18th Sep 2018 13:09
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 17 September 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 5,223,605 | 0.57% | 1,683,785 | 0.18% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 319,349 | 0.03% | 3,348,937 | 0.37% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 182,700 | 0.02% | 260,700 | 0.03% | |||||||
| TOTAL: | 5,725,654 | 0.63% | 5,293,422 | 0.58% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 35 | 44.9300 GBP | ||||
| 5p ordinary | Purchase | 35 | 44.6200 GBP | ||||
| 5p ordinary | Purchase | 35 | 45.2450 GBP | ||||
| 5p ordinary | Purchase | 35 | 45.2500 GBP | ||||
| 5p ordinary | Purchase | 62 | 45.1850 GBP | ||||
| 5p ordinary | Purchase | 64 | 45.1900 GBP | ||||
| 5p ordinary | Purchase | 64 | 45.1550 GBP | ||||
| 5p ordinary | Purchase | 65 | 44.9150 GBP | ||||
| 5p ordinary | Purchase | 65 | 44.8150 GBP | ||||
| 5p ordinary | Purchase | 69 | 44.6125 GBP | ||||
| 5p ordinary | Purchase | 69 | 44.6050 GBP | ||||
| 5p ordinary | Purchase | 69 | 44.9700 GBP | ||||
| 5p ordinary | Purchase | 69 | 44.6900 GBP | ||||
| 5p ordinary | Purchase | 83 | 44.8250 GBP | ||||
| 5p ordinary | Purchase | 99 | 45.2150 GBP | ||||
| 5p ordinary | Purchase | 100 | 44.6150 GBP | ||||
| 5p ordinary | Purchase | 110 | 44.8000 GBP | ||||
| 5p ordinary | Purchase | 134 | 44.6102 GBP | ||||
| 5p ordinary | Purchase | 136 | 45.1500 GBP | ||||
| 5p ordinary | Purchase | 223 | 44.7943 GBP | ||||
| 5p ordinary | Purchase | 416 | 44.6155 GBP | ||||
| 5p ordinary | Purchase | 536 | 44.6066 GBP | ||||
| 5p ordinary | Purchase | 1,089 | 44.6686 GBP | ||||
| 5p ordinary | Purchase | 1,742 | 44.8859 GBP | ||||
| 5p ordinary | Purchase | 1,791 | 44.5784 GBP | ||||
| 5p ordinary | Purchase | 2,054 | 44.8527 GBP | ||||
| 5p ordinary | Purchase | 3,272 | 44.8863 GBP | ||||
| 5p ordinary | Purchase | 3,462 | 44.6829 GBP | ||||
| 5p ordinary | Purchase | 5,463 | 44.6192 GBP | ||||
| 5p ordinary | Purchase | 6,053 | 45.2491 GBP | ||||
| 5p ordinary | Purchase | 7,919 | 44.6850 GBP | ||||
| 5p ordinary | Purchase | 8,574 | 44.6173 GBP | ||||
| 5p ordinary | Purchase | 9,481 | 44.6001 GBP | ||||
| 5p ordinary | Purchase | 9,540 | 44.8741 GBP | ||||
| 5p ordinary | Purchase | 10,358 | 44.7437 GBP | ||||
| 5p ordinary | Purchase | 10,709 | 45.0143 GBP | ||||
| 5p ordinary | Purchase | 12,500 | 45.0925 GBP | ||||
| 5p ordinary | Purchase | 15,701 | 44.7530 GBP | ||||
| 5p ordinary | Purchase | 17,175 | 44.6780 GBP | ||||
| 5p ordinary | Purchase | 22,699 | 44.8709 GBP | ||||
| 5p ordinary | Purchase | 34,349 | 44.6785 GBP | ||||
| 5p ordinary | Sale | 9 | 44.8900 GBP | ||||
| 5p ordinary | Sale | 9 | 44.8200 GBP | ||||
| 5p ordinary | Sale | 31 | 45.1850 GBP | ||||
| 5p ordinary | Sale | 35 | 44.9300 GBP | ||||
| 5p ordinary | Sale | 35 | 45.2500 GBP | ||||
| 5p ordinary | Sale | 35 | 45.2450 GBP | ||||
| 5p ordinary | Sale | 50 | 44.8828 GBP | ||||
