26th Apr 2018 12:38
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Full name of discloser: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient. For a trust, the trustee(s), settlor and beneficiaries must be named. | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: For an opening position disclosure, state the latest practicable date prior to the disclosure | 25 April 2018 | |
| (f) In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer? If it is a cash offer or possible cash offer, state “N/A” | YES TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,454,452 | 0.60% | 5,005,047 | 0.54% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 1,472,703 | 0.16% | 3,121,547 | 0.34% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 336,900 | 0.04% | 522,900 | 0.06% | |||||||
| (4) | |||||||||||
| TOTAL: | 7,264,055 | 0.80% | 8,649,494 | 0.95% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 5 | 159.7100 USD | ||||
| ADR | Purchase | 15 | 158.6000 USD | ||||
| 5p ordinary | Purchase | 18 | 38.9858 GBP | ||||
| ADR | Purchase | 40 | 158.6900 USD | ||||
| 5p ordinary | Purchase | 57 | 38.5590 GBP | ||||
| 5p ordinary | Purchase | 70 | 38.4799 GBP | ||||
| 5p ordinary | Purchase | 79 | 38.3125 GBP | ||||
| ADR | Purchase | 100 | 164.0400 USD | ||||
| ADR | Purchase | 100 | 159.5300 USD | ||||
| ADR | Purchase | 100 | 160.7700 USD | ||||
| 5p ordinary | Purchase | 105 | 38.9923 GBP | ||||
| 5p ordinary | Purchase | 107 | 38.3500 GBP | ||||
| 5p ordinary | Purchase | 123 | 39.6825 GBP | ||||
| ADR | Purchase | 125 | 159.3960 USD | ||||
| 5p ordinary | Purchase | 145 | 38.5519 GBP | ||||
| ADR | Purchase | 150 | 160.1498 USD | ||||
| 5p ordinary | Purchase | 152 | 38.9897 GBP | ||||
| 5p ordinary | Purchase | 189 | 38.4650 GBP | ||||
| 5p ordinary | Purchase | 189 | 38.6125 GBP | ||||
| ADR | Purchase | 194 | 159.4909 USD | ||||
| ADR | Purchase | 200 | 158.2350 USD | ||||
| ADR | Purchase | 200 | 159.4050 USD | ||||
| ADR | Purchase | 200 | 159.9800 USD | ||||
| ADR | Purchase | 200 | 158.9900 USD | ||||
| ADR | Purchase | 200 | 158.9850 USD | ||||
| 5p ordinary | Purchase | 211 | 38.6400 GBP | ||||
| 5p ordinary | Purchase | 224 | 38.6475 GBP | ||||
| 5p ordinary | Purchase | 255 | 38.4820 GBP | ||||
| 5p ordinary | Purchase | 284 | 38.6200 GBP | ||||
| ADR | Purchase | 298 | 163.7685 USD | ||||
| ADR | Purchase | 300 | 160.1400 USD | ||||
| ADR | Purchase | 300 | 161.4433 USD | ||||
| ADR | Purchase | 329 | 159.3793 USD | ||||
| ADR | Purchase | 400 | 159.5200 USD | ||||
| 5p ordinary | Purchase | 469 | 38.5434 GBP | ||||
| ADR | Purchase | 500 | 159.3000 USD | ||||
| ADR | Purchase | 555 | 158.3700 USD | ||||
| ADR | Purchase | 600 | 160.0758 USD | ||||
| ADR | Purchase | 600 | 160.0750 USD | ||||
| ADR | Purchase | 875 | 159.8188 USD | ||||
| ADR | Purchase | 900 | 158.9788 USD | ||||
| ADR | Purchase | 1,088 | 158.8200 USD | ||||
