15th Oct 2014 14:20
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) Identity of the person whose positions/dealings are being disclosed: | Barclays PLC. | |
| (b) Owner or controller of interests and short positions disclosed, if different from 1(a): The naming of nominee or vehicle companies is insufficient | ||
| (c) Name of offeror/offeree in relation to whose relevant securities this form relates: Use a separate form for each offeror/offeree | SHIRE PLC | |
| (d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree: | ||
| (e) Date position held/dealing undertaken: | 14 October 2014 | |
| (f) Has the discloser previously disclosed, or are they today disclosing, under the Code in respect of any other party to this offer? | YES: AbbVie |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 11,597,528 | 1.97% | 4,700,497 | 0.80% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,119,354 | 0.36% | 5,370,054 | 0.91% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,936,500 | 0.33% | 2,372,604 | 0.40% | |||||||
| (4) | |||||||||||
| TOTAL: | 15,653,382 | 2.66% | 12,443,155 | 2.11% |
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||||
| security | securities | ||||||||
| ORD | Purchase | 55 | 51.1000 GBP | ||||||
| ORD (traded as ADR) | Purchase | 84 | 245.4200 USD | ||||||
| ORD (traded as ADR) | Purchase | 84 | 245.5350 USD | ||||||
| ORD | Purchase | 98 | 50.8000 GBP | ||||||
| ORD | Purchase | 136 | 51.0500 GBP | ||||||
| ORD (traded as ADR) | Purchase | 147 | 246.5800 USD | ||||||
| ORD | Purchase | 154 | 51.0974 GBP | ||||||
| ORD (traded as ADR) | Purchase | 225 | 246.6200 USD | ||||||
| ORD | Purchase | 250 | 51.4500 GBP | ||||||
| ORD (traded as ADR) | Purchase | 300 | 245.1300 USD | ||||||
| ORD (traded as ADR) | Purchase | 300 | 245.1400 USD | ||||||
| ORD (traded as ADR) | Purchase | 300 | 245.8000 USD | ||||||
| ORD (traded as ADR) | Purchase | 300 | 245.9500 USD | ||||||
| ORD (traded as ADR) | Purchase | 462 | 245.4644 USD | ||||||
| ORD (traded as ADR) | Purchase | 600 | 245.1450 USD | ||||||
| ORD (traded as ADR) | Purchase | 600 | 246.3800 USD | ||||||
| ORD (traded as ADR) | Purchase | 654 | 245.4929 USD | ||||||
| ORD | Purchase | 802 | 51.2000 GBP | ||||||
| ORD (traded as ADR) | Purchase | 900 | 244.2533 USD | ||||||
| ORD | Purchase | 976 | 50.9500 GBP | ||||||
| ORD | Purchase | 1,072 | 51.3000 GBP | ||||||
| ORD (traded as ADR) | Purchase | 1,113 | 246.0184 USD | ||||||
| ORD | Purchase | 1,156 | 51.2679 GBP | ||||||
| ORD (traded as ADR) | Purchase | 1,200 | 245.3275 USD | ||||||
| ORD (traded as ADR) | Purchase | 1,200 | 245.6875 USD | ||||||
| ORD (traded as ADR) | Purchase | 1,200 | 246.2975 USD | ||||||
| ORD | Purchase | 1,215 | 50.8500 GBP | ||||||
| ORD | Purchase | 1,215 | 50.9000 GBP | ||||||
| ORD (traded as ADR) | Purchase | 1,263 | 246.6490 USD | ||||||
| ORD | Purchase | 1,404 | 51.2500 GBP | ||||||
| ORD (traded as ADR) | Purchase | 1,500 | 245.3320 USD | ||||||
| ORD | Purchase | 1,538 | 51.0000 GBP | ||||||
| ORD | Purchase | 1,786 | 51.0999 GBP | ||||||
| ORD (traded as ADR) | Purchase | 1,800 | 246.4550 USD | ||||||
| ORD | Purchase | 2,000 | 51.3235 GBP | ||||||
| ORD | Purchase | 2,008 | 51.3500 GBP | ||||||
| ORD (traded as ADR) | Purchase | 2,331 | 245.1789 USD | ||||||
| ORD | Purchase | 2,520 | 51.1655 GBP | ||||||
| ORD | Purchase | 2,770 | 51.2916 GBP | ||||||
| ORD (traded as ADR) | Purchase | 3,000 | 245.3431 USD | ||||||
| ORD | Purchase | 3,210 | 51.4000 GBP | ||||||
| ORD | Purchase | 3,530 | 51.1317 GBP | ||||||
| ORD (traded as ADR) | Purchase | 3,600 | 244.3462 USD | ||||||
| ORD | Purchase | 3,802 | 51.1840 GBP | ||||||
| ORD (traded as ADR) | Purchase | 3,912 | 245.7604 USD | ||||||
| ORD (traded as ADR) | Purchase | 4,200 | 245.2705 USD | ||||||
| ORD | Purchase | 4,431 | 51.1764 GBP | ||||||
| ORD (traded as ADR) | Purchase | 5,796 | 245.5397 USD | ||||||