| 5p ordinary | Sale | 64 | 45.1900 GBP | ||||
| 5p ordinary | Sale | 64 | 45.1550 GBP | ||||
| 5p ordinary | Sale | 65 | 44.9150 GBP | ||||
| 5p ordinary | Sale | 65 | 44.8150 GBP | ||||
| 5p ordinary | Sale | 69 | 44.9700 GBP | ||||
| 5p ordinary | Sale | 69 | 44.6125 GBP | ||||
| 5p ordinary | Sale | 69 | 44.6050 GBP | ||||
| 5p ordinary | Sale | 69 | 44.6900 GBP | ||||
| 5p ordinary | Sale | 83 | 44.8250 GBP | ||||
| 5p ordinary | Sale | 99 | 45.2150 GBP | ||||
| 5p ordinary | Sale | 100 | 44.6150 GBP | ||||
| 5p ordinary | Sale | 110 | 44.8000 GBP | ||||
| 5p ordinary | Sale | 289 | 44.8647 GBP | ||||
| 5p ordinary | Sale | 350 | 44.9457 GBP | ||||
| 5p ordinary | Sale | 498 | 45.1002 GBP | ||||
| 5p ordinary | Sale | 595 | 45.2552 GBP | ||||
| 5p ordinary | Sale | 719 | 44.8641 GBP | ||||
| 5p ordinary | Sale | 759 | 44.9043 GBP | ||||
| 5p ordinary | Sale | 1,215 | 44.7083 GBP | ||||
| 5p ordinary | Sale | 1,657 | 44.7461 GBP | ||||
| 5p ordinary | Sale | 2,054 | 44.8527 GBP | ||||
| 5p ordinary | Sale | 3,272 | 44.8863 GBP | ||||
| 5p ordinary | Sale | 5,477 | 45.1698 GBP | ||||
| 5p ordinary | Sale | 5,773 | 44.6920 GBP | ||||
| 5p ordinary | Sale | 5,918 | 45.0494 GBP | ||||
| 5p ordinary | Sale | 6,181 | 44.7444 GBP | ||||
| 5p ordinary | Sale | 8,804 | 44.8412 GBP | ||||
| 5p ordinary | Sale | 9,540 | 44.8741 GBP | ||||
| 5p ordinary | Sale | 10,035 | 44.6200 GBP | ||||
| 5p ordinary | Sale | 13,748 | 45.0977 GBP | ||||
| 5p ordinary | Sale | 20,020 | 44.7303 GBP | ||||
| 5p ordinary | Sale | 21,315 | 44.6808 GBP | ||||
| 5p ordinary | Sale | 22,356 | 44.8701 GBP | ||||
| 5p ordinary | Sale | 52,688 | 44.7846 GBP | ||||
| 5p ordinary | Sale | 86,738 | 44.7705 GBP | ||||
| ADR | Purchase | 1 | 176.4701 USD | ||||
| ADR | Purchase | 8 | 176.6400 USD | ||||
| ADR | Purchase | 17 | 176.5900 USD | ||||
| ADR | Purchase | 25 | 176.6000 USD | ||||
| ADR | Purchase | 50 | 176.9300 USD | ||||
| ADR | Purchase | 59 | 176.8100 USD | ||||
| ADR | Purchase | 100 | 176.4900 USD | ||||
| ADR | Purchase | 100 | 176.5700 USD | ||||
| ADR | Purchase | 100 | 176.5800 USD | ||||
| ADR | Purchase | 100 | 175.8900 USD | ||||
| ADR | Purchase | 100 | 176.4300 USD | ||||
| ADR | Purchase | 111 | 176.5400 USD | ||||
| ADR | Purchase | 200 | 176.4550 USD | ||||
| ADR | Purchase | 200 | 176.4350 USD | ||||
| ADR | Purchase | 200 | 176.4050 USD | ||||
| ADR | Purchase | 200 | 176.8900 USD | ||||
| ADR | Purchase | 200 | 176.5750 USD | ||||
| ADR | Purchase | 200 | 176.5149 USD | ||||
| ADR | Purchase | 600 | 176.5866 USD | ||||
| ADR | Purchase | 900 | 176.5938 USD | ||||
| ADR | Purchase | 900 | 176.4744 USD | ||||
| ADR | Purchase | 973 | 176.8110 USD | ||||
| ADR | Purchase | 1,000 | 176.2002 USD | ||||
| ADR | Purchase | 1,050 | 176.3100 USD | ||||
| ADR | Purchase | 1,500 | 176.3318 USD | ||||
| ADR | Purchase | 2,750 | 176.4860 USD | ||||
| ADR | Sale | 1 | 176.4701 USD | ||||
| ADR | Sale | 11 | 176.5400 USD | ||||