| 5p ordinary | Purchase | 1,208 | 39.6094 GBP | ||||
| ADR | Purchase | 1,250 | 166.5000 USD | ||||
| ADR | Purchase | 1,300 | 159.3634 USD | ||||
| ADR | Purchase | 1,400 | 160.2596 USD | ||||
| ADR | Purchase | 1,500 | 160.0459 USD | ||||
| 5p ordinary | Purchase | 1,610 | 39.0412 GBP | ||||
| ADR | Purchase | 1,737 | 167.9349 USD | ||||
| ADR | Purchase | 2,176 | 158.8500 USD | ||||
| ADR | Purchase | 2,300 | 159.4352 USD | ||||
| 5p ordinary | Purchase | 2,541 | 38.9280 GBP | ||||
| 5p ordinary | Purchase | 2,825 | 38.2818 GBP | ||||
| 5p ordinary | Purchase | 3,480 | 39.7611 GBP | ||||
| ADR | Purchase | 3,700 | 158.5564 USD | ||||
| 5p ordinary | Purchase | 3,860 | 38.7413 GBP | ||||
| 5p ordinary | Purchase | 4,256 | 39.9532 GBP | ||||
| 5p ordinary | Purchase | 4,376 | 39.0221 GBP | ||||
| 5p ordinary | Purchase | 4,521 | 38.1982 GBP | ||||
| 5p ordinary | Purchase | 4,746 | 38.4024 GBP | ||||
| 5p ordinary | Purchase | 5,129 | 39.1385 GBP | ||||
| ADR | Purchase | 6,511 | 163.8652 USD | ||||
| 5p ordinary | Purchase | 7,233 | 39.6157 GBP | ||||
| 5p ordinary | Purchase | 9,169 | 38.8898 GBP | ||||
| 5p ordinary | Purchase | 9,204 | 39.9525 GBP | ||||
| ADR | Purchase | 9,514 | 160.5564 USD | ||||
| 5p ordinary | Purchase | 10,000 | 39.0095 GBP | ||||
| 5p ordinary | Purchase | 12,193 | 38.8494 GBP | ||||
| 5p ordinary | Purchase | 12,785 | 38.9128 GBP | ||||
| ADR | Purchase | 13,100 | 160.6577 USD | ||||
| 5p ordinary | Purchase | 13,239 | 38.9591 GBP | ||||
| ADR | Purchase | 14,900 | 160.6188 USD | ||||
| 5p ordinary | Purchase | 16,966 | 39.9425 GBP | ||||
| 5p ordinary | Purchase | 17,048 | 39.3372 GBP | ||||
| ADR | Purchase | 17,388 | 162.5584 USD | ||||
| 5p ordinary | Purchase | 17,985 | 38.9735 GBP | ||||
| 5p ordinary | Purchase | 24,904 | 38.9597 GBP | ||||
| 5p ordinary | Purchase | 28,931 | 39.2342 GBP | ||||
| 5p ordinary | Purchase | 31,650 | 39.4825 GBP | ||||
| 5p ordinary | Purchase | 32,449 | 38.7636 GBP | ||||
| 5p ordinary | Purchase | 33,412 | 39.9450 GBP | ||||
| 5p ordinary | Purchase | 34,395 | 39.9775 GBP | ||||
| 5p ordinary | Purchase | 35,155 | 39.0924 GBP | ||||
| 5p ordinary | Purchase | 41,969 | 38.2000 GBP | ||||
| 5p ordinary | Purchase | 45,000 | 38.4200 GBP | ||||
| 5p ordinary | Purchase | 46,550 | 38.9396 GBP | ||||
| 5p ordinary | Purchase | 48,725 | 39.7000 GBP | ||||
| 5p ordinary | Purchase | 50,356 | 38.8369 GBP | ||||
| 5p ordinary | Purchase | 54,315 | 39.0341 GBP | ||||
| 5p ordinary | Purchase | 63,211 | 38.6284 GBP | ||||
| 5p ordinary | Purchase | 63,739 | 38.9447 GBP | ||||
| 5p ordinary | Purchase | 73,590 | 39.4606 GBP | ||||
| 5p ordinary | Purchase | 88,584 | 38.7686 GBP | ||||
| 5p ordinary | Purchase | 103,959 | 39.9531 GBP | ||||
| 5p ordinary | Purchase | 109,512 | 39.4626 GBP | ||||
| ADR | Purchase | 114,843 | 161.2935 USD | ||||
| 5p ordinary | Purchase | 120,162 | 39.0503 GBP | ||||
| 5p ordinary | Purchase | 125,881 | 39.7850 GBP | ||||
