9th Apr 2018 13:15
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 06 April 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,807,205 | 0.53% | 3,819,617 | 0.42% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 450,335 | 0.05% | 2,261,220 | 0.25% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 327,500 | 0.04% | 299,300 | 0.03% | |||||||
| TOTAL: | 5,323,272 | 0.58% | 6,152,785 | 0.67% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 3 | 37.6116 GBP | ||||
| ADR | Purchase | 10 | 156.2800 USD | ||||
| ADR | Purchase | 43 | 156.1913 USD | ||||
| ADR | Purchase | 68 | 156.6900 USD | ||||
| ADR | Purchase | 70 | 156.7140 USD | ||||
| ADR | Purchase | 100 | 156.1900 USD | ||||
| ADR | Purchase | 100 | 156.5550 USD | ||||
| ADR | Purchase | 100 | 156.3600 USD | ||||
| ADR | Purchase | 100 | 156.2500 USD | ||||
| ADR | Purchase | 100 | 155.5800 USD | ||||
| ADR | Purchase | 100 | 155.6300 USD | ||||
| 5p ordinary | Purchase | 102 | 37.0938 GBP | ||||
| 5p ordinary | Purchase | 162 | 37.0730 GBP | ||||
| ADR | Purchase | 166 | 156.3583 USD | ||||
| 5p ordinary | Purchase | 179 | 37.6200 GBP | ||||
| 5p ordinary | Purchase | 180 | 37.2625 GBP | ||||
| 5p ordinary | Purchase | 180 | 37.2600 GBP | ||||
| 5p ordinary | Purchase | 187 | 37.2475 GBP | ||||
| 5p ordinary | Purchase | 188 | 37.5500 GBP | ||||
| 5p ordinary | Purchase | 188 | 37.2425 GBP | ||||
| 5p ordinary | Purchase | 193 | 37.5450 GBP | ||||
| 5p ordinary | Purchase | 195 | 37.1700 GBP | ||||
| 5p ordinary | Purchase | 196 | 37.2350 GBP | ||||
| ADR | Purchase | 200 | 157.1400 USD | ||||
| 5p ordinary | Purchase | 210 | 37.1050 GBP | ||||
| 5p ordinary | Purchase | 214 | 37.2450 GBP | ||||
| 5p ordinary | Purchase | 215 | 37.6250 GBP | ||||
| 5p ordinary | Purchase | 228 | 37.1625 GBP | ||||
| 5p ordinary | Purchase | 234 | 37.4950 GBP | ||||
| 5p ordinary | Purchase | 241 | 37.1300 GBP | ||||
| 5p ordinary | Purchase | 244 | 37.1800 GBP | ||||
| 5p ordinary | Purchase | 252 | 37.5225 GBP | ||||
| 5p ordinary | Purchase | 263 | 37.6350 GBP | ||||
| 5p ordinary | Purchase | 264 | 37.5025 GBP | ||||
| ADR | Purchase | 300 | 156.4766 USD | ||||
| ADR | Purchase | 300 | 156.0866 USD | ||||
| 5p ordinary | Purchase | 336 | 37.5400 GBP | ||||
| ADR | Purchase | 385 | 156.2706 USD | ||||
| 5p ordinary | Purchase | 394 | 37.1725 GBP | ||||
| ADR | Purchase | 400 | 156.4112 USD | ||||
| 5p ordinary | Purchase | 428 | 37.2300 GBP | ||||
| 5p ordinary | Purchase | 449 | 37.5000 GBP | ||||
| ADR | Purchase | 449 | 157.0300 USD | ||||
| 5p ordinary | Purchase | 457 | 37.5150 GBP | ||||
| 5p ordinary | Purchase | 508 | 37.1825 GBP | ||||
| 5p ordinary | Purchase | 519 | 37.2500 GBP | ||||
| 5p ordinary | Purchase | 554 | 37.4975 GBP | ||||
| 5p ordinary | Purchase | 583 | 37.2670 GBP | ||||
| 5p ordinary | Purchase | 620 | 37.4925 GBP | ||||
| ADR | Purchase | 624 | 155.9675 USD | ||||
| 5p ordinary | Purchase | 635 | 37.4875 GBP | ||||
| 5p ordinary | Purchase | 657 | 37.5050 GBP | ||||
| 5p ordinary | Purchase | 720 | 37.6112 GBP | ||||
| 5p ordinary | Purchase | 786 | 37.4705 GBP | ||||
| 5p ordinary | Purchase | 823 | 37.2325 GBP | ||||
| 5p ordinary | Purchase | 847 | 37.2400 GBP | ||||
