21st Oct 2014 15:18
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 20 Oct 2014 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: ABBVIE INC |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 10,334,785 | 1.75% | 3,752,429 | 0.64% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 1,606,512 | 0.27% | 2,990,307 | 0.51% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,107,600 | 0.19% | 2,513,604 | 0.43% | |||||||
| (4) | |||||||||||
| TOTAL: | 13,048,897 | 2.21% | 9,256,340 | 1.57% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| (a) | Purchases and sales | ||||||||
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| ORD (traded as ADR) | Purchase | 39 | 185.0000 USD | ||||||
| ORD | Purchase | 57 | 37.4600 GBP | ||||||
| ORD | Purchase | 100 | 37.4800 GBP | ||||||
| ORD | Purchase | 159 | 37.4140 GBP | ||||||
| ORD | Purchase | 167 | 37.3000 GBP | ||||||
| ORD | Purchase | 183 | 37.3600 GBP | ||||||
| ORD | Purchase | 228 | 37.2600 GBP | ||||||
| ORD | Purchase | 250 | 37.5000 GBP | ||||||
| ORD | Purchase | 265 | 37.3300 GBP | ||||||
| ORD (traded as ADR) | Purchase | 300 | 180.6700 USD | ||||||
| ORD (traded as ADR) | Purchase | 300 | 181.5400 USD | ||||||
| ORD (traded as ADR) | Purchase | 300 | 182.3800 USD | ||||||
| ORD (traded as ADR) | Purchase | 300 | 184.6100 USD | ||||||
| ORD | Purchase | 306 | 37.4300 GBP | ||||||
| ORD | Purchase | 318 | 37.4700 GBP | ||||||
| ORD | Purchase | 329 | 37.2900 GBP | ||||||
| ORD | Purchase | 340 | 37.4200 GBP | ||||||
| ORD | Purchase | 367 | 37.4100 GBP | ||||||
| ORD | Purchase | 414 | 37.3100 GBP | ||||||
| ORD | Purchase | 475 | 37.4650 GBP | ||||||
| ORD (traded as ADR) | Purchase | 600 | 181.8700 USD | ||||||
| ORD (traded as ADR) | Purchase | 636 | 181.3486 USD | ||||||
| ORD | Purchase | 668 | 37.4827 GBP | ||||||
| ORD | Purchase | 730 | 37.4000 GBP | ||||||
| ORD | Purchase | 760 | 37.4500 GBP | ||||||
| ORD (traded as ADR) | Purchase | 900 | 180.8696 USD | ||||||
| ORD (traded as ADR) | Purchase | 900 | 183.5866 USD | ||||||
| ORD (traded as ADR) | Purchase | 900 | 184.7200 USD | ||||||
| ORD | Purchase | 1,078 | 37.5980 GBP | ||||||
| ORD (traded as ADR) | Purchase | 1,200 | 181.4900 USD | ||||||
| ORD (traded as ADR) | Purchase | 1,200 | 182.3836 USD | ||||||
| ORD (traded as ADR) | Purchase | 1,836 | 181.0029 USD | ||||||
| ORD | Purchase | 1,869 | 37.5050 GBP | ||||||
| ORD | Purchase | 2,084 | 37.3500 GBP | ||||||
| ORD | Purchase | 2,108 | 37.3200 GBP | ||||||
| ORD (traded as ADR) | Purchase | 2,130 | 183.0285 USD | ||||||
| ORD (traded as ADR) | Purchase | 2,400 | 184.6587 USD | ||||||
| ORD (traded as ADR) | Purchase | 2,499 | 182.3890 USD | ||||||
| ORD (traded as ADR) | Purchase | 2,550 | 184.2352 USD | ||||||
| ORD | Purchase | 2,563 | 37.5421 GBP | ||||||
| ORD | Purchase | 2,571 | 37.4568 GBP | ||||||
| ORD (traded as ADR) | Purchase | 2,700 | 184.5070 USD | ||||||
| ORD (traded as ADR) | Purchase | 4,401 | 182.3030 USD | ||||||
| ORD (traded as ADR) | Purchase | 5,400 | 183.2807 USD | ||||||
| ORD (traded as ADR) | Purchase | 5,823 | 184.4046 USD | ||||||
| ORD | Purchase | 5,833 | 37.5379 GBP | ||||||
| ORD (traded as ADR) | Purchase | 6,450 | 184.2951 USD | ||||||
| ORD | Purchase | 6,515 | 37.4863 GBP | ||||||
| ORD (traded as ADR) | Purchase | 6,699 | 182.3294 USD | ||||||
| ORD (traded as ADR) | Purchase | 7,500 | 183.0752 USD | ||||||
| ORD (traded as ADR) | Purchase | 7,950 | 183.9133 USD | ||||||
