20th Oct 2014 14:00
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 17 October 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 7,803,170 | 1.32% | 3,655,114 | 0.62% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 1,604,906 | 0.27% | 2,986,351 | 0.51% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 2,081,400 | 0.35% | 2,903,904 | 0.49% | |||||||
| TOTAL: | 11,489,476 | 1.95% | 9,545,369 | 1.62% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 2 | 37.7000 GBP | ||||
| ORD | Purchase | 4 | 37.7300 GBP | ||||
| ORD | Purchase | 6 | 37.7050 GBP | ||||
| ORD | Purchase | 11 | 37.2310 GBP | ||||
| ORD (traded as ADR) | Purchase | 33 | 181.5000 USD | ||||
| ORD (traded as ADR) | Purchase | 45 | 182.1600 USD | ||||
| ORD | Purchase | 51 | 37.4800 GBP | ||||
| ORD | Purchase | 55 | 38.0100 GBP | ||||
| ORD | Purchase | 69 | 37.5050 GBP | ||||
| ORD | Purchase | 75 | 37.1800 GBP | ||||
| ORD | Purchase | 75 | 37.2000 GBP | ||||
| ORD | Purchase | 75 | 37.3200 GBP | ||||
| ORD | Purchase | 75 | 37.3900 GBP | ||||
| ORD | Purchase | 75 | 37.5000 GBP | ||||
| ORD | Purchase | 75 | 37.6750 GBP | ||||
| ORD | Purchase | 76 | 37.6800 GBP | ||||
| ORD | Purchase | 77 | 37.4940 GBP | ||||
| ORD | Purchase | 77 | 37.7090 GBP | ||||
| ORD | Purchase | 78 | 37.6850 GBP | ||||
| ORD | Purchase | 79 | 37.4640 GBP | ||||
| ORD | Purchase | 79 | 37.5600 GBP | ||||
| ORD | Purchase | 79 | 37.6900 GBP | ||||
| ORD | Purchase | 79 | 37.7650 GBP | ||||
| ORD | Purchase | 80 | 37.9500 GBP | ||||
| ORD | Purchase | 81 | 37.2150 GBP | ||||
| ORD | Purchase | 81 | 37.5550 GBP | ||||
| ORD | Purchase | 84 | 37.7150 GBP | ||||
| ORD | Purchase | 85 | 37.5690 GBP | ||||
| ORD | Purchase | 86 | 37.2450 GBP | ||||
| ORD | Purchase | 87 | 37.2340 GBP | ||||
| ORD | Purchase | 93 | 37.5750 GBP | ||||
| ORD | Purchase | 93 | 37.7100 GBP | ||||
| ORD | Purchase | 94 | 37.4400 GBP | ||||
| ORD | Purchase | 95 | 37.5350 GBP | ||||
| ORD | Purchase | 100 | 37.3400 GBP | ||||
| ORD | Purchase | 100 | 37.5900 GBP | ||||
| ORD | Purchase | 111 | 37.4145 GBP | ||||
| ORD | Purchase | 119 | 37.1400 GBP | ||||
| ORD | Purchase | 133 | 37.7450 GBP | ||||
| ORD | Purchase | 134 | 37.4850 GBP | ||||
| ORD | Purchase | 153 | 37.6000 GBP | ||||
| ORD | Purchase | 154 | 37.5500 GBP | ||||
| ORD | Purchase | 154 | 37.6700 GBP | ||||
| ORD | Purchase | 156 | 37.2700 GBP | ||||
| ORD | Purchase | 175 | 37.5828 GBP | ||||
| ORD | Purchase | 182 | 37.6650 GBP | ||||
| ORD | Purchase | 184 | 37.4600 GBP | ||||
| ORD | Purchase | 186 | 37.9000 GBP | ||||
| ORD | Purchase | 187 | 37.5800 GBP | ||||
| ORD | Purchase | 205 | 37.7550 GBP | ||||
| ORD | Purchase | 208 | 37.7400 GBP | ||||
| ORD | Purchase | 210 | 37.2350 GBP | ||||
| ORD | Purchase | 215 | 37.7350 GBP | ||||
| ORD | Purchase | 250 | 37.7125 GBP | ||||
| ORD | Purchase | 255 | 37.5864 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 179.8500 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 179.9800 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 180.0200 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 180.2300 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 181.5500 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 181.9455 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 182.7300 USD | ||||
| ORD | Purchase | 302 | 37.4500 GBP | ||||
| ORD (traded as ADR) | Purchase | 303 | 182.7034 USD | ||||
| ORD | Purchase | 305 | 37.4900 GBP | ||||
| ORD | Purchase | 367 | 37.4700 GBP | ||||
| ORD | Purchase | 374 | 37.6950 GBP | ||||
| ORD (traded as ADR) | Purchase | 393 | 180.6690 USD | ||||
| ORD | Purchase | 524 | 37.4200 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 181.9225 USD | ||||
| ORD | Purchase | 712 | 37.7600 GBP | ||||
| ORD (traded as ADR) | Purchase | 795 | 182.4162 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 180.5366 USD | ||||
| ORD | Purchase | 955 | 37.4208 GBP | ||||
| ORD | Purchase | 1,349 | 37.8271 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 180.0100 USD | ||||
| ORD | Purchase | 2,099 | 37.5400 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,214 | 181.7692 USD | ||||
| ORD | Purchase | 2,353 | 37.5506 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,700 | 179.9824 USD | ||||
| ORD (traded as ADR) | Purchase | 3,000 | 180.1100 USD | ||||
| ORD (traded as ADR) | Purchase | 3,000 | 182.1300 USD | ||||
