6th Nov 2018 12:45
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 05 November 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 4,599,814 | 0.50% | 2,825,647 | 0.31% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 223,752 | 0.02% | 3,957,742 | 0.43% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 335,500 | 0.04% | 355,400 | 0.04% | |||||||
| TOTAL: | 5,159,066 | 0.56% | 7,138,789 | 0.78% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 3 | 45.1200 GBP | ||||
| 5p ordinary | Purchase | 7 | 45.2882 GBP | ||||
| 5p ordinary | Purchase | 44 | 45.3936 GBP | ||||
| 5p ordinary | Purchase | 52 | 45.3150 GBP | ||||
| 5p ordinary | Purchase | 56 | 45.2880 GBP | ||||
| 5p ordinary | Purchase | 63 | 45.4450 GBP | ||||
| 5p ordinary | Purchase | 63 | 45.3750 GBP | ||||
| 5p ordinary | Purchase | 70 | 45.3900 GBP | ||||
| 5p ordinary | Purchase | 72 | 45.3300 GBP | ||||
| 5p ordinary | Purchase | 186 | 45.2350 GBP | ||||
| 5p ordinary | Purchase | 220 | 45.3950 GBP | ||||
| 5p ordinary | Purchase | 226 | 45.3737 GBP | ||||
| 5p ordinary | Purchase | 300 | 45.3500 GBP | ||||
| 5p ordinary | Purchase | 311 | 45.2653 GBP | ||||
| 5p ordinary | Purchase | 317 | 45.2879 GBP | ||||
| 5p ordinary | Purchase | 506 | 45.4035 GBP | ||||
| 5p ordinary | Purchase | 982 | 45.2843 GBP | ||||
| 5p ordinary | Purchase | 1,274 | 45.5799 GBP | ||||
| 5p ordinary | Purchase | 1,546 | 45.2420 GBP | ||||
| 5p ordinary | Purchase | 1,609 | 45.2326 GBP | ||||
| 5p ordinary | Purchase | 1,670 | 45.2150 GBP | ||||
| 5p ordinary | Purchase | 3,066 | 45.2797 GBP | ||||
| 5p ordinary | Purchase | 9,878 | 45.2473 GBP | ||||
| 5p ordinary | Purchase | 29,799 | 45.2936 GBP | ||||
| 5p ordinary | Purchase | 34,640 | 45.3325 GBP | ||||
| 5p ordinary | Purchase | 69,280 | 45.3857 GBP | ||||
| 5p ordinary | Purchase | 69,280 | 45.2694 GBP | ||||
| 5p ordinary | Purchase | 69,280 | 45.3862 GBP | ||||
| 5p ordinary | Purchase | 87,078 | 45.2750 GBP | ||||
| 5p ordinary | Purchase | 101,338 | 45.2714 GBP | ||||
| 5p ordinary | Sale | 23 | 45.3350 GBP | ||||
| 5p ordinary | Sale | 52 | 45.3150 GBP | ||||
| 5p ordinary | Sale | 63 | 45.4450 GBP | ||||
| 5p ordinary | Sale | 63 | 45.3750 GBP | ||||
| 5p ordinary | Sale | 70 | 45.3900 GBP | ||||
| 5p ordinary | Sale | 72 | 45.3300 GBP | ||||
| 5p ordinary | Sale | 146 | 45.3202 GBP | ||||
| 5p ordinary | Sale | 183 | 45.2703 GBP | ||||
| 5p ordinary | Sale | 186 | 45.2350 GBP | ||||
| 5p ordinary | Sale | 201 | 45.3066 GBP | ||||
| 5p ordinary | Sale | 251 | 45.3550 GBP | ||||
| 5p ordinary | Sale | 1,546 | 45.2420 GBP | ||||
| 5p ordinary | Sale | 1,609 | 45.2326 GBP | ||||
| 5p ordinary | Sale | 2,368 | 45.3880 GBP | ||||
| 5p ordinary | Sale | 2,625 | 45.1220 GBP | ||||
| 5p ordinary | Sale | 7,775 | 45.2919 GBP | ||||
| 5p ordinary | Sale | 8,167 | 45.3058 GBP | ||||
| 5p ordinary | Sale | 8,990 | 45.2488 GBP | ||||
| 5p ordinary | Sale | 9,328 | 45.2915 GBP | ||||
| 5p ordinary | Sale | 10,947 | 45.3859 GBP | ||||
| 5p ordinary | Sale | 19,843 | 45.2750 GBP | ||||
| 5p ordinary | Sale | 23,167 | 45.3010 GBP | ||||
| 5p ordinary | Sale | 40,128 | 45.2689 GBP | ||||
| 5p ordinary | Sale | 42,293 | 45.2033 GBP | ||||
| 5p ordinary | Sale | 428,852 | 45.7900 GBP | ||||
| ADR | Purchase | 5 | 178.1600 USD | ||||
| ADR | Purchase | 10 | 177.4000 USD | ||||
| ADR | Purchase | 100 | 177.1800 USD | ||||
| ADR | Purchase | 100 | 177.1400 USD | ||||
| ADR | Purchase | 100 | 177.0100 USD | ||||
| ADR | Purchase | 108 | 178.9700 USD | ||||