| 5p ordinary | Purchase | 126,321 | 38.9408 GBP | ||||
| 5p ordinary | Purchase | 309,293 | 39.6074 GBP | ||||
| 5p ordinary | Purchase | 315,901 | 38.4648 GBP | ||||
| ADR | Sale | 5 | 159.7100 USD | ||||
| 5p ordinary | Sale | 22 | 38.8250 GBP | ||||
| 5p ordinary | Sale | 36 | 39.9218 GBP | ||||
| 5p ordinary | Sale | 69 | 39.2836 GBP | ||||
| 5p ordinary | Sale | 79 | 38.3125 GBP | ||||
| ADR | Sale | 100 | 164.2000 USD | ||||
| ADR | Sale | 100 | 164.6000 USD | ||||
| ADR | Sale | 100 | 162.6300 USD | ||||
| ADR | Sale | 100 | 162.1200 USD | ||||
| ADR | Sale | 100 | 160.6900 USD | ||||
| ADR | Sale | 100 | 159.9800 USD | ||||
| ADR | Sale | 100 | 159.8300 USD | ||||
| ADR | Sale | 100 | 158.9750 USD | ||||
| ADR | Sale | 100 | 158.8100 USD | ||||
| 5p ordinary | Sale | 107 | 38.3500 GBP | ||||
| 5p ordinary | Sale | 110 | 38.3580 GBP | ||||
| 5p ordinary | Sale | 117 | 38.9434 GBP | ||||
| 5p ordinary | Sale | 157 | 39.1677 GBP | ||||
| 5p ordinary | Sale | 171 | 38.2500 GBP | ||||
| 5p ordinary | Sale | 180 | 39.2861 GBP | ||||
| 5p ordinary | Sale | 189 | 38.6125 GBP | ||||
| 5p ordinary | Sale | 189 | 38.4650 GBP | ||||
| ADR | Sale | 198 | 163.3485 USD | ||||
| ADR | Sale | 200 | 158.9900 USD | ||||
| ADR | Sale | 200 | 160.4600 USD | ||||
| 5p ordinary | Sale | 211 | 38.6400 GBP | ||||
| 5p ordinary | Sale | 212 | 39.6752 GBP | ||||
| 5p ordinary | Sale | 224 | 38.6475 GBP | ||||
| 5p ordinary | Sale | 255 | 38.4820 GBP | ||||
| 5p ordinary | Sale | 284 | 38.6200 GBP | ||||
| ADR | Sale | 299 | 159.2698 USD | ||||
| 5p ordinary | Sale | 300 | 38.9080 GBP | ||||
| 5p ordinary | Sale | 300 | 39.0672 GBP | ||||
| ADR | Sale | 300 | 163.0833 USD | ||||
| 5p ordinary | Sale | 338 | 38.4481 GBP | ||||
| 5p ordinary | Sale | 367 | 39.9107 GBP | ||||
| 5p ordinary | Sale | 389 | 38.5408 GBP | ||||
| 5p ordinary | Sale | 399 | 39.1362 GBP | ||||
| ADR | Sale | 400 | 159.8993 USD | ||||
| ADR | Sale | 500 | 160.4760 USD | ||||
| ADR | Sale | 500 | 161.4720 USD | ||||
| 5p ordinary | Sale | 544 | 38.5407 GBP | ||||
| ADR | Sale | 555 | 158.3700 USD | ||||
| ADR | Sale | 600 | 160.2383 USD | ||||
| ADR | Sale | 600 | 160.3100 USD | ||||
| 5p ordinary | Sale | 610 | 38.2761 GBP | ||||
| ADR | Sale | 700 | 163.2128 USD | ||||
| 5p ordinary | Sale | 710 | 39.1518 GBP | ||||
| 5p ordinary | Sale | 739 | 39.4822 GBP | ||||
| ADR | Sale | 750 | 162.6353 USD | ||||
| 5p ordinary | Sale | 771 | 40.2434 GBP | ||||
| ADR | Sale | 850 | 160.0776 USD | ||||
| ADR | Sale | 872 | 160.0218 USD | ||||
| ADR | Sale | 1,079 | 163.0393 USD | ||||
| ADR | Sale | 1,088 | 158.8500 USD | ||||
| ADR | Sale | 1,088 | 158.8200 USD | ||||
| ADR | Sale | 1,100 | 159.7495 USD | ||||
| ADR | Sale | 1,100 | 160.0018 USD | ||||
| ADR | Sale | 1,113 | 162.9209 USD | ||||
| ADR | Sale | 1,300 | 160.4184 USD | ||||
| 5p ordinary | Sale | 1,328 | 39.5551 GBP | ||||