| 5p ordinary | Purchase | 1,010 | 37.5475 GBP | ||||
| ADR | Purchase | 1,040 | 156.2400 USD | ||||
| 5p ordinary | Purchase | 1,280 | 37.1187 GBP | ||||
| ADR | Purchase | 1,304 | 156.6969 USD | ||||
| 5p ordinary | Purchase | 1,317 | 37.6500 GBP | ||||
| 5p ordinary | Purchase | 1,349 | 37.0874 GBP | ||||
| ADR | Purchase | 1,900 | 156.1452 USD | ||||
| 5p ordinary | Purchase | 2,240 | 37.5947 GBP | ||||
| 5p ordinary | Purchase | 2,657 | 37.4270 GBP | ||||
| 5p ordinary | Purchase | 2,831 | 37.1352 GBP | ||||
| ADR | Purchase | 3,400 | 156.1664 USD | ||||
| 5p ordinary | Purchase | 3,599 | 37.2435 GBP | ||||
| 5p ordinary | Purchase | 4,800 | 37.5477 GBP | ||||
| ADR | Purchase | 4,900 | 156.7297 USD | ||||
| 5p ordinary | Purchase | 5,357 | 37.1412 GBP | ||||
| 5p ordinary | Purchase | 6,025 | 37.4747 GBP | ||||
| 5p ordinary | Purchase | 8,963 | 37.3734 GBP | ||||
| ADR | Purchase | 11,295 | 156.5448 USD | ||||
| 5p ordinary | Purchase | 12,613 | 37.6017 GBP | ||||
| 5p ordinary | Purchase | 13,695 | 37.1653 GBP | ||||
| 5p ordinary | Purchase | 14,651 | 37.3061 GBP | ||||
| 5p ordinary | Purchase | 16,519 | 37.0833 GBP | ||||
| 5p ordinary | Purchase | 19,825 | 37.5637 GBP | ||||
| 5p ordinary | Purchase | 20,000 | 37.5048 GBP | ||||
| 5p ordinary | Purchase | 23,893 | 37.4071 GBP | ||||
| 5p ordinary | Purchase | 25,535 | 37.3642 GBP | ||||
| 5p ordinary | Purchase | 28,239 | 37.6299 GBP | ||||
| ADR | Purchase | 38,324 | 156.3886 USD | ||||
| 5p ordinary | Purchase | 42,046 | 37.3297 GBP | ||||
| 5p ordinary | Purchase | 52,000 | 37.7563 GBP | ||||
| 5p ordinary | Purchase | 52,000 | 37.6717 GBP | ||||
| 5p ordinary | Purchase | 96,889 | 37.3648 GBP | ||||
| 5p ordinary | Purchase | 127,855 | 37.3656 GBP | ||||
| 5p ordinary | Purchase | 146,011 | 37.1611 GBP | ||||
| ADR | Sale | 10 | 156.2800 USD | ||||
| ADR | Sale | 70 | 156.7140 USD | ||||
| ADR | Sale | 85 | 156.2201 USD | ||||
| ADR | Sale | 100 | 155.6400 USD | ||||
| ADR | Sale | 100 | 156.3100 USD | ||||
| ADR | Sale | 100 | 156.4800 USD | ||||
| ADR | Sale | 100 | 156.5700 USD | ||||
| ADR | Sale | 100 | 157.0600 USD | ||||
| 5p ordinary | Sale | 145 | 37.5720 GBP | ||||
| 5p ordinary | Sale | 179 | 37.6200 GBP | ||||
| 5p ordinary | Sale | 180 | 37.2625 GBP | ||||
| 5p ordinary | Sale | 180 | 37.2600 GBP | ||||
| 5p ordinary | Sale | 187 | 37.2475 GBP | ||||
| 5p ordinary | Sale | 188 | 37.5500 GBP | ||||
| 5p ordinary | Sale | 188 | 37.2425 GBP | ||||
| 5p ordinary | Sale | 193 | 37.5450 GBP | ||||
| 5p ordinary | Sale | 195 | 37.1700 GBP | ||||
| 5p ordinary | Sale | 196 | 37.2350 GBP | ||||
| ADR | Sale | 200 | 156.7450 USD | ||||
| ADR | Sale | 200 | 156.5300 USD | ||||
| ADR | Sale | 200 | 156.1900 USD | ||||
| ADR | Sale | 200 | 155.6100 USD | ||||
| 5p ordinary | Sale | 210 | 37.1050 GBP | ||||
| 5p ordinary | Sale | 214 | 37.2450 GBP | ||||
| 5p ordinary | Sale | 228 | 37.1625 GBP | ||||
| 5p ordinary | Sale | 232 | 37.4490 GBP | ||||
| 5p ordinary | Sale | 234 | 37.4950 GBP | ||||
| 5p ordinary | Sale | 241 | 37.1300 GBP | ||||
| 5p ordinary | Sale | 244 | 37.1800 GBP | ||||
| 5p ordinary | Sale | 252 | 37.5225 GBP | ||||
| 5p ordinary | Sale | 263 | 37.6350 GBP | ||||