| ORD | Purchase | 6,086 | 51.1416 GBP | ||||||
| ORD (traded as ADR) | Purchase | 6,300 | 245.6911 USD | ||||||
| ORD | Purchase | 6,331 | 51.1851 GBP | ||||||
| ORD (traded as ADR) | Purchase | 6,600 | 245.5197 USD | ||||||
| ORD (traded as ADR) | Purchase | 6,885 | 246.2006 USD | ||||||
| ORD (traded as ADR) | Purchase | 7,500 | 245.2870 USD | ||||||
| ORD (traded as ADR) | Purchase | 8,400 | 245.3989 USD | ||||||
| ORD (traded as ADR) | Purchase | 9,219 | 245.9955 USD | ||||||
| ORD (traded as ADR) | Purchase | 10,023 | 245.1465 USD | ||||||
| ORD (traded as ADR) | Purchase | 10,200 | 245.3634 USD | ||||||
| ORD (traded as ADR) | Purchase | 10,500 | 244.8832 USD | ||||||
| ORD | Purchase | 13,100 | 51.3468 GBP | ||||||
| ORD | Purchase | 16,165 | 51.1414 GBP | ||||||
| ORD (traded as ADR) | Purchase | 16,497 | 245.9426 USD | ||||||
| ORD (traded as ADR) | Purchase | 18,600 | 245.2179 USD | ||||||
| ORD (traded as ADR) | Purchase | 19,497 | 246.6951 USD | ||||||
| ORD | Purchase | 22,515 | 51.1057 GBP | ||||||
| ORD | Purchase | 23,184 | 51.1150 GBP | ||||||
| ORD | Purchase | 23,361 | 51.1500 GBP | ||||||
| ORD | Purchase | 24,203 | 51.1077 GBP | ||||||
| ORD (traded as ADR) | Purchase | 24,369 | 245.1664 USD | ||||||
| ORD (traded as ADR) | Purchase | 26,301 | 245.0140 USD | ||||||
| ORD | Purchase | 29,326 | 50.9745 GBP | ||||||
| ORD (traded as ADR) | Purchase | 33,318 | 246.0436 USD | ||||||
| ORD | Purchase | 42,575 | 51.2045 GBP | ||||||
| ORD | Purchase | 56,889 | 51.0563 GBP | ||||||
| ORD | Purchase | 59,000 | 51.3028 GBP | ||||||
| ORD | Purchase | 63,302 | 50.9709 GBP | ||||||
| ORD (traded as ADR) | Purchase | 75,639 | 245.5110 USD | ||||||
| ORD | Purchase | 88,900 | 50.9551 GBP | ||||||
| ORD | Purchase | 163,890 | 51.1881 GBP | ||||||
| ORD | Purchase | 358,188 | 51.0010 GBP | ||||||
| ORD | Purchase | 365,500 | 50.9661 GBP | ||||||
| ORD (traded as ADR) | Sale | 30 | 246.7200 USD | ||||||
| ORD | Sale | 98 | 50.8000 GBP | ||||||
| ORD | Sale | 110 | 51.2860 GBP | ||||||
| ORD | Sale | 136 | 51.0500 GBP | ||||||
| ORD | Sale | 200 | 51.1180 GBP | ||||||
| ORD | Sale | 250 | 51.4500 GBP | ||||||
| ORD | Sale | 287 | 51.1500 GBP | ||||||
| ORD (traded as ADR) | Sale | 300 | 244.9640 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 245.2000 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 245.3900 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 245.5180 USD | ||||||
| ORD (traded as ADR) | Sale | 300 | 246.5300 USD | ||||||
| ORD (traded as ADR) | Sale | 315 | 244.7100 USD | ||||||
| ORD (traded as ADR) | Sale | 450 | 244.7880 USD | ||||||
| ORD (traded as ADR) | Sale | 600 | 245.3051 USD | ||||||
| ORD (traded as ADR) | Sale | 600 | 245.5950 USD | ||||||
| ORD (traded as ADR) | Sale | 600 | 246.0150 USD | ||||||
| ORD | Sale | 672 | 51.3000 GBP | ||||||
| ORD (traded as ADR) | Sale | 711 | 246.0469 USD | ||||||
| ORD | Sale | 733 | 51.2570 GBP | ||||||
| ORD | Sale | 783 | 51.0839 GBP | ||||||
| ORD | Sale | 802 | 51.2000 GBP | ||||||
| ORD | Sale | 810 | 50.9500 GBP | ||||||
| ORD | Sale | 835 | 50.9000 GBP | ||||||
| ORD (traded as ADR) | Sale | 870 | 245.8872 USD | ||||||
| ORD (traded as ADR) | Sale | 900 | 244.6166 USD | ||||||
| ORD (traded as ADR) | Sale | 900 | 245.0966 USD | ||||||
| ORD (traded as ADR) | Sale | 900 | 245.3433 USD | ||||||
| ORD (traded as ADR) | Sale | 984 | 244.6826 USD | ||||||
| ORD | Sale | 989 | 51.1935 GBP | ||||||
| ORD (traded as ADR) | Sale | 1,200 | 244.5085 USD | ||||||
| ORD (traded as ADR) | Sale | 1,200 | 245.7637 USD | ||||||
| ORD | Sale | 1,215 | 50.8500 GBP | ||||||
| ORD | Sale | 1,404 | 51.2500 GBP | ||||||
| ORD (traded as ADR) | Sale | 1,500 | 245.3320 USD | ||||||
| ORD (traded as ADR) | Sale | 1,500 | 246.3720 USD | ||||||
| ORD | Sale | 1,538 | 51.0000 GBP | ||||||
| ORD (traded as ADR) | Sale | 1,611 | 244.4171 USD | ||||||