| ADR | Sale | 1,400 | 160.4271 USD | ||||
| ADR | Sale | 1,500 | 159.6273 USD | ||||
| ADR | Sale | 1,600 | 160.0554 USD | ||||
| 5p ordinary | Sale | 1,680 | 39.0487 GBP | ||||
| 5p ordinary | Sale | 2,041 | 39.1185 GBP | ||||
| 5p ordinary | Sale | 3,000 | 40.8072 GBP | ||||
| ADR | Sale | 3,000 | 159.8483 USD | ||||
| ADR | Sale | 3,100 | 165.3387 USD | ||||
| 5p ordinary | Sale | 3,458 | 40.2671 GBP | ||||
| ADR | Sale | 3,700 | 160.4872 USD | ||||
| 5p ordinary | Sale | 4,087 | 39.4986 GBP | ||||
| ADR | Sale | 4,324 | 160.1371 USD | ||||
| ADR | Sale | 4,325 | 160.1992 USD | ||||
| 5p ordinary | Sale | 4,640 | 39.2500 GBP | ||||
| 5p ordinary | Sale | 4,772 | 39.2611 GBP | ||||
| 5p ordinary | Sale | 5,106 | 39.9846 GBP | ||||
| 5p ordinary | Sale | 5,484 | 39.1446 GBP | ||||
| ADR | Sale | 7,114 | 160.5915 USD | ||||
| 5p ordinary | Sale | 7,364 | 39.9954 GBP | ||||
| ADR | Sale | 7,550 | 160.6316 USD | ||||
| 5p ordinary | Sale | 8,943 | 39.9423 GBP | ||||
| 5p ordinary | Sale | 9,204 | 39.9525 GBP | ||||
| 5p ordinary | Sale | 9,913 | 40.2555 GBP | ||||
| 5p ordinary | Sale | 10,000 | 38.3429 GBP | ||||
| 5p ordinary | Sale | 10,000 | 38.5660 GBP | ||||
| 5p ordinary | Sale | 10,194 | 40.2418 GBP | ||||
| 5p ordinary | Sale | 11,214 | 38.9529 GBP | ||||
| 5p ordinary | Sale | 11,563 | 38.8753 GBP | ||||
| 5p ordinary | Sale | 11,567 | 39.9745 GBP | ||||
| ADR | Sale | 12,000 | 160.7822 USD | ||||
| 5p ordinary | Sale | 12,723 | 38.9843 GBP | ||||
| ADR | Sale | 13,100 | 160.6612 USD | ||||
| 5p ordinary | Sale | 13,427 | 38.7715 GBP | ||||
| 5p ordinary | Sale | 15,649 | 39.5050 GBP | ||||
| 5p ordinary | Sale | 16,966 | 39.9425 GBP | ||||
| 5p ordinary | Sale | 17,293 | 39.9366 GBP | ||||
| 5p ordinary | Sale | 18,548 | 38.8862 GBP | ||||
| 5p ordinary | Sale | 19,800 | 39.1623 GBP | ||||
| 5p ordinary | Sale | 22,458 | 38.7262 GBP | ||||
| ADR | Sale | 24,854 | 162.8024 USD | ||||
| 5p ordinary | Sale | 29,983 | 38.2000 GBP | ||||
| 5p ordinary | Sale | 30,236 | 39.9364 GBP | ||||
| ADR | Sale | 32,769 | 162.7957 USD | ||||
| 5p ordinary | Sale | 33,412 | 39.9450 GBP | ||||
| 5p ordinary | Sale | 33,923 | 39.1450 GBP | ||||
| 5p ordinary | Sale | 34,395 | 39.9775 GBP | ||||
| 5p ordinary | Sale | 39,895 | 39.5101 GBP | ||||
| 5p ordinary | Sale | 40,151 | 39.3708 GBP | ||||
| 5p ordinary | Sale | 50,069 | 39.4218 GBP | ||||
| 5p ordinary | Sale | 52,406 | 39.2586 GBP | ||||
| 5p ordinary | Sale | 55,662 | 39.6672 GBP | ||||
| ADR | Sale | 56,285 | 160.3751 USD | ||||
| 5p ordinary | Sale | 65,449 | 38.7478 GBP | ||||
| 5p ordinary | Sale | 69,824 | 38.9961 GBP | ||||
| 5p ordinary | Sale | 87,033 | 40.0200 GBP | ||||
| 5p ordinary | Sale | 91,743 | 40.3071 GBP | ||||
| 5p ordinary | Sale | 120,294 | 39.1129 GBP | ||||
| 5p ordinary | Sale | 127,260 | 39.2631 GBP | ||||
| 5p ordinary | Sale | 131,254 | 39.3985 GBP | ||||
| 5p ordinary | Sale | 286,557 | 39.2078 GBP | ||||
