22nd Jul 2014 14:50
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 21 July 2014 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: ABBVIE INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 7,861,772 | 1.33% | 2,389,430 | 0.41% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 632,787 | 0.11% | 1,984,202 | 0.34% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,334,400 | 0.23% | 1,999,200 | 0.34% | |||||||
| (4) | TOTAL: | ||||||||||
| 9,828,959 | 1.67% | 6,372,832 | 1.09% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| ORD | Purchase | 5 | 49.5800 GBP | ||||||
| ORD | Purchase | 14 | 49.5890 GBP | ||||||
| ORD (traded as ADR) | Purchase | 45 | 252.8500 USD | ||||||
| ORD | Purchase | 59 | 49.9800 GBP | ||||||
| ORD | Purchase | 60 | 49.6150 GBP | ||||||
| ORD | Purchase | 60 | 49.7000 GBP | ||||||
| ORD | Purchase | 60 | 49.9300 GBP | ||||||
| ORD | Purchase | 66 | 49.4850 GBP | ||||||
| ORD | Purchase | 72 | 49.5250 GBP | ||||||
| ORD | Purchase | 72 | 49.5390 GBP | ||||||
| ORD | Purchase | 97 | 49.5020 GBP | ||||||
| ORD | Purchase | 111 | 49.7850 GBP | ||||||
| ORD | Purchase | 111 | 49.7900 GBP | ||||||
| ORD (traded as ADR) | Purchase | 111 | 253.8200 USD | ||||||
| ORD | Purchase | 120 | 49.6350 GBP | ||||||
| ORD | Purchase | 126 | 49.4650 GBP | ||||||
| ORD | Purchase | 129 | 49.5490 GBP | ||||||
| ORD | Purchase | 152 | 49.6190 GBP | ||||||
| ORD | Purchase | 168 | 49.6400 GBP | ||||||
| ORD | Purchase | 183 | 49.5350 GBP | ||||||
| ORD | Purchase | 261 | 49.7600 GBP | ||||||
| ORD | Purchase | 270 | 49.5150 GBP | ||||||
| ORD | Purchase | 287 | 49.6250 GBP | ||||||
| ORD (traded as ADR) | Purchase | 300 | 253.0000 USD | ||||||
| ORD (traded as ADR) | Purchase | 300 | 253.6500 USD | ||||||
| ORD (traded as ADR) | Purchase | 300 | 254.1800 USD | ||||||
| ORD (traded as ADR) | Purchase | 300 | 254.5500 USD | ||||||
| ORD | Purchase | 313 | 49.5450 GBP | ||||||
| ORD | Purchase | 372 | 49.6900 GBP | ||||||
| ORD | Purchase | 430 | 49.6100 GBP | ||||||
| ORD | Purchase | 501 | 49.4950 GBP | ||||||
| ORD | Purchase | 507 | 49.6700 GBP | ||||||
| ORD | Purchase | 536 | 49.5500 GBP | ||||||
| ORD | Purchase | 569 | 49.6544 GBP | ||||||
| ORD (traded as ADR) | Purchase | 600 | 254.0225 USD | ||||||
| ORD | Purchase | 617 | 49.5900 GBP | ||||||
| ORD | Purchase | 736 | 49.5600 GBP | ||||||
| ORD (traded as ADR) | Purchase | 975 | 253.7421 USD | ||||||
| ORD | Purchase | 1,096 | 49.7812 GBP | ||||||
| ORD | Purchase | 1,254 | 49.5050 GBP | ||||||
| ORD | Purchase | 1,278 | 49.6550 GBP | ||||||
| ORD (traded as ADR) | Purchase | 1,326 | 253.8427 USD | ||||||
| ORD | Purchase | 1,403 | 49.6200 GBP | ||||||
| ORD | Purchase | 1,582 | 49.4900 GBP | ||||||
| ORD (traded as ADR) | Purchase | 1,800 | 252.7700 USD | ||||||
| ORD | Purchase | 2,255 | 49.5200 GBP | ||||||
| ORD | Purchase | 2,275 | 49.4800 GBP | ||||||
| ORD | Purchase | 2,616 | 49.6500 GBP | ||||||
| ORD | Purchase | 2,720 | 49.5400 GBP | ||||||
