27th Sep 2018 14:07
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 26 September 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,913,053 | 0.43% | 1,256,725 | 0.14% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 294,357 | 0.03% | 2,993,616 | 0.33% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 200,000 | 0.02% | 260,400 | 0.03% | |||||||
| TOTAL: | 4,407,410 | 0.48% | 4,510,741 | 0.49% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 17 | 45.6275 GBP | ||||
| 5p ordinary | Purchase | 17 | 45.6475 GBP | ||||
| 5p ordinary | Purchase | 17 | 45.6850 GBP | ||||
| 5p ordinary | Purchase | 37 | 45.7025 GBP | ||||
| 5p ordinary | Purchase | 40 | 45.6700 GBP | ||||
| 5p ordinary | Purchase | 64 | 45.6400 GBP | ||||
| 5p ordinary | Purchase | 67 | 45.6575 GBP | ||||
| 5p ordinary | Purchase | 67 | 45.6725 GBP | ||||
| 5p ordinary | Purchase | 67 | 45.6875 GBP | ||||
| 5p ordinary | Purchase | 67 | 45.7450 GBP | ||||
| 5p ordinary | Purchase | 70 | 45.7625 GBP | ||||
| 5p ordinary | Purchase | 70 | 45.6550 GBP | ||||
| 5p ordinary | Purchase | 75 | 45.7675 GBP | ||||
| 5p ordinary | Purchase | 75 | 45.6350 GBP | ||||
| 5p ordinary | Purchase | 76 | 45.7400 GBP | ||||
| 5p ordinary | Purchase | 83 | 45.6325 GBP | ||||
| 5p ordinary | Purchase | 86 | 45.7350 GBP | ||||
| 5p ordinary | Purchase | 88 | 45.7525 GBP | ||||
| 5p ordinary | Purchase | 102 | 45.7375 GBP | ||||
| 5p ordinary | Purchase | 103 | 45.6900 GBP | ||||
| 5p ordinary | Purchase | 103 | 45.7175 GBP | ||||
| 5p ordinary | Purchase | 105 | 45.6500 GBP | ||||
| 5p ordinary | Purchase | 105 | 45.6825 GBP | ||||
| 5p ordinary | Purchase | 108 | 45.7275 GBP | ||||
| 5p ordinary | Purchase | 120 | 45.7225 GBP | ||||
| 5p ordinary | Purchase | 123 | 45.7425 GBP | ||||
| 5p ordinary | Purchase | 135 | 45.6975 GBP | ||||
| 5p ordinary | Purchase | 136 | 45.6625 GBP | ||||
| 5p ordinary | Purchase | 141 | 45.7460 GBP | ||||
| 5p ordinary | Purchase | 157 | 45.6750 GBP | ||||
| 5p ordinary | Purchase | 172 | 45.7117 GBP | ||||
| 5p ordinary | Purchase | 180 | 45.6800 GBP | ||||
| 5p ordinary | Purchase | 184 | 45.6775 GBP | ||||
| 5p ordinary | Purchase | 193 | 45.6600 GBP | ||||
| 5p ordinary | Purchase | 200 | 45.6994 GBP | ||||
| 5p ordinary | Purchase | 210 | 45.7125 GBP | ||||
| 5p ordinary | Purchase | 210 | 45.6650 GBP | ||||
| 5p ordinary | Purchase | 211 | 45.6250 GBP | ||||
| 5p ordinary | Purchase | 241 | 45.6645 GBP | ||||
| 5p ordinary | Purchase | 263 | 45.6525 GBP | ||||
| 5p ordinary | Purchase | 273 | 45.6175 GBP | ||||
| 5p ordinary | Purchase | 295 | 45.7050 GBP | ||||
| 5p ordinary | Purchase | 441 | 45.6675 GBP | ||||
| 5p ordinary | Purchase | 584 | 45.6653 GBP | ||||
| 5p ordinary | Purchase | 613 | 45.7382 GBP | ||||
| 5p ordinary | Purchase | 1,110 | 45.6637 GBP | ||||
| 5p ordinary | Purchase | 1,464 | 45.7313 GBP | ||||
| 5p ordinary | Purchase | 2,203 | 45.7238 GBP | ||||
| 5p ordinary | Purchase | 2,249 | 45.6697 GBP | ||||
| 5p ordinary | Purchase | 2,300 | 45.7250 GBP | ||||
