20th Aug 2014 15:24
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Identity of the person whose positions/dealings | Barclays PLC. | |||
| are being disclosed: | |||||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 19 August 2014 | |||
| (f) | Has the discloser previously disclosed, or are | YES: | |||
| they today disclosing, under the Code in respect | ABBVIE INC | ||||
| of any other party to this offer? |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | ORD | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,771,954 | 1.66% | 3,938,582 | 0.67% | |||||||
| (2) | Derivatives (other than | ||||||||||
| options): | 2,096,258 | 0.36% | 3,868,582 | 0.66% | |||||||
| (3) | Options and agreements to | ||||||||||
| purchase/sell: | 1,289,700 | 0.22% | 1,344,300 | 0.23% | |||||||
| (4) | |||||||||||
| TOTAL: | 13,157,912 | 2.24% | 9,151,464 | 1.56% | |||||||
All interests and all short positions should be disclosed.
Details of any open derivative or option positions, or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other executive options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ORD | Purchase | 7 | 48.7000 GBP | ||||
| ORD | Purchase | 8 | 48.9850 GBP | ||||
| ORD | Purchase | 55 | 48.6650 GBP | ||||
| ORD | Purchase | 62 | 48.6100 GBP | ||||
| ORD | Purchase | 62 | 48.6500 GBP | ||||
| ORD | Purchase | 62 | 48.6600 GBP | ||||
| ORD | Purchase | 62 | 48.9400 GBP | ||||
| ORD | Purchase | 62 | 48.9800 GBP | ||||
| ORD | Purchase | 62 | 49.0050 GBP | ||||
| ORD | Purchase | 62 | 49.0100 GBP | ||||
| ORD | Purchase | 64 | 48.8400 GBP | ||||
| ORD | Purchase | 66 | 48.9450 GBP | ||||
| ORD | Purchase | 67 | 48.9050 GBP | ||||
| ORD | Purchase | 67 | 49.0000 GBP | ||||
| ORD | Purchase | 69 | 48.9200 GBP | ||||
| ORD | Purchase | 71 | 48.7100 GBP | ||||
| ORD | Purchase | 75 | 48.8250 GBP | ||||
| ORD | Purchase | 77 | 48.8110 GBP | ||||
| ORD | Purchase | 81 | 48.8900 GBP | ||||
| ORD | Purchase | 82 | 48.9000 GBP | ||||
| ORD | Purchase | 84 | 48.8710 GBP | ||||
| ORD | Purchase | 93 | 48.7660 GBP | ||||
| ORD | Purchase | 99 | 48.9150 GBP | ||||
| ORD | Purchase | 100 | 48.6400 GBP | ||||
| ORD | Purchase | 110 | 48.9300 GBP | ||||
| ORD | Purchase | 125 | 48.7750 GBP | ||||
| ORD | Purchase | 134 | 48.5725 GBP | ||||
| ORD | Purchase | 141 | 48.7500 GBP | ||||
| ORD | Purchase | 142 | 48.7700 GBP | ||||
| ORD | Purchase | 146 | 48.7900 GBP | ||||
| ORD | Purchase | 148 | 48.7600 GBP | ||||
| ORD | Purchase | 184 | 48.7200 GBP | ||||
| ORD | Purchase | 192 | 48.8200 GBP | ||||
| ORD | Purchase | 219 | 48.8800 GBP | ||||
| ORD | Purchase | 227 | 48.8100 GBP | ||||
| ORD (traded as ADR) | Purchase | 282 | 245.4000 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 245.2900 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 245.3000 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 245.4049 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 245.4200 USD | ||||
| ORD (traded as ADR) | Purchase | 300 | 245.6000 USD | ||||
| ORD | Purchase | 345 | 48.9100 GBP | ||||
| ORD | Purchase | 356 | 48.7800 GBP | ||||
| ORD (traded as ADR) | Purchase | 450 | 244.3774 USD | ||||
| ORD (traded as ADR) | Purchase | 489 | 245.5411 USD | ||||
| ORD (traded as ADR) | Purchase | 546 | 245.3469 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 244.6950 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 245.1450 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 245.4950 USD | ||||
| ORD (traded as ADR) | Purchase | 600 | 245.6250 USD | ||||
| ORD | Purchase | 828 | 48.5800 GBP | ||||
