5p ordinary | Purchase | 651 | 45.8201 GBP | ||||
| 5p ordinary | Purchase | 846 | 45.7956 GBP | ||||
| 5p ordinary | Purchase | 1,482 | 45.7869 GBP | ||||
| 5p ordinary | Purchase | 1,664 | 45.8901 GBP | ||||
| 5p ordinary | Purchase | 2,000 | 45.9500 GBP | ||||
| 5p ordinary | Purchase | 2,421 | 45.8275 GBP | ||||
| 5p ordinary | Purchase | 2,718 | 45.7753 GBP | ||||
| 5p ordinary | Purchase | 3,177 | 45.9046 GBP | ||||
| 5p ordinary | Purchase | 3,238 | 45.8484 GBP | ||||
| 5p ordinary | Purchase | 4,182 | 45.7537 GBP | ||||
| 5p ordinary | Purchase | 7,844 | 45.7244 GBP | ||||
| 5p ordinary | Purchase | 7,941 | 45.8727 GBP | ||||
| 5p ordinary | Purchase | 9,890 | 45.8216 GBP | ||||
| 5p ordinary | Purchase | 15,429 | 45.8400 GBP | ||||
| 5p ordinary | Purchase | 16,838 | 45.8416 GBP | ||||
| 5p ordinary | Purchase | 21,000 | 46.3557 GBP | ||||
| 5p ordinary | Purchase | 33,776 | 45.8004 GBP | ||||
| 5p ordinary | Purchase | 37,117 | 45.8378 GBP | ||||
| 5p ordinary | Purchase | 118,628 | 45.8442 GBP | ||||
| 5p ordinary | Sale | 30 | 45.7000 GBP | ||||
| 5p ordinary | Sale | 37 | 45.8050 GBP | ||||
| 5p ordinary | Sale | 76 | 45.7975 GBP | ||||
| 5p ordinary | Sale | 166 | 45.8173 GBP | ||||
| 5p ordinary | Sale | 170 | 45.7956 GBP | ||||
| 5p ordinary | Sale | 181 | 45.7794 GBP | ||||
| 5p ordinary | Sale | 218 | 45.7100 GBP | ||||
| 5p ordinary | Sale | 651 | 45.8201 GBP | ||||
| 5p ordinary | Sale | 721 | 45.8400 GBP | ||||
| 5p ordinary | Sale | 1,190 | 46.4535 GBP | ||||
| 5p ordinary | Sale | 1,232 | 45.9226 GBP | ||||
| 5p ordinary | Sale | 2,352 | 45.8289 GBP | ||||
| 5p ordinary | Sale | 2,567 | 45.7978 GBP | ||||
| 5p ordinary | Sale | 3,122 | 45.9085 GBP | ||||
| 5p ordinary | Sale | 3,238 | 45.8484 GBP | ||||
| 5p ordinary | Sale | 5,922 | 45.7968 GBP | ||||
| 5p ordinary | Sale | 9,856 | 45.7953 GBP | ||||
| 5p ordinary | Sale | 12,000 | 45.7700 GBP | ||||
| 5p ordinary | Sale | 12,541 | 45.7044 GBP | ||||
| 5p ordinary | Sale | 17,320 | 45.8378 GBP | ||||
| 5p ordinary | Sale | 23,097 | 45.8128 GBP | ||||
| 5p ordinary | Sale | 26,604 | 45.6750 GBP | ||||
| 5p ordinary | Sale | 38,997 | 45.8455 GBP | ||||
| 5p ordinary | Sale | 44,700 | 45.8004 GBP | ||||
| 5p ordinary | Sale | 45,182 | 45.7854 GBP | ||||
| ADR | Purchase | 3 | 176.9000 USD | ||||
| ADR | Purchase | 45 | 176.6200 USD | ||||
| ADR | Purchase | 55 | 176.6100 USD | ||||
| ADR | Purchase | 100 | 176.5000 USD | ||||
| ADR | Purchase | 100 | 176.5200 USD | ||||
| ADR | Purchase | 100 | 176.6350 USD | ||||
| ADR | Purchase | 100 | 175.7500 USD | ||||
| ADR | Purchase | 200 | 176.6149 USD | ||||
| ADR | Purchase | 200 | 176.8900 USD | ||||
| ADR | Purchase | 200 | 176.4200 USD | ||||
| ADR | Purchase | 200 | 175.9300 USD | ||||
| ADR | Purchase | 200 | 176.6800 USD | ||||
| ADR | Purchase | 215 | 176.8593 USD | ||||
| ADR | Purchase | 231 | 176.9683 USD | ||||
| ADR | Purchase | 258 | 176.0280 USD | ||||
| ADR | Purchase | 300 | 175.6033 USD | ||||
| ADR | Purchase | 342 | 176.1668 USD | ||||
| ADR | Purchase | 466 | 176.0360 USD | ||||
| ADR | Purchase | 600 | 176.4933 USD | ||||
| ADR | Purchase | 600 | 175.9366 USD | ||||
| ADR | Purchase | 758 | 176.9800 USD | ||||
| ADR | Purchase | 802 | 175.7239 USD | ||||
| ADR | Purchase | 810 | 175.8017 USD | ||||
| ADR | Purchase | 895 | 176.8730 USD | ||||
| ADR | Purchase | 900 | 176.4533 USD | ||||