| ORD (traded as ADR) | Sale | 1,755 | 245.2783 USD | ||||||
| ORD | Sale | 2,008 | 51.3500 GBP | ||||||
| ORD (traded as ADR) | Sale | 2,100 | 246.3085 USD | ||||||
| ORD (traded as ADR) | Sale | 2,220 | 245.4064 USD | ||||||
| ORD | Sale | 2,242 | 51.2041 GBP | ||||||
| ORD (traded as ADR) | Sale | 2,688 | 244.9144 USD | ||||||
| ORD | Sale | 2,757 | 50.9823 GBP | ||||||
| ORD | Sale | 2,798 | 50.8449 GBP | ||||||
| ORD (traded as ADR) | Sale | 3,300 | 246.1727 USD | ||||||
| ORD | Sale | 4,048 | 51.1875 GBP | ||||||
| ORD (traded as ADR) | Sale | 4,800 | 244.2493 USD | ||||||
| ORD | Sale | 6,476 | 51.1118 GBP | ||||||
| ORD | Sale | 6,520 | 51.1828 GBP | ||||||
| ORD (traded as ADR) | Sale | 6,600 | 245.6861 USD | ||||||
| ORD | Sale | 8,304 | 51.1796 GBP | ||||||
| ORD (traded as ADR) | Sale | 8,400 | 245.3989 USD | ||||||
| ORD | Sale | 8,432 | 51.4000 GBP | ||||||
| ORD (traded as ADR) | Sale | 9,000 | 245.2614 USD | ||||||
| ORD | Sale | 9,298 | 51.1334 GBP | ||||||
| ORD (traded as ADR) | Sale | 9,300 | 245.2179 USD | ||||||
| ORD | Sale | 14,049 | 50.9203 GBP | ||||||
| ORD (traded as ADR) | Sale | 14,331 | 245.1377 USD | ||||||
| ORD | Sale | 16,656 | 51.1955 GBP | ||||||
| ORD (traded as ADR) | Sale | 18,975 | 244.8026 USD | ||||||
| ORD (traded as ADR) | Sale | 21,000 | 244.8832 USD | ||||||
| ORD | Sale | 22,087 | 51.1545 GBP | ||||||
| ORD (traded as ADR) | Sale | 22,563 | 245.5061 USD | ||||||
| ORD | Sale | 28,601 | 51.0086 GBP | ||||||
| ORD | Sale | 32,067 | 51.1195 GBP | ||||||
| ORD | Sale | 45,953 | 51.0170 GBP | ||||||
| ORD | Sale | 49,799 | 51.2607 GBP | ||||||
| ORD | Sale | 53,535 | 51.1268 GBP | ||||||
| ORD | Sale | 58,812 | 50.9681 GBP | ||||||
| ORD | Sale | 70,000 | 51.2512 GBP | ||||||
| ORD | Sale | 71,484 | 51.0513 GBP | ||||||
| ORD | Sale | 78,298 | 51.1725 GBP | ||||||
| ORD | Sale | 84,253 | 50.9532 GBP | ||||||
| ORD | Sale | 91,678 | 51.1421 GBP | ||||||
| ORD (traded as ADR) | Sale | 106,086 | 245.6197 USD | ||||||
| ORD | Sale | 175,000 | 51.1886 GBP | ||||||
| ORD | Sale | 291,579 | 50.9607 GBP | ||||||
| (b) | Derivatives transactions (other than options) | ||||||||
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | CFD | Long | 77 | 51.2948 GBP | |||||
| ORD | SWAP | Long | 100 | 51.2995 GBP | |||||
| ORD | CFD | Long | 693 | 51.3193 GBP | |||||
| ORD | CFD | Long | 2,064 | 50.8691 GBP | |||||
| ORD | CFD | Long | 3,000 | 51.0035 GBP | |||||
| ORD | SWAP | Long | 3,300 | 51.3040 GBP | |||||
| ORD | SWAP | Long | 8,106 | 51.1474 GBP | |||||
| ORD | CFD | Long | 16,656 | 51.1955 GBP | |||||
| ORD | CFD | Short | 1,786 | 51.0999 GBP | |||||
| ORD | CFD | Short | 6,645 | 51.3202 GBP | |||||
| ORD | CFD | Short | 7,200 | 51.0897 GBP | |||||
| ORD | SWAP | Short | 8,047 | 51.0571 GBP | |||||
| ORD | SWAP | Short | 35,387 | 51.0750 GBP | |||||
| ORD | SWAP | Short | 74,000 | 51.3894 GBP | |||||
| ORD | CFD | Short | 39,382 | 51.1988 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 1,000 | 270 USD | American | 17 Jan 2015 | 4.2000 USD | ||||||||
| ADR | Call Options | Purchasing | 1,000 | 280 USD | American | 17 Apr 2015 | 3.1000 USD | ||||||||
| ADR | Put Options | Purchasing | 1,000 | 225 USD | American | 31 Oct 2014 | 4.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 1,500 | 242.5 USD | American | 18 Oct 2014 | 3.5000 USD | ||||||||
| ADR | Put Options | Purchasing | 100 | 245 USD | American | 18 Oct 2014 | 2.9500 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES |
| Date of disclosure: | 15 October 2014 |
| Contact name: | Rajesh Muthanna |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
143221.01
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of person whose open positions are being disclosed: | Barclays PLC. |