| 5p ordinary | Purchase | 3,110 | 45.6956 GBP | ||||
| 5p ordinary | Purchase | 3,943 | 45.6968 GBP | ||||
| 5p ordinary | Purchase | 4,778 | 45.7059 GBP | ||||
| 5p ordinary | Purchase | 5,140 | 45.7222 GBP | ||||
| 5p ordinary | Purchase | 5,700 | 45.6826 GBP | ||||
| 5p ordinary | Purchase | 7,678 | 45.7015 GBP | ||||
| 5p ordinary | Purchase | 8,470 | 45.6957 GBP | ||||
| 5p ordinary | Purchase | 9,501 | 45.7039 GBP | ||||
| 5p ordinary | Purchase | 11,825 | 45.7051 GBP | ||||
| 5p ordinary | Purchase | 11,851 | 45.7000 GBP | ||||
| 5p ordinary | Purchase | 12,605 | 45.7120 GBP | ||||
| 5p ordinary | Purchase | 14,344 | 45.6945 GBP | ||||
| 5p ordinary | Purchase | 14,807 | 45.7107 GBP | ||||
| 5p ordinary | Purchase | 17,422 | 45.6869 GBP | ||||
| 5p ordinary | Purchase | 23,460 | 45.7075 GBP | ||||
| 5p ordinary | Purchase | 28,576 | 45.6761 GBP | ||||
| 5p ordinary | Purchase | 88,695 | 45.7113 GBP | ||||
| 5p ordinary | Purchase | 469,088 | 45.6853 GBP | ||||
| 5p ordinary | Sale | 17 | 45.6275 GBP | ||||
| 5p ordinary | Sale | 17 | 45.6475 GBP | ||||
| 5p ordinary | Sale | 17 | 45.6850 GBP | ||||
| 5p ordinary | Sale | 34 | 45.7150 GBP | ||||
| 5p ordinary | Sale | 37 | 45.7025 GBP | ||||
| 5p ordinary | Sale | 40 | 45.6700 GBP | ||||
| 5p ordinary | Sale | 64 | 45.6400 GBP | ||||
| 5p ordinary | Sale | 67 | 45.6575 GBP | ||||
| 5p ordinary | Sale | 67 | 45.6875 GBP | ||||
| 5p ordinary | Sale | 67 | 45.6725 GBP | ||||
| 5p ordinary | Sale | 67 | 45.7450 GBP | ||||
| 5p ordinary | Sale | 70 | 45.6550 GBP | ||||
| 5p ordinary | Sale | 70 | 45.7100 GBP | ||||
| 5p ordinary | Sale | 70 | 45.7625 GBP | ||||
| 5p ordinary | Sale | 74 | 45.6350 GBP | ||||
| 5p ordinary | Sale | 75 | 45.6439 GBP | ||||
| 5p ordinary | Sale | 75 | 45.7675 GBP | ||||
| 5p ordinary | Sale | 76 | 45.7400 GBP | ||||
| 5p ordinary | Sale | 83 | 45.6325 GBP | ||||
| 5p ordinary | Sale | 85 | 45.6785 GBP | ||||
| 5p ordinary | Sale | 86 | 45.7350 GBP | ||||
| 5p ordinary | Sale | 88 | 45.7525 GBP | ||||
| 5p ordinary | Sale | 102 | 45.7375 GBP | ||||
| 5p ordinary | Sale | 103 | 45.7175 GBP | ||||
| 5p ordinary | Sale | 103 | 45.6900 GBP | ||||
| 5p ordinary | Sale | 105 | 45.6825 GBP | ||||
| 5p ordinary | Sale | 105 | 45.6500 GBP | ||||
| 5p ordinary | Sale | 108 | 45.7275 GBP | ||||
| 5p ordinary | Sale | 120 | 45.7225 GBP | ||||
| 5p ordinary | Sale | 122 | 45.6963 GBP | ||||
| 5p ordinary | Sale | 123 | 45.7425 GBP | ||||
| 5p ordinary | Sale | 136 | 45.6625 GBP | ||||
| 5p ordinary | Sale | 157 | 45.6750 GBP | ||||
| 5p ordinary | Sale | 180 | 45.6800 GBP | ||||
| 5p ordinary | Sale | 182 | 45.6975 GBP | ||||
| 5p ordinary | Sale | 184 | 45.6775 GBP | ||||
| 5p ordinary | Sale | 193 | 45.6600 GBP | ||||
| 5p ordinary | Sale | 204 | 45.7075 GBP | ||||
| 5p ordinary | Sale | 210 | 45.7125 GBP | ||||
| 5p ordinary | Sale | 210 | 45.6650 GBP | ||||
| 5p ordinary | Sale | 211 | 45.6250 GBP | ||||
| 5p ordinary | Sale | 263 | 45.6525 GBP | ||||