| ORD (traded as ADR) | Purchase | 10,149 | 184.5671 USD | ||||||
| ORD | Purchase | 11,957 | 37.4883 GBP | ||||||
| ORD (traded as ADR) | Purchase | 15,300 | 182.3249 USD | ||||||
| ORD | Purchase | 17,091 | 37.6386 GBP | ||||||
| ORD | Purchase | 17,772 | 37.5118 GBP | ||||||
| ORD (traded as ADR) | Purchase | 18,000 | 183.2217 USD | ||||||
| ORD | Purchase | 19,393 | 37.5430 GBP | ||||||
| ORD | Purchase | 23,184 | 37.4010 GBP | ||||||
| ORD (traded as ADR) | Purchase | 24,165 | 183.6839 USD | ||||||
| ORD (traded as ADR) | Purchase | 33,000 | 183.9354 USD | ||||||
| ORD | Purchase | 53,242 | 37.5159 GBP | ||||||
| ORD (traded as ADR) | Purchase | 53,373 | 181.6689 USD | ||||||
| ORD (traded as ADR) | Purchase | 60,729 | 184.4953 USD | ||||||
| ORD | Purchase | 70,695 | 37.4855 GBP | ||||||
| ORD | Purchase | 75,000 | 37.4057 GBP | ||||||
| ORD | Purchase | 75,496 | 37.5463 GBP | ||||||
| ORD | Purchase | 75,769 | 37.5358 GBP | ||||||
| ORD (traded as ADR) | Purchase | 87,342 | 184.0980 USD | ||||||
| ORD | Purchase | 99,364 | 37.5352 GBP | ||||||
| ORD (traded as ADR) | Purchase | 121,659 | 184.4136 USD | ||||||
| ORD (traded as ADR) | Purchase | 180,000 | 182.8043 USD | ||||||
| ORD | Sale | 50 | 37.5350 GBP | ||||||
| ORD | Sale | 57 | 37.4600 GBP | ||||||
| ORD | Sale | 100 | 37.4800 GBP | ||||||
| ORD (traded as ADR) | Sale | 147 | 179.1550 USD | ||||||
| ORD | Sale | 159 | 37.4140 GBP | ||||||
| ORD | Sale | 167 | 37.3000 GBP | ||||||
| ORD | Sale | 183 | 37.3600 GBP | ||||||
| ORD | Sale | 200 | 37.5600 GBP | ||||||
| ORD | Sale | 228 | 37.2600 GBP | ||||||
| ORD | Sale | 265 | 37.3300 GBP | ||||||
| ORD (traded as ADR) | Sale | 300 | 184.4750 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 184.6900 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 184.7900 USD | ||||||
| ORD | Sale | 306 | 37.4300 GBP | ||||||
| ORD | Sale | 318 | 37.4700 GBP | ||||||
| ORD | Sale | 329 | 37.2900 GBP | ||||||
| ORD | Sale | 340 | 37.4200 GBP | ||||||
| ORD | Sale | 367 | 37.4100 GBP | ||||||
| ORD | Sale | 414 | 37.3100 GBP | ||||||
| ORD | Sale | 420 | 37.5400 GBP | ||||||
| ORD (traded as ADR) | Sale | 429 | 184.7569 USD | ||||||
| ORD | Sale | 440 | 37.4659 GBP | ||||||
| ORD | Sale | 465 | 37.4000 GBP | ||||||
| ORD | Sale | 475 | 37.4650 GBP | ||||||
| ORD | Sale | 548 | 37.5000 GBP | ||||||
| ORD (traded as ADR) | Sale | 600 | 181.8300 USD | ||||||
| ORD (traded as ADR) | Sale | 600 | 182.7490 USD | ||||||
| ORD | Sale | 683 | 37.4365 GBP | ||||||
| ORD (traded as ADR) | Sale | 900 | 181.4500 USD | ||||||
| ORD (traded as ADR) | Sale | 900 | 181.6833 USD | ||||||
| ORD (traded as ADR) | Sale | 906 | 184.4603 USD | ||||||
| ORD (traded as ADR) | Sale | 1,200 | 181.4900 USD | ||||||
| ORD (traded as ADR) | Sale | 1,200 | 184.1025 USD | ||||||
| ORD | Sale | 1,488 | 37.3520 GBP | ||||||
| ORD (traded as ADR) | Sale | 1,500 | 181.3720 USD | ||||||
| ORD (traded as ADR) | Sale | 1,500 | 181.4520 USD | ||||||
| ORD (traded as ADR) | Sale | 1,500 | 181.5440 USD | ||||||
| ORD (traded as ADR) | Sale | 1,500 | 184.3060 USD | ||||||
| ORD (traded as ADR) | Sale | 1,566 | 184.5300 USD | ||||||
| ORD (traded as ADR) | Sale | 1,791 | 181.1731 USD | ||||||
| ORD (traded as ADR) | Sale | 1,803 | 184.6359 USD | ||||||
| ORD | Sale | 1,963 | 37.5294 GBP | ||||||
| ORD | Sale | 2,084 | 37.3500 GBP | ||||||
| ORD (traded as ADR) | Sale | 2,100 | 182.1062 USD | ||||||
| ORD (traded as ADR) | Sale | 2,100 | 183.2671 USD | ||||||