| ORD (traded as ADR) | Purchase | 3,300 | 254.4354 USD | ||||||
| ORD (traded as ADR) | Purchase | 3,810 | 253.9304 USD | ||||||
| ORD | Purchase | 4,780 | 49.6000 GBP | ||||||
| ORD | Purchase | 5,140 | 49.5300 GBP | ||||||
| ORD | Purchase | 5,205 | 49.5503 GBP | ||||||
| ORD (traded as ADR) | Purchase | 5,400 | 252.9606 USD | ||||||
| ORD | Purchase | 5,867 | 49.6600 GBP | ||||||
| ORD | Purchase | 6,214 | 49.6235 GBP | ||||||
| ORD (traded as ADR) | Purchase | 6,300 | 253.7966 USD | ||||||
| ORD (traded as ADR) | Purchase | 7,200 | 254.3476 USD | ||||||
| ORD (traded as ADR) | Purchase | 7,500 | 253.8332 USD | ||||||
| ORD (traded as ADR) | Purchase | 7,590 | 253.8581 USD | ||||||
| ORD (traded as ADR) | Purchase | 7,800 | 254.3573 USD | ||||||
| ORD | Purchase | 7,998 | 49.6300 GBP | ||||||
| ORD (traded as ADR) | Purchase | 8,700 | 254.5534 USD | ||||||
| ORD (traded as ADR) | Purchase | 9,000 | 254.5062 USD | ||||||
| ORD | Purchase | 9,572 | 49.5822 GBP | ||||||
| ORD (traded as ADR) | Purchase | 10,044 | 254.1561 USD | ||||||
| ORD (traded as ADR) | Purchase | 10,200 | 254.3694 USD | ||||||
| ORD | Purchase | 10,301 | 49.5139 GBP | ||||||
| ORD (traded as ADR) | Purchase | 11,700 | 254.1161 USD | ||||||
| ORD (traded as ADR) | Purchase | 11,700 | 254.3346 USD | ||||||
| ORD | Purchase | 11,763 | 49.5000 GBP | ||||||
| ORD (traded as ADR) | Purchase | 13,230 | 254.1826 USD | ||||||
| ORD (traded as ADR) | Purchase | 16,605 | 253.5977 USD | ||||||
| ORD | Purchase | 19,467 | 49.6050 GBP | ||||||
| ORD (traded as ADR) | Purchase | 23,700 | 253.8920 USD | ||||||
| ORD (traded as ADR) | Purchase | 24,990 | 253.8967 USD | ||||||
| ORD (traded as ADR) | Purchase | 29,700 | 254.3416 USD | ||||||
| ORD (traded as ADR) | Purchase | 30,000 | 252.8578 USD | ||||||
| ORD (traded as ADR) | Purchase | 32,520 | 253.7408 USD | ||||||
| ORD (traded as ADR) | Purchase | 34,932 | 254.0669 USD | ||||||
| ORD | Purchase | 37,537 | 49.5991 GBP | ||||||
| ORD | Purchase | 39,821 | 49.6005 GBP | ||||||
| ORD | Purchase | 42,180 | 49.6096 GBP | ||||||
| ORD | Purchase | 45,000 | 49.5821 GBP | ||||||
| ORD | Purchase | 46,935 | 49.7100 GBP | ||||||
| ORD (traded as ADR) | Purchase | 47,193 | 254.4301 USD | ||||||
| ORD | Purchase | 53,649 | 49.5644 GBP | ||||||
| ORD (traded as ADR) | Purchase | 56,613 | 252.8391 USD | ||||||
| ORD (traded as ADR) | Purchase | 56,700 | 254.2895 USD | ||||||
| ORD (traded as ADR) | Purchase | 59,100 | 253.6947 USD | ||||||
| ORD (traded as ADR) | Purchase | 65,400 | 254.0692 USD | ||||||
| ORD | Purchase | 73,023 | 49.5328 GBP | ||||||
| ORD | Purchase | 84,189 | 49.5588 GBP | ||||||
| ORD | Purchase | 101,495 | 49.5231 GBP | ||||||
| ORD | Purchase | 114,125 | 49.5100 GBP | ||||||
| ORD | Purchase | 118,919 | 49.6680 GBP | ||||||
| ORD (traded as ADR) | Purchase | 132,507 | 254.3756 USD | ||||||
| ORD | Purchase | 159,596 | 49.5917 GBP | ||||||
| ORD (traded as ADR) | Purchase | 305,400 | 254.3726 USD | ||||||
