18th Sep 2014 13:06
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 17 September 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 10,697,717 | 1.81% | 4,631,983 | 0.79% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,093,530 | 0.36% | 3,760,286 | 0.64% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,381,500 | 0.23% | 1,935,300 | 0.33% | |||||||
| (4) | |||||||||||
| TOTAL: | 14,172,747 | 2.40% | 10,327,569 | 1.76% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD (traded as ADR) | Purchase | 30 | 262.2100 USD | ||||
| ORD | Purchase | 69 | 53.0000 GBP | ||||
| ORD | Purchase | 69 | 53.1500 GBP | ||||
| ORD | Purchase | 69 | 53.2000 GBP | ||||
| ORD (traded as ADR) | Purchase | 270 | 261.3725 USD | ||||
| ORD (traded as ADR) | Purchase | 279 | 260.5200 USD | ||||
| ORD (traded as ADR) | Purchase | 288 | 260.6000 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 261.4170 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 262.1400 USD | ||||
| ORD (traded as ADR) | Purchase | 330 | 260.5954 USD | ||||
| ORD | Purchase | 360 | 53.2648 GBP | ||||
| ORD | Purchase | 490 | 53.0500 GBP | ||||
| ORD | Purchase | 557 | 52.9500 GBP | ||||
| ORD (traded as ADR) | Purchase | 570 | 261.4457 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 260.5100 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 261.0910 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 261.4700 USD | ||||
| ORD | Purchase | 742 | 52.7000 GBP | ||||
| ORD | Purchase | 757 | 52.8000 GBP | ||||
| ORD | Purchase | 811 | 52.7255 GBP | ||||
| ORD (traded as ADR) | Purchase | 879 | 261.3012 USD | ||||
| ORD (traded as ADR) | Purchase | 900 | 260.9183 USD | ||||
| ORD | Purchase | 930 | 52.7994 GBP | ||||
| ORD | Purchase | 1,100 | 52.9943 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,179 | 261.1235 USD | ||||
| ORD | Purchase | 1,198 | 53.0979 GBP | ||||
| ORD | Purchase | 1,291 | 52.7500 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 261.1060 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 261.3996 USD | ||||
| ORD | Purchase | 1,717 | 53.0631 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 261.0983 USD | ||||
| ORD | Purchase | 1,938 | 53.0041 GBP | ||||
| ORD | Purchase | 2,123 | 53.3000 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,163 | 260.8906 USD | ||||
| ORD | Purchase | 2,426 | 52.9166 GBP | ||||
| ORD | Purchase | 2,796 | 52.8487 GBP | ||||
| ORD | Purchase | 3,325 | 53.0739 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,600 | 260.1026 USD | ||||
| ORD (traded as ADR) | Purchase | 3,930 | 261.2954 USD | ||||
| ORD (traded as ADR) | Purchase | 5,868 | 261.5207 USD | ||||
| ORD | Purchase | 7,354 | 53.1750 GBP | ||||
| ORD | Purchase | 8,024 | 53.0647 GBP | ||||
| ORD (traded as ADR) | Purchase | 8,400 | 259.9192 USD | ||||
| ORD | Purchase | 8,460 | 52.8448 GBP | ||||
| ORD | Purchase | 8,910 | 53.3500 GBP | ||||
| ORD (traded as ADR) | Purchase | 9,831 | 260.8676 USD | ||||
| ORD (traded as ADR) | Purchase | 13,779 | 260.5734 USD | ||||
| ORD | Purchase | 16,438 | 52.8713 GBP | ||||
| ORD (traded as ADR) | Purchase | 17,100 | 260.4404 USD | ||||
| ORD | Purchase | 17,507 | 53.2529 GBP | ||||
| ORD | Purchase | 24,287 | 52.8829 GBP | ||||
| ORD | Purchase | 30,927 | 52.9358 GBP | ||||
| ORD (traded as ADR) | Purchase | 54,000 | 261.0656 USD | ||||
| ORD (traded as ADR) | Purchase | 57,600 | 258.5402 USD | ||||
| ORD | Purchase | 77,862 | 52.8887 GBP | ||||
| ORD (traded as ADR) | Purchase | 153,300 | 261.0849 USD | ||||
| ORD (traded as ADR) | Purchase | 306,600 | 260.8239 USD | ||||
| ORD | Sale | 69 | 53.1500 GBP | ||||
| ORD | Sale | 69 | 53.2000 GBP | ||||
| ORD | Sale | 92 | 53.3500 GBP | ||||
| ORD | Sale | 136 | 53.1000 GBP | ||||
| ORD | Sale | 245 | 53.0500 GBP | ||||
| ORD | Sale | 250 | 52.9100 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 260.7650 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 261.0900 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 261.3000 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 261.4170 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 261.8000 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 262.3100 USD | ||||
| ORD | Sale | 319 | 52.8681 GBP | ||||
| ORD (traded as ADR) | Sale | 444 | 260.4775 USD | ||||
| ORD | Sale | 557 | 52.9500 GBP | ||||
| ORD (traded as ADR) | Sale | 585 | 261.7697 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 259.4000 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 261.1150 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 261.7300 USD | ||||
| ORD (traded as ADR) | Sale | 648 | 259.8712 USD | ||||
| ORD (traded as ADR) | Sale | 696 | 260.0900 USD | ||||
| ORD (traded as ADR) | Sale | 714 | 261.0441 USD | ||||
| ORD | Sale | 742 | 52.7000 GBP | ||||
| ORD | Sale | 869 | 53.0000 GBP | ||||
| ORD (traded as ADR) | Sale | 879 | 260.5131 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 260.3000 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 260.6466 USD | ||||