| 5p ordinary | Sale | 629,462 | 39.5748 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 16 | 39.2837 GBP | |||||
| 5p ordinary | CFD | Long | 22 | 39.2836 GBP | |||||
| 5p ordinary | CFD | Long | 31 | 39.2838 GBP | |||||
| 5p ordinary | CFD | Long | 36 | 39.9219 GBP | |||||
| 5p ordinary | SWAP | Long | 75 | 38.9898 GBP | |||||
| 5p ordinary | CFD | Long | 108 | 38.4480 GBP | |||||
| 5p ordinary | SWAP | Long | 117 | 38.9434 GBP | |||||
| 5p ordinary | SWAP | Long | 157 | 39.1677 GBP | |||||
| 5p ordinary | SWAP | Long | 180 | 39.2860 GBP | |||||
| 5p ordinary | CFD | Long | 212 | 39.6752 GBP | |||||
| 5p ordinary | CFD | Long | 230 | 38.4481 GBP | |||||
| 5p ordinary | SWAP | Long | 300 | 39.0672 GBP | |||||
| 5p ordinary | SWAP | Long | 399 | 39.1362 GBP | |||||
| 5p ordinary | SWAP | Long | 600 | 39.1662 GBP | |||||
| 5p ordinary | CFD | Long | 647 | 39.8207 GBP | |||||
| 5p ordinary | SWAP | Long | 710 | 39.1518 GBP | |||||
| 5p ordinary | CFD | Long | 1,350 | 39.6985 GBP | |||||
| 5p ordinary | CFD | Long | 1,675 | 40.4969 GBP | |||||
| 5p ordinary | SWAP | Long | 1,680 | 39.0487 GBP | |||||
| 5p ordinary | SWAP | Long | 2,041 | 39.1185 GBP | |||||
| 5p ordinary | SWAP | Long | 2,458 | 39.2172 GBP | |||||
| 5p ordinary | CFD | Long | 2,675 | 39.4044 GBP | |||||
| 5p ordinary | CFD | Long | 2,692 | 39.8745 GBP | |||||
| 5p ordinary | CFD | Long | 3,175 | 40.3812 GBP | |||||
| 5p ordinary | SWAP | Long | 3,800 | 38.3483 GBP | |||||
| 5p ordinary | CFD | Long | 4,500 | 39.6684 GBP | |||||
| 5p ordinary | CFD | Long | 5,106 | 39.9846 GBP | |||||
| 5p ordinary | CFD | Long | 5,779 | 40.7895 GBP | |||||
| 5p ordinary | CFD | Long | 7,364 | 39.9954 GBP | |||||
| 5p ordinary | CFD | Long | 8,943 | 38.3415 GBP | |||||
| 5p ordinary | CFD | Long | 8,943 | 39.9423 GBP | |||||
| 5p ordinary | CFD | Long | 9,605 | 39.3932 GBP | |||||
| 5p ordinary | CFD | Long | 12,526 | 39.2294 GBP | |||||
| 5p ordinary | CFD | Long | 17,293 | 39.9366 GBP | |||||
| 5p ordinary | CFD | Long | 19,119 | 39.5582 GBP | |||||
| 5p ordinary | SWAP | Long | 29,983 | 38.2000 GBP | |||||
| 5p ordinary | CFD | Long | 30,236 | 39.9364 GBP | |||||
| 5p ordinary | CFD | Long | 34,116 | 39.2934 GBP | |||||
| 5p ordinary | CFD | Long | 39,096 | 39.3846 GBP | |||||
| 5p ordinary | CFD | Long | 52,406 | 39.2586 GBP | |||||
| 5p ordinary | CFD | Long | 55,662 | 39.6672 GBP | |||||
| 5p ordinary | SWAP | Long | 93,706 | 39.2385 GBP | |||||
| 5p ordinary | SWAP | Long | 97,802 | 39.6366 GBP | |||||
| 5p ordinary | CFD | Long | 127,260 | 39.2631 GBP | |||||
| 5p ordinary | CFD | Long | 131,254 | 39.3985 GBP | |||||
| 5p ordinary | SWAP | Short | 57 | 38.5590 GBP | |||||
| 5p ordinary | SWAP | Short | 70 | 38.4799 GBP | |||||
| 5p ordinary | SWAP | Short | 145 | 38.5519 GBP | |||||
| 5p ordinary | SWAP | Short | 172 | 38.5407 GBP | |||||
| 5p ordinary | CFD | Short | 455 | 38.2034 GBP | |||||