| Name of offeror/offeree in relation to whose relevant securities the disclosure relates: | SHIRE PLC |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -2,900 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -800 | 190.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -900 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 225.0000 | American | 31 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -26,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,500 | 242.5000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -10,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -15,000 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -22,600 | 250.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -33,300 | 252.5000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -30,600 | 255.0000 | American | 22 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -9,100 | 257.5000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,100 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,000 | 265.0000 | American | 14 Nov 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,800 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 400 | 170.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,500 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 190.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,100 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 4,600 | 200.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 30,700 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,400 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 220.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 100 | 225.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 2,700 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,100 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 265.0000 | American | 15 Jan 2016 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 280.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 225.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 230.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 100 | 235.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Purchased | 42,500 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 20,000 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 16,600 | 250.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 18,200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 260.0000 | American | 14 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 15,600 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,000 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 10,300 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 377,600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 5,000 | 275.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 12,100 | 280.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 1,000 | 280.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,200 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,300 | 195.0000 | American | 15 Jan 2016 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,000 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -99,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 242.5000 | American | 14 Nov 2014 | |||||||
| ADR | Call Options | Written | -4,800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,468 | 250.0000 | American | 21 Nov 2014 | |||||||
| ADR | Call Options | Written | -26,900 | 250.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Written | -23,700 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -372,700 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 255.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -2,500 | 265.0000 | American | 22 Nov 2014 | |||||||
| ADR | Call Options | Written | -100 | 290.0000 | American | 20 Jan 2017 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -400 | 330.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
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