| ADR | Sale | 59 | 176.8100 USD | ||||
| ADR | Sale | 100 | 176.5100 USD | ||||
| ADR | Sale | 100 | 176.4450 USD | ||||
| ADR | Sale | 200 | 176.4050 USD | ||||
| ADR | Sale | 200 | 176.8350 USD | ||||
| ADR | Sale | 200 | 176.5650 USD | ||||
| ADR | Sale | 300 | 176.0966 USD | ||||
| ADR | Sale | 600 | 176.5185 USD | ||||
| ADR | Sale | 700 | 176.2446 USD | ||||
| ADR | Sale | 800 | 176.0415 USD | ||||
| ADR | Sale | 900 | 176.4744 USD | ||||
| ADR | Sale | 1,000 | 176.5985 USD | ||||
| ADR | Sale | 1,050 | 176.3100 USD | ||||
| ADR | Sale | 1,123 | 176.7921 USD | ||||
| ADR | Sale | 7,000 | 175.8800 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 661 | 44.9733 GBP | |||||
| 5p ordinary | CFD | Long | 759 | 44.9043 GBP | |||||
| 5p ordinary | CFD | Long | 5,477 | 45.1697 GBP | |||||
| 5p ordinary | CFD | Long | 6,181 | 44.7444 GBP | |||||
| ADR | CFD | Long | 7,000 | 175.8800 USD | |||||
| 5p ordinary | CFD | Long | 21,315 | 44.6808 GBP | |||||
| 5p ordinary | SWAP | Long | 22,538 | 44.7848 GBP | |||||
| 5p ordinary | SWAP | Long | 29,930 | 44.7922 GBP | |||||
| 5p ordinary | CFD | Long | 39,757 | 44.7897 GBP | |||||
| 5p ordinary | SWAP | Long | 57,598 | 44.7365 GBP | |||||
| 5p ordinary | SWAP | Short | 343 | 44.9250 GBP | |||||
| 5p ordinary | SWAP | Short | 633 | 44.6929 GBP | |||||
| 5p ordinary | CFD | Short | 1,089 | 44.6686 GBP | |||||
| 5p ordinary | CFD | Short | 10,358 | 44.7437 GBP | |||||
| 5p ordinary | SWAP | Short | 10,997 | 44.8350 GBP | |||||
| 5p ordinary | SWAP | Short | 17,175 | 44.6780 GBP | |||||
| 5p ordinary | SWAP | Short | 34,349 | 44.6785 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 18 Sep 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,300 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,700 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,000 | 195.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -10,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -6,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -4,100 | 180.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -800 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 173.0000 | American | 12 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 173.0000 | American | 21 Sep 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -8,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -8,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -6,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -4,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 155.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 160.0000 | American | 21 Sep 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 155.0000 | American | 5 Oct 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 10,000 | 160.0000 | American | 19 Jul 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180918005543/en/
Copyright Business Wire 2018
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