| ORD (traded as ADR) | Purchase | 882 | 244.7689 USD | ||||
| ORD (traded as ADR) | Purchase | 918 | 244.4732 USD | ||||
| ORD (traded as ADR) | Purchase | 981 | 244.9744 USD | ||||
| ORD (traded as ADR) | Purchase | 1,011 | 245.0205 USD | ||||
| ORD | Purchase | 1,300 | 48.8892 GBP | ||||
| ORD | Purchase | 1,390 | 48.5900 GBP | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 244.3032 USD | ||||
| ORD (traded as ADR) | Purchase | 1,500 | 244.3500 USD | ||||
| ORD (traded as ADR) | Purchase | 1,845 | 244.5900 USD | ||||
| ORD (traded as ADR) | Purchase | 2,250 | 244.9540 USD | ||||
| ORD (traded as ADR) | Purchase | 2,400 | 245.5806 USD | ||||
| ORD | Purchase | 2,413 | 48.6338 GBP | ||||
| ORD (traded as ADR) | Purchase | 2,700 | 245.2077 USD | ||||
| ORD (traded as ADR) | Purchase | 3,297 | 245.4086 USD | ||||
| ORD | Purchase | 3,304 | 48.6380 GBP | ||||
| ORD (traded as ADR) | Purchase | 3,900 | 245.4847 USD | ||||
| ORD | Purchase | 4,166 | 48.8456 GBP | ||||
| ORD | Purchase | 4,202 | 48.7303 GBP | ||||
| ORD | Purchase | 4,465 | 48.6000 GBP | ||||
| ORD (traded as ADR) | Purchase | 4,566 | 245.1072 USD | ||||
| ORD (traded as ADR) | Purchase | 5,400 | 244.7985 USD | ||||
| ORD | Purchase | 6,059 | 48.7065 GBP | ||||
| ORD (traded as ADR) | Purchase | 7,200 | 245.5950 USD | ||||
| ORD (traded as ADR) | Purchase | 7,500 | 245.3628 USD | ||||
| ORD (traded as ADR) | Purchase | 8,100 | 244.5024 USD | ||||
| ORD | Purchase | 8,424 | 48.7867 GBP | ||||
| ORD (traded as ADR) | Purchase | 9,000 | 245.0408 USD | ||||
| ORD | Purchase | 9,237 | 48.7001 GBP | ||||
| ORD (traded as ADR) | Purchase | 9,501 | 243.8540 USD | ||||
| ORD (traded as ADR) | Purchase | 10,422 | 244.1236 USD | ||||
| ORD (traded as ADR) | Purchase | 11,400 | 245.1013 USD | ||||
| ORD (traded as ADR) | Purchase | 12,300 | 244.6673 USD | ||||
| ORD (traded as ADR) | Purchase | 12,450 | 244.9565 USD | ||||
| ORD (traded as ADR) | Purchase | 12,600 | 245.0580 USD | ||||
| ORD (traded as ADR) | Purchase | 12,900 | 245.1826 USD | ||||
| ORD | Purchase | 17,399 | 48.6576 GBP | ||||
| ORD | Purchase | 25,208 | 48.6524 GBP | ||||
| ORD (traded as ADR) | Purchase | 27,903 | 244.8680 USD | ||||
| ORD | Purchase | 32,811 | 48.6698 GBP | ||||
| ORD | Purchase | 34,336 | 48.6817 GBP | ||||
| ORD (traded as ADR) | Purchase | 37,800 | 245.0489 USD | ||||
| ORD | Purchase | 43,220 | 48.6663 GBP | ||||
| ORD | Purchase | 48,638 | 48.8500 GBP | ||||
| ORD | Purchase | 53,169 | 48.7650 GBP | ||||
| ORD (traded as ADR) | Purchase | 63,633 | 245.1168 USD | ||||
| ORD | Purchase | 74,077 | 48.9655 GBP | ||||
| ORD (traded as ADR) | Purchase | 74,400 | 244.8613 USD | ||||
| ORD (traded as ADR) | Purchase | 87,993 | 245.0885 USD | ||||
| ORD | Purchase | 103,689 | 48.7103 GBP | ||||
| ORD (traded as ADR) | Purchase | 248,946 | 245.0077 USD | ||||
| ORD | Purchase | 1,000,000 | 48.7687 GBP | ||||
| ORD | Sale | 7 | 48.7000 GBP | ||||
| ORD | Sale | 8 | 48.9850 GBP | ||||
| ORD (traded as ADR) | Sale | 48 | 243.2501 USD | ||||
| ORD | Sale | 55 | 48.6650 GBP | ||||
| ORD | Sale | 62 | 48.6100 GBP | ||||
| ORD | Sale | 62 | 48.6500 GBP | ||||
| ORD | Sale | 62 | 48.6600 GBP | ||||
| ORD | Sale | 62 | 49.0050 GBP | ||||
| ORD | Sale | 62 | 49.0100 GBP | ||||
| ORD | Sale | 64 | 48.8400 GBP | ||||
| ORD | Sale | 66 | 48.9450 GBP | ||||
| ORD | Sale | 67 | 48.9050 GBP | ||||
| ORD | Sale | 67 | 49.0000 GBP | ||||
| ORD | Sale | 69 | 48.9200 GBP | ||||
| ORD | Sale | 71 | 48.7100 GBP | ||||
| ORD | Sale | 75 | 48.8250 GBP | ||||
| ORD | Sale | 77 | 48.8110 GBP | ||||