| ADR | Purchase | 917 | 175.7780 USD | ||||
| ADR | Purchase | 1,000 | 176.4845 USD | ||||
| ADR | Purchase | 1,200 | 176.7075 USD | ||||
| ADR | Purchase | 1,500 | 176.6765 USD | ||||
| ADR | Purchase | 2,000 | 176.4945 USD | ||||
| ADR | Purchase | 2,100 | 176.8169 USD | ||||
| ADR | Purchase | 2,800 | 176.8520 USD | ||||
| ADR | Purchase | 4,457 | 175.8340 USD | ||||
| ADR | Purchase | 6,275 | 176.8681 USD | ||||
| ADR | Purchase | 12,937 | 176.2472 USD | ||||
| ADR | Purchase | 66,524 | 176.1567 USD | ||||
| ADR | Sale | 3 | 176.9000 USD | ||||
| ADR | Sale | 100 | 175.7600 USD | ||||
| ADR | Sale | 100 | 175.7200 USD | ||||
| ADR | Sale | 100 | 175.3900 USD | ||||
| ADR | Sale | 100 | 177.0600 USD | ||||
| ADR | Sale | 100 | 177.0320 USD | ||||
| ADR | Sale | 100 | 176.6350 USD | ||||
| ADR | Sale | 146 | 175.7596 USD | ||||
| ADR | Sale | 215 | 176.8593 USD | ||||
| ADR | Sale | 312 | 175.8602 USD | ||||
| ADR | Sale | 473 | 176.9347 USD | ||||
| ADR | Sale | 600 | 176.4933 USD | ||||
| ADR | Sale | 700 | 176.1552 USD | ||||
| ADR | Sale | 838 | 176.9252 USD | ||||
| ADR | Sale | 858 | 176.9800 USD | ||||
| ADR | Sale | 895 | 176.8730 USD | ||||
| ADR | Sale | 1,400 | 176.6491 USD | ||||
| ADR | Sale | 1,700 | 176.8401 USD | ||||
| ADR | Sale | 1,900 | 176.6852 USD | ||||
| ADR | Sale | 2,802 | 176.1602 USD | ||||
| ADR | Sale | 8,035 | 175.8609 USD | ||||
| ADR | Sale | 8,266 | 176.1823 USD | ||||
| ADR | Sale | 79,447 | 176.2470 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 15 | 45.7300 GBP | |||||
| 5p ordinary | CFD | Long | 28 | 45.7957 GBP | |||||
| 5p ordinary | CFD | Long | 142 | 45.7956 GBP | |||||
| 5p ordinary | SWAP | Long | 421 | 45.8947 GBP | |||||
| 5p ordinary | SWAP | Long | 430 | 45.8400 GBP | |||||
| 5p ordinary | CFD | Long | 940 | 45.8588 GBP | |||||
| 5p ordinary | SWAP | Long | 1,190 | 46.4535 GBP | |||||
| 5p ordinary | CFD | Long | 1,800 | 45.6723 GBP | |||||
| 5p ordinary | CFD | Long | 3,122 | 45.9085 GBP | |||||
| 5p ordinary | SWAP | Long | 12,000 | 45.7700 GBP | |||||
| 5p ordinary | CFD | Long | 12,541 | 45.7044 GBP | |||||
| 5p ordinary | SWAP | Long | 17,320 | 45.8378 GBP | |||||
| 5p ordinary | CFD | Long | 23,097 | 45.8128 GBP | |||||
| 5p ordinary | SWAP | Long | 26,604 | 45.6750 GBP | |||||
| 5p ordinary | SWAP | Long | 61,512 | 45.7705 GBP | |||||
| 5p ordinary | SWAP | Short | 136 | 45.7500 GBP | |||||
| 5p ordinary | SWAP | Short | 294 | 45.7269 GBP | |||||
| 5p ordinary | SWAP | Short | 658 | 45.8406 GBP | |||||
| 5p ordinary | SWAP | Short | 1,286 | 45.8145 GBP | |||||
| 5p ordinary | CFD | Short | 1,482 | 45.7869 GBP | |||||
| 5p ordinary | CFD | Short | 1,889 | 45.7538 GBP | |||||
| 5p ordinary | CFD | Short | 2,698 | 45.8436 GBP | |||||
| 5p ordinary | CFD | Short | 3,177 | 45.9046 GBP | |||||
| 5p ordinary | CFD | Short | 7,844 | 45.7244 GBP | |||||
| 5p ordinary | SWAP | Short | 21,000 | 46.3557 GBP | |||||
| 5p ordinary | CFD | Short | 28,961 | 45.9113 GBP | |||||
| 5p ordinary | SWAP | Short | 37,429 | 45.8400 GBP | |||||
| 5p ordinary | SWAP | Short | 44,965 | 45.7966 GBP | |||||
| 5p ordinary | SWAP | Short | 51,421 | 45.8266 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 100 | 185 USD | American | 7 Dec 2018 | 0.9000 USD | ||||||||
| ADR | Call Options | Purchasing | 500 | 185 USD | American | 21 Dec 2018 | 3.4900 USD | ||||||||