| ORD | Purchase | 403,616 | 49.5496 GBP | ||||||
| ORD | Purchase | 964,947 | 49.5673 GBP | ||||||
| ORD | Sale | 5 | 49.5800 GBP | ||||||
| ORD | Sale | 14 | 49.5890 GBP | ||||||
| ORD (traded as ADR) | Sale | 21 | 254.0700 USD | ||||||
| ORD (traded as ADR) | Sale | 24 | 254.0800 USD | ||||||
| ORD | Sale | 59 | 49.9800 GBP | ||||||
| ORD | Sale | 60 | 49.6150 GBP | ||||||
| ORD | Sale | 60 | 49.7000 GBP | ||||||
| ORD | Sale | 60 | 49.9300 GBP | ||||||
| ORD | Sale | 66 | 49.4850 GBP | ||||||
| ORD | Sale | 72 | 49.5250 GBP | ||||||
| ORD | Sale | 72 | 49.5390 GBP | ||||||
| ORD (traded as ADR) | Sale | 72 | 254.0752 USD | ||||||
| ORD | Sale | 75 | 49.9900 GBP | ||||||
| ORD | Sale | 94 | 49.7500 GBP | ||||||
| ORD | Sale | 97 | 49.5020 GBP | ||||||
| ORD | Sale | 111 | 49.7850 GBP | ||||||
| ORD | Sale | 111 | 49.7900 GBP | ||||||
| ORD | Sale | 117 | 49.5900 GBP | ||||||
| ORD | Sale | 120 | 49.6350 GBP | ||||||
| ORD | Sale | 126 | 49.4650 GBP | ||||||
| ORD | Sale | 129 | 49.5490 GBP | ||||||
| ORD | Sale | 152 | 49.6190 GBP | ||||||
| ORD | Sale | 168 | 49.6400 GBP | ||||||
| ORD | Sale | 181 | 49.4800 GBP | ||||||
| ORD | Sale | 183 | 49.5350 GBP | ||||||
| ORD (traded as ADR) | Sale | 240 | 254.1370 USD | ||||||
| ORD | Sale | 261 | 49.7600 GBP | ||||||
| ORD | Sale | 270 | 49.5150 GBP | ||||||
| ORD | Sale | 287 | 49.6250 GBP | ||||||
| ORD (traded as ADR) | Sale | 300 | 253.0100 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 253.6200 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 253.7500 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 253.8100 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 254.1800 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 254.4300 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 254.5400 USD | ||||||
| ORD | Sale | 313 | 49.5450 GBP | ||||||
| ORD | Sale | 372 | 49.6900 GBP | ||||||
| ORD | Sale | 428 | 49.6050 GBP | ||||||
| ORD | Sale | 430 | 49.6100 GBP | ||||||
| ORD | Sale | 501 | 49.4950 GBP | ||||||
| ORD | Sale | 536 | 49.5500 GBP | ||||||
| ORD (traded as ADR) | Sale | 600 | 254.3550 USD | ||||||
| ORD | Sale | 634 | 49.6016 GBP | ||||||
| ORD | Sale | 736 | 49.5600 GBP | ||||||
| ORD (traded as ADR) | Sale | 900 | 252.7433 USD | ||||||
| ORD (traded as ADR) | Sale | 900 | 254.3666 USD | ||||||
| ORD (traded as ADR) | Sale | 900 | 254.4066 USD | ||||||
| ORD (traded as ADR) | Sale | 900 | 254.6000 USD | ||||||
| ORD (traded as ADR) | Sale | 1,200 | 252.8350 USD | ||||||
| ORD (traded as ADR) | Sale | 1,200 | 253.9250 USD | ||||||
| ORD (traded as ADR) | Sale | 1,236 | 254.4855 USD | ||||||
| ORD | Sale | 1,254 | 49.5050 GBP | ||||||
| ORD | Sale | 1,278 | 49.6550 GBP | ||||||
| ORD (traded as ADR) | Sale | 1,326 | 253.8427 USD | ||||||
| ORD | Sale | 1,403 | 49.6200 GBP | ||||||
| ORD | Sale | 1,546 | 49.6104 GBP | ||||||
| ORD | Sale | 1,582 | 49.4900 GBP | ||||||
| ORD (traded as ADR) | Sale | 1,611 | 253.9369 USD | ||||||
