8th May 2018 15:41
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 07 May 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 8,333,270 | 0.91% | 2,983,377 | 0.32% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 293,207 | 0.03% | 3,626,724 | 0.40% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 330,600 | 0.04% | 568,400 | 0.06% | |||||||
| TOTAL: | 8,957,077 | 0.98% | 7,178,501 | 0.78% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 5 | 162.4901 USD | ||||
| ADR | Purchase | 61 | 161.3400 USD | ||||
| ADR | Purchase | 100 | 162.2700 USD | ||||
| ADR | Purchase | 100 | 162.4450 USD | ||||
| ADR | Purchase | 100 | 161.3800 USD | ||||
| ADR | Purchase | 100 | 162.4600 USD | ||||
| ADR | Purchase | 100 | 161.7600 USD | ||||
| ADR | Purchase | 114 | 162.1877 USD | ||||
| ADR | Purchase | 200 | 161.6500 USD | ||||
| ADR | Purchase | 200 | 161.1000 USD | ||||
| ADR | Purchase | 200 | 162.3850 USD | ||||
| ADR | Purchase | 200 | 162.9035 USD | ||||
| ADR | Purchase | 200 | 162.9350 USD | ||||
| ADR | Purchase | 202 | 161.6932 USD | ||||
| ADR | Purchase | 214 | 162.0577 USD | ||||
| ADR | Purchase | 244 | 162.8275 USD | ||||
| ADR | Purchase | 300 | 162.2000 USD | ||||
| ADR | Purchase | 300 | 162.4000 USD | ||||
| ADR | Purchase | 300 | 161.8450 USD | ||||
| ADR | Purchase | 400 | 162.5650 USD | ||||
| ADR | Purchase | 400 | 162.9475 USD | ||||
| ADR | Purchase | 400 | 160.5000 USD | ||||
| ADR | Purchase | 400 | 162.6337 USD | ||||
| ADR | Purchase | 400 | 162.2712 USD | ||||
| ADR | Purchase | 400 | 161.8612 USD | ||||
| ADR | Purchase | 423 | 161.4280 USD | ||||
| ADR | Purchase | 500 | 162.1990 USD | ||||
| ADR | Purchase | 500 | 161.8280 USD | ||||
| ADR | Purchase | 500 | 162.1980 USD | ||||
| ADR | Purchase | 612 | 160.6400 USD | ||||
| ADR | Purchase | 700 | 160.5035 USD | ||||
| ADR | Purchase | 700 | 162.8600 USD | ||||
| ADR | Purchase | 1,000 | 162.5500 USD | ||||
| ADR | Purchase | 1,000 | 162.8774 USD | ||||
| ADR | Purchase | 1,036 | 161.7876 USD | ||||
| ADR | Purchase | 1,100 | 161.6775 USD | ||||
| ADR | Purchase | 1,100 | 162.1999 USD | ||||
| ADR | Purchase | 1,290 | 162.4551 USD | ||||
| ADR | Purchase | 1,337 | 162.1699 USD | ||||
| ADR | Purchase | 1,400 | 161.2978 USD | ||||
| ADR | Purchase | 1,610 | 162.3847 USD | ||||
| ADR | Purchase | 2,400 | 161.3900 USD | ||||
| ADR | Purchase | 2,500 | 162.1968 USD | ||||
| ADR | Purchase | 4,000 | 162.7770 USD | ||||
| ADR | Purchase | 5,000 | 162.8196 USD | ||||
| ADR | Purchase | 6,096 | 161.5280 USD | ||||
| ADR | Purchase | 8,900 | 162.7783 USD | ||||
| ADR | Purchase | 13,588 | 162.2184 USD | ||||
| ADR | Purchase | 23,800 | 162.1526 USD | ||||
| ADR | Purchase | 27,600 | 162.2955 USD | ||||
| ADR | Sale | 5 | 162.4901 USD | ||||
| ADR | Sale | 14 | 162.5000 USD | ||||
| ADR | Sale | 98 | 161.7000 USD | ||||
| ADR | Sale | 100 | 160.5100 USD | ||||
| ADR | Sale | 100 | 161.0950 USD | ||||
| ADR | Sale | 114 | 162.1877 USD | ||||
| ADR | Sale | 200 | 161.6500 USD | ||||
| ADR | Sale | 200 | 161.1000 USD | ||||
| ADR | Sale | 200 | 161.6200 USD | ||||
| ADR | Sale | 200 | 161.6900 USD | ||||
| ADR | Sale | 200 | 160.5225 USD | ||||
| ADR | Sale | 237 | 162.3637 USD | ||||
| ADR | Sale | 305 | 162.5300 USD | ||||
| ADR | Sale | 323 | 161.5311 USD | ||||
| ADR | Sale | 400 | 162.3225 USD | ||||
| ADR | Sale | 400 | 160.4925 USD | ||||
| ADR | Sale | 400 | 160.5000 USD | ||||
| ADR | Sale | 400 | 162.9475 USD | ||||
| ADR | Sale | 408 | 160.6400 USD | ||||
| ADR | Sale | 599 | 162.7348 USD | ||||
| ADR | Sale | 755 | 162.0424 USD | ||||
| ADR | Sale | 800 | 162.6296 USD | ||||
| ADR | Sale | 938 | 161.7967 USD | ||||
| ADR | Sale | 1,000 | 161.6690 USD | ||||
| ADR | Sale | 1,090 | 162.4800 USD | ||||
| ADR | Sale | 1,096 | 162.0342 USD | ||||
| ADR | Sale | 1,100 | 161.6775 USD | ||||
| ADR | Sale | 1,500 | 161.5793 USD | ||||
| ADR | Sale | 1,539 | 161.3900 USD | ||||
| ADR | Sale | 1,900 | 162.4071 USD | ||||
| ADR | Sale | 2,100 | 162.2283 USD | ||||
| ADR | Sale | 2,390 | 162.2152 USD | ||||
| ADR | Sale | 2,500 | 162.1968 USD | ||||
| ADR | Sale | 4,000 | 162.7770 USD | ||||
| ADR | Sale | 4,600 | 162.1746 USD | ||||
| ADR | Sale | 4,900 | 162.7668 USD | ||||
| ADR | Sale | 5,802 | 161.5297 USD | ||||
| ADR | Sale | 9,544 | 162.2436 USD | ||||