| ORD | Sale | 81 | 48.8900 GBP | ||||
| ORD | Sale | 82 | 48.9000 GBP | ||||
| ORD | Sale | 84 | 48.8710 GBP | ||||
| ORD | Sale | 93 | 48.7660 GBP | ||||
| ORD | Sale | 99 | 48.9150 GBP | ||||
| ORD | Sale | 110 | 48.9300 GBP | ||||
| ORD | Sale | 120 | 48.5812 GBP | ||||
| ORD | Sale | 120 | 48.7806 GBP | ||||
| ORD | Sale | 125 | 48.7750 GBP | ||||
| ORD | Sale | 141 | 48.7500 GBP | ||||
| ORD | Sale | 142 | 48.7700 GBP | ||||
| ORD | Sale | 146 | 48.7900 GBP | ||||
| ORD | Sale | 148 | 48.7600 GBP | ||||
| ORD | Sale | 184 | 48.7200 GBP | ||||
| ORD | Sale | 192 | 48.8200 GBP | ||||
| ORD (traded as ADR) | Sale | 216 | 243.2827 USD | ||||
| ORD | Sale | 227 | 48.8100 GBP | ||||
| ORD (traded as ADR) | Sale | 300 | 243.1960 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 243.3600 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 244.9000 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 245.0400 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 245.5100 USD | ||||
| ORD (traded as ADR) | Sale | 300 | 245.6000 USD | ||||
| ORD | Sale | 345 | 48.9100 GBP | ||||
| ORD | Sale | 375 | 48.6372 GBP | ||||
| ORD | Sale | 540 | 48.7800 GBP | ||||
| ORD | Sale | 578 | 48.9800 GBP | ||||
| ORD (traded as ADR) | Sale | 600 | 244.3700 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 245.2119 USD | ||||
| ORD (traded as ADR) | Sale | 600 | 245.3200 USD | ||||
| ORD | Sale | 706 | 48.7843 GBP | ||||
| ORD | Sale | 849 | 48.6104 GBP | ||||
| ORD (traded as ADR) | Sale | 900 | 245.3300 USD | ||||
| ORD (traded as ADR) | Sale | 900 | 245.6203 USD | ||||
| ORD | Sale | 1,006 | 48.7334 GBP | ||||
| ORD (traded as ADR) | Sale | 1,347 | 245.3100 USD | ||||
| ORD (traded as ADR) | Sale | 1,500 | 244.3500 USD | ||||
| ORD (traded as ADR) | Sale | 1,800 | 245.0833 USD | ||||
| ORD | Sale | 2,158 | 48.9400 GBP | ||||
| ORD (traded as ADR) | Sale | 2,400 | 245.5806 USD | ||||
| ORD (traded as ADR) | Sale | 2,700 | 245.3222 USD | ||||
| ORD (traded as ADR) | Sale | 3,000 | 245.0630 USD | ||||
| ORD (traded as ADR) | Sale | 3,000 | 245.3966 USD | ||||
| ORD | Sale | 3,467 | 48.8058 GBP | ||||
| ORD (traded as ADR) | Sale | 3,747 | 244.2792 USD | ||||
| ORD (traded as ADR) | Sale | 3,900 | 245.0500 USD | ||||
| ORD | Sale | 4,465 | 48.6000 GBP | ||||
| ORD (traded as ADR) | Sale | 4,500 | 244.6962 USD | ||||
| ORD (traded as ADR) | Sale | 4,566 | 243.9264 USD | ||||
| ORD (traded as ADR) | Sale | 4,935 | 243.7870 USD | ||||
| ORD (traded as ADR) | Sale | 4,992 | 245.5811 USD | ||||
| ORD | Sale | 5,071 | 48.6925 GBP | ||||
| ORD (traded as ADR) | Sale | 5,211 | 244.1236 USD | ||||
| ORD (traded as ADR) | Sale | 5,343 | 245.3788 USD | ||||
| ORD (traded as ADR) | Sale | 6,000 | 244.6473 USD | ||||
| ORD | Sale | 6,012 | 48.7263 GBP | ||||
| ORD (traded as ADR) | Sale | 6,594 | 245.4928 USD | ||||
| ORD | Sale | 7,625 | 48.5800 GBP | ||||
| ORD | Sale | 7,835 | 48.7802 GBP | ||||
| ORD (traded as ADR) | Sale | 8,400 | 245.0408 USD | ||||
| ORD (traded as ADR) | Sale | 9,300 | 245.3816 USD | ||||
| ORD | Sale | 13,315 | 48.8800 GBP | ||||
| ORD (traded as ADR) | Sale | 19,638 | 244.7123 USD | ||||
| ORD | Sale | 24,662 | 48.5900 GBP | ||||
| ORD | Sale | 27,452 | 48.9064 GBP | ||||
| ORD | Sale | 29,051 | 48.8292 GBP | ||||
| ORD | Sale | 31,392 | 48.6662 GBP | ||||
| ORD | Sale | 39,630 | 48.6618 GBP | ||||
| ORD | Sale | 42,662 | 48.8687 GBP | ||||
| ORD | Sale | 48,784 | 48.5944 GBP | ||||
| ORD | Sale | 61,517 | 48.6707 GBP | ||||
| ORD (traded as ADR) | Sale | 73,800 | 244.8829 USD | ||||
| ORD (traded as ADR) | Sale | 75,000 | 245.5290 USD | ||||