| ADR | Purchase | 200 | 178.3700 USD | ||||
| ADR | Purchase | 200 | 177.4900 USD | ||||
| ADR | Purchase | 215 | 177.2677 USD | ||||
| ADR | Purchase | 282 | 177.9448 USD | ||||
| ADR | Purchase | 300 | 177.4050 USD | ||||
| ADR | Purchase | 400 | 177.1550 USD | ||||
| ADR | Purchase | 745 | 177.0850 USD | ||||
| ADR | Purchase | 3,000 | 178.0140 USD | ||||
| ADR | Purchase | 7,000 | 176.9503 USD | ||||
| ADR | Purchase | 8,400 | 178.3557 USD | ||||
| ADR | Purchase | 9,400 | 178.3210 USD | ||||
| ADR | Purchase | 10,515 | 178.1742 USD | ||||
| ADR | Sale | 100 | 179.0100 USD | ||||
| ADR | Sale | 100 | 177.8900 USD | ||||
| ADR | Sale | 100 | 177.0900 USD | ||||
| ADR | Sale | 100 | 178.1300 USD | ||||
| ADR | Sale | 100 | 177.9900 USD | ||||
| ADR | Sale | 108 | 178.9700 USD | ||||
| ADR | Sale | 110 | 177.4000 USD | ||||
| ADR | Sale | 200 | 177.6100 USD | ||||
| ADR | Sale | 200 | 177.8100 USD | ||||
| ADR | Sale | 200 | 178.9500 USD | ||||
| ADR | Sale | 200 | 178.0425 USD | ||||
| ADR | Sale | 200 | 178.0400 USD | ||||
| ADR | Sale | 282 | 177.9448 USD | ||||
| ADR | Sale | 300 | 178.4200 USD | ||||
| ADR | Sale | 300 | 178.1600 USD | ||||
| ADR | Sale | 300 | 178.1100 USD | ||||
| ADR | Sale | 376 | 178.2398 USD | ||||
| ADR | Sale | 420 | 177.2270 USD | ||||
| ADR | Sale | 674 | 178.7421 USD | ||||
| ADR | Sale | 800 | 177.8912 USD | ||||
| ADR | Sale | 1,345 | 177.1660 USD | ||||
| ADR | Sale | 1,500 | 178.7160 USD | ||||
| ADR | Sale | 1,600 | 177.6182 USD | ||||
| ADR | Sale | 1,624 | 178.0065 USD | ||||
| ADR | Sale | 3,283 | 177.2775 USD | ||||
| ADR | Sale | 5,158 | 178.6392 USD | ||||
| ADR | Sale | 7,000 | 176.9504 USD | ||||
| ADR | Sale | 7,900 | 178.2460 USD | ||||
| ADR | Sale | 8,100 | 178.3667 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 25 | 45.3700 GBP | |||||
| 5p ordinary | SWAP | Long | 63 | 45.4450 GBP | |||||
| 5p ordinary | CFD | Long | 146 | 45.3202 GBP | |||||
| 5p ordinary | SWAP | Long | 794 | 45.2903 GBP | |||||
| 5p ordinary | CFD | Long | 1,350 | 45.2514 GBP | |||||
| 5p ordinary | SWAP | Long | 1,770 | 45.7180 GBP | |||||
| 5p ordinary | CFD | Long | 2,368 | 45.3880 GBP | |||||
| 5p ordinary | CFD | Long | 2,625 | 45.1220 GBP | |||||
| 5p ordinary | SWAP | Long | 4,719 | 45.3002 GBP | |||||
| 5p ordinary | CFD | Long | 9,328 | 45.2915 GBP | |||||
| 5p ordinary | SWAP | Long | 14,214 | 45.2929 GBP | |||||
| 5p ordinary | CFD | Long | 42,293 | 45.2033 GBP | |||||
| 5p ordinary | SWAP | Short | 9 | 45.2677 GBP | |||||
| 5p ordinary | CFD | Short | 16 | 45.2818 GBP | |||||
| 5p ordinary | SWAP | Short | 63 | 45.3750 GBP | |||||
| 5p ordinary | CFD | Short | 1,670 | 45.2150 GBP | |||||
| 5p ordinary | CFD | Short | 3,066 | 45.2797 GBP | |||||
| 5p ordinary | SWAP | Short | 3,819 | 45.2975 GBP | |||||
| 5p ordinary | SWAP | Short | 25,504 | 45.2686 GBP | |||||
| 5p ordinary | SWAP | Short | 34,640 | 45.3325 GBP | |||||
| 5p ordinary | SWAP | Short | 93,811 | 45.2750 GBP | |||||
| 5p ordinary | SWAP | Short | 96,266 | 45.3546 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 500 | 180 USD | American | 23 Nov 2018 | 2.5000 USD | ||||||||
| ADR | Call Options | Purchasing | 300 | 183 USD | American | 9 Nov 2018 | 0.5000 USD | ||||||||
| ADR | Call Options | Purchasing | 8,600 | 195 USD | American | 18 Jan 2019 | 2.8732 USD | ||||||||
| ADR | Call Options | Selling | 600 | 160 USD | American | 18 Jan 2019 | 23.7000 USD | ||||||||
| ADR | Call Options | Selling | 100 | 180 USD | American | 18 Jan 2019 | 9.4500 USD | ||||||||