| 5p ordinary | Sale | 264 | 37.5025 GBP | ||||
| ADR | Sale | 300 | 155.7100 USD | ||||
| 5p ordinary | Sale | 300 | 37.7300 GBP | ||||
| ADR | Sale | 311 | 156.3188 USD | ||||
| 5p ordinary | Sale | 336 | 37.5400 GBP | ||||
| 5p ordinary | Sale | 394 | 37.1725 GBP | ||||
| ADR | Sale | 400 | 156.7137 USD | ||||
| ADR | Sale | 404 | 156.6492 USD | ||||
| 5p ordinary | Sale | 428 | 37.2300 GBP | ||||
| 5p ordinary | Sale | 449 | 37.5000 GBP | ||||
| 5p ordinary | Sale | 457 | 37.5150 GBP | ||||
| ADR | Sale | 500 | 156.2190 USD | ||||
| 5p ordinary | Sale | 505 | 37.5475 GBP | ||||
| 5p ordinary | Sale | 508 | 37.1825 GBP | ||||
| 5p ordinary | Sale | 519 | 37.2500 GBP | ||||
| 5p ordinary | Sale | 554 | 37.4975 GBP | ||||
| ADR | Sale | 600 | 156.0766 USD | ||||
| ADR | Sale | 600 | 156.4925 USD | ||||
| ADR | Sale | 605 | 156.2990 USD | ||||
| 5p ordinary | Sale | 620 | 37.4925 GBP | ||||
| 5p ordinary | Sale | 635 | 37.4875 GBP | ||||
| 5p ordinary | Sale | 657 | 37.5050 GBP | ||||
| ADR | Sale | 700 | 156.3871 USD | ||||
| ADR | Sale | 773 | 156.6846 USD | ||||
| ADR | Sale | 800 | 155.6887 USD | ||||
| 5p ordinary | Sale | 817 | 37.6500 GBP | ||||
| 5p ordinary | Sale | 823 | 37.2325 GBP | ||||
| 5p ordinary | Sale | 847 | 37.2400 GBP | ||||
| ADR | Sale | 900 | 155.9611 USD | ||||
| 5p ordinary | Sale | 957 | 37.5401 GBP | ||||
| ADR | Sale | 1,000 | 156.4130 USD | ||||
| ADR | Sale | 1,300 | 156.5884 USD | ||||
| ADR | Sale | 1,400 | 156.2532 USD | ||||
| ADR | Sale | 1,400 | 156.6171 USD | ||||
| ADR | Sale | 1,480 | 156.0597 USD | ||||
| ADR | Sale | 1,560 | 156.2400 USD | ||||
| 5p ordinary | Sale | 1,785 | 37.1235 GBP | ||||
| ADR | Sale | 1,950 | 156.2928 USD | ||||
| 5p ordinary | Sale | 1,973 | 37.4154 GBP | ||||
| 5p ordinary | Sale | 1,994 | 37.6204 GBP | ||||
| ADR | Sale | 2,599 | 156.4984 USD | ||||
| ADR | Sale | 2,700 | 156.1748 USD | ||||
| 5p ordinary | Sale | 2,790 | 37.1521 GBP | ||||
| ADR | Sale | 3,520 | 156.2206 USD | ||||
| 5p ordinary | Sale | 3,575 | 37.7807 GBP | ||||
| 5p ordinary | Sale | 4,196 | 37.6101 GBP | ||||
| 5p ordinary | Sale | 4,407 | 37.7634 GBP | ||||
| ADR | Sale | 4,500 | 156.1582 USD | ||||
| 5p ordinary | Sale | 4,874 | 37.6547 GBP | ||||
| 5p ordinary | Sale | 5,525 | 37.1370 GBP | ||||
| 5p ordinary | Sale | 6,024 | 37.2481 GBP | ||||
| 5p ordinary | Sale | 6,106 | 37.5919 GBP | ||||
| 5p ordinary | Sale | 9,440 | 37.5522 GBP | ||||
| 5p ordinary | Sale | 10,000 | 37.6363 GBP | ||||
| 5p ordinary | Sale | 10,000 | 37.5008 GBP | ||||
| ADR | Sale | 10,761 | 156.5315 USD | ||||
| 5p ordinary | Sale | 11,577 | 37.5721 GBP | ||||
| 5p ordinary | Sale | 13,719 | 37.1756 GBP | ||||
| 5p ordinary | Sale | 14,100 | 37.0850 GBP | ||||
| 5p ordinary | Sale | 14,718 | 37.3362 GBP | ||||
| 5p ordinary | Sale | 16,791 | 37.6825 GBP | ||||
| 5p ordinary | Sale | 18,546 | 37.4140 GBP | ||||
| 5p ordinary | Sale | 19,204 | 37.4640 GBP | ||||
| 5p ordinary | Sale | 20,091 | 37.5451 GBP | ||||
| ADR | Sale | 23,070 | 156.5718 USD | ||||
| 5p ordinary | Sale | 31,598 | 37.3746 GBP | ||||
| 5p ordinary | Sale | 33,383 | 37.5244 GBP | ||||
| 5p ordinary | Sale | 39,884 | 37.5793 GBP | ||||
| 5p ordinary | Sale | 56,748 | 37.4192 GBP | ||||