| ORD (traded as ADR) | Purchase | 3,393 | 181.3286 USD | ||||
| ORD (traded as ADR) | Purchase | 3,600 | 180.9536 USD | ||||
| ORD | Purchase | 3,639 | 37.4820 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,915 | 181.2736 USD | ||||
| ORD (traded as ADR) | Purchase | 3,960 | 181.6763 USD | ||||
| ORD (traded as ADR) | Purchase | 6,618 | 181.8939 USD | ||||
| ORD (traded as ADR) | Purchase | 6,900 | 180.3453 USD | ||||
| ORD (traded as ADR) | Purchase | 7,026 | 181.6716 USD | ||||
| ORD (traded as ADR) | Purchase | 7,302 | 181.2190 USD | ||||
| ORD | Purchase | 8,336 | 37.4004 GBP | ||||
| ORD (traded as ADR) | Purchase | 9,594 | 181.5971 USD | ||||
| ORD (traded as ADR) | Purchase | 9,753 | 181.3857 USD | ||||
| ORD (traded as ADR) | Purchase | 9,900 | 181.0650 USD | ||||
| ORD | Purchase | 10,000 | 37.6763 GBP | ||||
| ORD (traded as ADR) | Purchase | 10,386 | 181.9844 USD | ||||
| ORD (traded as ADR) | Purchase | 10,800 | 181.1734 USD | ||||
| ORD | Purchase | 11,108 | 37.6988 GBP | ||||
| ORD (traded as ADR) | Purchase | 12,456 | 181.7267 USD | ||||
| ORD (traded as ADR) | Purchase | 13,800 | 181.7726 USD | ||||
| ORD (traded as ADR) | Purchase | 16,500 | 179.7851 USD | ||||
| ORD | Purchase | 16,731 | 37.7573 GBP | ||||
| ORD | Purchase | 19,454 | 37.6530 GBP | ||||
| ORD | Purchase | 22,143 | 37.6028 GBP | ||||
| ORD (traded as ADR) | Purchase | 22,500 | 180.9789 USD | ||||
| ORD | Purchase | 23,184 | 37.6060 GBP | ||||
| ORD (traded as ADR) | Purchase | 24,900 | 181.5548 USD | ||||
| ORD | Purchase | 25,446 | 37.6325 GBP | ||||
| ORD | Purchase | 26,586 | 37.7031 GBP | ||||
| ORD | Purchase | 27,397 | 37.6470 GBP | ||||
| ORD (traded as ADR) | Purchase | 29,298 | 181.9467 USD | ||||
| ORD | Purchase | 37,066 | 37.6139 GBP | ||||
| ORD (traded as ADR) | Purchase | 37,500 | 179.8378 USD | ||||
| ORD (traded as ADR) | Purchase | 42,750 | 181.7052 USD | ||||
| ORD (traded as ADR) | Purchase | 45,876 | 181.2693 USD | ||||
| ORD (traded as ADR) | Purchase | 55,200 | 180.3990 USD | ||||
| ORD | Purchase | 66,551 | 37.6217 GBP | ||||
| ORD | Purchase | 69,007 | 37.7540 GBP | ||||
| ORD | Purchase | 75,000 | 37.8221 GBP | ||||
| ORD | Purchase | 77,562 | 37.5923 GBP | ||||
| ORD | Purchase | 103,235 | 37.7366 GBP | ||||
| ORD | Purchase | 116,786 | 37.6871 GBP | ||||
| ORD (traded as ADR) | Purchase | 121,605 | 181.4033 USD | ||||
| ORD (traded as ADR) | Purchase | 159,219 | 181.6984 USD | ||||
| ORD | Purchase | 316,747 | 37.6949 GBP | ||||
| ORD (traded as ADR) | Purchase | 436,074 | 181.0846 USD | ||||
| ORD | Sale | 2 | 37.7000 GBP | ||||
| ORD | Sale | 4 | 37.7300 GBP | ||||
| ORD | Sale | 6 | 37.7050 GBP | ||||
| ORD | Sale | 11 | 37.2310 GBP | ||||
| ORD (traded as ADR) | Sale | 33 | 181.5000 USD | ||||
| ORD (traded as ADR) | Sale | 45 | 182.1600 USD | ||||
| ORD | Sale | 69 | 37.5050 GBP | ||||
| ORD | Sale | 75 | 37.1800 GBP | ||||
| ORD | Sale | 75 | 37.2000 GBP | ||||
| ORD | Sale | 75 | 37.3200 GBP | ||||
| ORD | Sale | 75 | 37.3900 GBP | ||||
| ORD | Sale | 75 | 37.5000 GBP | ||||
| ORD | Sale | 75 | 37.6750 GBP | ||||
| ORD | Sale | 76 | 37.6800 GBP | ||||
| ORD | Sale | 77 | 37.4940 GBP | ||||
| ORD | Sale | 77 | 37.7090 GBP | ||||
| ORD | Sale | 78 | 37.6850 GBP | ||||
| ORD | Sale | 79 | 37.4640 GBP | ||||
| ORD | Sale | 79 | 37.6900 GBP | ||||
| ORD | Sale | 79 | 37.7650 GBP | ||||
| ORD | Sale | 80 | 37.9500 GBP | ||||
| ORD | Sale | 81 | 37.2150 GBP | ||||
| ORD | Sale | 81 | 37.5550 GBP | ||||
| ORD | Sale | 84 | 37.7150 GBP | ||||
| ORD | Sale | 85 | 37.5690 GBP | ||||
| ORD | Sale | 86 | 37.2450 GBP | ||||
| ORD | Sale | 87 | 37.2340 GBP | ||||
| ORD | Sale | 93 | 37.5750 GBP | ||||
| ORD | Sale | 93 | 37.7100 GBP | ||||
| ORD | Sale | 94 | 37.4400 GBP | ||||
| ORD | Sale | 95 | 37.5350 GBP | ||||
| ORD | Sale | 100 | 37.3400 GBP | ||||
| ORD | Sale | 100 | 37.5900 GBP | ||||
| ORD | Sale | 110 | 38.0100 GBP | ||||
| ORD | Sale | 119 | 37.1400 GBP | ||||
| ORD | Sale | 129 | 37.6887 GBP | ||||
| ORD | Sale | 133 | 37.7450 GBP | ||||
| ORD | Sale | 134 | 37.4850 GBP | ||||
| ORD | Sale | 153 | 37.6000 GBP | ||||
| ORD | Sale | 154 | 37.6700 GBP | ||||
| ORD | Sale | 156 | 37.2700 GBP | ||||
| ORD | Sale | 182 | 37.6650 GBP | ||||
| ORD | Sale | 184 | 37.4600 GBP | ||||
| ORD | Sale | 186 | 37.9000 GBP | ||||
| ORD | Sale | 187 | 37.5800 GBP | ||||