| ORD | Sale | 2,108 | 37.3200 GBP | ||||||
| ORD (traded as ADR) | Sale | 2,400 | 183.0112 USD | ||||||
| ORD (traded as ADR) | Sale | 2,700 | 183.9320 USD | ||||||
| ORD (traded as ADR) | Sale | 3,000 | 182.0420 USD | ||||||
| ORD (traded as ADR) | Sale | 3,000 | 184.9804 USD | ||||||
| ORD (traded as ADR) | Sale | 3,084 | 181.3517 USD | ||||||
| ORD | Sale | 3,233 | 37.4017 GBP | ||||||
| ORD (traded as ADR) | Sale | 3,300 | 184.3663 USD | ||||||
| ORD | Sale | 3,536 | 37.5203 GBP | ||||||
| ORD (traded as ADR) | Sale | 3,672 | 181.0029 USD | ||||||
| ORD | Sale | 3,760 | 37.4500 GBP | ||||||
| ORD | Sale | 3,823 | 37.3963 GBP | ||||||
| ORD | Sale | 3,844 | 37.5238 GBP | ||||||
| ORD | Sale | 4,064 | 37.3542 GBP | ||||||
| ORD (traded as ADR) | Sale | 4,308 | 184.3202 USD | ||||||
| ORD (traded as ADR) | Sale | 5,976 | 184.5244 USD | ||||||
| ORD (traded as ADR) | Sale | 7,500 | 183.0772 USD | ||||||
| ORD (traded as ADR) | Sale | 7,650 | 184.4025 USD | ||||||
| ORD (traded as ADR) | Sale | 7,707 | 182.9604 USD | ||||||
| ORD (traded as ADR) | Sale | 7,800 | 184.5088 USD | ||||||
| ORD (traded as ADR) | Sale | 8,100 | 184.8970 USD | ||||||
| ORD (traded as ADR) | Sale | 9,030 | 182.4981 USD | ||||||
| ORD (traded as ADR) | Sale | 9,951 | 184.4668 USD | ||||||
| ORD (traded as ADR) | Sale | 10,512 | 181.4399 USD | ||||||
| ORD | Sale | 10,782 | 37.4834 GBP | ||||||
| ORD | Sale | 12,436 | 37.3893 GBP | ||||||
| ORD (traded as ADR) | Sale | 13,500 | 182.9475 USD | ||||||
| ORD (traded as ADR) | Sale | 15,300 | 182.3249 USD | ||||||
| ORD (traded as ADR) | Sale | 15,600 | 183.3361 USD | ||||||
| ORD (traded as ADR) | Sale | 15,600 | 184.3576 USD | ||||||
| ORD (traded as ADR) | Sale | 16,350 | 184.5325 USD | ||||||
| ORD (traded as ADR) | Sale | 17,349 | 183.0486 USD | ||||||
| ORD | Sale | 18,000 | 37.5016 GBP | ||||||
| ORD | Sale | 18,132 | 37.6259 GBP | ||||||
| ORD | Sale | 19,237 | 37.5571 GBP | ||||||
| ORD | Sale | 21,459 | 37.3967 GBP | ||||||
| ORD (traded as ADR) | Sale | 22,743 | 184.4256 USD | ||||||
| ORD (traded as ADR) | Sale | 22,800 | 183.9509 USD | ||||||
| ORD (traded as ADR) | Sale | 23,700 | 183.0571 USD | ||||||
| ORD (traded as ADR) | Sale | 28,320 | 183.8057 USD | ||||||
| ORD (traded as ADR) | Sale | 31,986 | 181.6133 USD | ||||||
| ORD | Sale | 39,390 | 37.4614 GBP | ||||||
| ORD (traded as ADR) | Sale | 42,585 | 182.8248 USD | ||||||
| ORD | Sale | 83,373 | 37.5223 GBP | ||||||
| ORD (traded as ADR) | Sale | 90,000 | 182.8043 USD | ||||||
| ORD | Sale | 92,410 | 37.5407 GBP | ||||||
| ORD | Sale | 93,520 | 37.5272 GBP | ||||||
| ORD | Sale | 140,777 | 37.5155 GBP | ||||||
| ORD (traded as ADR) | Sale | 242,373 | 184.2826 USD | ||||||
| (b) | Derivatives transactions (other than options) | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 1,235 | 37.6797 GBP | |||||
| ORD | CFD | Long | 3,233 | 37.4017 GBP | |||||
| ORD | CFD | Long | 9,755 | 37.4323 GBP | |||||
| ORD | CFD | Long | 32,714 | 37.4170 GBP | |||||
| ORD | SWAP | Long | 49,772 | 37.5069 GBP | |||||
| ORD | SWAP | Short | 1,078 | 37.5980 GBP | |||||
| ORD | CFD | Short | 1,869 | 37.5050 GBP | |||||
| ORD | CFD | Short | 2,563 | 37.5421 GBP | |||||
| ORD | SWAP | Short | 3,779 | 37.4667 GBP | |||||
| ORD | SWAP | Short | 3,848 | 37.4697 GBP | |||||
| ORD | CFD | Short | 8,746 | 37.5318 GBP | |||||
| ORD | CFD | Short | 13,826 | 37.5654 GBP | |||||
