25th Sep 2018 14:07
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| (a) | Full name of discloser: | Barclays PLC. | |||
| (b) | Owner or controller of interest and short | ||||
| positions disclosed, if different from 1(a): | |||||
| (c) | Name of offeror/offeree in relation to whose | SHIRE PLC | |||
| relevant securities this form relates: | |||||
| (d) | If an exempt fund manager connected with an | ||||
| offeror/offeree, state this and specify identity of | |||||
| offeror/offeree: | |||||
| (e) | Date position held/dealing undertaken: | 24 September 2018 | |||
| (f) | In addition to the company in 1(c) above, is the discloser making | YES: | |||
| disclosures in respect of any other party to the offer? | TAKEDA PHARMACEUTICAL CO LTD | ||||
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.
(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)
| Class of relevant security: | 5p ordinary | ||||||||||
| Interests | Short Positions | ||||||||||
| Number | (%) | Number | (%) | ||||||||
| (1) | Relevant securities owned | ||||||||||
| and/or controlled: | 3,876,374 | 0.42% | 1,142,406 | 0.12% | |||||||
| (2) | Cash-settled derivatives: | ||||||||||
| 262,283 | 0.03% | 3,022,274 | 0.33% | ||||||||
| (3) | Stock-settled derivatives (including options) | ||||||||||
| and agreements to purchase/sell: | 200,000 | 0.02% | 260,400 | 0.03% | |||||||
| TOTAL: | 4,338,657 | 0.47% | 4,425,080 | 0.48% | |||||||
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other employee options)
| Class of relevant security in relation to which subscription right exists: | |
| Details, including nature of the rights concerned and relevant percentages: |
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
| Class of relevant | Purchase/sale | Number of | Price per unit | ||||
| security | securities | ||||||
| 5p ordinary | Purchase | 34 | 45.1275 GBP | ||||
| 5p ordinary | Purchase | 49 | 45.3200 GBP | ||||
| 5p ordinary | Purchase | 63 | 45.0975 GBP | ||||
| 5p ordinary | Purchase | 65 | 45.3400 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.1050 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.1600 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.1550 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.1950 GBP | ||||
| 5p ordinary | Purchase | 66 | 45.1450 GBP | ||||
| 5p ordinary | Purchase | 67 | 45.3425 GBP | ||||
| 5p ordinary | Purchase | 68 | 45.1825 GBP | ||||
| 5p ordinary | Purchase | 70 | 45.3175 GBP | ||||
| 5p ordinary | Purchase | 71 | 45.3375 GBP | ||||
| 5p ordinary | Purchase | 71 | 45.3350 GBP | ||||
| 5p ordinary | Purchase | 74 | 45.3075 GBP | ||||
| 5p ordinary | Purchase | 78 | 45.3150 GBP | ||||
| 5p ordinary | Purchase | 99 | 45.3500 GBP | ||||
| 5p ordinary | Purchase | 103 | 45.1155 GBP | ||||
| 5p ordinary | Purchase | 142 | 45.3100 GBP | ||||
| 5p ordinary | Purchase | 158 | 45.3242 GBP | ||||
| 5p ordinary | Purchase | 185 | 45.3466 GBP | ||||
| 5p ordinary | Purchase | 198 | 45.1700 GBP | ||||
| 5p ordinary | Purchase | 247 | 45.1400 GBP | ||||
| 5p ordinary | Purchase | 273 | 45.6500 GBP | ||||
| 5p ordinary | Purchase | 357 | 45.3421 GBP | ||||
| 5p ordinary | Purchase | 374 | 45.1491 GBP | ||||
| 5p ordinary | Purchase | 415 | 45.1590 GBP | ||||
| 5p ordinary | Purchase | 584 | 45.1211 GBP | ||||
| 5p ordinary | Purchase | 634 | 45.1650 GBP | ||||
| 5p ordinary | Purchase | 782 | 45.1415 GBP | ||||
| 5p ordinary | Purchase | 1,054 | 45.4999 GBP | ||||
| 5p ordinary | Purchase | 1,589 | 45.1845 GBP | ||||
| 5p ordinary | Purchase | 1,733 | 45.2607 GBP | ||||
| 5p ordinary | Purchase | 2,596 | 45.1271 GBP | ||||
| 5p ordinary | Purchase | 4,603 | 45.1708 GBP | ||||
| 5p ordinary | Purchase | 4,723 | 45.4696 GBP | ||||
| 5p ordinary | Purchase | 5,841 | 44.9574 GBP | ||||
| 5p ordinary | Purchase | 6,119 | 45.1683 GBP | ||||
| 5p ordinary | Purchase | 7,647 | 45.1220 GBP | ||||
| 5p ordinary | Purchase | 9,794 | 44.9550 GBP | ||||
| 5p ordinary | Purchase | 27,052 | 45.0127 GBP | ||||
| 5p ordinary | Purchase | 29,144 | 45.3349 GBP | ||||
| 5p ordinary | Sale | 34 | 45.1650 GBP | ||||
| 5p ordinary | Sale | 34 | 45.1275 GBP | ||||
| 5p ordinary | Sale | 34 | 45.1825 GBP | ||||
| 5p ordinary | Sale | 49 | 45.3200 GBP | ||||
| 5p ordinary | Sale | 63 | 45.0975 GBP | ||||
| 5p ordinary | Sale | 65 | 45.3400 GBP | ||||
| 5p ordinary | Sale | 66 | 45.1550 GBP | ||||