| ADR | Sale | 18,400 | 162.0924 USD | ||||
| ADR | Sale | 22,000 | 162.2087 USD |
(b) Cash-settled derivative transactions
| Class of relevant security | Product description e.g. CFD | Nature of dealing e.g. opening/closing a long/short position, increasing/reducing a long/short position | Number of reference securities | Price per unit |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Selling | 500 | 163 USD | American | 11 May 2018 | 4.4000 USD | ||||||||
| ADR | Call Options | Selling | 100 | 163 USD | American | 18 May 2018 | 4.7300 USD | ||||||||
| ADR | Call Options | Selling | 2,000 | 165 USD | American | 11 May 2018 | 2.0000 USD | ||||||||
| ADR | Call Options | Selling | 4,200 | 180 USD | American | 11 May 2018 | 0.3500 USD | ||||||||
| ADR | Call Options | Selling | 200 | 190 USD | American | 11 May 2018 | 0.1000 USD | ||||||||
| ADR | Put Options | Purchasing | 44,000 | 145 USD | American | 19 Oct 2018 | 4.3000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 8 May 2018 | |
| Contact name: | ELISE TANG | |
| Telephone number: | 0207 1163001 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 100,000 | 4000.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Call Options | Purchased | 10,000 | 4200.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -140,000 | 3500.0000 | American | 15 Jun 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Purchased | -100,000 | 3600.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 2,400 | 165.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 1,300 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,000 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 28,100 | 150.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 105.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 163.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 25 May 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -100 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 135.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 155.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,400 | 185.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -1,500 | 148.0000 | American | 22 Jun 2018 | |||||||
| ADR | Call Options | Written | -2,000 | 165.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Written | -3,200 | 175.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Written | 700 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 1 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -200 | 190.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -3,000 | 115.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -200 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -900 | 130.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -2,000 | 145.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -3,100 | 180.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Written | -4,700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 6,100 | 155.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 9,800 | 160.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,800 | 95.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 90.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -500 | 163.0000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 178.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,600 | 140.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -10,000 | 157.5000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -20,000 | 150.0000 | American | 11 May 2018 | |||||||
| ADR | Put Options | Purchased | -25,000 | 152.5000 | American | 11 May 2018 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 4,100 | 150.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 110.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 2,000 | 155.0000 | American | 18 May 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 300 | 125.0000 | American | 18 May 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 110.0000 | American | 25 May 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,300 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,300 | 175.0000 | American | 15 Jun 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180508006112/en/
Copyright Business Wire 2018
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