| ORD | Sale | 91,521 | 48.9115 GBP | ||||
| ORD (traded as ADR) | Sale | 184,500 | 244.8285 USD | ||||
| ORD (traded as ADR) | Sale | 248,946 | 245.0077 USD | ||||
| ORD | Sale | 1,000,000 | 48.7684 GBP |
(b) Derivatives transactions (other than options)
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| ORD | SWAP | Long | 500 | 48.9400 GBP | |||||
| ORD | CFD | Long | 849 | 48.6104 GBP | |||||
| ORD | SWAP | Long | 2,572 | 48.6637 GBP | |||||
| ORD | CFD | Long | 3,467 | 48.8058 GBP | |||||
| ORD | SWAP | Long | 3,562 | 48.7524 GBP | |||||
| ORD | SWAP | Short | 500 | 48.9400 GBP | |||||
| ORD | SWAP | Short | 2,413 | 48.6338 GBP | |||||
| ORD | SWAP | Short | 2,589 | 48.6668 GBP | |||||
| ORD | CFD | Short | 2,803 | 48.6528 GBP | |||||
| ORD | CFD | Short | 4,011 | 48.9444 GBP | |||||
| ORD | SWAP | Short | 4,136 | 48.9404 GBP | |||||
| ORD | CFD | Short | 9,237 | 48.7001 GBP | |||||
| ORD | CFD | Short | 36,995 | 48.7620 GBP |
(c) Options transactions in respect of existing securities
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 4,800 | 260 USD | American | 18 Oct 2014 | 4.0800 USD | ||||||||
| ADR | Call Options | Purchasing | 500 | 275 USD | American | 17 Jan 2015 | 2.3500 USD | ||||||||
| ADR | Put Options | Selling | 4,800 | 200 USD | American | 18 Oct 2014 | 2.9800 USD |
(ii) Exercising
| Class of relevant security | Product description e.g. call option | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
The currency of all prices and other monetary amounts should be stated.
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| NONE |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | |
| Date of disclosure: | 20 Aug 2014 | |
| Contact name: | Rajesh Muthanna | |
| Telephone number: | 020 3555 4634 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at [email protected]. The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | |
| are being disclosed: | ||
| Name of offeror/offeree in relation to whose | SHIRE PLC | |
| relevant securities this from relates: |
2. OPTIONS AND DERIVATIVES
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Put Options | Purchased | -300 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -2,800 | 160.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -600 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -1,000 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -200 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,600 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -300 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Purchased | -600 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 275.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -2,000 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Purchased | -1,000 | 290.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Purchased | -1,100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Put Options | Written | 1,000 | 100.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 130.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 145.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 150.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,100 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 500 | 170.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 6,100 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 1,000 | 180.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 300 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 700 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 5,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 205.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 200 | 215.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 13,100 | 215.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 3,400 | 225.0000 | American | 20 Sep 2014 | |||||||