| ORD | Sale | 205 | 37.7550 GBP | ||||
| ORD | Sale | 210 | 37.2350 GBP | ||||
| ORD | Sale | 215 | 37.7350 GBP | ||||
| ORD | Sale | 250 | 37.5700 GBP | ||||
| ORD (traded as ADR) | Sale | 279 | 179.0700 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 179.8500 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 179.9900 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 181.5100 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 181.6800 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 181.9400 USD | ||||
| ORD | Sale | 302 | 37.4500 GBP | ||||
| ORD | Sale | 305 | 37.4900 GBP | ||||
| ORD | Sale | 367 | 37.4700 GBP | ||||
| ORD | Sale | 374 | 37.6950 GBP | ||||
| ORD | Sale | 524 | 37.4200 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 180.1900 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 180.3950 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 180.4500 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 181.0200 USD | ||||
| ORD | Sale | 618 | 37.7400 GBP | ||||
| ORD | Sale | 712 | 37.7600 GBP | ||||
| ORD | Sale | 802 | 37.5688 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 180.3833 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 181.3300 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 181.9647 USD | ||||
| ORD | Sale | 903 | 37.7383 GBP | ||||
| ORD | Sale | 929 | 37.4834 GBP | ||||
| ORD | Sale | 1,004 | 37.7559 GBP | ||||
| ORD | Sale | 1,028 | 37.6701 GBP | ||||
| ORD | Sale | 1,134 | 37.5402 GBP | ||||
| ORD (traded as ADR) | Sale | 1,200 | 180.3751 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 180.4686 USD | ||||
| ORD (traded as ADR) | Sale | 1,407 | 181.7904 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 179.9411 USD | ||||
| ORD | Sale | 2,099 | 37.5400 GBP | ||||
| ORD (traded as ADR) | Sale | 2,100 | 180.6935 USD | ||||
| ORD (traded as ADR) | Sale | 2,250 | 180.7973 USD | ||||
| ORD (traded as ADR) | Sale | 2,310 | 179.8949 USD | ||||
| ORD (traded as ADR) | Sale | 2,400 | 180.0025 USD | ||||
| ORD (traded as ADR) | Sale | 3,000 | 182.1300 USD | ||||
| ORD | Sale | 3,329 | 37.6339 GBP | ||||
| ORD (traded as ADR) | Sale | 3,750 | 179.9962 USD | ||||
| ORD (traded as ADR) | Sale | 3,900 | 180.3260 USD | ||||
| ORD (traded as ADR) | Sale | 4,500 | 180.3786 USD | ||||
| ORD | Sale | 4,976 | 37.7120 GBP | ||||
| ORD (traded as ADR) | Sale | 5,100 | 180.1301 USD | ||||
| ORD | Sale | 5,229 | 37.6300 GBP | ||||
| ORD (traded as ADR) | Sale | 5,592 | 181.6111 USD | ||||
| ORD (traded as ADR) | Sale | 6,000 | 180.4645 USD | ||||
| ORD (traded as ADR) | Sale | 7,314 | 180.9598 USD | ||||
| ORD | Sale | 8,383 | 37.7153 GBP | ||||
| ORD (traded as ADR) | Sale | 8,739 | 180.3892 USD | ||||
| ORD | Sale | 8,889 | 37.7292 GBP | ||||
| ORD | Sale | 9,419 | 37.7009 GBP | ||||
| ORD (traded as ADR) | Sale | 9,924 | 179.9336 USD | ||||
| ORD | Sale | 10,595 | 37.7195 GBP | ||||
| ORD | Sale | 11,032 | 37.6508 GBP | ||||
| ORD | Sale | 11,823 | 37.3651 GBP | ||||
| ORD (traded as ADR) | Sale | 12,600 | 181.5669 USD | ||||
| ORD (traded as ADR) | Sale | 13,671 | 179.9598 USD | ||||
| ORD (traded as ADR) | Sale | 13,800 | 181.5928 USD | ||||
| ORD | Sale | 15,053 | 37.7104 GBP | ||||
| ORD (traded as ADR) | Sale | 17,070 | 181.0517 USD | ||||
| ORD (traded as ADR) | Sale | 19,800 | 179.9860 USD | ||||
| ORD (traded as ADR) | Sale | 21,450 | 180.9907 USD | ||||
| ORD (traded as ADR) | Sale | 21,600 | 181.1734 USD | ||||
| ORD (traded as ADR) | Sale | 22,200 | 181.3295 USD | ||||
| ORD | Sale | 24,516 | 37.7134 GBP | ||||
| ORD (traded as ADR) | Sale | 27,600 | 180.3990 USD | ||||
| ORD | Sale | 27,754 | 37.5500 GBP | ||||
| ORD | Sale | 31,329 | 37.5970 GBP | ||||
| ORD | Sale | 31,757 | 37.8000 GBP | ||||
| ORD (traded as ADR) | Sale | 33,900 | 179.7817 USD | ||||
| ORD (traded as ADR) | Sale | 39,900 | 180.3920 USD | ||||
| ORD | Sale | 39,958 | 37.6697 GBP | ||||
| ORD | Sale | 40,000 | 37.6264 GBP | ||||
| ORD | Sale | 46,837 | 37.7864 GBP | ||||
| ORD (traded as ADR) | Sale | 48,906 | 181.8671 USD | ||||
| ORD | Sale | 59,425 | 37.7133 GBP | ||||
| ORD (traded as ADR) | Sale | 74,649 | 179.8977 USD | ||||
| ORD | Sale | 95,123 | 37.7137 GBP | ||||
| ORD | Sale | 96,000 | 37.8365 GBP | ||||
| ORD | Sale | 100,000 | 37.4175 GBP | ||||
| ORD | Sale | 100,000 | 37.4437 GBP | ||||
| ORD | Sale | 118,742 | 37.6500 GBP | ||||
| ORD | Sale | 128,829 | 37.7036 GBP | ||||
