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Form 8.3 - Shire Plc

24th Oct 2018 13:50

RNS Number : 0689F

D E Shaw & Co LP

24 October 2018

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

1. KEY INFORMATION

(a) Full name of discloser:	D. E. Shaw & Co., L.P.
(b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree	Shire plc
(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure	October 23, 2018
(f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state "N/A"	Yes: Takeda Pharmaceutical Company Limited

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security:	.5p ordinary
	Interests		Short positions
	Number	%	Number	%
(1) Relevant securities owned and/or controlled:	35,280	0.00	0	0.00
(2) Cash-settled derivatives:	9,747,688	1.06	450,416	0.04
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:	171,900	0.01	377,100	0.04
TOTAL:	9,954,868	1.08	827,516	0.09

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors' and other employee options)

Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant security	Purchase/sale	Number of securities	Price per unit
ADR	Purchase	100	USD 173.76
ADR	Purchase	100	USD 173.80
ADR	Purchase	200	USD 173.81
ADR	Purchase	100	USD 173.84
ADR	Purchase	100	USD 173.86
ADR	Purchase	100	USD 173.87
ADR	Purchase	100	USD 173.89
ADR	Purchase	100	USD 173.92
ADR	Purchase	300	USD 173.95
ADR	Purchase	100	USD 173.97
ADR	Purchase	300	USD 174.01
ADR	Purchase	100	USD 174.05
ADR	Purchase	200	USD 174.08
ADR	Purchase	100	USD 174.10
ADR	Purchase	100	USD 174.12
ADR	Purchase	100	USD 174.15
ADR	Purchase	100	USD 174.16
ADR	Purchase	100	USD 174.18
ADR	Purchase	100	USD 174.24
ADR	Purchase	200	USD 174.25
ADR	Purchase	1	USD 174.28
ADR	Purchase	300	USD 174.29
ADR	Purchase	300	USD 174.30
ADR	Purchase	100	USD 174.33
ADR	Purchase	100	USD 174.34
ADR	Purchase	100	USD 174.35
ADR	Purchase	200	USD 174.37
ADR	Purchase	100	USD 174.39
ADR	Purchase	300	USD 174.40
ADR	Purchase	200	USD 174.41
ADR	Purchase	100	USD 174.43
ADR	Purchase	100	USD 174.47
ADR	Purchase	100	USD 174.50
ADR	Purchase	300	USD 174.53
ADR	Purchase	100	USD 174.55
ADR	Purchase	100	USD 174.57
ADR	Purchase	300	USD 174.58
ADR	Purchase	200	USD 174.59
ADR	Purchase	450	USD 174.60
ADR	Purchase	100	USD 174.61
ADR	Purchase	200	USD 174.62
ADR	Purchase	200	USD 174.63
ADR	Purchase	200	USD 174.64
ADR	Purchase	500	USD 174.66
ADR	Purchase	300	USD 174.68
ADR	Purchase	100	USD 174.69
ADR	Purchase	200	USD 174.70
ADR	Purchase	100	USD 174.72
ADR	Purchase	500	USD 174.73
ADR	Purchase	1000	USD 174.75
ADR	Purchase	200	USD 174.76
ADR	Purchase	100	USD 174.78
ADR	Purchase	100	USD 174.79
ADR	Purchase	100	USD 174.82
ADR	Purchase	100	USD 174.84
ADR	Purchase	100	USD 174.88
ADR	Purchase	100	USD 174.92
ADR	Purchase	100	USD 175.02
ADR	Purchase	100	USD 175.04
ADR	Purchase	300	USD 175.21
ADR	Purchase	100	USD 175.30
ADR	Purchase	100	USD 175.32
ADR	Purchase	100	USD 175.43
ADR	Purchase	100	USD 175.45
ADR	Purchase	100	USD 175.55
ADR	Purchase	100	USD 175.56
ADR	Purchase	200	USD 175.75
ADR	Purchase	100	USD 175.98
ADR	Purchase	200	USD 176.00

