4th Sep 2014 14:38
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 3 September 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,811,861 | 1.66% | 3,883,965 | 0.66% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,181,755 | 0.37% | 3,896,240 | 0.66% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,314,300 | 0.22% | 1,376,400 | 0.23% | |||||||
| TOTAL: | 13,307,916 | 2.25% | 9,156,605 | 1.55% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 11 | 49.3650 GBP | ||||
| ORD | Purchase | 42 | 49.3250 GBP | ||||
| ORD | Purchase | 57 | 49.3450 GBP | ||||
| ORD | Purchase | 57 | 49.3780 GBP | ||||
| ORD | Purchase | 57 | 49.4400 GBP | ||||
| ORD | Purchase | 57 | 49.4600 GBP | ||||
| ORD (traded as ADR) | Purchase | 66 | 245.1000 USD | ||||
| ORD | Purchase | 75 | 49.4950 GBP | ||||
| ORD | Purchase | 79 | 49.3850 GBP | ||||
| ORD | Purchase | 81 | 49.4650 GBP | ||||
| ORD | Purchase | 83 | 49.4350 GBP | ||||
| ORD | Purchase | 87 | 49.2650 GBP | ||||
| ORD | Purchase | 87 | 49.2850 GBP | ||||
| ORD | Purchase | 87 | 49.3060 GBP | ||||
| ORD | Purchase | 89 | 49.4290 GBP | ||||
| ORD | Purchase | 95 | 49.4850 GBP | ||||
| ORD | Purchase | 97 | 49.3550 GBP | ||||
| ORD | Purchase | 99 | 49.4250 GBP | ||||
| ORD | Purchase | 105 | 49.4550 GBP | ||||
| ORD | Purchase | 110 | 49.3750 GBP | ||||
| ORD (traded as ADR) | Purchase | 114 | 246.3300 USD | ||||
| ORD | Purchase | 141 | 49.3150 GBP | ||||
| ORD | Purchase | 141 | 49.4150 GBP | ||||
| ORD | Purchase | 146 | 49.2700 GBP | ||||
| ORD | Purchase | 146 | 49.3050 GBP | ||||
| ORD | Purchase | 158 | 49.3190 GBP | ||||
| ORD | Purchase | 158 | 49.4300 GBP | ||||
| ORD | Purchase | 160 | 49.4540 GBP | ||||
| ORD | Purchase | 177 | 49.2800 GBP | ||||
| ORD | Purchase | 228 | 49.3350 GBP | ||||
| ORD (traded as ADR) | Purchase | 300 | 245.8180 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 246.2500 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 246.4597 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 246.5800 USD | ||||
| ORD | Purchase | 336 | 49.3000 GBP | ||||
| ORD | Purchase | 359 | 49.2950 GBP | ||||
| ORD | Purchase | 400 | 49.4700 GBP | ||||
| ORD | Purchase | 500 | 49.3950 GBP | ||||
| ORD | Purchase | 587 | 49.4050 GBP | ||||
| ORD (traded as ADR) | Purchase | 600 | 245.8650 USD | ||||
| ORD (traded as ADR) | Purchase | 603 | 246.3230 USD | ||||
| ORD | Purchase | 654 | 49.3100 GBP | ||||
| ORD | Purchase | 679 | 49.3500 GBP | ||||
| ORD | Purchase | 900 | 49.3300 GBP | ||||
| ORD | Purchase | 903 | 49.4450 GBP | ||||
| ORD | Purchase | 980 | 49.4200 GBP | ||||
| ORD | Purchase | 1,058 | 49.3600 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,200 | 246.4400 USD | ||||
| ORD | Purchase | 1,288 | 49.4805 GBP | ||||
| ORD | Purchase | 1,414 | 49.3700 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 244.3532 USD | ||||
| ORD | Purchase | 1,561 | 49.3800 GBP | ||||
| ORD | Purchase | 1,583 | 49.3200 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,800 | 245.6400 USD | ||||
| ORD | Purchase | 1,909 | 49.3400 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,947 | 244.8488 USD | ||||
| ORD (traded as ADR) | Purchase | 2,100 | 245.2228 USD | ||||
| ORD | Purchase | 2,110 | 49.4000 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,400 | 243.9050 USD | ||||
| ORD (traded as ADR) | Purchase | 2,790 | 246.2211 USD | ||||
| ORD (traded as ADR) | Purchase | 3,000 | 245.7494 USD | ||||
| ORD (traded as ADR) | Purchase | 3,000 | 246.2870 USD | ||||