| 5p ordinary | Sale | 66 | 45.1450 GBP | ||||
| 5p ordinary | Sale | 66 | 45.1950 GBP | ||||
| 5p ordinary | Sale | 66 | 45.1050 GBP | ||||
| 5p ordinary | Sale | 66 | 45.1600 GBP | ||||
| 5p ordinary | Sale | 67 | 45.1664 GBP | ||||
| 5p ordinary | Sale | 67 | 45.3425 GBP | ||||
| 5p ordinary | Sale | 70 | 45.3175 GBP | ||||
| 5p ordinary | Sale | 71 | 45.3350 GBP | ||||
| 5p ordinary | Sale | 71 | 45.3375 GBP | ||||
| 5p ordinary | Sale | 74 | 45.3075 GBP | ||||
| 5p ordinary | Sale | 78 | 45.3150 GBP | ||||
| 5p ordinary | Sale | 99 | 45.3500 GBP | ||||
| 5p ordinary | Sale | 103 | 45.1155 GBP | ||||
| 5p ordinary | Sale | 142 | 45.1400 GBP | ||||
| 5p ordinary | Sale | 142 | 45.3100 GBP | ||||
| 5p ordinary | Sale | 164 | 45.4546 GBP | ||||
| 5p ordinary | Sale | 198 | 45.1700 GBP | ||||
| 5p ordinary | Sale | 242 | 45.1315 GBP | ||||
| 5p ordinary | Sale | 266 | 45.1945 GBP | ||||
| 5p ordinary | Sale | 350 | 45.1035 GBP | ||||
| 5p ordinary | Sale | 412 | 45.2939 GBP | ||||
| 5p ordinary | Sale | 414 | 45.1868 GBP | ||||
| 5p ordinary | Sale | 415 | 45.1590 GBP | ||||
| 5p ordinary | Sale | 656 | 45.3655 GBP | ||||
| 5p ordinary | Sale | 657 | 45.2891 GBP | ||||
| 5p ordinary | Sale | 841 | 45.1175 GBP | ||||
| 5p ordinary | Sale | 1,187 | 45.2075 GBP | ||||
| 5p ordinary | Sale | 1,751 | 45.3055 GBP | ||||
| 5p ordinary | Sale | 2,028 | 45.2598 GBP | ||||
| 5p ordinary | Sale | 3,826 | 45.1462 GBP | ||||
| 5p ordinary | Sale | 3,902 | 45.1485 GBP | ||||
| 5p ordinary | Sale | 7,343 | 45.3071 GBP | ||||
| 5p ordinary | Sale | 11,857 | 45.1638 GBP | ||||
| 5p ordinary | Sale | 11,892 | 45.3223 GBP | ||||
| 5p ordinary | Sale | 37,891 | 45.1564 GBP | ||||
| 5p ordinary | Sale | 51,533 | 45.1021 GBP | ||||
| ADR | Purchase | 1 | 178.2100 USD | ||||
| ADR | Purchase | 2 | 177.3700 USD | ||||
| ADR | Purchase | 100 | 177.5800 USD | ||||
| ADR | Purchase | 100 | 177.5700 USD | ||||
| ADR | Purchase | 200 | 177.2950 USD | ||||
| ADR | Purchase | 240 | 177.1000 USD | ||||
| ADR | Purchase | 506 | 177.3800 USD | ||||
| ADR | Purchase | 758 | 177.8900 USD | ||||
| ADR | Purchase | 900 | 177.3022 USD | ||||
| ADR | Purchase | 1,000 | 177.8999 USD | ||||
| ADR | Purchase | 2,000 | 178.0792 USD | ||||
| ADR | Purchase | 2,300 | 177.3743 USD | ||||
| ADR | Purchase | 3,395 | 177.6987 USD | ||||
| ADR | Purchase | 4,400 | 177.8891 USD | ||||
| ADR | Purchase | 13,200 | 177.4775 USD | ||||
| ADR | Purchase | 13,400 | 177.4718 USD | ||||
| ADR | Purchase | 13,458 | 177.6602 USD | ||||
| ADR | Purchase | 13,458 | 177.9300 USD | ||||
| ADR | Sale | 1 | 178.2100 USD | ||||
| ADR | Sale | 2 | 177.3700 USD | ||||
| ADR | Sale | 40 | 177.1000 USD | ||||
| ADR | Sale | 100 | 177.2775 USD | ||||
| ADR | Sale | 100 | 177.1900 USD | ||||
| ADR | Sale | 100 | 177.0500 USD | ||||
| ADR | Sale | 100 | 178.1400 USD | ||||
| ADR | Sale | 100 | 177.4100 USD | ||||
| ADR | Sale | 158 | 178.0129 USD | ||||
| ADR | Sale | 171 | 177.9121 USD | ||||
| ADR | Sale | 200 | 177.6450 USD | ||||
| ADR | Sale | 200 | 177.8450 USD | ||||
| ADR | Sale | 300 | 177.5200 USD | ||||
| ADR | Sale | 300 | 177.4333 USD | ||||
| ADR | Sale | 300 | 177.9054 USD | ||||
| ADR | Sale | 300 | 177.8600 USD | ||||
| ADR | Sale | 300 | 177.7433 USD | ||||
| ADR | Sale | 866 | 177.3800 USD | ||||
| ADR | Sale | 1,924 | 177.7521 USD | ||||
| ADR | Sale | 2,000 | 178.0791 USD | ||||
| ADR | Sale | 2,200 | 177.7218 USD | ||||
| ADR | Sale | 3,400 | 177.3658 USD | ||||
| ADR | Sale | 4,400 | 177.8891 USD | ||||
| ADR | Sale | 11,200 | 177.4227 USD | ||||
| ADR | Sale | 13,300 | 177.4733 USD | ||||
| ADR | Sale | 13,458 | 177.9300 USD | ||||
| ADR | Sale | 14,458 | 177.9279 USD |
(b) Cash-settled derivative transactions
| Class of | Product | Nature of dealing | Number of | Price per | |||||
| relevant | description | reference | unit | ||||||
| security | securities | ||||||||
| 5p ordinary | SWAP | Long | 39 | 45.4300 GBP | |||||
| 5p ordinary | SWAP | Long | 45 | 45.2417 GBP | |||||
| 5p ordinary | CFD | Long | 67 | 45.1664 GBP | |||||
| 5p ordinary | CFD | Long | 656 | 45.3655 GBP | |||||
| 5p ordinary | SWAP | Long | 809 | 45.2059 GBP | |||||
| 5p ordinary | CFD | Long | 841 | 45.1175 GBP | |||||
| 5p ordinary | CFD | Long | 1,187 | 45.2075 GBP | |||||
| 5p ordinary | CFD | Long | 1,189 | 45.1539 GBP | |||||
| 5p ordinary | SWAP | Long | 2,778 | 45.3345 GBP | |||||