| 5p ordinary | Sale | 106,370 | 37.5302 GBP | ||||
| 5p ordinary | Sale | 183,224 | 37.3420 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 1,886 | 37.6527 GBP | |||||
| 5p ordinary | CFD | Long | 1,994 | 37.6204 GBP | |||||
| 5p ordinary | CFD | Long | 3,000 | 37.1871 GBP | |||||
| 5p ordinary | CFD | Long | 3,575 | 37.7807 GBP | |||||
| 5p ordinary | SWAP | Long | 5,067 | 37.5536 GBP | |||||
| 5p ordinary | CFD | Long | 6,106 | 37.5919 GBP | |||||
| 5p ordinary | SWAP | Long | 7,202 | 37.4906 GBP | |||||
| 5p ordinary | SWAP | Long | 7,400 | 37.5005 GBP | |||||
| 5p ordinary | SWAP | Long | 14,100 | 37.0850 GBP | |||||
| 5p ordinary | CFD | Long | 14,718 | 37.3362 GBP | |||||
| 5p ordinary | CFD | Long | 14,728 | 37.5614 GBP | |||||
| 5p ordinary | CFD | Long | 16,791 | 37.6825 GBP | |||||
| 5p ordinary | SWAP | Long | 20,964 | 37.5608 GBP | |||||
| 5p ordinary | CFD | Long | 23,521 | 37.6007 GBP | |||||
| 5p ordinary | CFD | Long | 37,569 | 37.4425 GBP | |||||
| 5p ordinary | CFD | Short | 19 | 37.0936 GBP | |||||
| 5p ordinary | CFD | Short | 24 | 37.0937 GBP | |||||
| 5p ordinary | CFD | Short | 26 | 37.0938 GBP | |||||
| 5p ordinary | CFD | Short | 33 | 37.0939 GBP | |||||
| 5p ordinary | CFD | Short | 95 | 37.0636 GBP | |||||
| 5p ordinary | SWAP | Short | 147 | 37.5984 GBP | |||||
| 5p ordinary | CFD | Short | 162 | 37.0731 GBP | |||||
| 5p ordinary | CFD | Short | 583 | 37.2670 GBP | |||||
| 5p ordinary | CFD | Short | 1,349 | 37.0874 GBP | |||||
| 5p ordinary | SWAP | Short | 1,637 | 37.1805 GBP | |||||
| 5p ordinary | SWAP | Short | 5,076 | 37.3043 GBP | |||||
| 5p ordinary | CFD | Short | 6,300 | 37.1238 GBP | |||||
| 5p ordinary | CFD | Short | 8,963 | 37.3734 GBP | |||||
| 5p ordinary | SWAP | Short | 13,759 | 37.0849 GBP | |||||
| 5p ordinary | SWAP | Short | 27,020 | 37.1066 GBP | |||||
| 5p ordinary | SWAP Expires 15/01/2019 | Short | 52,000 | 37.6717 GBP | |||||
| 5p ordinary | SWAP Expires 15/01/2019 | Short | 52,000 | 37.7563 GBP | |||||
| 5p ordinary | SWAP | Short | 90,876 | 37.2092 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 200 | 130 USD | American | 17 Jan 2020 | 41.4000 USD | ||||||||
| ADR | Call Options | Purchasing | 200 | 135 USD | American | 17 Jan 2020 | 38.0000 USD | ||||||||
| ADR | Call Options | Purchasing | 200 | 155 USD | American | 18 Jan 2019 | 18.8000 USD | ||||||||
| ADR | Call Options | Purchasing | 200 | 160 USD | American | 6 Apr 2018 | 0.0500 USD | ||||||||
| ADR | Call Options | Purchasing | 200 | 160 USD | American | 17 Jan 2020 | 23.8000 USD | ||||||||
| ADR | Call Options | Selling | 1,000 | 160 USD | American | 25 May 2018 | 7.8000 USD | ||||||||
| ADR | Call Options | Selling | 15,000 | 165 USD | American | 20 Apr 2018 | 1.6693 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 149 USD | American | 13 Apr 2018 | 1.0500 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 9 Apr 2018 | ||
| Contact name: | ELISE TANG | ||
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 41,800 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 145.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 120.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,200 | 200.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,300 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -4,700 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -11,400 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,400 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 165.0000 | American | 6 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 149.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Written | -200 | 153.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -700 | 210.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 133.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Written | -500 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -3,100 | 145.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 170.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,000 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,400 | 130.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 900 | 160.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 150.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 110.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -500 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,700 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -1,800 | 205.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 115.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -3,100 | 180.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 2,100 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 190.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -200 | 145.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -300 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 135.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Written | -800 | 170.0000 | American | 6 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -39,200 | 150.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -13,500 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 136.0000 | American | 13 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 6 Apr 2018 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 120.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -5,500 | 135.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,100 | 145.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 185.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -500 | 195.0000 | American | 6 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,700 | 144.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 13,400 | 165.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Written | 3,000 | 145.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 800 | 140.0000 | American | 20 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 160.0000 | American | 13 Apr 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 105.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 95.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 117.0000 | American | 6 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,900 | 125.0000 | American | 20 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -3,300 | 175.0000 | American | 20 Apr 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180409005734/en/
Copyright Business Wire 2018
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