| ORD (traded as ADR) | Sale | 2,028 | 254.3014 USD | ||||||
| ORD (traded as ADR) | Sale | 2,100 | 254.0100 USD | ||||||
| ORD | Sale | 2,255 | 49.5200 GBP | ||||||
| ORD | Sale | 2,616 | 49.6500 GBP | ||||||
| ORD | Sale | 2,636 | 49.5709 GBP | ||||||
| ORD (traded as ADR) | Sale | 2,700 | 253.8292 USD | ||||||
| ORD | Sale | 2,720 | 49.5400 GBP | ||||||
| ORD (traded as ADR) | Sale | 2,943 | 253.0778 USD | ||||||
| ORD (traded as ADR) | Sale | 3,105 | 253.3724 USD | ||||||
| ORD | Sale | 3,412 | 49.5100 GBP | ||||||
| ORD (traded as ADR) | Sale | 3,600 | 253.0166 USD | ||||||
| ORD (traded as ADR) | Sale | 3,600 | 254.3476 USD | ||||||
| ORD | Sale | 3,800 | 49.4968 GBP | ||||||
| ORD (traded as ADR) | Sale | 4,200 | 252.7650 USD | ||||||
| ORD | Sale | 4,709 | 49.6461 GBP | ||||||
| ORD (traded as ADR) | Sale | 4,770 | 254.1064 USD | ||||||
| ORD | Sale | 4,780 | 49.6000 GBP | ||||||
| ORD (traded as ADR) | Sale | 4,800 | 254.0217 USD | ||||||
| ORD | Sale | 5,140 | 49.5300 GBP | ||||||
| ORD | Sale | 6,167 | 49.6600 GBP | ||||||
| ORD | Sale | 7,220 | 49.5801 GBP | ||||||
| ORD (traded as ADR) | Sale | 7,800 | 253.7882 USD | ||||||
| ORD | Sale | 7,998 | 49.6300 GBP | ||||||
| ORD (traded as ADR) | Sale | 8,547 | 253.8295 USD | ||||||
| ORD (traded as ADR) | Sale | 8,982 | 252.8627 USD | ||||||
| ORD | Sale | 9,346 | 49.5857 GBP | ||||||
| ORD (traded as ADR) | Sale | 10,200 | 253.8604 USD | ||||||
| ORD | Sale | 10,303 | 49.5406 GBP | ||||||
| ORD (traded as ADR) | Sale | 11,520 | 253.9546 USD | ||||||
| ORD (traded as ADR) | Sale | 11,700 | 254.1161 USD | ||||||
| ORD | Sale | 11,730 | 49.5570 GBP | ||||||
| ORD | Sale | 11,763 | 49.5000 GBP | ||||||
| ORD (traded as ADR) | Sale | 11,781 | 253.8422 USD | ||||||
| ORD (traded as ADR) | Sale | 12,771 | 254.2963 USD | ||||||
| ORD | Sale | 14,145 | 49.5377 GBP | ||||||
| ORD | Sale | 14,497 | 49.5208 GBP | ||||||
| ORD (traded as ADR) | Sale | 15,000 | 254.1737 USD | ||||||
| ORD | Sale | 20,971 | 49.6132 GBP | ||||||
| ORD (traded as ADR) | Sale | 21,000 | 253.8864 USD | ||||||
| ORD (traded as ADR) | Sale | 22,500 | 253.8483 USD | ||||||
| ORD (traded as ADR) | Sale | 23,253 | 253.6509 USD | ||||||
| ORD (traded as ADR) | Sale | 24,174 | 254.1721 USD | ||||||
| ORD (traded as ADR) | Sale | 24,300 | 254.0628 USD | ||||||
| ORD (traded as ADR) | Sale | 24,900 | 254.7400 USD | ||||||
| ORD | Sale | 25,233 | 49.5492 GBP | ||||||
| ORD | Sale | 39,548 | 49.5318 GBP | ||||||
| ORD | Sale | 42,896 | 49.5092 GBP | ||||||
| ORD (traded as ADR) | Sale | 61,656 | 253.7038 USD | ||||||
| ORD (traded as ADR) | Sale | 62,100 | 254.1740 USD | ||||||
| ORD | Sale | 62,339 | 49.5348 GBP | ||||||
| ORD | Sale | 66,481 | 49.5295 GBP | ||||||
| ORD | Sale | 80,535 | 49.5582 GBP | ||||||
| ORD | Sale | 96,315 | 49.5222 GBP | ||||||
| ORD | Sale | 128,915 | 49.6450 GBP | ||||||
| ORD | Sale | 132,718 | 49.5445 GBP | ||||||
| ORD | Sale | 167,761 | 49.6099 GBP | ||||||