| 5p ordinary | SWAP | Long | 14,463 | 45.0708 GBP | |||||
| 5p ordinary | CFD | Long | 25,609 | 45.1478 GBP | |||||
| 5p ordinary | CFD | Long | 37,891 | 45.1564 GBP | |||||
| 5p ordinary | CFD | Short | 22 | 45.1209 GBP | |||||
| 5p ordinary | CFD | Short | 562 | 45.1211 GBP | |||||
| 5p ordinary | CFD | Short | 661 | 44.9617 GBP | |||||
| 5p ordinary | SWAP | Short | 838 | 45.5631 GBP | |||||
| 5p ordinary | CFD | Short | 1,733 | 45.2607 GBP | |||||
| 5p ordinary | SWAP | Short | 2,540 | 45.0480 GBP | |||||
| 5p ordinary | CFD | Short | 6,119 | 45.1683 GBP | |||||
| 5p ordinary | CFD | Short | 9,314 | 44.9585 GBP | |||||
| 5p ordinary | SWAP | Short | 13,114 | 44.9975 GBP | |||||
| 5p ordinary | SWAP | Short | 15,654 | 45.1770 GBP |
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
| Class | Product | Writing, | Number | Exercise | Type | Expiry | Option | ||||||||
| of | description | purchasing, | of | price | date | money | |||||||||
| relevant | selling, | securities | per unit | paid/ | |||||||||||
| security | varying etc | to which | received | ||||||||||||
| option | per unit | ||||||||||||||
| relates | |||||||||||||||
| ADR | Call Options | Purchasing | 55,700 | 90 USD | American | 16 Jun 2017 | 1.0900 USD |
(ii) Exercise
| Class of relevant security | Product description e.g. call option | Exercising/ exercised against | Number of securities | Exercise price per unit |
(d) Other dealings (including subscribing for new securities)
| Class of relevant security | Nature of dealing e.g. subscription, conversion | Details | Price per unit (if applicable) |
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
| Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer: Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none” |
| None |
(b) Agreements, arrangements or understandings relating to options or derivatives
| Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced: If there are no such agreements, arrangements or understandings, state “none” |
| None |
(c) Attachments
| Is a Supplemental Form 8 (Open Positions) attached? | YES | ||
| Date of disclosure: | 25 Sep 2018 | ||
| Contact name: | Large Holdings Regulatory Operations | ||
| Telephone number: | 020 3134 7213 |
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS, AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
| Identity of the person whose positions/dealings | Barclays PLC. | ||
| are being disclosed: | |||
| Name of offeror/offeree in relation to whose | SHIRE PLC | ||
| relevant securities this from relates: |
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
| Class | Product | Writing, | Number | Exercise | Type | Expiry | |||||||
| of | description | purchasing, | of | price | date | ||||||||
| relevant | selling, | securities | per unit | ||||||||||
| security | varying etc | to which | |||||||||||
| option | |||||||||||||
| relates | |||||||||||||
| 5p ordinary | Call Options | Written | -125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| 5p ordinary | Put Options | Written | 125,000 | 3600.0000 | American | 21 Dec 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 100 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 100 | 220.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 100 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 210.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 200 | 155.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 130.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 200 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 300 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 300 | 175.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 400 | 230.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 130.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 500 | 195.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 500 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,000 | 180.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 1,200 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 1,200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 1,700 | 195.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,000 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Purchased | 2,300 | 185.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 2,400 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 3,100 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 3,700 | 185.