| ORD | SWAP | Short | 49,390 | 37.5272 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ORD | Put Options | Purchasing | 600 | 130 USD | American | 17 Apr 2015 | 1.0000 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 21 Oct 2014 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Barclays PLC. | |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ORD | Put Options | Purchased | -100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -600 | 130.0000 | American | 17 Apr 2015 | |||||||
| ORD | Put Options | Purchased | -200 | 135.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -1,000 | 135.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -7,800 | 145.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -1,000 | 145.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -204,500 | 150.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -156,400 | 150.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 150.0000 | American | 17 Apr 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 155.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -1,300 | 155.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -9,400 | 160.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -2,100 | 160.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -2,600 | 170.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -3,400 | 170.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -3,000 | 175.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -800 | 190.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -500 | 190.0000 | American | 17 Apr 2015 | |||||||
| ORD | Put Options | Purchased | -400 | 195.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -600 | 195.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -400 | 205.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -900 | 210.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -2,500 | 220.0000 | American | 17 Apr 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 225.0000 | American | 31 Oct 2014 | |||||||
| ORD | Put Options | Purchased | -22,600 | 250.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -30,600 | 255.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -100 | 255.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -2,000 | 265.0000 | American | 14 Nov 2014 | |||||||
| ORD | Put Options | Purchased | -200 | 265.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ORD | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ORD | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ORD | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 46,000 | 170.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 400 | 170.0000 | American | 17 Apr 2015 | |||||||
| ORD | Put Options | Written | 2,500 | 175.0000 | American | 17 Apr 2015 | |||||||
| ORD | Put Options | Written | 1,600 | 190.0000 | American | 22 Nov 2014 | |||||||
| ORD | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 4,600 | 200.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 2,400 | 220.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 100 | 225.0000 | American | 17 Apr 2015 | |||||||
| ORD | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ORD | Put Options | Written | 100 | 265.0000 | American | 15 Jan 2016 | |||||||
| ORD | Put Options | Written | 100 | 280.0000 | American | 17 Apr 2015 | |||||||