| ORD | Purchase | 3,341 | 49.4100 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,600 | 244.3333 USD | ||||
| ORD (traded as ADR) | Purchase | 4,182 | 244.5681 USD | ||||
| ORD (traded as ADR) | Purchase | 4,200 | 244.7075 USD | ||||
| ORD | Purchase | 4,697 | 49.3219 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,800 | 245.5340 USD | ||||
| ORD | Purchase | 5,034 | 49.3791 GBP | ||||
| ORD | Purchase | 7,466 | 49.3900 GBP | ||||
| ORD | Purchase | 7,912 | 49.3759 GBP | ||||
| ORD (traded as ADR) | Purchase | 8,160 | 244.0686 USD | ||||
| ORD | Purchase | 9,218 | 49.3844 GBP | ||||
| ORD | Purchase | 10,939 | 49.3634 GBP | ||||
| ORD | Purchase | 13,594 | 49.3636 GBP | ||||
| ORD (traded as ADR) | Purchase | 17,223 | 245.9442 USD | ||||
| ORD (traded as ADR) | Purchase | 20,262 | 244.2519 USD | ||||
| ORD (traded as ADR) | Purchase | 21,489 | 244.1916 USD | ||||
| ORD | Purchase | 25,776 | 49.3741 GBP | ||||
| ORD | Purchase | 28,226 | 49.3677 GBP | ||||
| ORD | Purchase | 37,344 | 49.3644 GBP | ||||
| ORD | Purchase | 74,954 | 49.3744 GBP | ||||
| ORD | Purchase | 101,863 | 49.3703 GBP | ||||
| ORD | Sale | 11 | 49.3650 GBP | ||||
| ORD | Sale | 42 | 49.3250 GBP | ||||
| ORD | Sale | 57 | 49.3450 GBP | ||||
| ORD | Sale | 57 | 49.3780 GBP | ||||
| ORD | Sale | 57 | 49.4400 GBP | ||||
| ORD | Sale | 57 | 49.4600 GBP | ||||
| ORD (traded as ADR) | Sale | 66 | 245.1000 USD | ||||
| ORD | Sale | 75 | 49.4950 GBP | ||||
| ORD | Sale | 79 | 49.3850 GBP | ||||
| ORD | Sale | 81 | 49.4650 GBP | ||||
| ORD | Sale | 83 | 49.4350 GBP | ||||
| ORD | Sale | 87 | 49.2650 GBP | ||||
| ORD | Sale | 87 | 49.2850 GBP | ||||
| ORD | Sale | 87 | 49.3060 GBP | ||||
| ORD | Sale | 89 | 49.4290 GBP | ||||
| ORD | Sale | 95 | 49.4850 GBP | ||||
| ORD | Sale | 97 | 49.3550 GBP | ||||
| ORD | Sale | 99 | 49.4250 GBP | ||||
| ORD | Sale | 100 | 49.1600 GBP | ||||
| ORD | Sale | 105 | 49.4550 GBP | ||||
| ORD | Sale | 110 | 49.3750 GBP | ||||
| ORD | Sale | 141 | 49.3150 GBP | ||||
| ORD | Sale | 141 | 49.4150 GBP | ||||
| ORD | Sale | 146 | 49.2700 GBP | ||||
| ORD | Sale | 146 | 49.3050 GBP | ||||
| ORD | Sale | 156 | 49.4207 GBP | ||||
| ORD | Sale | 158 | 49.3190 GBP | ||||
| ORD | Sale | 158 | 49.4300 GBP | ||||
| ORD | Sale | 169 | 49.4279 GBP | ||||
| ORD (traded as ADR) | Sale | 174 | 244.1400 USD | ||||
| ORD | Sale | 177 | 49.3768 GBP | ||||
| ORD | Sale | 228 | 49.3350 GBP | ||||
| ORD (traded as ADR) | Sale | 267 | 244.9580 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 243.9000 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 244.5600 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 245.5900 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 246.4503 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 246.5632 USD | ||||
| ORD | Sale | 336 | 49.3000 GBP | ||||
| ORD | Sale | 358 | 49.3717 GBP | ||||
| ORD | Sale | 359 | 49.2950 GBP | ||||
| ORD | Sale | 400 | 49.4700 GBP | ||||
| ORD | Sale | 443 | 49.4450 GBP | ||||
| ORD (traded as ADR) | Sale | 480 | 246.4500 USD | ||||
| ORD | Sale | 500 | 49.3950 GBP | ||||
| ORD | Sale | 587 | 49.4050 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 243.9100 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 245.8650 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 246.1500 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 246.3230 USD | ||||
| ORD | Sale | 654 | 49.3100 GBP | ||||
| ORD | Sale | 669 | 49.3900 GBP | ||||
| ORD | Sale | 679 | 49.3500 GBP | ||||