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Purchased | 4,500 | 200.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Purchased | 5,000 | 195.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -10,300 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -6,000 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Call Options | Written | -4,100 | 180.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -2,700 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -1,100 | 210.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -1,000 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -900 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -800 | 160.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -500 | 160.0000 | American | 18 Apr 2019 | |||||||
| ADR | Call Options | Written | -100 | 173.0000 | American | 12 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Call Options | Written | -100 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Call Options | Written | -100 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -44,000 | 145.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -8,900 | 135.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -8,600 | 170.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -6,600 | 165.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -5,800 | 180.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -4,600 | 155.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -3,700 | 145.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,700 | 80.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,500 | 120.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -2,300 | 85.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,100 | 160.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -2,000 | 175.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,800 | 115.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,500 | 165.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,200 | 135.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,100 | 150.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Purchased | -1,000 | 105.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 140.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -1,000 | 170.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 80.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -1,000 | 150.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -800 | 150.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -700 | 160.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -500 | 140.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -400 | 145.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -400 | 165.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Purchased | -200 | 170.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Purchased | -200 | 115.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 95.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 100 | 110.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 100 | 140.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 100 | 75.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 200.0000 | American | 17 Jan 2020 | |||||||
| ADR | Put Options | Written | 200 | 125.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 70.0000 | American | 19 Oct 2018 | |||||||
| ADR | Put Options | Written | 200 | 100.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 500 | 125.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 1,000 | 155.0000 | American | 5 Oct 2018 | |||||||
| ADR | Put Options | Written | 1,000 | 90.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 2,300 | 130.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 5,300 | 120.0000 | American | 18 Jan 2019 | |||||||
| ADR | Put Options | Written | 10,000 | 160.0000 | American | 19 Jul 2019 | |||||||
| ADR | Put Options | Written | 18,300 | 155.0000 | American | 19 Oct 2018 |
3. AGREEMENTS TO PURCHASE OR SELL ETC.
| Full details should be given so that the nature of the interest or position can be fully understood: |
It is not necessary to provide details on a Supplemental Form (Open Positions) with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.
View source version on businesswire.com: https://www.businesswire.com/news/home/20180925005685/en/
Copyright Business Wire 2018
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