26th Jun 2018 14:32
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 25 June 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD |
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 9,375,070 | 1.03% | 4,043,387 | 0.44% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 180,468 | 0.02% | 5,372,263 | 0.59% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 245,700 | 0.02% | 249,000 | 0.02% | |||||||
| (4) | |||||||||||
| TOTAL: | 9,801,238 | 1.07% | 9,664,650 | 1.05% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| ADR | Purchase | 6 | 161.7400 USD | ||||
| 5p ordinary | Purchase | 50 | 40.9850 GBP | ||||
| ADR | Purchase | 100 | 162.8800 USD | ||||
| ADR | Purchase | 200 | 161.2725 USD | ||||
| ADR | Purchase | 228 | 161.7303 USD | ||||
| ADR | Purchase | 306 | 161.8443 USD | ||||
| 5p ordinary | Purchase | 369 | 41.0371 GBP | ||||
| ADR | Purchase | 480 | 161.9825 USD | ||||
| ADR | Purchase | 568 | 161.7332 USD | ||||
| 5p ordinary | Purchase | 746 | 40.8004 GBP | ||||
| 5p ordinary | Purchase | 763 | 41.0341 GBP | ||||
| 5p ordinary | Purchase | 832 | 40.8708 GBP | ||||
| ADR | Purchase | 1,060 | 161.6741 USD | ||||
| ADR | Purchase | 1,100 | 162.1372 USD | ||||
| ADR | Purchase | 1,100 | 161.4968 USD | ||||
| 5p ordinary | Purchase | 1,440 | 41.0374 GBP | ||||
| 5p ordinary | Purchase | 1,556 | 40.7639 GBP | ||||
| 5p ordinary | Purchase | 1,636 | 41.0355 GBP | ||||
| 5p ordinary | Purchase | 1,996 | 40.7015 GBP | ||||
| ADR | Purchase | 2,200 | 162.7450 USD | ||||
| 5p ordinary | Purchase | 2,479 | 40.8907 GBP | ||||
| 5p ordinary | Purchase | 3,013 | 40.9173 GBP | ||||
| 5p ordinary | Purchase | 3,413 | 40.6707 GBP | ||||
| 5p ordinary | Purchase | 4,875 | 40.7478 GBP | ||||
| ADR | Purchase | 5,000 | 162.6007 USD | ||||
| ADR | Purchase | 5,247 | 162.0278 USD | ||||
| 5p ordinary | Purchase | 5,499 | 40.9828 GBP | ||||
| 5p ordinary | Purchase | 5,646 | 40.9485 GBP | ||||
| 5p ordinary | Purchase | 6,677 | 40.9817 GBP | ||||
| ADR | Purchase | 6,900 | 161.8080 USD | ||||
| ADR | Purchase | 8,510 | 162.1233 USD | ||||
| 5p ordinary | Purchase | 8,933 | 40.7167 GBP | ||||
| ADR | Purchase | 9,500 | 161.7775 USD | ||||
| 5p ordinary | Purchase | 10,545 | 40.8994 GBP | ||||
| 5p ordinary | Purchase | 15,182 | 40.6319 GBP | ||||
| 5p ordinary | Purchase | 15,883 | 40.9862 GBP | ||||
| 5p ordinary | Purchase | 17,368 | 40.8154 GBP | ||||
| 5p ordinary | Purchase | 17,740 | 40.4250 GBP | ||||
| ADR | Purchase | 18,700 | 162.6099 USD | ||||
| 5p ordinary | Purchase | 27,626 | 41.0011 GBP | ||||
| 5p ordinary | Purchase | 47,578 | 40.7130 GBP | ||||
| 5p ordinary | Purchase | 49,573 | 40.5331 GBP | ||||
| 5p ordinary | Purchase | 54,471 | 40.6687 GBP | ||||
| 5p ordinary | Purchase | 144,185 | 40.8850 GBP | ||||
| ADR | Sale | 2 | 162.7700 USD | ||||
| 5p ordinary | Sale | 5 | 40.9020 GBP | ||||
| ADR | Sale | 6 | 161.7400 USD | ||||
| ADR | Sale | 98 | 162.8000 USD | ||||
| ADR | Sale | 100 | 161.2500 USD | ||||
| ADR | Sale | 100 | 161.4800 USD | ||||
| ADR | Sale | 100 | 161.7050 USD | ||||
| ADR | Sale | 100 | 162.0350 USD | ||||
| ADR | Sale | 100 | 162.6000 USD | ||||
| ADR | Sale | 100 | 162.9400 USD | ||||
| ADR | Sale | 100 | 162.9900 USD | ||||
| ADR | Sale | 163 | 161.7500 USD | ||||
| ADR | Sale | 200 | 162.8300 USD | ||||
| ADR | Sale | 200 | 161.5800 USD | ||||
| ADR | Sale | 271 | 162.1276 USD | ||||
| 5p ordinary | Sale | 279 | 40.8800 GBP | ||||