(b) Cash-settled derivative transactions

Class of relevant security	Product description e.g. CFD	Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position	Number of reference securities	Price per unit
5p ordinary	Swap	Increasing a long position	330	GBP44.62
5p ordinary	Swap	Increasing a long position	59	GBP44.64
5p ordinary	Swap	Increasing a long position	678	GBP44.67
5p ordinary	Swap	Increasing a long position	788	GBP44.68
5p ordinary	Swap	Increasing a long position	480	GBP44.69
5p ordinary	Swap	Increasing a long position	722	GBP44.70
5p ordinary	Swap	Increasing a long position	295	GBP44.71
5p ordinary	Swap	Increasing a long position	216	GBP44.72
5p ordinary	Swap	Increasing a long position	111	GBP44.73
5p ordinary	Swap	Increasing a long position	182	GBP44.74
5p ordinary	Swap	Increasing a long position	161	GBP44.75
5p ordinary	Swap	Increasing a long position	764	GBP44.76
5p ordinary	Swap	Increasing a long position	2264	GBP44.77
5p ordinary	Swap	Increasing a long position	106	GBP44.78
5p ordinary	Swap	Increasing a long position	1436	GBP44.79
5p ordinary	Swap	Increasing a long position	750	GBP44.80
5p ordinary	Swap	Increasing a long position	1417	GBP44.81
5p ordinary	Swap	Increasing a long position	577	GBP44.82
5p ordinary	Swap	Increasing a long position	341	GBP44.83
5p ordinary	Swap	Increasing a long position	651	GBP44.84
5p ordinary	Swap	Increasing a long position	1558	GBP44.85
5p ordinary	Swap	Increasing a long position	2136	GBP44.86
5p ordinary	Swap	Increasing a long position	1146	GBP44.87
5p ordinary	Swap	Increasing a long position	1000	GBP44.88
5p ordinary	Swap	Increasing a long position	357	GBP44.89
5p ordinary	Swap	Increasing a long position	488	GBP44.90
5p ordinary	Swap	Increasing a long position	787	GBP44.91
5p ordinary	Swap	Increasing a long position	585	GBP44.92
5p ordinary	Swap	Increasing a long position	375	GBP44.93
5p ordinary	Swap	Increasing a long position	1662	GBP44.94
5p ordinary	Swap	Increasing a long position	292	GBP44.95
5p ordinary	Swap	Increasing a long position	859	GBP44.96
5p ordinary	Swap	Increasing a long position	469	GBP44.97
5p ordinary	Swap	Increasing a long position	1623	GBP44.98
5p ordinary	Swap	Increasing a long position	3102	GBP44.99
5p ordinary	Swap	Increasing a long position	2382	GBP45.00
5p ordinary	Swap	Increasing a long position	3528	GBP45.01
5p ordinary	Swap	Increasing a long position	2312	GBP45.02
5p ordinary	Swap	Increasing a long position	1139	GBP45.03
5p ordinary	Swap	Increasing a long position	720	GBP45.04
5p ordinary	Swap	Increasing a long position	1241	GBP45.05
5p ordinary	Swap	Increasing a long position	200	GBP45.07
5p ordinary	Swap	Increasing a long position	497	GBP45.08
5p ordinary	Swap	Increasing a long position	394	GBP45.09
5p ordinary	Swap	Increasing a long position	623	GBP45.10
5p ordinary	Swap	Increasing a long position	363	GBP45.12
5p ordinary	Swap	Increasing a long position	250	GBP45.13
5p ordinary	Swap	Increasing a long position	1285	GBP45.14
5p ordinary	Swap	Increasing a long position	389	GBP45.15
5p ordinary	Swap	Increasing a long position	476	GBP45.16
5p ordinary	Swap	Increasing a long position	633	GBP45.17
5p ordinary	Swap	Increasing a long position	150	GBP45.18
5p ordinary	Swap	Increasing a long position	429	GBP45.19
5p ordinary	Swap	Increasing a long position	561	GBP45.20
5p ordinary	Swap	Increasing a long position	772	GBP45.21
5p ordinary	Swap	Increasing a long position	1007	GBP45.22
5p ordinary	Swap	Increasing a long position	923	GBP45.23
5p ordinary	Swap	Increasing a long position	772	GBP45.24
5p ordinary	Swap	Increasing a long position	340	GBP45.25
5p ordinary	Swap	Increasing a long position	120	GBP45.26
5p ordinary	Swap	Increasing a long position	71	GBP45.28
5p ordinary	Swap	Increasing a long position	212	GBP45.29
5p ordinary	Swap	Increasing a long position	622	GBP45.30
5p ordinary	Swap	Increasing a long position	68	GBP45.31
5p ordinary	Swap	Increasing a long position	372	GBP45.33
5p ordinary	Swap	Increasing a long position	398	GBP45.36
5p ordinary	Swap	Increasing a long position	177	GBP45.37
5p ordinary	Swap	Increasing a long position	257	GBP45.38
5p ordinary	Swap	Increasing a long position	130	GBP45.40