| 5p ordinary | SWAP | Short | 469 | 38.5434 GBP | |||||
| 5p ordinary | CFD | Short | 818 | 38.9795 GBP | |||||
| 5p ordinary | CFD | Short | 1,283 | 38.8811 GBP | |||||
| 5p ordinary | CFD | Short | 2,275 | 39.1169 GBP | |||||
| 5p ordinary | CFD | Short | 2,825 | 38.2818 GBP | |||||
| 5p ordinary | CFD | Short | 3,692 | 38.3433 GBP | |||||
| 5p ordinary | SWAP | Short | 4,746 | 38.4024 GBP | |||||
| 5p ordinary | CFD | Short | 5,500 | 38.3434 GBP | |||||
| 5p ordinary | CFD | Short | 7,233 | 39.6157 GBP | |||||
| 5p ordinary | SWAP | Short | 23,028 | 38.2045 GBP | |||||
| 5p ordinary | CFD | Short | 29,142 | 39.0332 GBP | |||||
| 5p ordinary | SWAP | Short | 32,816 | 38.5974 GBP | |||||
| 5p ordinary | SWAP | Short | 37,306 | 38.2000 GBP | |||||
| 5p ordinary | CFD | Short | 45,000 | 38.4200 GBP | |||||
| 5p ordinary | CFD | Short | 48,725 | 39.7000 GBP | |||||
| 5p ordinary | CFD | Short | 63,739 | 38.9447 GBP | |||||
| 5p ordinary | CFD | Short | 66,636 | 38.2030 GBP | |||||
| 5p ordinary | CFD | Short | 88,584 | 38.7686 GBP | |||||
| 5p ordinary | SWAP | Short | 136,728 | 38.9402 GBP | |||||
| 5p ordinary | SWAP | Short | 164,773 | 38.5016 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 1,000 | 140 USD | American | 20 Jul 2018 | 25.5000 USD | ||||||||
| ADR | Call Options | Purchasing | 500 | 160 USD | American | 27 Apr 2018 | 5.0280 USD | ||||||||
| ADR | Call Options | Purchasing | 5,000 | 160 USD | American | 15 Jun 2018 | 7.9000 USD | ||||||||
| ADR | Call Options | Purchasing | 4,800 | 160 USD | American | 15 Jun 2018 | 7.9850 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 163 USD | American | 27 Apr 2018 | 3.1000 USD | ||||||||
| ADR | Call Options | Purchasing | 500 | 165 USD | American | 27 Apr 2018 | 2.2000 USD | ||||||||
| ADR | Call Options | Purchasing | 400 | 168 USD | American | 27 Apr 2018 | 1.4000 USD | ||||||||
| ADR | Call Options | Purchasing | 3,000 | 170 USD | American | 27 Apr 2018 | 0.5500 USD | ||||||||
| ADR | Call Options | Purchasing | 800 | 170 USD | American | 4 May 2018 | 1.5000 USD | ||||||||
| ADR | Call Options | Purchasing | 100 | 170 USD | American | 11 May 2018 | 3.0000 USD | ||||||||
| ADR | Call Options | Purchasing | 2,400 | 170 USD | American | 18 May 2018 | 2.5000 USD | ||||||||
| ADR | Call Options | Purchasing | 200 | 175 USD | American | 18 May 2018 | 1.3700 USD | ||||||||
| ADR | Call Options | Purchasing | 2,000 | 180 USD | American | 4 May 2018 | 0.2000 USD | ||||||||
| ADR | Put Options | Purchasing | 2,300 | 134 USD | American | 27 Apr 2018 | 0.1500 USD | ||||||||
| ADR | Put Options | Purchasing | 500 | 140 USD | American | 27 Apr 2018 | 0.3000 USD | ||||||||
| ADR | Put Options | Purchasing | 300 | 145 USD | American | 27 Apr 2018 | 0.5500 USD | ||||||||
| ADR | Put Options | Purchasing | 20,000 | 150 USD | American | 11 May 2018 | 2.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 153 USD | American | 27 Apr 2018 | 1.1000 USD | ||||||||