| ADR | Sale | 306 | 161.8443 USD | ||||
| ADR | Sale | 360 | 161.9694 USD | ||||
| ADR | Sale | 480 | 161.9825 USD | ||||
| ADR | Sale | 500 | 162.1480 USD | ||||
| ADR | Sale | 600 | 161.1683 USD | ||||
| ADR | Sale | 600 | 161.3425 USD | ||||
| 5p ordinary | Sale | 1,042 | 40.6615 GBP | ||||
| 5p ordinary | Sale | 1,512 | 40.7742 GBP | ||||
| ADR | Sale | 1,526 | 162.6727 USD | ||||
| 5p ordinary | Sale | 1,563 | 40.7347 GBP | ||||
| ADR | Sale | 1,900 | 161.8639 USD | ||||
| ADR | Sale | 2,200 | 162.7450 USD | ||||
| 5p ordinary | Sale | 2,282 | 40.7053 GBP | ||||
| ADR | Sale | 2,300 | 161.9677 USD | ||||
| 5p ordinary | Sale | 2,655 | 41.0169 GBP | ||||
| ADR | Sale | 2,738 | 162.0689 USD | ||||
| ADR | Sale | 3,177 | 161.9664 USD | ||||
| 5p ordinary | Sale | 3,212 | 40.6870 GBP | ||||
| ADR | Sale | 3,316 | 162.7904 USD | ||||
| 5p ordinary | Sale | 4,065 | 41.0034 GBP | ||||
| ADR | Sale | 4,284 | 162.0010 USD | ||||
| 5p ordinary | Sale | 4,735 | 40.9185 GBP | ||||
| 5p ordinary | Sale | 5,000 | 40.6571 GBP | ||||
| ADR | Sale | 5,900 | 161.7890 USD | ||||
| 5p ordinary | Sale | 7,257 | 40.6719 GBP | ||||
| 5p ordinary | Sale | 9,344 | 40.9722 GBP | ||||
| ADR | Sale | 10,500 | 162.0320 USD | ||||
| 5p ordinary | Sale | 13,836 | 40.8805 GBP | ||||
| 5p ordinary | Sale | 14,618 | 40.6294 GBP | ||||
| 5p ordinary | Sale | 15,000 | 41.0335 GBP | ||||
| 5p ordinary | Sale | 16,740 | 40.7596 GBP | ||||
| 5p ordinary | Sale | 18,684 | 40.4250 GBP | ||||
| ADR | Sale | 19,800 | 162.5350 USD | ||||
| 5p ordinary | Sale | 19,883 | 40.9403 GBP | ||||
| 5p ordinary | Sale | 24,000 | 40.6239 GBP | ||||
| 5p ordinary | Sale | 32,945 | 40.5692 GBP | ||||
| 5p ordinary | Sale | 53,294 | 40.8959 GBP | ||||
| 5p ordinary | Sale | 165,615 | 40.8580 GBP |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | CFD | Long | 5 | 40.9020 GBP | |||||
| 5p ordinary | CFD | Long | 300 | 40.9907 GBP | |||||
| 5p ordinary | SWAP | Long | 665 | 40.8626 GBP | |||||
| 5p ordinary | CFD | Long | 1,563 | 40.7347 GBP | |||||
| 5p ordinary | SWAP | Long | 2,312 | 40.4930 GBP | |||||
| 5p ordinary | CFD | Long | 2,655 | 41.0170 GBP | |||||
| 5p ordinary | SWAP | Long | 3,339 | 40.8915 GBP | |||||
| 5p ordinary | SWAP | Long | 4,065 | 41.0033 GBP | |||||
| 5p ordinary | SWAP | Long | 4,134 | 41.0212 GBP | |||||
| 5p ordinary | CFD | Long | 6,000 | 40.4965 GBP | |||||
| 5p ordinary | SWAP | Long | 6,906 | 40.4250 GBP | |||||
| 5p ordinary | CFD | Long | 7,257 | 40.6719 GBP | |||||
| 5p ordinary | CFD | Long | 9,344 | 40.9722 GBP | |||||
| 5p ordinary | SWAP | Long | 29,522 | 40.8758 GBP | |||||
| 5p ordinary | SWAP | Long | 34,932 | 40.9872 GBP | |||||
| 5p ordinary | CFD | Long | 49,273 | 40.8204 GBP | |||||
| 5p ordinary | SWAP | Long | 73,037 | 40.8052 GBP | |||||
| 5p ordinary | SWAP | Short | 50 | 40.9000 GBP | |||||
| 5p ordinary | SWAP | Short | 73 | 40.6700 GBP | |||||
| 5p ordinary | SWAP | Short | 73 | 40.8775 GBP | |||||
| 5p ordinary | SWAP | Short | 100 | 40.4290 GBP | |||||
| 5p ordinary | SWAP | Short | 196 | 40.4356 GBP | |||||
| 5p ordinary | SWAP | Short | 590 | 40.9496 GBP | |||||
| 5p ordinary | SWAP | Short | 669 | 40.9004 GBP | |||||
| 5p ordinary | CFD | Short | 746 | 40.8004 GBP | |||||
| 5p ordinary | SWAP | Short | 806 | 40.6680 GBP | |||||
| 5p ordinary | CFD | Short | 908 | 40.4154 GBP | |||||
| 5p ordinary | SWAP | Short | 1,097 | 40.8155 GBP | |||||
| 5p ordinary | CFD | Short | 1,996 | 40.7014 GBP | |||||