| 5p ordinary | Sale | 273 | 45.6175 GBP | ||||
| 5p ordinary | Sale | 295 | 45.7050 GBP | ||||
| 5p ordinary | Sale | 365 | 45.5000 GBP | ||||
| 5p ordinary | Sale | 441 | 45.6675 GBP | ||||
| 5p ordinary | Sale | 497 | 45.6176 GBP | ||||
| 5p ordinary | Sale | 845 | 45.7298 GBP | ||||
| 5p ordinary | Sale | 1,464 | 45.7313 GBP | ||||
| 5p ordinary | Sale | 1,517 | 45.6669 GBP | ||||
| 5p ordinary | Sale | 1,650 | 45.6976 GBP | ||||
| 5p ordinary | Sale | 1,772 | 45.6546 GBP | ||||
| 5p ordinary | Sale | 1,947 | 45.7020 GBP | ||||
| 5p ordinary | Sale | 2,171 | 45.7104 GBP | ||||
| 5p ordinary | Sale | 2,203 | 45.7238 GBP | ||||
| 5p ordinary | Sale | 2,249 | 45.6697 GBP | ||||
| 5p ordinary | Sale | 3,567 | 45.7073 GBP | ||||
| 5p ordinary | Sale | 4,865 | 45.7241 GBP | ||||
| 5p ordinary | Sale | 5,105 | 45.7127 GBP | ||||
| 5p ordinary | Sale | 6,916 | 45.8024 GBP | ||||
| 5p ordinary | Sale | 11,749 | 45.7054 GBP | ||||
| 5p ordinary | Sale | 14,700 | 45.7561 GBP | ||||
| 5p ordinary | Sale | 28,818 | 45.7250 GBP | ||||
| 5p ordinary | Sale | 29,323 | 45.2989 GBP | ||||
| 5p ordinary | Sale | 32,965 | 45.7057 GBP | ||||
| 5p ordinary | Sale | 33,313 | 45.7093 GBP | ||||
| 5p ordinary | Sale | 36,323 | 45.7257 GBP | ||||
| 5p ordinary | Sale | 39,056 | 45.7137 GBP | ||||
| 5p ordinary | Sale | 44,669 | 45.6720 GBP | ||||
| 5p ordinary | Sale | 50,166 | 45.6877 GBP | ||||
| 5p ordinary | Sale | 60,689 | 45.6832 GBP | ||||
| 5p ordinary | Sale | 63,928 | 45.7148 GBP | ||||
| 5p ordinary | Sale | 69,524 | 45.7081 GBP | ||||
| 5p ordinary | Sale | 95,394 | 45.7098 GBP | ||||
| 5p ordinary | Sale | 109,892 | 45.6419 GBP | ||||
| 5p ordinary | Sale | 112,628 | 45.6931 GBP | ||||
| ADR | Purchase | 8 | 180.6800 USD | ||||
| ADR | Purchase | 100 | 180.4269 USD | ||||
| ADR | Purchase | 100 | 180.7400 USD | ||||
| ADR | Purchase | 140 | 180.4300 USD | ||||
| ADR | Purchase | 300 | 181.0566 USD | ||||
| ADR | Purchase | 506 | 180.7177 USD | ||||
| ADR | Purchase | 871 | 180.7200 USD | ||||
| ADR | Purchase | 1,271 | 181.0438 USD | ||||
| ADR | Purchase | 1,800 | 180.5563 USD | ||||
| ADR | Purchase | 2,153 | 180.8039 USD | ||||
| ADR | Purchase | 7,300 | 181.3707 USD | ||||
| ADR | Purchase | 9,200 | 181.2014 USD | ||||
| ADR | Sale | 8 | 180.6800 USD | ||||
| ADR | Sale | 40 | 180.4300 USD | ||||
| ADR | Sale | 100 | 180.4550 USD | ||||
| ADR | Sale | 100 | 180.6600 USD | ||||
| ADR | Sale | 200 | 181.4600 USD | ||||
| ADR | Sale | 200 | 180.6950 USD | ||||
| ADR | Sale | 200 | 180.7300 USD | ||||
| ADR | Sale | 278 | 180.9317 USD | ||||
| ADR | Sale | 300 | 180.7293 USD | ||||
| ADR | Sale | 400 | 181.1815 USD | ||||
| ADR | Sale | 500 | 180.8700 USD | ||||
| ADR | Sale | 506 | 180.7177 USD | ||||
| ADR | Sale | 575 | 180.7765 USD | ||||
| ADR | Sale | 671 | 181.4020 USD | ||||
| ADR | Sale | 871 | 180.7200 USD | ||||
| ADR | Sale | 900 | 180.6063 USD | ||||
| ADR | Sale | 2,200 | 180.6355 USD | ||||
| ADR | Sale | 3,300 | 180.8249 USD | ||||
| ADR | Sale | 5,800 | 181.4285 USD | ||||