| ORD | Call Options | Purchased | 400 | 140.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 1,000 | 155.0000 | American | 7 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 170.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 500 | 172.5000 | American | 24 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 1,200 | 175.0000 | American | 31 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 1,700 | 175.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 2,000 | 175.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,000 | 177.5000 | American | 24 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 5,400 | 180.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 3,800 | 185.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 300 | 190.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 24,600 | 190.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 1,000 | 200.0000 | American | 31 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 6,000 | 205.0000 | American | 31 Oct 2014 | |||||||
| ORD | Call Options | Purchased | 400 | 205.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 100 | 205.0000 | American | 17 Apr 2015 | |||||||
| ORD | Call Options | Purchased | 400 | 210.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 400 | 215.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 225.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 230.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 100 | 235.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Purchased | 58,400 | 240.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100,600 | 255.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 200 | 260.0000 | American | 14 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 15,600 | 260.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 10,300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 28,200 | 270.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 5,000 | 275.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 12,100 | 280.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 1,000 | 280.0000 | American | 17 Apr 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ORD | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ORD | Call Options | Written | -100 | 165.0000 | American | 17 Apr 2015 | |||||||
| ORD | Call Options | Written | -200 | 175.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -900 | 185.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -1,200 | 190.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,400 | 195.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -9,400 | 200.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -300 | 205.0000 | American | 15 Jan 2016 | |||||||
| ORD | Call Options | Written | -156,700 | 210.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -200 | 242.5000 | American | 14 Nov 2014 | |||||||
| ORD | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -1,468 | 250.0000 | American | 21 Nov 2014 | |||||||
| ORD | Call Options | Written | -26,900 | 250.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -23,700 | 250.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -23,300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -200 | 255.0000 | American | 17 Apr 2015 | |||||||
| ORD | Call Options | Written | -2,500 | 265.0000 | American | 22 Nov 2014 | |||||||
| ORD | Call Options | Written | -100,600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -100 | 290.0000 | American | 20 Jan 2017 | |||||||
| ORD | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 | |||||||
| ORD | Call Options | Written | -400 | 330.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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