| ORD | Sale | 700 | 49.4772 GBP | ||||
| ORD | Sale | 722 | 49.4190 GBP | ||||
| ORD | Sale | 873 | 49.3730 GBP | ||||
| ORD | Sale | 874 | 49.3999 GBP | ||||
| ORD | Sale | 900 | 49.3300 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 246.1783 USD | ||||
| ORD | Sale | 1,056 | 49.4200 GBP | ||||
| ORD | Sale | 1,058 | 49.3600 GBP | ||||
| ORD (traded as ADR) | Sale | 1,200 | 243.9050 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 245.3150 USD | ||||
| ORD (traded as ADR) | Sale | 1,200 | 245.8025 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 245.4180 USD | ||||
| ORD | Sale | 1,561 | 49.3800 GBP | ||||
| ORD | Sale | 1,583 | 49.3200 GBP | ||||
| ORD | Sale | 1,649 | 49.3661 GBP | ||||
| ORD | Sale | 1,751 | 49.3774 GBP | ||||
| ORD | Sale | 1,909 | 49.3400 GBP | ||||
| ORD (traded as ADR) | Sale | 2,100 | 246.3335 USD | ||||
| ORD | Sale | 2,110 | 49.4000 GBP | ||||
| ORD | Sale | 2,796 | 49.3700 GBP | ||||
| ORD | Sale | 2,941 | 49.4100 GBP | ||||
| ORD | Sale | 3,237 | 49.3603 GBP | ||||
| ORD (traded as ADR) | Sale | 3,252 | 246.1558 USD | ||||
| ORD (traded as ADR) | Sale | 3,300 | 244.4271 USD | ||||
| ORD (traded as ADR) | Sale | 3,600 | 244.6062 USD | ||||
| ORD (traded as ADR) | Sale | 3,600 | 245.4635 USD | ||||
| ORD | Sale | 6,107 | 49.4031 GBP | ||||
| ORD (traded as ADR) | Sale | 6,453 | 246.2250 USD | ||||
| ORD | Sale | 6,848 | 49.4023 GBP | ||||
| ORD | Sale | 6,924 | 49.3765 GBP | ||||
| ORD | Sale | 7,912 | 49.3759 GBP | ||||
| ORD | Sale | 8,884 | 49.3798 GBP | ||||
| ORD | Sale | 27,695 | 49.3680 GBP | ||||
| ORD | Sale | 32,238 | 49.3864 GBP | ||||
| ORD | Sale | 36,758 | 49.3641 GBP | ||||
| ORD | Sale | 46,721 | 49.2800 GBP | ||||
| ORD (traded as ADR) | Sale | 61,740 | 244.2847 USD | ||||
| ORD | Sale | 62,000 | 49.3552 GBP | ||||
| ORD | Sale | 98,463 | 49.3703 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 169 | 49.4279 GBP | |||||
| ORD | SWAP | Long | 1,154 | 49.4081 GBP | |||||
| ORD | CFD | Long | 1,751 | 49.3774 GBP | |||||
| ORD | SWAP | Long | 2,053 | 49.3357 GBP | |||||
| ORD | CFD | Long | 1,649 | 49.3661 GBP | |||||
| ORD | SWAP | Long | 6,470 | 49.3552 GBP | |||||
| ORD | CFD | Long | 4,945 | 49.4099 GBP | |||||
| ORD | SWAP | Short | 160 | 49.4540 GBP | |||||
| ORD | CFD | Short | 1,200 | 49.3944 GBP | |||||
| ORD | SWAP | Short | 1,268 | 49.3104 GBP | |||||
| ORD | SWAP | Short | 2,049 | 49.3948 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 300 | 160 USD | American | 18 Oct 2014 | 81.5000 USD | ||||||||
| ADR | Call Options | Purchasing | 1,800 | 280 USD | American | 17 Jan 2015 | 1.9800 USD | ||||||||
| ADR | Call Options | Selling | 1,800 | 255 USD | American | 17 Jan 2015 | 11.9800 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 4 Sep 2014 |
| Contact name: | Rajesh Muthanna |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 185.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 180.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 200 | 215.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 3,400 | 225.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,700 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,000 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 324,300 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 280.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -20,600 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -323,300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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