| ADR | Call Options | Selling | 8,600 | 185 USD | American | 18 Jan 2019 | 6.8368 USD | ||||||||
| ADR | Call Options | Selling | 1,000 | 190 USD | American | 18 Apr 2019 | 8.6000 USD | ||||||||
| ADR | Put Options | Purchasing | 4,800 | 135 USD | American | 18 Jan 2019 | 1.5837 USD | ||||||||
| ADR | Put Options | Purchasing | 3,800 | 140 USD | American | 18 Jan 2019 | 2.0465 USD | ||||||||
| ADR | Put Options | Selling | 400 | 135 USD | American | 18 Jan 2019 | 1.9500 USD | ||||||||
| ADR | Put Options | Selling | 1,200 | 150 USD | American | 21 Dec 2018 | 1.7500 USD | ||||||||
| ADR | Put Options | Selling | 4,000 | 150 USD | American | 18 Jan 2019 | 3.5000 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 6 Nov 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 195.0000 | American | 16 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 208.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 183.0000 | American | 9 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 205.0000 | American | 7 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 180.0000 | American | 23 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 900 | 180.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 178.0000 | American | 30 Nov 2018 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,900 | 190.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 7,700 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Purchased | 15,300 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,000 | 190.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 21,700 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 23,900 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -56,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -41,100 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -37,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,500 | 210.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,000 | 210.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -800 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -600 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -500 | 135.0000 | American | 19 Jul 2019 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 175.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -43,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,900 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,500 | 165.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -4,800 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -3,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,000 | 155.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 175.0000 | American | 16 Nov 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 165.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 500 | 165.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 1,200 | 150.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 3,300 | 155.0000 | American | 21 Dec 2018 | |||||||
| ADR | Put Options | Written | 4,000 | 165.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 10,200 | 155.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 170.0000 | American | 18 Apr 2019 | |||||||
| ADR | Put Options | Written | 11,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 17,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 22,900 | 165.0000 | American | 18 Jan 2019 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20181106005520/en/
Copyright Business Wire 2018
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