| ORD | Sale | 987 | 52.7868 GBP | ||||
| ORD | Sale | 1,006 | 53.0081 GBP | ||||
| ORD | Sale | 1,041 | 52.7500 GBP | ||||
| ORD (traded as ADR) | Sale | 1,170 | 261.4941 USD | ||||
| ORD (traded as ADR) | Sale | 1,713 | 261.5303 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 260.4500 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 261.0983 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 261.2700 USD | ||||
| ORD | Sale | 1,876 | 53.0404 GBP | ||||
| ORD | Sale | 2,017 | 53.0537 GBP | ||||
| ORD (traded as ADR) | Sale | 2,100 | 261.0742 USD | ||||
| ORD (traded as ADR) | Sale | 2,214 | 261.3520 USD | ||||
| ORD | Sale | 2,323 | 53.3000 GBP | ||||
| ORD (traded as ADR) | Sale | 2,400 | 260.7987 USD | ||||
| ORD | Sale | 2,692 | 52.9587 GBP | ||||
| ORD (traded as ADR) | Sale | 3,000 | 260.8300 USD | ||||
| ORD (traded as ADR) | Sale | 3,000 | 261.3996 USD | ||||
| ORD (traded as ADR) | Sale | 3,162 | 260.9785 USD | ||||
| ORD (traded as ADR) | Sale | 3,300 | 260.0274 USD | ||||
| ORD (traded as ADR) | Sale | 3,717 | 261.0164 USD | ||||
| ORD | Sale | 3,893 | 52.8686 GBP | ||||
| ORD | Sale | 4,278 | 53.0321 GBP | ||||
| ORD | Sale | 4,833 | 52.9774 GBP | ||||
| ORD (traded as ADR) | Sale | 5,076 | 261.0058 USD | ||||
| ORD | Sale | 6,770 | 53.2888 GBP | ||||
| ORD | Sale | 6,998 | 53.0623 GBP | ||||
| ORD (traded as ADR) | Sale | 8,550 | 260.4404 USD | ||||
| ORD | Sale | 11,257 | 52.8000 GBP | ||||
| ORD | Sale | 12,781 | 53.0465 GBP | ||||
| ORD | Sale | 15,004 | 52.8655 GBP | ||||
| ORD (traded as ADR) | Sale | 18,000 | 261.0605 USD | ||||
| ORD | Sale | 19,931 | 52.8511 GBP | ||||
| ORD | Sale | 21,237 | 53.2521 GBP | ||||
| ORD | Sale | 24,282 | 53.0053 GBP | ||||
| ORD (traded as ADR) | Sale | 28,500 | 260.9389 USD | ||||
| ORD (traded as ADR) | Sale | 29,100 | 261.0706 USD | ||||
| ORD (traded as ADR) | Sale | 30,930 | 260.5687 USD | ||||
| ORD (traded as ADR) | Sale | 33,021 | 261.1140 USD | ||||
| ORD (traded as ADR) | Sale | 44,136 | 261.0647 USD | ||||
| ORD (traded as ADR) | Sale | 54,000 | 261.0656 USD | ||||
| ORD | Sale | 58,832 | 52.8501 GBP | ||||
| ORD (traded as ADR) | Sale | 153,300 | 260.8239 USD | ||||
| ORD (traded as ADR) | Sale | 153,300 | 261.0849 USD |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 244 | 53.0946 GBP | |||||
| ORD | SWAP | Long | 400 | 52.9744 GBP | |||||
| ORD | CFD | Long | 1,006 | 53.0081 GBP | |||||
| ORD | CFD | Long | 1,810 | 53.2951 GBP | |||||
| ORD | SWAP | Long | 2,127 | 52.8811 GBP | |||||
| ORD | CFD | Long | 6,998 | 53.0623 GBP | |||||
| ORD | CFD | Short | 1,920 | 52.9052 GBP | |||||
| ORD | SWAP | Short | 2,089 | 53.2168 GBP | |||||
| ORD | CFD | Short | 2,250 | 53.3548 GBP | |||||
| ORD | SWAP | Short | 6,339 | 53.1267 GBP | |||||
| ORD | CFD | Short | 16,789 | 52.8601 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Put Options | Purchasing | 25,000 | 245 USD | American | 20 Sep 2014 | 1.2763 USD | ||||||||
| ADR | Put Options | Selling | 100 | 200 USD | American | 18 Oct 2014 | 0.8000 USD | ||||||||
| ADR | Put Options | Selling | 200 | 245 USD | American | 20 Sep 2014 | 1.4500 USD | ||||||||
| ADR | Put Options | Selling | 2,800 | 245 USD | American | 20 Sep 2014 | 1.6500 USD | ||||||||
| ADR | Put Options | Selling | 5,000 | 260 USD | American | 20 Sep 2014 | 1.4600 USD | ||||||||
| ADR | Put Options | Selling | 5,000 | 260 USD | American | 20 Sep 2014 | 1.6500 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 18 Sep 2014 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 185.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -900 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -60,000 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -25,000 | 245.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 255.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 265.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 180.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,100 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 215.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 3,300 | 225.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 3,200 | 245.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 10,000 | 260.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 255.0000 | American | 20 Sep 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,700 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,000 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 10,300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 326,200 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 280.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -99,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -23,700 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -323,300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 330.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
Related Shares:
BarclaysShire