| ADR | Put Options | Selling | 200 | 105 USD | American | 18 May 2018 | 0.0500 USD | ||||||||
| ADR | Put Options | Selling | 300 | 110 USD | American | 18 May 2018 | 0.0666 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 26 April 2018 | |
| Contact name: | ELISE TANG | |
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Full name of person making disclosure: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -100,000 | 3600.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 17,800 | 195.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 5,100 | 170.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -600 | 120.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 9,400 | 180.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 105.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 125.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -300 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Written | -600 | 173.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,100 | 163.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 4,400 | 175.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 147.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -200 | 155.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,500 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,400 | 155.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 800 | 170.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 160.0000 | American | 4 May 2018 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 134.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 153.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 180.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,200 | 168.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 700 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Written | 100 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -2,400 | 190.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 160.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -600 | 140.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -7,500 | 175.0000 | American | 4 May 2018 | |||||||
| ADR | Put Options | Purchased | -15,000 | 150.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 145.0000 | American | 27 Apr 2018 | |||||||
| ADR | Put Options | Written | 2,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -20,000 | 150.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 3,300 | 180.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 155.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 300 | 110.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -100 | 135.0000 | American | 27 Apr 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -15,000 | 152.5000 | American | 27 Apr 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180426005848/en/
Copyright Business Wire 2018
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