| ORD | Sale | 240,096 | 49.5901 GBP | ||||||
| ORD | Sale | 273,086 | 49.5875 GBP | ||||||
| ORD (traded as ADR) | Sale | 300,000 | 254.3830 USD | ||||||
| ORD (traded as ADR) | Sale | 305,400 | 254.3726 USD | ||||||
| ORD | Sale | 375,030 | 49.5463 GBP | ||||||
| ORD | Sale | 440,418 | 49.5829 GBP | ||||||
| (b) | Derivatives transactions (other than options) | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 1,546 | 49.6104 GBP | |||||
| ORD | CFD | Long | 3,474 | 49.7237 GBP | |||||
| ORD | SWAP | Long | 4,087 | 49.6239 GBP | |||||
| ORD | CFD | Long | 9,029 | 49.5428 GBP | |||||
| ORD | SWAP | Long | 27,338 | 49.5350 GBP | |||||
| ORD | CFD | Short | 407 | 49.5257 GBP | |||||
| ORD | CFD | Short | 2,400 | 49.7144 GBP | |||||
| ORD | CFD | Short | 2,891 | 49.5053 GBP | |||||
| ORD | SWAP | Short | 4,096 | 49.6039 GBP | |||||
| ORD | CFD | Short | 8,782 | 49.5936 GBP | |||||
| ORD | SWAP | Short | 16,818 | 49.5776 GBP | |||||
| ADR | CFD | Long | 8,000 | 254.7400 USD | |||||
| ORD | CFD | Short | 8,975 | 49.5671 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Selling | 162,000 | 255 USD | American | 18 Oct 2014 | 8.1000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 22 July 2014 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -100 | 220.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -800 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -3,800 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,600 | 270.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 200.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 210.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 16 Aug 2014 | |||||||
| ADR | Put Options | Written | 200 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 215.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 900 | 230.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 1,600 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 123,900 | 260.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,500 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 400 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,600 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 300,000 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 280.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,600 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -142,000 | 240.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -600 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -18,100 | 250.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -100 | 255.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -161,600 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300,000 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -6,000 | 265.0000 | American | 16 Aug 2014 | |||||||
| ADR | Call Options | Written | -1,000 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,900 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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