| ORD | Sale | 131,116 | 37.6639 GBP | ||||
| ORD | Sale | 195,117 | 37.6446 GBP | ||||
| ORD (traded as ADR) | Sale | 231,084 | 181.6603 USD | ||||
| ORD (traded as ADR) | Sale | 587,763 | 181.1744 USD |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 1,028 | 37.6701 GBP | |||||
| ORD | CFD | Long | 2,323 | 37.4056 GBP | |||||
| ORD | CFD | Long | 10,195 | 37.7675 GBP | |||||
| ORD | CFD | Long | 5,229 | 37.6300 GBP | |||||
| ORD | SWAP | Long | 27,178 | 37.6473 GBP | |||||
| ORD | SWAP | Long | 47,868 | 37.5065 GBP | |||||
| ORD | CFD | Long | 48,913 | 37.5880 GBP | |||||
| ORD | SWAP | Short | 6,093 | 37.6836 GBP | |||||
| ORD | CFD | Short | 18,992 | 37.5362 GBP | |||||
| ORD | SWAP | Short | 26,586 | 37.7031 GBP | |||||
| ORD | SWAP | Short | 27,127 | 37.6448 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 195,000 | 205 USD | American | 31 Oct 2014 | 1.0250 USD | ||||||||
| ADR | Call Options | Purchasing | 1,000 | 265 USD | American | 18 Oct 2014 | 0.0100 USD | ||||||||
| ADR | Call Options | Selling | 9,400 | 200 USD | American | 22 Nov 2014 | 2.7709 USD | ||||||||
| ADR | Call Options | Selling | 1,000 | 260 USD | American | 18 Oct 2014 | 0.0500 USD | ||||||||
| ADR | Put Options | Purchasing | 9,400 | 160 USD | American | 22 Nov 2014 | 1.0387 USD | ||||||||
| ADR | Put Options | Purchasing | 1,000 | 175 USD | American | 17 Apr 2015 | 12.3000 USD | ||||||||
| ADR | Put Options | Purchasing | 500 | 190 USD | American | 17 Apr 2015 | 21.0000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 20 Oct 2014 | ||
| Contact name: | Rajesh Muthanna | ||
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 135.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 135.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -7,800 | 145.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 145.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -204,500 | 150.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -156,400 | 150.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 155.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -1,300 | 155.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -2,300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -9,400 | 160.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -2,600 | 170.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -3,400 | 170.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -3,000 | 175.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -5,600 | 185.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -6,300 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -800 | 190.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -500 | 190.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -400 | 195.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -600 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -400 | 205.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -900 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -100 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,500 | 220.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 225.0000 | American | 31 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -26,300 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,500 | 242.5000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -10,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -15,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -22,600 | 250.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -33,300 | 252.5000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -30,600 | 255.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -9,100 | 257.5000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,000 | 265.0000 | American | 14 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -200 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,800 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 46,000 | 170.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Written | 400 | 170.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,500 | 175.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,600 | 190.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,100 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 4,600 | 200.