| ADR | Sale | 7,000 | 181.3792 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 532 | 45.7681 GBP | |||||
| 5p ordinary | CFD | Long | 845 | 45.7298 GBP | |||||
| 5p ordinary | CFD | Long | 1,517 | 45.6669 GBP | |||||
| 5p ordinary | CFD | Long | 2,054 | 45.6538 GBP | |||||
| 5p ordinary | SWAP | Long | 3,476 | 45.6934 GBP | |||||
| 5p ordinary | SWAP | Long | 4,836 | 45.7366 GBP | |||||
| 5p ordinary | CFD | Long | 15,553 | 45.7213 GBP | |||||
| 5p ordinary | CFD | Long | 19,027 | 45.6776 GBP | |||||
| 5p ordinary | SWAP | Long | 28,818 | 45.7250 GBP | |||||
| 5p ordinary | SWAP | Long | 30,783 | 45.7101 GBP | |||||
| 5p ordinary | CFD | Long | 32,965 | 45.7057 GBP | |||||
| 5p ordinary | SWAP | Long | 78,491 | 45.6761 GBP | |||||
| 5p ordinary | SWAP | Short | 200 | 45.6994 GBP | |||||
| 5p ordinary | SWAP | Short | 238 | 45.6542 GBP | |||||
| 5p ordinary | CFD | Short | 241 | 45.6645 GBP | |||||
| 5p ordinary | CFD | Short | 584 | 45.6653 GBP | |||||
| 5p ordinary | SWAP | Short | 708 | 45.6918 GBP | |||||
| 5p ordinary | SWAP | Short | 3,211 | 45.7054 GBP | |||||
| 5p ordinary | CFD | Short | 3,943 | 45.6968 GBP | |||||
| 5p ordinary | SWAP | Short | 4,103 | 45.6831 GBP | |||||
| 5p ordinary | CFD | Short | 8,470 | 45.6957 GBP | |||||
| 5p ordinary | CFD | Short | 14,807 | 45.7107 GBP | |||||
| 5p ordinary | SWAP | Short | 15,978 | 45.6838 GBP | |||||
| 5p ordinary | SWAP | Short | 17,190 | 45.7250 GBP | |||||
| 5p ordinary | CFD | Short | 28,576 | 45.6761 GBP | |||||
| 5p ordinary | SWAP | Short | 66,476 | 45.7076 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class of relevant security | Product description e.g. call option | Writing, purchasing, selling, varying etc. | Number of securities to which option relates | Exercise price per unit | Type e.g. American, European etc. | Expiry date | Option money paid/ received per unit |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 27 Sep 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,700 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,000 | 195.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -10,300 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -6,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -4,100 | 180.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -800 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 173.0000 | American | 12 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -8,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -8,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -6,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -4,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 155.0000 | American | 5 Oct 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 10,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 18,300 | 155.0000 | American | 19 Oct 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180927005508/en/
Copyright Business Wire 2018
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