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"

None

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

None

Is a Supplemental Form 8 (Open Positions) attached?

YES

Date of disclosure:	October 24, 2018
Contact name:	Kevin Krist (Compliance Department)
Telephone number:	+44 (0) 20 7409 4420

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

SUPPLEMENTAL FORM 8 (OPEN POSITIONS)

DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.

Note 5(i) on Rule 8 of the Takeover Code (the "Code")

1. KEY INFORMATION

Full name of person making disclosure:	D. E. Shaw & Co., L.P.
Name of offeror/offeree in relation to whose relevant securities the disclosure relates:	Shire plc

2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)

Class of relevant security	Product description e.g. call option	Written or purchased	Number of securities to which option or derivative relates	Exercise price per unit	Type e.g. American, European etc.	Expiry date
5p ordinary	Listed Call Option	Purchased	45,000	USD 220.0	American	17/01/2020
5p ordinary	Listed Call Option	Purchased	300	USD 195.0	American	18/01/2019
5p ordinary	Listed Call Option	Purchased	16,200	USD 190.0	American	17/01/2020
5p ordinary	Listed Call Option	Purchased	5,400	USD 200.0	American	17/01/2020
5p ordinary	Listed Call Option	Purchased	90,000	USD 190.0	American	18/01/2019
5p ordinary	Listed Call Option	Purchased	15,000	USD 210.0	American	17/01/2020
5p ordinary	Listed Put Option	Purchased	-30,000	USD 155.0	American	18/01/2019
5p ordinary	Listed Put Option	Purchased	-30,000	USD 130.0	American	18/01/2019
5p ordinary	Listed Put Option	Purchased	-1,500	USD 90.0	American	17/01/2020
5p ordinary	Listed Put Option	Purchased	-21,000	USD 120.0	American	18/01/2019
5p ordinary	Listed Put Option	Purchased	-6,900	USD 110.0	American	17/01/2020
5p ordinary	Listed Put Option	Purchased	-75,000	USD 105.0	American	18/01/2019
5p ordinary	Listed Put Option	Purchased	-90,000	USD 135.0	American	18/01/2019
5p ordinary	Listed Put Option	Purchased	-30,000	USD 150.0	American	17/01/2020
5p ordinary	Listed Put Option	Purchased	-63,300	USD 110.0	American	18/01/2019
5p ordinary	Listed Put Option	Purchased	-29,400	USD 125.0	American	17/01/2020

3. AGREEMENTS TO PURCHASE OR SELL ETC.

Full details should be given so that the nature of the interest or position can be fully understood:

None

It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.

The currency of all prices and other monetary amounts should be stated.

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact [email protected] or visit www.rns.com.

END

RETBDBDGRSDBGIS

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