| ADR | Put Options | Purchasing | 500 | 150 USD | American | 21 Dec 2018 | 2.9200 USD | ||||||||
| ADR | Put Options | Purchasing | 10,000 | 170 USD | American | 21 Dec 2018 | 6.7000 USD | ||||||||
| ADR | Put Options | Selling | 400 | 155 USD | American | 21 Dec 2018 | 4.0000 USD | ||||||||
| ADR | Put Options | Selling | 1,000 | 160 USD | American | 21 Dec 2018 | 5.2000 USD | ||||||||
| ADR | Put Options | Selling | 500 | 175 USD | American | 21 Dec 2018 | 7.6100 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 22 Nov 2018 | |
| Contact name: | Large Holdings Regulatory Operations | |
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 195.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 15 Jan 2021 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 180.0000 | American | 23 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 178.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,100 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,700 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 18,200 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 20,300 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 21,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 43,600 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -42,400 | 200.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -41,600 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -38,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -22,500 | 190.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -13,000 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -3,800 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -500 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -20,000 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -14,700 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 65.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 148.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 70.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 75.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 168.0000 | American | 14 Dec 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 400 | 185.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 163.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 600 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 900 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 170.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 140.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,100 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 1,300 | 160.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,700 | 168.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,900 | 168.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,400 | 160.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 2,900 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 5,200 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 14,400 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 14,800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 18,200 | 165.0000 | American | 7 Dec 2018 | |||||||
| ADR | Put Options | Written | 22,900 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 35,100 | 160.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181122005221/en/
Copyright Business Wire 2018
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