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 30,700 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,400 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,800 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 400 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 265.0000 | American | 15 Jan 2016 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 200 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 280.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 400 | 140.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 155.0000 | American | 7 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 2,200 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 170.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 500 | 172.5000 | American | 24 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,200 | 175.0000 | American | 31 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,700 | 175.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 2,000 | 175.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,000 | 177.5000 | American | 24 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 5,400 | 180.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 3,800 | 185.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 300 | 190.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 24,600 | 190.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 129,300 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 200.0000 | American | 31 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 10,000 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 6,000 | 205.0000 | American | 31 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 400 | 205.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 205.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 400 | 210.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 400 | 215.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 225.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 230.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 235.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 42,500 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 58,400 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 20,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 16,600 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 18,200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 100,600 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 7,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 260.0000 | American | 14 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 15,600 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 4,000 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 10,300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 28,200 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 5,000 | 275.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 12,100 | 280.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,000 | 280.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 165.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -5,600 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 175.0000 | American | 20 Jan 2017 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -900 | 185.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Written | -1,000 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,200 | 190.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,400 | 195.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -9,400 | 200.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Written | -300 | 205.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -156,700 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -2,200 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 242.5000 | American | 14 Nov 2014 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,468 | 250.0000 | American | 21 Nov 2014 | |||||||
| ADR | Call Options | Written | -26,900 | 250.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Written | -23,700 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -23,300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 255.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -2,500 | 265.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Written | -100,600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 290.0000 | American | 20 Jan 2017 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 330.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
Related Shares:
BarclaysShire