| 5p ordinary | CFD | Short | 2,261 | 40.8979 GBP | |||||
| 5p ordinary | SWAP | Short | 3,575 | 40.4250 GBP | |||||
| 5p ordinary | CFD | Short | 4,416 | 41.0246 GBP | |||||
| 5p ordinary | CFD | Short | 8,933 | 40.7167 GBP | |||||
| 5p ordinary | CFD | Short | 13,942 | 40.4282 GBP | |||||
| 5p ordinary | SWAP | Short | 29,324 | 40.8259 GBP | |||||
| 5p ordinary | SWAP | Short | 54,471 | 40.6686 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 100 | 155 USD | American | 20 Jul 2018 | 8.6000 USD | ||||||||
| ADR | Put Options | Purchasing | 500 | 115 USD | American | 20 Jul 2018 | 0.0800 USD | ||||||||
| ADR | Put Options | Selling | 500 | 120 USD | American | 20 Jul 2018 | 0.1300 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 26 Jun 2018 | ||
| Contact name: | Jay Supaya | ||
| Telephone number: | 020 7773 0635 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| ADR | Call Options | Purchased | 20,700 | 175.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,100 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,600 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,700 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 21,700 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 14,900 | 168.0000 | American | 29 Jun 2018 | |||||||
| ADR | Call Options | Purchased | 3,600 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,900 | 95.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 700 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 600 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 400 | 120.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 155.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,600 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,900 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,200 | 110.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,600 | 165.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -400 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -600 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,200 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 400 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,700 | 115.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Written | -8,000 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,500 | 140.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 1,100 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 300 | 130.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -300 | 150.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -700 | 170.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -6,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -7,500 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 8,500 | 160.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 4,200 | 180.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 2,800 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 4,100 | 135.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 700 | 85.0000 | American | 20 Jul 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 185.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 400 | 145.0000 | American | 20 Jul 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -500 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,400 | 75.0000 | American | 20 Jul 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180626005995/en/
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