| ADR | Put Options | Written | 1,700 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 400 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 100 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Put Options | Written | 2,200 | 245.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 275.0000 | American | 18 Oct 2014 | |||||||
| ADR | Put Options | Written | 300 | 280.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,800 | 165.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 1,000 | 215.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,900 | 225.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 2,800 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 6,000 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,600 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 200 | 255.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,300 | 260.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 15,700 | 260.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,100 | 265.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Purchased | 8,000 | 265.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 321,300 | 270.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 3,300 | 275.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 285.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 300.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Purchased | 100 | 305.0000 | American | 17 Apr 2015 | |||||||
| ADR | Call Options | Written | -1,200 | 155.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,500 | 160.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -5,800 | 175.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 180.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 185.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 190.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,300 | 195.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 195.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -2,000 | 200.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -200 | 210.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 210.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -57,600 | 220.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -300 | 220.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -8,400 | 225.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,900 | 230.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -3,500 | 230.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -1,100 | 235.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -2,800 | 235.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -100 | 240.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -1,200 | 240.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -800 | 245.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -20,600 | 250.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -319,600 | 255.0000 | American | 17 Jan 2015 | |||||||
| ADR | Call Options | Written | -200 | 270.0000 | American | 18 Oct 2014 | |||||||
| ADR | Call Options | Written | -100 | 320.0000 | American | 17 Jan 2015 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to contracts for differences (“CFDs”) or spread bets.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
Copyright Business Wire 2014
Related Shares:
BarclaysShire